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AEE

AMEREN CORP

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3150
SEC CIK
0001002910
Parsed reports
564

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202605
Mar 202604
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2018 Filed Feb 12, 2018 21:29 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
GrantCommon Stock, $.01 Par Value 13,171 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000058 · edgar.xml · nonDerivative · entry 2

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,695

F2 · shares: Shares acquired upon vesting of previously granted perfomance share units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:28 UTC
Diya Fadi MSVP & CNO of Subsidiary
GrantCommon Stock, $.01 Par Value 24,360 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000056 · edgar.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,548

F2 · shares: Shares acquired upon vesting of previously granted perfomance share units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:25 UTC
BIRK MARK CSVP of Subsidiary
GrantCommon Stock, $.01 Par Value 14,365 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000055 · edgar.xml · nonDerivative · entry 2

BIRK MARK C · CIK 0001220854 · SVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,111

F2 · shares: Shares acquired upon vesting of previously granted perfomance share units.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:24 UTC
BAXTER WARNER LDirector · Chairman, President & CEO
GrantCommon Stock, $.01 Par Value 141,632 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000054 · edgar.xml · nonDerivative · entry 2

BAXTER WARNER L · CIK 0001190093 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,285

F2 · shares: Shares acquired upon vesting of previously granted perfomance share units.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:51 UTC GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000042 · edgar.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,868

F1 · shares: Director compensation.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:49 UTC GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000041 · edgar.xml · nonDerivative · entry 1

Lipstein Steven H · CIK 0001491305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,081

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 770 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:48 UTC GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000040 · edgar.xml · nonDerivative · entry 1

Johnson James C · CIK 0001325453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,397

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes a total of 1,088 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:46 UTC GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000039 · edgar.xml · nonDerivative · entry 1

JACKSON GAYLE P W · CIK 0001318198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,324

F1 · shares: Director compensation.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:45 UTC GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000038 · edgar.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,296

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 407 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:43 UTC GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000036 · edgar.xml · nonDerivative · entry 1

Flores Rafael · CIK 0001656999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,168

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes a total of 219 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:44 UTC GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000037 · edgar.xml · nonDerivative · entry 1

GALVIN WALTER J · CIK 0001183476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,714

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes a total of 791 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:41 UTC GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000035 · edgar.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,588

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 909 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:38 UTC GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000033 · edgar.xml · nonDerivative · entry 1

BRUNE CATHERINE S · CIK 0001199579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,217

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 497 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:40 UTC GrantCommon Stock., $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000034 · edgar.xml · nonDerivative · entry 1

COLEMAN J EDWARD · CIK 0001447555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,380

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes a total of 226 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 01:03 UTC
Steinke Bruce ASVP, Finance & CAO
GrantCommon Stock, $.01 Par Value 1,862 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000022 · edgar.xml · nonDerivative · entry 2

Steinke Bruce A · CIK 0001566185 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,484

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 01:02 UTC
Schukar Shawn EChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 2,006 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000021 · edgar.xml · nonDerivative · entry 2

Schukar Shawn E · CIK 0001305084 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,554

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes a total of 258 shares acquired during the second through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.73 to $59.02 per share.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 01:01 UTC
NELSON GREGORY LSVP, GC & Secretary
GrantCommon Stock, $.01 Par Value 3,929 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000020 · edgar.xml · nonDerivative · entry 2

NELSON GREGORY L · CIK 0001190110 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,513

F1 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:53 UTC
BIRK MARK CSVP of Subsidiary
GrantCommon Stock, $.01 Par Value 2,193 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000013 · edgar.xml · nonDerivative · entry 2

BIRK MARK C · CIK 0001220854 · SVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,746

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:56 UTC
Heger Mary PSVP & CIO of Subsidiary
GrantCommon Stock, $.01 Par Value 1,702 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000015 · edgar.xml · nonDerivative · entry 2

Heger Mary P · CIK 0001640863 · SVP & CIO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,368

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes a total of 37 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 01:00 UTC
MOEHN MICHAEL LChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 4,788 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000019 · edgar.xml · nonDerivative · entry 2

MOEHN MICHAEL L · CIK 0001190105 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,030

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:59 UTC
MARK RICHARD JChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 4,324 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000018 · edgar.xml · nonDerivative · entry 2

MARK RICHARD J · CIK 0001190100 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,289

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes a total of 105 shares acquired through monthly payroll deductions from March through December 2017 at prices ranging from $54.49 to $64.11 per share.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:58 UTC
LYONS MARTIN JExecutive VP & CFO
GrantCommon Stock, $.01 Par Value 6,486 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000017 · edgar.xml · nonDerivative · entry 2

LYONS MARTIN J · CIK 0001190099 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,556

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes a total of 85 shares acquired through monthly payroll deductions and reinvested dividends from March through December 2017 at prices ranging from $54.49 to $64.11 per share.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:57 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
GrantCommon Stock, $.01 Par Value 1,799 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000016 · edgar.xml · nonDerivative · entry 2

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,524

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:55 UTC
Diya Fadi MSVP & CNO of Subsidiary
GrantCommon Stock, $.01 Par Value 3,578 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000014 · edgar.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,188

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 01, 2018 Filed Jan 4, 2018 00:53 UTC
BAXTER WARNER LDirector · Chairman, President & CEO
GrantCommon Stock, $.01 Par Value 22,175 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000012 · edgar.xml · nonDerivative · entry 2

BAXTER WARNER L · CIK 0001190093 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,653

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2021, which shall be no later than March 15, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 21:43 UTC
NELSON GREGORY LSVP, GC & Secretary
GiftCommon Stock, $.01 Par Value 1,200 $0.00 $0.00
Disclosure

SEC source: 0001002910-17-000110 · edgar.xml · nonDerivative · entry 3

NELSON GREGORY L · CIK 0001190110 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,585

F1 · shares: Represents shares donated as a gift to a charitable donor-advised fund.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 21:43 UTC
NELSON GREGORY LSVP, GC & Secretary
SaleCommon Stock, $.01 Par Value 12,000 $62.68 $752,160.00
Disclosure

SEC source: 0001002910-17-000110 · edgar.xml · nonDerivative · entry 2

NELSON GREGORY L · CIK 0001190110 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,785

Read SEC document
June 20, 2017 Filed Jun 21, 2017 18:05 UTC
Diya Fadi MSVP & CNO of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 3,342 $56.79 $189,792.18
Disclosure

SEC source: 0001002910-17-000098 · edgar.xml · nonDerivative · entry 3

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,611

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of a retention award.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 18:05 UTC
Diya Fadi MSVP & CNO of Subsidiary
GrantCommon Stock, $.01 Par Value 7,043 $0.00 $0.00
Disclosure

SEC source: 0001002910-17-000098 · edgar.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,953

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:17 UTC
BAXTER WARNER LDirector · Chairman, President & CEO
GiftCommon Stock, $.01 Par Value 4,461 $0.00 $0.00
Disclosure

SEC source: 0001002910-17-000095 · edgar.xml · nonDerivative · entry 3

BAXTER WARNER L · CIK 0001190093 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,478

F2 · shares: Represents shares donated as a gift to a charitable donor-advised fund.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:17 UTC
BAXTER WARNER LDirector · Chairman, President & CEO
SaleCommon Stock, $.01 Par Value 13,310 $56.23 $748,421.30
Disclosure

SEC source: 0001002910-17-000095 · edgar.xml · nonDerivative · entry 2

BAXTER WARNER L · CIK 0001190093 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,939

Read SEC document
March 09, 2017 Filed Mar 10, 2017 16:54 UTC
NELSON GREGORY LSVP, GC & Secretary
OtherCommon Stock, $.01 Par Value 12,000 $54.26 $651,120.00
Disclosure

SEC source: 0001002910-17-000083 · edgar.xml · nonDerivative · entry 2

NELSON GREGORY L · CIK 0001190110 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,785

F2 · kind: Sale made through DRPlus Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 16:52 UTC
Diya Fadi MSVP & CNO of Subsidiary
OtherCommon Stock, $.01 Par Value 12,000 $54.26 $651,120.00
Disclosure

SEC source: 0001002910-17-000082 · edgar.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,910

F2 · kind: Sale made through DRPlus Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 16:14 UTC GiftCommon Stock, $.01 Par Value 2,398 $0.00 $0.00
Disclosure

SEC source: 0001002910-17-000079 · edgar.xml · nonDerivative · entry 1

BRUNE CATHERINE S · CIK 0001199579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,664

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:01 UTC
Steinke Bruce ASVP, Finance & CAO
SaleCommon Stock, $.01 Par Value 1,392 $54.31 $75,599.52
Disclosure

SEC source: 0001002910-17-000076 · edgar.xml · nonDerivative · entry 3

Steinke Bruce A · CIK 0001566185 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,623

F3 · kind: The sale reported was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:00 UTC
NELSON GREGORY LSVP, GC & Secretary
SaleCommon Stock, $.01 Par Value 1,834 $54.33 $99,641.22
Disclosure

SEC source: 0001002910-17-000075 · edgar.xml · nonDerivative · entry 3

NELSON GREGORY L · CIK 0001190110 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,785

F3 · kind: The sale reported was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 20:57 UTC
LYONS MARTIN JExecutive VP & CFO
SaleCommon Stock, $.01 Par Value 1,320 $54.32 $71,702.40
Disclosure

SEC source: 0001002910-17-000072 · edgar.xml · nonDerivative · entry 3

LYONS MARTIN J · CIK 0001190099 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,985

F3 · kind: The sale reported was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · balance_after: Amount includes a total of 2 shares acquired through monthly payroll deductions and reinvested dividends during the first quarter of 2017 at prices ranging from $52.19 to $54.59 per share.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 20:56 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
SaleCommon Stock, $.01 Par Value 1,024 $54.24 $55,541.76
Disclosure

SEC source: 0001002910-17-000071 · edgar.xml · nonDerivative · entry 3

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,724

F3 · kind: The sale reported was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:01 UTC
Steinke Bruce ASVP, Finance & CAO
Tax withholdingCommon Stock, $.01 Par Value 3,180 $54.69 $173,914.20
Disclosure

SEC source: 0001002910-17-000076 · edgar.xml · nonDerivative · entry 2

Steinke Bruce A · CIK 0001566185 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,015

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:00 UTC
NELSON GREGORY LSVP, GC & Secretary
Tax withholdingCommon Stock, $.01 Par Value 8,219 $54.69 $449,497.11
Disclosure

SEC source: 0001002910-17-000075 · edgar.xml · nonDerivative · entry 2

NELSON GREGORY L · CIK 0001190110 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,619

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:58 UTC
MARK RICHARD JChmn & President of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 7,110 $54.69 $388,845.90
Disclosure

SEC source: 0001002910-17-000073 · edgar.xml · nonDerivative · entry 2

MARK RICHARD J · CIK 0001190100 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,860

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

F3 · balance_after: Amount includes a total of 28 shares acquired through monthly payroll deductions and reinvested dividends during the first quarter of 2017 at prices ranging from $52.19 to $54.59 per share.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:59 UTC
MOEHN MICHAEL LChmn & President of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 7,133 $54.69 $390,103.77
Disclosure

SEC source: 0001002910-17-000074 · edgar.xml · nonDerivative · entry 2

MOEHN MICHAEL L · CIK 0001190105 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,243

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:57 UTC
LYONS MARTIN JExecutive VP & CFO
Tax withholdingCommon Stock, $.01 Par Value 12,416 $54.69 $679,031.04
Disclosure

SEC source: 0001002910-17-000072 · edgar.xml · nonDerivative · entry 2

LYONS MARTIN J · CIK 0001190099 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,303

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:56 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
Tax withholdingCommon Stock, $.01 Par Value 2,337 $54.69 $127,810.53
Disclosure

SEC source: 0001002910-17-000071 · edgar.xml · nonDerivative · entry 2

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,748

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

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February 28, 2017 Filed Mar 2, 2017 20:54 UTC
Heger Mary PSVP & CIO of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 2,275 $54.69 $124,419.75
Disclosure

SEC source: 0001002910-17-000070 · edgar.xml · nonDerivative · entry 2

Heger Mary P · CIK 0001640863 · SVP & CIO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,629

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

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February 28, 2017 Filed Mar 2, 2017 20:53 UTC
Diya Fadi MSVP & CNO of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 5,204 $54.69 $284,606.76
Disclosure

SEC source: 0001002910-17-000069 · edgar.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,910

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

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February 28, 2017 Filed Mar 2, 2017 20:52 UTC
BIRK MARK CSVP of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 3,180 $54.69 $173,914.20
Disclosure

SEC source: 0001002910-17-000068 · edgar.xml · nonDerivative · entry 3

BIRK MARK C · CIK 0001220854 · SVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,553

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

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February 28, 2017 Filed Mar 2, 2017 20:51 UTC
Borkowski Maureen AChmn & President of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 3,790 $54.69 $207,275.10
Disclosure

SEC source: 0001002910-17-000067 · edgar.xml · nonDerivative · entry 4

Borkowski Maureen A · CIK 0001313735 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,544

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

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February 28, 2017 Filed Mar 2, 2017 20:51 UTC
BAXTER WARNER LDirector · Chairman, President & CEO
Tax withholdingCommon Stock, $.01 Par Value 31,629 $54.69 $1,729,790.01
Disclosure

SEC source: 0001002910-17-000066 · edgar.xml · nonDerivative · entry 2

BAXTER WARNER L · CIK 0001190093 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,249

F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

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February 09, 2017 Filed Feb 13, 2017 21:09 UTC
Diya Fadi MSVP & CNO of Subsidiary
GrantCommon Stock, $.01 Par Value 15,602 $0.00 $0.00
Disclosure

SEC source: 0001002910-17-000041 · edgar.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,113

F2 · shares: Shares acquired upon vesting of previously granted performance share units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.