Tapewire

Nasdaq · USD

ADPT

Adaptive Biotechnologies Corp

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Tapewire entity
1126
SEC CIK
0001478320
Parsed reports
533

Last 12 months

Inside the activity.

0 purchase rows · 145 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202508
Jan 202605
Feb 202605
Mar 2026041
Apr 2026026
May 202601
Jun 202609
Jul 2026011
Aug 2026011
Sep 202601
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2022 Filed Mar 9, 2022 02:01 UTC
BALDO LANCEChief Medical Officer
SaleCommon Stock 2,373 $12.01 $28,499.73
Disclosure

SEC source: 0001209191-22-017401 · doc4.xml · nonDerivative · entry 1

BALDO LANCE · CIK 0001780773 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,521

F1 · kind: This transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 02:01 UTC
BENZENO SHARONChief Business Development Off
SaleCommon Stock 2,670 $12.01 $32,066.70
Disclosure

SEC source: 0001209191-22-017398 · doc4.xml · nonDerivative · entry 2

BENZENO SHARON · CIK 0001780854 · Chief Business Development Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,596

F1 · kind: This transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
March 07, 2022 Filed Mar 10, 2022 00:00 UTC
ROBINS CHAD MDirector · CEO and Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 14,815 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001209191-22-017696 · doc4.xml · derivative · entry 8

ROBINS CHAD M · CIK 0001780649 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,185

Underlying: Common Stock · 14,815 shares

Expires 2025-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021.

F6 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
March 07, 2022 Filed Mar 10, 2022 00:00 UTC
ROBINS CHAD MDirector · CEO and Chairman
SaleCommon Stock 14,315 $11.53 $165,051.95
Disclosure

SEC source: 0001209191-22-017696 · doc4.xml · nonDerivative · entry 3

ROBINS CHAD M · CIK 0001780649 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916,154

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $11.21 to 12.20, inclusive.

Read SEC document
March 07, 2022 Filed Mar 10, 2022 00:00 UTC
ROBINS CHAD MDirector · CEO and Chairman
SaleCommon Stock 500 $12.22 $6,110.00
Disclosure

SEC source: 0001209191-22-017696 · doc4.xml · nonDerivative · entry 2

ROBINS CHAD M · CIK 0001780649 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930,469

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $12.21 to 12.24, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
March 07, 2022 Filed Mar 10, 2022 00:00 UTC
ROBINS CHAD MDirector · CEO and Chairman
Exercise / conversionCommon Stock 14,815 $6.32 $93,630.80
Disclosure

SEC source: 0001209191-22-017696 · doc4.xml · nonDerivative · entry 1

ROBINS CHAD M · CIK 0001780649 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:01 UTC
SOOD NITINChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 164,745 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001209191-22-017400 · doc4.xml · derivative · entry 2

SOOD NITIN · CIK 0001877433 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,745

Underlying: Common Stock · 164,745 shares

Expires 2032-03-04

F1 · derivative.exercise_date: The options vest with respect to 1/4 of such shares on March 4, 2023, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:01 UTC
SOOD NITINChief Commercial Officer
GrantCommon Stock 65,898 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017400 · doc4.xml · nonDerivative · entry 1

SOOD NITIN · CIK 0001877433 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,111

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:00 UTC
PISKEL KYLEPrincipal Accounting Officer
GrantStock Option (Right to Buy) · Derivative 102,965 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001209191-22-017396 · doc4.xml · derivative · entry 3

PISKEL KYLE · CIK 0001780662 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,965

Underlying: Common Stock · 102,965 shares

Expires 2032-03-04

F2 · derivative.exercise_date: The options vest with respect to 1/4 of such shares on March 4, 2023, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:00 UTC
PISKEL KYLEPrincipal Accounting Officer
GrantCommon Stock 41,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017396 · doc4.xml · nonDerivative · entry 1

PISKEL KYLE · CIK 0001780662 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,885

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:00 UTC
ADAMS R MARKChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 185,338 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001209191-22-017392 · doc4.xml · derivative · entry 3

ADAMS R MARK · CIK 0001808905 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,338

Underlying: Common Stock · 185,338 shares

Expires 2032-03-04

F2 · derivative.exercise_date: The options vest with respect to 1/4 of such shares on March 4, 2023, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:00 UTC
ADAMS R MARKChief Operating Officer
GrantCommon Stock 74,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017392 · doc4.xml · nonDerivative · entry 1

ADAMS R MARK · CIK 0001808905 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,968

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:00 UTC
Taylor Stacy LSVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 154,448 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001209191-22-017397 · doc4.xml · derivative · entry 3

Taylor Stacy L · CIK 0001799081 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,448

Underlying: Common Stock · 154,448 shares

Expires 2032-03-04

F2 · derivative.exercise_date: The options vest with respect to 1/4 of such shares on March 4, 2023, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:00 UTC
Taylor Stacy LSVP and General Counsel
GrantCommon Stock 61,779 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017397 · doc4.xml · nonDerivative · entry 1

Taylor Stacy L · CIK 0001799081 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,815

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:00 UTC
ROBINS CHAD MDirector · CEO and Chairman
GrantCommon Stock 247,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017393 · doc4.xml · nonDerivative · entry 1

ROBINS CHAD M · CIK 0001780649 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920,578

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:00 UTC
LO FRANCISChief People Officer
GrantStock Option (Right to Buy) · Derivative 185,338 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001209191-22-017395 · doc4.xml · derivative · entry 4

LO FRANCIS · CIK 0001780660 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,338

Underlying: Common Stock · 185,338 shares

Expires 2032-03-04

F2 · derivative.exercise_date: The options vest with respect to 1/4 of such shares on March 4, 2023, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:00 UTC
LO FRANCISChief People Officer
GrantCommon Stock 74,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017395 · doc4.xml · nonDerivative · entry 1

LO FRANCIS · CIK 0001780660 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,739

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:01 UTC GrantStock Option (Right to Buy) · Derivative 463,344 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001209191-22-017399 · doc4.xml · derivative · entry 3

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,344

Underlying: Common Stock · 463,344 shares

Expires 2032-03-04

F2 · derivative.exercise_date: The options vest with respect to 1/4 of such shares on March 4, 2023, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:01 UTC GrantCommon Stock 185,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017399 · doc4.xml · nonDerivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,126

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:00 UTC
ROBINS HARLAN SChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 617,792 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001209191-22-017394 · doc4.xml · derivative · entry 3

ROBINS HARLAN S · CIK 0001780851 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,792

Underlying: Common Stock · 617,792 shares

Expires 2032-03-04

F2 · derivative.exercise_date: The options vest with respect to 1/4 of such shares on March 4, 2023, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:00 UTC
ROBINS HARLAN SChief Scientific Officer
GrantCommon Stock 247,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017394 · doc4.xml · nonDerivative · entry 1

ROBINS HARLAN S · CIK 0001780851 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,477

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:01 UTC
BENZENO SHARONChief Business Development Off
GrantStock Option (Right to Buy) · Derivative 205,931 $0.00 Strike: $12.14 $0.00
Disclosure

SEC source: 0001209191-22-017398 · doc4.xml · derivative · entry 3

BENZENO SHARON · CIK 0001780854 · Chief Business Development Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,931

Underlying: Common Stock · 205,931 shares

Expires 2032-03-04

F2 · derivative.exercise_date: The options vest with respect to 1/4 of such shares on March 4, 2023, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:01 UTC
BENZENO SHARONChief Business Development Off
GrantCommon Stock 82,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017398 · doc4.xml · nonDerivative · entry 1

BENZENO SHARON · CIK 0001780854 · Chief Business Development Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,266

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantStock Option (Right to Buy) · Derivative 16,722 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001209191-22-005494 · doc4.xml · derivative · entry 2

OWEN KATEY EINTERZ · CIK 0001852578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,722

Underlying: Common Stock · 16,722 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantCommon Stock 6,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005494 · doc4.xml · nonDerivative · entry 1

OWEN KATEY EINTERZ · CIK 0001852578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,132

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantStock Option (Right to Buy) · Derivative 16,722 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001209191-22-005499 · doc4.xml · derivative · entry 2

Pellini Michael J · CIK 0001402017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,722

Underlying: Common Stock · 16,722 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantCommon Stock 6,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005499 · doc4.xml · nonDerivative · entry 1

Pellini Michael J · CIK 0001402017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantStock Option (Right to Buy) · Derivative 16,722 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001209191-22-005498 · doc4.xml · derivative · entry 2

Conroy Kevin T · CIK 0001306119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,722

Underlying: Common Stock · 16,722 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantCommon Stock 6,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005498 · doc4.xml · nonDerivative · entry 1

Conroy Kevin T · CIK 0001306119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantStock Option (Right to Buy) · Derivative 16,722 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001209191-22-005497 · doc4.xml · derivative · entry 2

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,722

Underlying: Common Stock · 16,722 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantCommon Stock 6,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005497 · doc4.xml · nonDerivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantStock Option (Right to Buy) · Derivative 16,722 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001209191-22-005496 · doc4.xml · derivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,722

Underlying: Common Stock · 16,722 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantCommon Stock 6,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005496 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantStock Option (Right to Buy) · Derivative 16,722 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001209191-22-005495 · doc4.xml · derivative · entry 2

NEUPERT PETER M · CIK 0001237566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,722

Underlying: Common Stock · 16,722 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC GrantCommon Stock 6,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005495 · doc4.xml · nonDerivative · entry 1

NEUPERT PETER M · CIK 0001237566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC
Trigg LeslieDirector
GrantStock Option (Right to Buy) · Derivative 16,722 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001209191-22-005493 · doc4.xml · derivative · entry 2

Trigg Leslie · CIK 0001304125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,722

Underlying: Common Stock · 16,722 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:00 UTC
Trigg LeslieDirector
GrantCommon Stock 6,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005493 · doc4.xml · nonDerivative · entry 1

Trigg Leslie · CIK 0001304125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,132

Read SEC document
January 07, 2022 Filed Jan 10, 2022 20:00 UTC
ADAMS R MARKChief Operating Officer
SaleCommon Stock 1,021 $23.32 $23,809.72
Disclosure

SEC source: 0001209191-22-002766 · doc4.xml · nonDerivative · entry 1

ADAMS R MARK · CIK 0001808905 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,833

F1 · kind: This transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:00 UTC
Taylor Stacy LSVP and General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 5,208 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001209191-21-071194 · doc4.xml · derivative · entry 5

Taylor Stacy L · CIK 0001799081 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,709

Underlying: Common Stock · 5,208 shares

Expires 2029-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2021.

F3 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on April 23, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:00 UTC
Taylor Stacy LSVP and General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 10,130 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001209191-21-071194 · doc4.xml · derivative · entry 4

Taylor Stacy L · CIK 0001799081 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,313

Underlying: Common Stock · 10,130 shares

Expires 2028-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2021.

F2 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on March 12, 2019, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:00 UTC
Taylor Stacy LSVP and General Counsel
SaleCommon Stock 15,338 $30.00 $460,140.00
Disclosure

SEC source: 0001209191-21-071194 · doc4.xml · nonDerivative · entry 3

Taylor Stacy L · CIK 0001799081 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,036

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2021.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:00 UTC
Taylor Stacy LSVP and General Counsel
Exercise / conversionCommon Stock 5,208 $7.80 $40,622.40
Disclosure

SEC source: 0001209191-21-071194 · doc4.xml · nonDerivative · entry 2

Taylor Stacy L · CIK 0001799081 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2021.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:00 UTC
Taylor Stacy LSVP and General Counsel
Exercise / conversionCommon Stock 10,130 $6.55 $66,351.50
Disclosure

SEC source: 0001209191-21-071194 · doc4.xml · nonDerivative · entry 1

Taylor Stacy L · CIK 0001799081 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2021.

Read SEC document
December 22, 2021 Filed Dec 24, 2021 02:00 UTC
Cohen Chad MChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001209191-21-071193 · doc4.xml · derivative · entry 3

Cohen Chad M · CIK 0001524314 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 10,000 shares

Expires 2029-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F2 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on January 1, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

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December 22, 2021 Filed Dec 24, 2021 02:00 UTC
Cohen Chad MChief Financial Officer
SaleCommon Stock 10,000 $30.00 $300,000.00
Disclosure

SEC source: 0001209191-21-071193 · doc4.xml · nonDerivative · entry 2

Cohen Chad M · CIK 0001524314 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,604

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

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December 22, 2021 Filed Dec 24, 2021 02:00 UTC
Cohen Chad MChief Financial Officer
Exercise / conversionCommon Stock 10,000 $7.27 $72,700.00
Disclosure

SEC source: 0001209191-21-071193 · doc4.xml · nonDerivative · entry 1

Cohen Chad M · CIK 0001524314 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

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November 18, 2021 Filed Nov 19, 2021 21:59 UTC
ROBINS HARLAN SChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001209191-21-065839 · doc4.xml · derivative · entry 6

ROBINS HARLAN S · CIK 0001780851 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,800

Underlying: Common Stock · 300 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F4 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on November 1, 2018, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

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November 18, 2021 Filed Nov 19, 2021 21:59 UTC
ROBINS HARLAN SChief Scientific Officer
SaleCommon Stock 300 $31.36 $9,408.00
Disclosure

SEC source: 0001209191-21-065839 · doc4.xml · nonDerivative · entry 4

ROBINS HARLAN S · CIK 0001780851 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,360

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $31.00 to 31.76, inclusive.

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November 18, 2021 Filed Nov 19, 2021 21:59 UTC
ROBINS HARLAN SChief Scientific Officer
Exercise / conversionCommon Stock 300 $6.55 $1,965.00
Disclosure

SEC source: 0001209191-21-065839 · doc4.xml · nonDerivative · entry 3

ROBINS HARLAN S · CIK 0001780851 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:59 UTC
ROBINS HARLAN SChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,700 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001209191-21-065839 · doc4.xml · derivative · entry 5

ROBINS HARLAN S · CIK 0001780851 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,100

Underlying: Common Stock · 3,700 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F4 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on November 1, 2018, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.