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Nasdaq · USD

ADUS

Addus HomeCare Corp

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4454
SEC CIK
0001468328
Parsed reports
410

Last 12 months

Inside the activity.

0 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 2026027
Mar 202601
Apr 202601
May 202602
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 4, 2020 20:48 UTC
TUCKER DAVID W.EVP/Chief Development Officer
SaleCommon Stock 130 $75.75 $9,847.50
Disclosure

SEC source: 0001209191-20-016007 · doc4.xml · nonDerivative · entry 1

TUCKER DAVID W. · CIK 0001793369 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,703

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:47 UTC
BICKHAM W BRADLEYEVP/Chief Operating Officer
SaleCommon Stock 277 $75.75 $20,982.75
Disclosure

SEC source: 0001209191-20-016003 · doc4.xml · nonDerivative · entry 1

BICKHAM W BRADLEY · CIK 0001257773 · EVP/Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,358

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:47 UTC
Manning LaurieEVP/Chief Human Resources Off.
SaleCommon Stock 366 $75.75 $27,724.50
Disclosure

SEC source: 0001209191-20-016005 · doc4.xml · nonDerivative · entry 1

Manning Laurie · CIK 0001713085 · EVP/Chief Human Resources Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,215

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:46 UTC
ALLISON R DIRKDirector · President and CEO
SaleCommon Stock 1,431 $75.75 $108,398.25
Disclosure

SEC source: 0001209191-20-016000 · doc4.xml · nonDerivative · entry 1

ALLISON R DIRK · CIK 0001253500 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,667

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 17:16 UTC
ALLISON R DIRKDirector · Chief Executive Officer
SaleCommon Stock 990 $98.19 $97,208.10
Disclosure

SEC source: 0001209191-20-004595 · doc4.xml · nonDerivative · entry 1

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,098

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 20:33 UTC SaleCommon Stock 676 $96.94 $65,531.44
Disclosure

SEC source: 0001209191-20-004437 · doc4.xml · nonDerivative · entry 1

BICKHAM W BRADLEY · CIK 0001257773 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,635

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 22:52 UTC
ALLISON R DIRKDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001209191-20-002310 · doc4.xml · derivative · entry 7

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 25,000 shares

Expires 2026-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

F7 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 22:52 UTC
ALLISON R DIRKDirector · Chief Executive Officer
SaleCommon Stock 3,538 $97.02 $343,256.76
Disclosure

SEC source: 0001209191-20-002310 · doc4.xml · nonDerivative · entry 5

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,088

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.92 to $97.20, inclusive.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 22:52 UTC
ALLISON R DIRKDirector · Chief Executive Officer
SaleCommon Stock 10,691 $96.57 $1,032,429.87
Disclosure

SEC source: 0001209191-20-002310 · doc4.xml · nonDerivative · entry 4

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,626

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.92 to $96.91, inclusive.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 22:52 UTC
ALLISON R DIRKDirector · Chief Executive Officer
SaleCommon Stock 5,781 $95.37 $551,333.97
Disclosure

SEC source: 0001209191-20-002310 · doc4.xml · nonDerivative · entry 3

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,317

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.92 to $95.91, inclusive.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 22:52 UTC
ALLISON R DIRKDirector · Chief Executive Officer
SaleCommon Stock 4,990 $94.54 $471,754.60
Disclosure

SEC source: 0001209191-20-002310 · doc4.xml · nonDerivative · entry 2

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,098

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.92 to $94.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 22:52 UTC
ALLISON R DIRKDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $19.71 $492,750.00
Disclosure

SEC source: 0001209191-20-002310 · doc4.xml · nonDerivative · entry 1

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 20:35 UTC SaleCommon Stock 500 $92.39 $46,195.00
Disclosure

SEC source: 0001209191-19-060193 · doc4.xml · nonDerivative · entry 1

Weaver Susan T · CIK 0001687804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,036

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.31 to $92.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 12:31 UTC
Anderson DarbyChief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001209191-19-059801 · doc4.xml · derivative · entry 3

Anderson Darby · CIK 0001471815 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2021-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three equal installments on each of the first three anniversaries of the grant date.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 12:31 UTC
Anderson DarbyChief Strategy Officer
SaleCommon Stock 9,000 $94.57 $851,130.00
Disclosure

SEC source: 0001209191-19-059801 · doc4.xml · nonDerivative · entry 2

Anderson Darby · CIK 0001471815 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,392

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.06 to $94.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 12:31 UTC
Anderson DarbyChief Strategy Officer
Exercise / conversionCommon Stock 9,000 $5.93 $53,370.00
Disclosure

SEC source: 0001209191-19-059801 · doc4.xml · nonDerivative · entry 1

Anderson Darby · CIK 0001471815 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:01 UTC
ALLISON R DIRKDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001209191-19-059721 · doc4.xml · derivative · entry 5

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2026-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:01 UTC
ALLISON R DIRKDirector · Chief Executive Officer
SaleCommon Stock 500 $94.33 $47,165.00
Disclosure

SEC source: 0001209191-19-059721 · doc4.xml · nonDerivative · entry 3

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,088

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.31 to $94.38, inclusive.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:01 UTC
ALLISON R DIRKDirector · Chief Executive Officer
SaleCommon Stock 24,500 $93.87 $2,299,815.00
Disclosure

SEC source: 0001209191-19-059721 · doc4.xml · nonDerivative · entry 2

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,588

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.31 to $94.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:01 UTC
ALLISON R DIRKDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $19.71 $492,750.00
Disclosure

SEC source: 0001209191-19-059721 · doc4.xml · nonDerivative · entry 1

ALLISON R DIRK · CIK 0001253500 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:46 UTC
TUCKER DAVID W.EVP/Chief Development Officer
SaleCommon Stock 254 $94.28 $23,947.12
Disclosure

SEC source: 0001209191-19-058585 · doc4.xml · nonDerivative · entry 1

TUCKER DAVID W. · CIK 0001793369 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,833

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 16:33 UTC
TUCKER DAVID W.EVP/Chief Development Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 634 $0.00 Strike: $37.25 $0.00
Disclosure

SEC source: 0001209191-19-058047 · doc4.xml · derivative · entry 5

TUCKER DAVID W. · CIK 0001793369 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266

Underlying: Common Stock · 634 shares

Expires 2028-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 16:33 UTC
TUCKER DAVID W.EVP/Chief Development Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 475 $0.00 Strike: $34.05 $0.00
Disclosure

SEC source: 0001209191-19-058047 · doc4.xml · derivative · entry 4

TUCKER DAVID W. · CIK 0001793369 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687

Underlying: Common Stock · 475 shares

Expires 2027-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 16:33 UTC
TUCKER DAVID W.EVP/Chief Development Officer
SaleCommon Stock 1,109 $89.26 $98,989.34
Disclosure

SEC source: 0001209191-19-058047 · doc4.xml · nonDerivative · entry 3

TUCKER DAVID W. · CIK 0001793369 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,087

Read SEC document
November 22, 2019 Filed Nov 26, 2019 16:33 UTC
TUCKER DAVID W.EVP/Chief Development Officer
Exercise / conversionCommon Stock 634 $37.25 $23,616.50
Disclosure

SEC source: 0001209191-19-058047 · doc4.xml · nonDerivative · entry 2

TUCKER DAVID W. · CIK 0001793369 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 16:33 UTC
TUCKER DAVID W.EVP/Chief Development Officer
Exercise / conversionCommon Stock 475 $34.05 $16,173.75
Disclosure

SEC source: 0001209191-19-058047 · doc4.xml · nonDerivative · entry 1

TUCKER DAVID W. · CIK 0001793369 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 15:07 UTC SaleCommon Stock 690,000 $82.55 $56,959,500.00
Disclosure

SEC source: 0001209191-19-056682 · doc4.xml · nonDerivative · entry 1

ECP HELIOS PARTNERS III, L.P. · CIK 0001728263 · 10% owner

Eos Partners SBIC III, L.P. · CIK 0001365367 · 10% owner

ECP General III, L.P. · CIK 0001731318 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,638

F1 · balance_after: Represents shares of common stock held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Eos Hyperion GP, LLC is the general partner of Helios III. Eos General, L.L.C. is the general partner of Eos Partners, L.P., which is the managing member of Eos SBIC General III, L.L.C., the general partner of SBIC III. Because each of these funds are ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.

F2 · balance_after: Following the reported transactions, 381,593 shares are held by Helios III, 339,854 shares are held by General III and 320,191 shares are held by SBIC III (each rounded to the nearest whole share).

F1 · ownership.direct: Represents shares of common stock held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Eos Hyperion GP, LLC is the general partner of Helios III. Eos General, L.L.C. is the general partner of Eos Partners, L.P., which is the managing member of Eos SBIC General III, L.L.C., the general partner of SBIC III. Because each of these funds are ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Following the reported transactions, 381,593 shares are held by Helios III, 339,854 shares are held by General III and 320,191 shares are held by SBIC III (each rounded to the nearest whole share).

Read SEC document
November 13, 2019 Filed Nov 15, 2019 20:08 UTC
FIRST MARK LDirector · 10% owner
SaleCommon Stock 690,000 $82.55 $56,959,500.00
Disclosure

SEC source: 0001209191-19-056683 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,041,638

F1 · balance_after: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · balance_after: Following the reported transactions, 381,593 shares are held by Helios III, 339,854 shares are held by General III and 320,191 shares are held by SBIC III (each rounded to the nearest whole share).

F1 · ownership.direct: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Following the reported transactions, 381,593 shares are held by Helios III, 339,854 shares are held by General III and 320,191 shares are held by SBIC III (each rounded to the nearest whole share).

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:00 UTC
POFF BRIANChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $18.33 $0.00
Disclosure

SEC source: 0001209191-19-056494 · doc4.xml · derivative · entry 3

POFF BRIAN · CIK 0001673275 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 8,000 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:00 UTC
POFF BRIANChief Financial Officer
SaleCommon Stock 8,000 $86.36 $690,880.00
Disclosure

SEC source: 0001209191-19-056494 · doc4.xml · nonDerivative · entry 2

POFF BRIAN · CIK 0001673275 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,241

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.23 to $86.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:00 UTC
POFF BRIANChief Financial Officer
Exercise / conversionCommon Stock 8,000 $18.33 $146,640.00
Disclosure

SEC source: 0001209191-19-056494 · doc4.xml · nonDerivative · entry 1

POFF BRIAN · CIK 0001673275 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 01:58 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $34.55 $0.00
Disclosure

SEC source: 0001209191-19-056493 · doc4.xml · derivative · entry 3

BICKHAM W BRADLEY · CIK 0001257773 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 7,500 shares

Expires 2027-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 01:58 UTC SaleCommon Stock 7,500 $86.83 $651,225.00
Disclosure

SEC source: 0001209191-19-056493 · doc4.xml · nonDerivative · entry 2

BICKHAM W BRADLEY · CIK 0001257773 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,311

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.66 to $87.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 11, 2019 Filed Nov 14, 2019 01:58 UTC Exercise / conversionCommon Stock 7,500 $34.55 $259,125.00
Disclosure

SEC source: 0001209191-19-056493 · doc4.xml · nonDerivative · entry 1

BICKHAM W BRADLEY · CIK 0001257773 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 15:00 UTC
WATTENBARGER MICHAEL D.EVP/Chief Information Officer
GrantEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $87.80 $0.00
Disclosure

SEC source: 0001209191-19-055922 · doc4.xml · derivative · entry 2

WATTENBARGER MICHAEL D. · CIK 0001793267 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-11-07

F2 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

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November 07, 2019 Filed Nov 12, 2019 15:00 UTC
WATTENBARGER MICHAEL D.EVP/Chief Information Officer
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055922 · doc4.xml · nonDerivative · entry 1

WATTENBARGER MICHAEL D. · CIK 0001793267 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

F1 · shares: The shares vest in equal installments on each of the first four anniversaries of the grant date.

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November 07, 2019 Filed Nov 12, 2019 14:59 UTC
TUCKER DAVID W.EVP/Chief Development Officer
GrantEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $87.80 $0.00
Disclosure

SEC source: 0001209191-19-055921 · doc4.xml · derivative · entry 2

TUCKER DAVID W. · CIK 0001793369 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-11-07

F2 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

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November 07, 2019 Filed Nov 12, 2019 14:59 UTC
TUCKER DAVID W.EVP/Chief Development Officer
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055921 · doc4.xml · nonDerivative · entry 1

TUCKER DAVID W. · CIK 0001793369 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,087

F1 · shares: The shares vest in equal installments on each of the first four anniversaries of the grant date.

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August 15, 2019 Filed Aug 19, 2019 18:40 UTC
Manning LaurieEVP/Chief Human Resources Off.
SaleCommon Stock 990 $83.21 $82,377.90
Disclosure

SEC source: 0001209191-19-046495 · doc4.xml · nonDerivative · entry 1

Manning Laurie · CIK 0001713085 · EVP/Chief Human Resources Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,581

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

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August 08, 2019 Filed Aug 12, 2019 14:55 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $34.55 $0.00
Disclosure

SEC source: 0001209191-19-045448 · doc4.xml · derivative · entry 5

BICKHAM W BRADLEY · CIK 0001257773 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 15,000 shares

Expires 2027-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

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August 08, 2019 Filed Aug 12, 2019 14:55 UTC SaleCommon Stock 1,100 $82.11 $90,321.00
Disclosure

SEC source: 0001209191-19-045448 · doc4.xml · nonDerivative · entry 4

BICKHAM W BRADLEY · CIK 0001257773 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,311

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.89 to $82.34, inclusive.

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August 08, 2019 Filed Aug 12, 2019 14:55 UTC SaleCommon Stock 2,389 $81.17 $193,915.13
Disclosure

SEC source: 0001209191-19-045448 · doc4.xml · nonDerivative · entry 3

BICKHAM W BRADLEY · CIK 0001257773 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,411

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.85 to $81.64, inclusive.

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August 08, 2019 Filed Aug 12, 2019 14:55 UTC SaleCommon Stock 11,511 $80.43 $925,829.73
Disclosure

SEC source: 0001209191-19-045448 · doc4.xml · nonDerivative · entry 2

BICKHAM W BRADLEY · CIK 0001257773 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,800

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.85 to $80.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

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August 08, 2019 Filed Aug 12, 2019 14:55 UTC Exercise / conversionCommon Stock 15,000 $34.55 $518,250.00
Disclosure

SEC source: 0001209191-19-045448 · doc4.xml · nonDerivative · entry 1

BICKHAM W BRADLEY · CIK 0001257773 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 12, 2019 Filed Jun 14, 2019 15:49 UTC GrantCommon Stock 1,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037001 · doc4.xml · nonDerivative · entry 1

Gordon Darin J. · CIK 0001687783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,536

F1 · shares: Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.

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June 12, 2019 Filed Jun 14, 2019 15:50 UTC GrantCommon Stock 1,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037003 · doc4.xml · nonDerivative · entry 1

Weaver Susan T · CIK 0001687804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,536

F1 · shares: Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.

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June 12, 2019 Filed Jun 14, 2019 15:50 UTC
RUSH JEANDirector
GrantCommon Stock 1,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037002 · doc4.xml · nonDerivative · entry 1

RUSH JEAN · CIK 0001757607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,962

F1 · shares: Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.

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June 12, 2019 Filed Jun 14, 2019 15:49 UTC GrantCommon Stock 1,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037000 · doc4.xml · nonDerivative · entry 1

GERINGER STEVEN I · CIK 0001203383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,222

F1 · shares: Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.

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June 12, 2019 Filed Jun 14, 2019 15:48 UTC
FIRST MARK LDirector · 10% owner
GrantCommon Stock 1,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036999 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,222

F1 · shares: Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.

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June 12, 2019 Filed Jun 14, 2019 15:45 UTC GrantCommon Stock 1,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036998 · doc4.xml · nonDerivative · entry 1

EARLEY MICHAEL · CIK 0001258816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,790

F1 · shares: Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.