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AEE

AMEREN CORP

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3150
SEC CIK
0001002910
Parsed reports
564

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202605
Mar 202604
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 00:32 UTC
BAXTER WARNER LDirector · Executive Chairman
SaleCommon Stock, $.01 Par Value 9,179 $85.18 $781,867.22
Disclosure

SEC source: 0001002910-22-000045 · wf-form4_164626754320126.xml · nonDerivative · entry 4

BAXTER WARNER L · CIK 0001190093 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,493

F3 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.03 to $85.47, inclusive. The reporting person undertakes to provide Ameren Corporation (Ameren), any security holder of Ameren, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:32 UTC
BAXTER WARNER LDirector · Executive Chairman
SaleCommon Stock, $.01 Par Value 9,221 $84.63 $780,373.23
Disclosure

SEC source: 0001002910-22-000045 · wf-form4_164626754320126.xml · nonDerivative · entry 3

BAXTER WARNER L · CIK 0001190093 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,672

F3 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.22 to $85.00, inclusive. The reporting person undertakes to provide Ameren Corporation (Ameren), any security holder of Ameren, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:40 UTC
Shaw Theresa ASVP, Finance and CAO
Tax withholdingCommon Stock, $.01 Par Value 1,088 $85.95 $93,513.60
Disclosure

SEC source: 0001002910-22-000050 · wf-form4_164626801197420.xml · nonDerivative · entry 2

Shaw Theresa A · CIK 0001878241 · SVP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,260

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:39 UTC
Schukar Shawn EChmn & President of Subsidiary
SaleCommon Stock, $.01 Par Value 1,562 $85.96 $134,269.52
Disclosure

SEC source: 0001002910-22-000049 · wf-form4_164626792755814.xml · nonDerivative · entry 4

Schukar Shawn E · CIK 0001305084 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,379

F3 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.59 to $86.25, inclusive. The reporting person undertakes to provide Ameren Corporation (Ameren), any security holder of Ameren, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:39 UTC
Schukar Shawn EChmn & President of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 2,554 $85.95 $219,516.30
Disclosure

SEC source: 0001002910-22-000049 · wf-form4_164626792755814.xml · nonDerivative · entry 2

Schukar Shawn E · CIK 0001305084 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,541

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:37 UTC
MOEHN MICHAEL LExecutive VP & CFO
Tax withholdingCommon Stock, $.01 Par Value 9,016 $85.95 $774,925.20
Disclosure

SEC source: 0001002910-22-000048 · wf-form4_164626782307874.xml · nonDerivative · entry 2

MOEHN MICHAEL L · CIK 0001190105 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,319

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:36 UTC
LYONS MARTIN JDirector · President & CEO
Tax withholdingCommon Stock, $.01 Par Value 12,141 $85.95 $1,043,518.95
Disclosure

SEC source: 0001002910-22-000047 · wf-form4_164626774343548.xml · nonDerivative · entry 2

LYONS MARTIN J · CIK 0001190099 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,839

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:34 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
Tax withholdingCommon Stock, $.01 Par Value 2,319 $85.95 $199,318.05
Disclosure

SEC source: 0001002910-22-000046 · wf-form4_164626762134046.xml · nonDerivative · entry 2

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,242

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:49 UTC
Heger Mary PSVP of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 2,175 $85.95 $186,941.25
Disclosure

SEC source: 0001002910-22-000043 · wf-form4_164625776419033.xml · nonDerivative · entry 2

Heger Mary P · CIK 0001640863 · SVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,457

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:53 UTC
MARK RICHARD JChmn & President of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 7,205 $85.95 $619,269.75
Disclosure

SEC source: 0001002910-22-000044 · wf-form4_164625798180421.xml · nonDerivative · entry 3

MARK RICHARD J · CIK 0001190100 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,586

F4 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:32 UTC
BAXTER WARNER LDirector · Executive Chairman
Tax withholdingCommon Stock, $.01 Par Value 44,117 $85.95 $3,791,856.15
Disclosure

SEC source: 0001002910-22-000045 · wf-form4_164626754320126.xml · nonDerivative · entry 2

BAXTER WARNER L · CIK 0001190093 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,893

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:48 UTC
Diya Fadi MSVP & CNO of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 5,958 $85.95 $512,090.10
Disclosure

SEC source: 0001002910-22-000042 · wf-form4_164625766723121.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,870

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:46 UTC
Nwamu Chonda JSVP, GC & Secretary
Tax withholdingCommon Stock, $.01 Par Value 3,811 $85.95 $327,555.45
Disclosure

SEC source: 0001002910-22-000041 · wf-form4_164625758344005.xml · nonDerivative · entry 2

Nwamu Chonda J · CIK 0001764398 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,203

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:27 UTC
BIRK MARK CChmn & President of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 2,894 $85.95 $248,739.30
Disclosure

SEC source: 0001002910-22-000040 · wf-form4_164625644026809.xml · nonDerivative · entry 2

BIRK MARK C · CIK 0001220854 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,491

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:26 UTC
Amirthalingam BhavaniSVP & CDIO of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 2,657 $85.95 $228,369.15
Disclosure

SEC source: 0001002910-22-000039 · wf-form4_164625637460067.xml · nonDerivative · entry 2

Amirthalingam Bhavani · CIK 0001733097 · SVP & CDIO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,240

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units and restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:53 UTC
MARK RICHARD JChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 3,405 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000033 · wf-form4_164489355377769.xml · nonDerivative · entry 3

MARK RICHARD J · CIK 0001190100 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,791

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 89 shares acquired through reinvested dividends during the second through fourth quarters of 2021, as well as 231 accrued dividend equivalents acquired during the second through fourth quarters of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 02:53 UTC
MARK RICHARD JChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 14,500 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000033 · wf-form4_164489355377769.xml · nonDerivative · entry 2

MARK RICHARD J · CIK 0001190100 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,066

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:27 UTC
BIRK MARK CChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 3,543 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000032 · wf-form4_164488481879512.xml · nonDerivative · entry 3

BIRK MARK C · CIK 0001220854 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,385

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 14 shares acquired through reinvested dividends during the first quarter of 2021, as well as 163 accrued dividend equivalents acquired during the first through fourth quarters of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:27 UTC
BIRK MARK CChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 7,345 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000032 · wf-form4_164488481879512.xml · nonDerivative · entry 2

BIRK MARK C · CIK 0001220854 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,665

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:22 UTC
Schukar Shawn EChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 1,883 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000031 · wf-form4_164488449933871.xml · nonDerivative · entry 3

Schukar Shawn E · CIK 0001305084 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,096

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 37 accrued dividend equivalents acquired during the fourth quarter of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:22 UTC
Schukar Shawn EChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 6,703 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000031 · wf-form4_164488449933871.xml · nonDerivative · entry 2

Schukar Shawn E · CIK 0001305084 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,176

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:20 UTC
LYONS MARTIN JDirector · President & CEO
GrantCommon Stock, $.01 Par Value 14,123 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000030 · wf-form4_164488438937112.xml · nonDerivative · entry 3

LYONS MARTIN J · CIK 0001190099 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,980

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 2 shares acquired through reinvested dividends during the first through fourth quarters of 2021, as well as 1,164 accrued dividend equivalents acquired during the first through fourth quarters of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:20 UTC
LYONS MARTIN JDirector · President & CEO
GrantCommon Stock, $.01 Par Value 21,756 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000030 · wf-form4_164488438937112.xml · nonDerivative · entry 2

LYONS MARTIN J · CIK 0001190099 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,690

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:57 UTC
Shaw Theresa ASVP, Finance and CAO
GrantCommon Stock, $.01 Par Value 1,125 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000029 · wf-form4_164488302863419.xml · nonDerivative · entry 3

Shaw Theresa A · CIK 0001878241 · SVP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,348

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 17 accrued dividend equivalents acquired during the fourth quarter of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:57 UTC
Shaw Theresa ASVP, Finance and CAO
GrantCommon Stock, $.01 Par Value 2,821 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000029 · wf-form4_164488302863419.xml · nonDerivative · entry 2

Shaw Theresa A · CIK 0001878241 · SVP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,206

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:56 UTC
Nwamu Chonda JSVP, GC & Secretary
GrantCommon Stock, $.01 Par Value 3,389 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000028 · wf-form4_164488294965036.xml · nonDerivative · entry 3

Nwamu Chonda J · CIK 0001764398 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,014

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 191 shares acquired through reinvested dividends during the first through fourth quarters of 2021, as well as 241 accrued dividend equivalents acquired during the first through fourth quarters of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:56 UTC
Nwamu Chonda JSVP, GC & Secretary
GrantCommon Stock, $.01 Par Value 8,090 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000028 · wf-form4_164488294965036.xml · nonDerivative · entry 2

Nwamu Chonda J · CIK 0001764398 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,193

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:54 UTC
MOEHN MICHAEL LExecutive VP & CFO
GrantCommon Stock, $.01 Par Value 8,062 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000027 · wf-form4_164488279981753.xml · nonDerivative · entry 3

MOEHN MICHAEL L · CIK 0001190105 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,334

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 1 share acquired through reinvested dividends during the third through fourth quarters of 2021, as well as 517 accrued dividend equivalents acquired during the third through fourth quarters of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:54 UTC
MOEHN MICHAEL LExecutive VP & CFO
GrantCommon Stock, $.01 Par Value 16,521 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000027 · wf-form4_164488279981753.xml · nonDerivative · entry 2

MOEHN MICHAEL L · CIK 0001190105 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,754

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:20 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
GrantCommon Stock, $.01 Par Value 1,404 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000026 · wf-form4_164488076193262.xml · nonDerivative · entry 3

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,562

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 31 accrued dividend equivalents acquired during the fourth quarter of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:20 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
GrantCommon Stock, $.01 Par Value 6,014 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000026 · wf-form4_164488076193262.xml · nonDerivative · entry 2

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,127

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:31 UTC
Heger Mary PSVP of Subsidiary
GrantCommon Stock, $.01 Par Value 1,225 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000025 · wf-form4_164487785048348.xml · nonDerivative · entry 3

Heger Mary P · CIK 0001640863 · SVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,633

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 121 accrued dividend equivalents acquired during the first through the fourth quarters of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:31 UTC
Heger Mary PSVP of Subsidiary
GrantCommon Stock, $.01 Par Value 5,666 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000025 · wf-form4_164487785048348.xml · nonDerivative · entry 2

Heger Mary P · CIK 0001640863 · SVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,286

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:28 UTC
Diya Fadi MSVP & CNO of Subsidiary
GrantCommon Stock, $.01 Par Value 3,418 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000024 · wf-form4_164487769554379.xml · nonDerivative · entry 3

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,828

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F4 · balance_after: Amount includes 212 accrued dividend equivalents acquired during the second through fourth quarters of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the Plan.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:28 UTC
Diya Fadi MSVP & CNO of Subsidiary
GrantCommon Stock, $.01 Par Value 12,633 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000024 · wf-form4_164487769554379.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,198

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:24 UTC
BAXTER WARNER LDirector · Executive Chairman
GrantCommon Stock, $.01 Par Value 10,270 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000023 · wf-form4_164487744951562.xml · nonDerivative · entry 3

BAXTER WARNER L · CIK 0001190093 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,010

F4 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:24 UTC
BAXTER WARNER LDirector · Executive Chairman
GrantCommon Stock, $.01 Par Value 75,962 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000023 · wf-form4_164487744951562.xml · nonDerivative · entry 2

BAXTER WARNER L · CIK 0001190093 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,740

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

F3 · balance_after: Amount includes 412 accrued dividend equivalents acquired during the fourth quarter of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:23 UTC
Amirthalingam BhavaniSVP & CDIO of Subsidiary
GrantCommon Stock, $.01 Par Value 1,733 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000022 · wf-form4_164487734775116.xml · nonDerivative · entry 3

Amirthalingam Bhavani · CIK 0001733097 · SVP & CDIO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,897

F3 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

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February 10, 2022 Filed Feb 14, 2022 22:23 UTC
Amirthalingam BhavaniSVP & CDIO of Subsidiary
GrantCommon Stock, $.01 Par Value 6,519 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000022 · wf-form4_164487734775116.xml · nonDerivative · entry 2

Amirthalingam Bhavani · CIK 0001733097 · SVP & CDIO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,164

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

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January 03, 2022 Filed Jan 5, 2022 23:02 UTC
Amirthalingam BhavaniSVP & CDIO of Subsidiary
GrantCommon Stock, $.01 Par Value 5,168 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000015 · wf-form4_164142370667932.xml · nonDerivative · entry 2

Amirthalingam Bhavani · CIK 0001733097 · SVP & CDIO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,645

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 50 shares acquired through reinvested dividends during 2021, as well as 144 accrued dividend equivalents acquired during 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

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January 03, 2022 Filed Jan 5, 2022 23:00 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000014 · wf-form4_164142358959731.xml · nonDerivative · entry 1

Johnson James C · CIK 0001325453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,584

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 1252 shares acquired during the first through fourth quarters of 2021 through reinvested dividends.

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January 03, 2022 Filed Jan 5, 2022 22:43 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000010 · wf-form4_164142257542290.xml · nonDerivative · entry 1

COLEMAN J EDWARD · CIK 0001447555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,363

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 436 shares acquired during the first through fourth quarters of 2021 through reinvested dividends.

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January 03, 2022 Filed Jan 5, 2022 22:53 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000013 · wf-form4_164142317829979.xml · nonDerivative · entry 1

Eder Noelle K · CIK 0001691704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,839

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 213 shares acquired during the first through fourth quarters of 2021 through reinvested dividends.

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January 03, 2022 Filed Jan 5, 2022 22:51 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000012 · wf-form4_164142305917496.xml · nonDerivative · entry 1

Dickson Ward H. · CIK 0001584438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,020

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 163 shares acquired during the first through fourth quarters of 2021 through reinvested dividends.

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January 03, 2022 Filed Jan 5, 2022 22:39 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000009 · wf-form4_164142233265819.xml · nonDerivative · entry 1

Mackay Leo S. Jr. · CIK 0001558398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 50 shares acquired during the first through fourth quarters of 2021 through reinvested dividends.

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January 03, 2022 Filed Jan 5, 2022 22:36 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000008 · wf-form4_164142217498242.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,468

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 412 shares acquired during the first through fourth quarters of 2021 through reinvested dividends.

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January 03, 2022 Filed Jan 5, 2022 22:34 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000007 · wf-form4_164142202515721.xml · nonDerivative · entry 1

BRUNE CATHERINE S · CIK 0001199579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,944

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 121 shares acquired during the fourth quarter of 2021 through reinvested dividends.

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January 03, 2022 Filed Jan 5, 2022 22:29 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000005 · wf-form4_164142174696399.xml · nonDerivative · entry 1

Lipstein Steven H · CIK 0001491305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,739

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 215 shares acquired during the fourth quarter of 2021 through reinvested dividends.

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January 03, 2022 Filed Jan 5, 2022 22:31 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000006 · wf-form4_164142188701985.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,110

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 1083 shares acquired during the first through fourth quarters of 2021 through reinvested dividends.

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January 03, 2022 Filed Jan 5, 2022 22:20 UTC GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-22-000004 · wf-form4_164142118630405.xml · nonDerivative · entry 1

BRINKLEY CYNTHIA J · CIK 0001229100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,605

F1 · shares: Director compensation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.