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ADT

ADT Inc.

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3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 09, 2025 Filed Jan 13, 2025 21:19 UTC
Zarmi SigalDirector
GrantCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000006 · wk-form4_1736803157.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,083

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 22, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 16:25 UTC GrantCommon Stock 804 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000013 · wk-form4_1736803525.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,101

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2026.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 16:21 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 804 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000008 · wk-form4_1736803258.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,295

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2026.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:18 UTC GrantCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000005 · wk-form4_1736803104.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,854

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 22, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 16:24 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantCommon Stock 6,332 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000012 · wk-form4_1736803462.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,894,428

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2026.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:23 UTC GrantRestricted Stock Units 155 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000011 · wk-form4_1736803413.xml · nonDerivative · entry 1

Houston Daniel Joseph · CIK 0001326278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,868

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on June 14, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:20 UTC GrantCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000007 · wk-form4_1736803205.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,625

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 22, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:16 UTC
Jackson DeLuEVP, Chf Marketing & Comm Off
GrantCommon Stock 638 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000003 · wk-form4_1736802985.xml · nonDerivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chf Marketing & Comm Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,751

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2026.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:15 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantCommon Stock 1,231 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000002 · wk-form4_1736802915.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,166,529

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2026.

Read SEC document
November 08, 2024 Filed Nov 9, 2024 02:30 UTC OtherCommon Stock 8,400,000 $7.20 $60,480,000.00
Disclosure

SEC source: 0001104659-24-116041 · tm2427923-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Prime Security Services TopCo (ML), L.P. · CIK 0001988867 · 10% owner

Prime Security Services TopCo (ML II), L.P. · CIK 0001988928 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 359,150,366

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:06 UTC
Jackson DeLuEVP, Chf Marketing & Comm Off
Tax withholdingCommon Stock 8,041 $7.25 $58,297.25
Disclosure

SEC source: 0001703056-24-000109 · wk-form4_1730840794.xml · nonDerivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chf Marketing & Comm Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,113

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 11/01/2024.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:49 UTC OtherCommon Stock 56,000,000 $7.20 $403,200,000.00
Disclosure

SEC source: 0001104659-24-113570 · tm2427315-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Prime Security Services TopCo (ML), L.P. · CIK 0001988867 · 10% owner

Prime Security Services TopCo (ML II), L.P. · CIK 0001988928 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 367,550,366

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:15 UTC
Yoon SuzanneDirector
GrantRestricted Stock Units 116 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000102 · wk-form4_1728418508.xml · nonDerivative · entry 1

Yoon Suzanne · CIK 0002034136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,312

F1 · shares: . Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on August 21, 2025.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:13 UTC GrantRestricted Stock Units 149 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000100 · wk-form4_1728418385.xml · nonDerivative · entry 1

Tiedt Danielle · CIK 0002026573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,713

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on June 14, 2025.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:05 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 256 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000093 · wk-form4_1728417952.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,064

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:16 UTC
Zarmi SigalDirector
GrantCommon Stock 158 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000103 · wk-form4_1728418557.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,919

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 22, 2025.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:40 UTC GiftEmployee Stock Option (right to buy) · Derivative 460,829 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0000950157-24-001397 · form4.xml · derivative · entry 10

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Sweet Yourself LLC

Disclosed balance after: 460,829

Underlying: Common Stock · 460,829 shares

Expires 2034-03-08

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants and other immediate family members. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026, 3/08/2027, generally subject to the reporting person's continued service.

F2 · ownership.nature: An LLC of which the reporting person is sole member and manager.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:40 UTC GiftEmployee Stock Option (right to buy) · Derivative 460,829 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0000950157-24-001397 · form4.xml · derivative · entry 9

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 460,829 shares

Expires 2034-03-08

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants and other immediate family members. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026, 3/08/2027, generally subject to the reporting person's continued service.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:40 UTC GiftEmployee Stock Option (right to buy) · Derivative 1,261,070 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0000950157-24-001397 · form4.xml · derivative · entry 8

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Sweet Yourself LLC

Disclosed balance after: 1,261,070

Underlying: Common Stock · 1,261,070 shares

Expires 2030-03-09

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants and other immediate family members. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

F2 · ownership.nature: An LLC of which the reporting person is sole member and manager.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:40 UTC GiftEmployee Stock Option (right to buy) · Derivative 1,261,070 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0000950157-24-001397 · form4.xml · derivative · entry 7

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,261,070 shares

Expires 2030-03-09

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants and other immediate family members. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:40 UTC GiftEmployee Stock Option (right to buy) · Derivative 143,540 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0000950157-24-001397 · form4.xml · derivative · entry 6

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Sweet Yourself LLC

Disclosed balance after: 143,540

Underlying: Common Stock · 143,540 shares

Expires 2029-03-14

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants and other immediate family members. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

F2 · ownership.nature: An LLC of which the reporting person is sole member and manager.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:40 UTC GiftEmployee Stock Option (right to buy) · Derivative 143,540 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0000950157-24-001397 · form4.xml · derivative · entry 5

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 143,540 shares

Expires 2029-03-14

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants and other immediate family members. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:40 UTC GiftEmployee Stock Option (right to buy) · Derivative 1,147,261 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0000950157-24-001397 · form4.xml · derivative · entry 4

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Sweet Yourself LLC

Disclosed balance after: 1,147,261

Underlying: Common Stock · 1,147,261 shares

Expires 2028-01-18

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants and other immediate family members. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

F2 · ownership.nature: An LLC of which the reporting person is sole member and manager.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:40 UTC GiftEmployee Stock Option (right to buy) · Derivative 1,147,261 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0000950157-24-001397 · form4.xml · derivative · entry 3

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,147,261 shares

Expires 2028-01-18

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants and other immediate family members. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:40 UTC GrantCommon Stock 780 $0.00 $0.00
Disclosure

SEC source: 0000950157-24-001397 · form4.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,297

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:11 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 780 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000098 · wk-form4_1728418279.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,491

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:14 UTC GrantCommon Stock 158 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000101 · wk-form4_1728418442.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,690

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 22, 2025.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 3,755,760 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 12

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bethel Ventures LLC

Disclosed balance after: 3,755,760

Underlying: Common Stock · 3,755,760 shares

Expires 2034-03-08

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026, 3/08/2027, generally subject to the reporting person's continued service.

F2 · ownership.nature: An LLC of which the reporting person is the manager with full control, and a beneficial owner together with a family gift trust.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 3,755,760 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 11

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,755,760 shares

Expires 2034-03-08

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026, 3/08/2027, generally subject to the reporting person's continued service.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 1,202,458 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 10

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bethel Ventures LLC

Disclosed balance after: 1,202,458

Underlying: Common Stock · 1,202,458 shares

Expires 2030-03-09

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

F2 · ownership.nature: An LLC of which the reporting person is the manager with full control, and a beneficial owner together with a family gift trust.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 1,202,458 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 9

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,202,458 shares

Expires 2030-03-09

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 1,076,555 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 8

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bethel Ventures LLC

Disclosed balance after: 1,076,555

Underlying: Common Stock · 1,076,555 shares

Expires 2029-03-14

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

F2 · ownership.nature: An LLC of which the reporting person is the manager with full control, and a beneficial owner together with a family gift trust.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 1,076,555 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 7

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,076,555 shares

Expires 2029-03-14

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 6

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bethel Ventures LLC

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2028-09-04

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

F2 · ownership.nature: An LLC of which the reporting person is the manager with full control, and a beneficial owner together with a family gift trust.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 5

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2028-09-04

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

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October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 1,452,425 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 4

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bethel Ventures LLC

Disclosed balance after: 1,452,425

Underlying: Common Stock · 1,452,425 shares

Expires 2028-01-18

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

F2 · ownership.nature: An LLC of which the reporting person is the manager with full control, and a beneficial owner together with a family gift trust.

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October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GiftEmployee Stock Option (right to buy) · Derivative 1,452,425 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · derivative · entry 3

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,452,425 shares

Expires 2028-01-18

F3 · kind: This transaction involved a transfer of securities by the reporting person to the LLC for the benefit of the reporting person's descendants. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4 · derivative.exercise_date: These stock options are fully vested and may generally be exercised at any time prior to the expiration date.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 16:38 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantCommon Stock 6,152 $0.00 $0.00
Disclosure

SEC source: 0000950157-24-001396 · form4.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,888,096

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:08 UTC GrantRestricted Stock Units 149 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000095 · wk-form4_1728418116.xml · nonDerivative · entry 1

Houston Daniel Joseph · CIK 0001326278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,713

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on June 14, 2025.

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October 04, 2024 Filed Oct 8, 2024 20:12 UTC
Thorsen WayneEVP, Chief Business Officer
GrantCommon Stock 2,333 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000099 · wk-form4_1728418327.xml · nonDerivative · entry 1

Thorsen Wayne · CIK 0001960786 · EVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,169

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

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October 04, 2024 Filed Oct 8, 2024 20:10 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantCommon Stock 1,198 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000097 · wk-form4_1728418217.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,165,298

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:09 UTC
Jackson DeLuEVP, Chf Marketing & Comm Off
GrantCommon Stock 776 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000096 · wk-form4_1728418170.xml · nonDerivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chf Marketing & Comm Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,154

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:07 UTC GrantCommon Stock 158 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000094 · wk-form4_1728418065.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,461

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 22, 2025.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 20:18 UTC
Yoon SuzanneDirector
GrantRestricted Stock Units 15,196 $7.41 $112,602.36
Disclosure

SEC source: 0001703056-24-000092 · wk-form4_1724444286.xml · nonDerivative · entry 1

Yoon Suzanne · CIK 0002034136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,196

F1 · shares: Represents a grant of restricted stock units that vest 100% on August 21, 2025. This grant was made pursuant to the board of director's existing compensation policy for newly appointed directors as of their date of appointment.

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July 09, 2024 Filed Jul 11, 2024 16:22 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000076 · wk-form4_1720729342.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,808

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 20:35 UTC
Zarmi SigalDirector
GrantCommon Stock 158 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000085 · wk-form4_1720730101.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,761

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 22, 2025.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 16:33 UTC GrantCommon Stock 777 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000083 · wk-form4_1720729985.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,517

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 16:27 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 777 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000080 · wk-form4_1720729656.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,711

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 20:36 UTC GrantCommon Stock 158 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000086 · wk-form4_1720730157.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,532

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 22, 2025.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 16:24 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantCommon Stock 6,123 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000077 · wk-form4_1720729451.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,881,944

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.