Tapewire

NYSE · USD

ADNT

Adient plc

Export transactions ↓
Tapewire entity
4713
SEC CIK
0001670541
Parsed reports
388

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2023 Filed Nov 20, 2023 23:45 UTC GrantOrdinary Shares 66,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000157 · wk-form4_1700523922.xml · nonDerivative · entry 2

Dorlack Jerome J. · CIK 0001697185 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,425

F2 · price: Represents performance share units earned for the three-year performance period ended September 30, 2023. The Compensation Committee approved the performance results on November 16, 2023.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 23:45 UTC GrantOrdinary Shares 24,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000157 · wk-form4_1700523922.xml · nonDerivative · entry 1

Dorlack Jerome J. · CIK 0001697185 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,615

F1 · price: Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units convert into ordinary shares upon vesting, or, to the extent deferred, upon settlement.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 23:44 UTC
Conklin JamesEVP, Americas
GrantOrdinary Shares 19,494 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000156 · wk-form4_1700523878.xml · nonDerivative · entry 1

Conklin James · CIK 0001956657 · EVP, Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,515

F1 · price: Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units convert into ordinary shares upon vesting, or, to the extent deferred, upon settlement.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 20:18 UTC
DELGROSSO DOUGLAS GDirector · President and CEO
Tax withholdingOrdinary Shares 3,664 $36.70 $134,468.80
Disclosure

SEC source: 0001670541-23-000142 · wk-form4_1696277874.xml · nonDerivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,913

F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:15 UTC
Conklin JamesEVP, Americas
SaleOrdinary Shares 909 $45.00 $40,905.00
Disclosure

SEC source: 0001670541-23-000132 · wk-form4_1691180115.xml · nonDerivative · entry 1

Conklin James · CIK 0001956657 · EVP, Americas

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,021

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:28 UTC
Tiltmann Heather MEVP, CLO, CHRO & Secretary
Tax withholdingOrdinary Shares 397 $38.32 $15,213.04
Disclosure

SEC source: 0001670541-23-000122 · wf-form4_168858886606407.xml · nonDerivative · entry 1

Tiltmann Heather M · CIK 0001827166 · EVP, CLO, CHRO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,673.22

F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:26 UTC
Conklin JamesEVP, Americas
Tax withholdingOrdinary Shares 365 $38.32 $13,986.80
Disclosure

SEC source: 0001670541-23-000121 · wf-form4_168858878595429.xml · nonDerivative · entry 1

Conklin James · CIK 0001956657 · EVP, Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,930

F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 16:31 UTC
Carlin PeterDirector
GrantOrdinary Shares 3,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000070 · wf-form4_167831107916656.xml · nonDerivative · entry 1

Carlin Peter · CIK 0001702459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,905

F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:34 UTC GrantOrdinary Shares 3,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000074 · wf-form4_167831124522566.xml · nonDerivative · entry 1

Goodman Richard · CIK 0001377250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,452

F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:33 UTC GrantOrdinary Shares 3,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000073 · wf-form4_167831121526579.xml · nonDerivative · entry 1

GUTIERREZ JOSE M · CIK 0001257702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,816

F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:32 UTC GrantOrdinary Shares 3,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000072 · wf-form4_167831115915881.xml · nonDerivative · entry 1

SAMARDZICH BARB J · CIK 0001183152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,063.182

F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:32 UTC GrantOrdinary Shares 3,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000071 · wf-form4_167831112390933.xml · nonDerivative · entry 1

Dillon Ricky T · CIK 0001380390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,436

F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:29 UTC GrantOrdinary Shares 5,253 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000069 · wf-form4_167831096189192.xml · nonDerivative · entry 1

Henderson Frederick A. · CIK 0001181685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,461

F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:28 UTC GrantOrdinary Shares 3,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001670541-23-000068 · wf-form4_167831087132334.xml · nonDerivative · entry 1

Bushman Julie L · CIK 0001518599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,133

F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:35 UTC
DELGROSSO DOUGLAS GDirector · President and CEO
SaleOrdinary Shares 17,980 $45.04 $809,819.20
Disclosure

SEC source: 0001670541-23-000075 · wf-form4_167831129939850.xml · nonDerivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,577

F1 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $45.00 to $45.09. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:35 UTC
Tiltmann Heather MEVP, CLO, CHRO & Secretary
SaleOrdinary Shares 4,900 $45.02 $220,598.00
Disclosure

SEC source: 0001670541-23-000076 · wf-form4_167831132705050.xml · nonDerivative · entry 1

Tiltmann Heather M · CIK 0001827166 · EVP, CLO, CHRO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,070.22

F1 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $45.00 to $45.10. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:16 UTC
Smith Gregory ScottSVP & Chief Accounting Officer
SaleOrdinary Shares 850 $44.10 $37,485.00
Disclosure

SEC source: 0001670541-23-000056 · wf-form4_167710055636276.xml · nonDerivative · entry 1

Smith Gregory Scott · CIK 0001790681 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,734.424

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $44.04 to $44.15. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:16 UTC
DELGROSSO DOUGLAS GDirector · President and CEO
SaleOrdinary Shares 200 $45.33 $9,066.00
Disclosure

SEC source: 0001670541-23-000054 · wf-form4_167606378544795.xml · nonDerivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,557

F1 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $45.17 to $45.47. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:15 UTC
Tiltmann Heather MEVP, CLO, CHRO & Secretary
SaleOrdinary Shares 100 $45.42 $4,542.00
Disclosure

SEC source: 0001670541-23-000053 · wf-form4_167606370134957.xml · nonDerivative · entry 1

Tiltmann Heather M · CIK 0001827166 · EVP, CLO, CHRO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,970.22

F1 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $45.41 to $45.45. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:29 UTC
DELGROSSO DOUGLAS GDirector · President and CEO
SaleOrdinary Shares 50,000 $40.33 $2,016,500.00
Disclosure

SEC source: 0001670541-23-000018 · wf-form4_167347255184623.xml · nonDerivative · entry 1

DELGROSSO DOUGLAS G · CIK 0001193775 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,757

F1 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $40.00 to $40.84. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 21:32 UTC GrantOrdinary Shares 1,852 $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000122 · wf-form4_167001672762336.xml · nonDerivative · entry 1

Dorlack Jerome J. · CIK 0001697185 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,248

F1 · shares: Reflects a grant of restricted stock units that will vest upon the one year anniversary of the grant date (subject to continued vesting upon involuntary termination without cause, or accelerated vesting upon death or disability).

Read SEC document
November 30, 2022 Filed Dec 2, 2022 16:40 UTC
Carlin PeterDirector
SaleOrdinary Shares 2,052 $38.50 $79,002.00
Disclosure

SEC source: 0001670541-22-000123 · wf-form4_167001718693835.xml · nonDerivative · entry 1

Carlin Peter · CIK 0001702459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,593

Read SEC document
November 23, 2022 Filed Nov 23, 2022 21:30 UTC
Dorlack Jerome J.EVP, Americas
SaleOrdinary Shares 4,300 $39.09 $168,087.00
Disclosure

SEC source: 0001670541-22-000120 · wf-form4_166923899938218.xml · nonDerivative · entry 1

Dorlack Jerome J. · CIK 0001697185 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,396

Read SEC document
November 19, 2022 Filed Nov 21, 2022 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 4,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · derivative · entry 10

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 4,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Reflects vesting of restricted share units, which were settled for cash, on November 19, 2022.

F3 · derivative.expiration_date: Reflects vesting of restricted share units, which were settled for cash, on November 19, 2022.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 21:30 UTC Disposition to issuerOrdinary Shares 4,410 $39.54 $174,371.40
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · nonDerivative · entry 6

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Reflects vesting of restricted share units, which were settled for cash, on November 19, 2022.

Read SEC document
November 19, 2022 Filed Nov 21, 2022 21:30 UTC Exercise / conversionOrdinary Shares 4,410 $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · nonDerivative · entry 5

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects vesting of restricted share units, which were settled for cash, on November 19, 2022.

Read SEC document
November 19, 2022 Filed Nov 22, 2022 02:31 UTC
Tiltmann Heather MEVP, CLO, CHRO & Secretary
Tax withholdingOrdinary Shares 738 $39.54 $29,180.52
Disclosure

SEC source: 0001670541-22-000114 · wf-form4_166908428678559.xml · nonDerivative · entry 3

Tiltmann Heather M · CIK 0001827166 · EVP, CLO, CHRO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,070.22

F2 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

F3 · balance_after: The amount reported has been revised to correct a historical overstatement in connection with the rounding of fractional shares.

Read SEC document
November 19, 2022 Filed Nov 22, 2022 02:30 UTC
Dorlack Jerome J.EVP, Americas
Tax withholdingOrdinary Shares 3,205 $39.54 $126,725.70
Disclosure

SEC source: 0001670541-22-000110 · wf-form4_166908420355853.xml · nonDerivative · entry 5

Dorlack Jerome J. · CIK 0001697185 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,696

F3 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 19, 2022 Filed Nov 22, 2022 02:31 UTC
Stafeil JeffreyEVP and CFO
Tax withholdingOrdinary Shares 5,169 $39.54 $204,382.26
Disclosure

SEC source: 0001670541-22-000113 · wf-form4_166908426645999.xml · nonDerivative · entry 4

Stafeil Jeffrey · CIK 0001439140 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,601.4023

F2 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 19, 2022 Filed Nov 22, 2022 02:31 UTC
Smith Gregory ScottSVP & Chief Accounting Officer
Tax withholdingOrdinary Shares 553 $39.54 $21,865.62
Disclosure

SEC source: 0001670541-22-000112 · wf-form4_166908424593157.xml · nonDerivative · entry 3

Smith Gregory Scott · CIK 0001790681 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,584.424

F2 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 19, 2022 Filed Nov 22, 2022 02:30 UTC
DELGROSSO DOUGLAS GDirector · President and CEO
Tax withholdingOrdinary Shares 19,639 $39.54 $776,526.06
Disclosure

SEC source: 0001670541-22-000109 · wf-form4_166908418316327.xml · nonDerivative · entry 5

DELGROSSO DOUGLAS G · CIK 0001193775 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,757

F3 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

F4 · balance_after: The amount reported has been revised to correct a historical overstatement in connection with the rounding of fractional shares.

Read SEC document
November 19, 2022 Filed Nov 22, 2022 02:29 UTC Tax withholdingOrdinary Shares 2,444 $39.54 $96,635.76
Disclosure

SEC source: 0001670541-22-000108 · wf-form4_166908416285750.xml · nonDerivative · entry 5

Berthelin Michel Pierre Rose · CIK 0001770498 · EVP, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,227

F3 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · derivative · entry 9

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 8,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects vesting of restricted share units, which were settled for cash, on November 18, 2022.

F2 · derivative.expiration_date: Reflects vesting of restricted share units, which were settled for cash, on November 18, 2022.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:30 UTC Disposition to issuerOrdinary Shares 8,032 $39.54 $317,585.28
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · nonDerivative · entry 4

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Reflects vesting of restricted share units, which were settled for cash, on November 18, 2022.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:30 UTC Exercise / conversionOrdinary Shares 8,032 $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · nonDerivative · entry 3

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Reflects vesting of restricted share units, which were settled for cash, on November 18, 2022.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:31 UTC
Tiltmann Heather MEVP, CLO, CHRO & Secretary
Tax withholdingOrdinary Shares 2,066 $39.54 $81,689.64
Disclosure

SEC source: 0001670541-22-000114 · wf-form4_166908428678559.xml · nonDerivative · entry 2

Tiltmann Heather M · CIK 0001827166 · EVP, CLO, CHRO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,808.58

F2 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:30 UTC
Dorlack Jerome J.EVP, Americas
Tax withholdingOrdinary Shares 16,285 $39.54 $643,908.90
Disclosure

SEC source: 0001670541-22-000110 · wf-form4_166908420355853.xml · nonDerivative · entry 4

Dorlack Jerome J. · CIK 0001697185 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,901

F3 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:31 UTC
Stafeil JeffreyEVP and CFO
Tax withholdingOrdinary Shares 18,935 $39.54 $748,689.90
Disclosure

SEC source: 0001670541-22-000113 · wf-form4_166908426645999.xml · nonDerivative · entry 3

Stafeil Jeffrey · CIK 0001439140 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,770.4023

F2 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:31 UTC
Smith Gregory ScottSVP & Chief Accounting Officer
Tax withholdingOrdinary Shares 776 $39.54 $30,683.04
Disclosure

SEC source: 0001670541-22-000112 · wf-form4_166908424593157.xml · nonDerivative · entry 2

Smith Gregory Scott · CIK 0001790681 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,137.424

F2 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:30 UTC
DELGROSSO DOUGLAS GDirector · President and CEO
Tax withholdingOrdinary Shares 28,022 $39.54 $1,107,989.88
Disclosure

SEC source: 0001670541-22-000109 · wf-form4_166908418316327.xml · nonDerivative · entry 4

DELGROSSO DOUGLAS G · CIK 0001193775 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,397.8072

F3 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:29 UTC Tax withholdingOrdinary Shares 4,948 $39.54 $195,643.92
Disclosure

SEC source: 0001670541-22-000108 · wf-form4_166908416285750.xml · nonDerivative · entry 4

Berthelin Michel Pierre Rose · CIK 0001770498 · EVP, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,671

F3 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:30 UTC Exercise / conversionPerformance Share Units · Derivative 10,149 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · derivative · entry 8

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents performance share units earned for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 17, 2022. Mr. Huang's performance share units vested and were settled for cash on November 17, 2022.

F1 · derivative.expiration_date: Represents performance share units earned for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 17, 2022. Mr. Huang's performance share units vested and were settled for cash on November 17, 2022.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:30 UTC GrantRestricted Stock Units · Derivative 10,784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · derivative · entry 7

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,784

Underlying: Ordinary Shares · 10,784 shares

Expires not disclosed

F4 · derivative.exercise_date: Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Mr. Huang's restricted stock units are settled in cash.

F4 · derivative.expiration_date: Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Mr. Huang's restricted stock units are settled in cash.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:30 UTC Disposition to issuerOrdinary Shares 10,149 $38.50 $390,736.50
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · nonDerivative · entry 2

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents performance share units earned for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 17, 2022. Mr. Huang's performance share units vested and were settled for cash on November 17, 2022.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:30 UTC Exercise / conversionOrdinary Shares 10,149 $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000111 · wf-form4_166908422562136.xml · nonDerivative · entry 1

Huang Jian James · CIK 0001781021 · EVP, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents performance share units earned for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 17, 2022. Mr. Huang's performance share units vested and were settled for cash on November 17, 2022.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 02:31 UTC
Tiltmann Heather MEVP, CLO, CHRO & Secretary
GrantOrdinary Shares 15,833 $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000114 · wf-form4_166908428678559.xml · nonDerivative · entry 1

Tiltmann Heather M · CIK 0001827166 · EVP, CLO, CHRO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,874.58

F1 · price: Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units convert into ordinary shares upon vesting, or, to the extent deferred, upon settlement.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 02:30 UTC
Dorlack Jerome J.EVP, Americas
Tax withholdingOrdinary Shares 17,245 $38.50 $663,932.50
Disclosure

SEC source: 0001670541-22-000110 · wf-form4_166908420355853.xml · nonDerivative · entry 3

Dorlack Jerome J. · CIK 0001697185 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,186

F3 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 02:30 UTC
Dorlack Jerome J.EVP, Americas
GrantOrdinary Shares 47,365 $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000110 · wf-form4_166908420355853.xml · nonDerivative · entry 2

Dorlack Jerome J. · CIK 0001697185 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,431

F2 · price: Represents performance share units earned for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 17, 2022.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 02:30 UTC
Dorlack Jerome J.EVP, Americas
GrantOrdinary Shares 20,779 $0.00 $0.00
Disclosure

SEC source: 0001670541-22-000110 · wf-form4_166908420355853.xml · nonDerivative · entry 1

Dorlack Jerome J. · CIK 0001697185 · EVP, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,066

F1 · price: Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units convert into ordinary shares upon vesting, or, to the extent deferred, upon settlement.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 02:31 UTC
Stafeil JeffreyEVP and CFO
Tax withholdingOrdinary Shares 33,618 $38.50 $1,294,293.00
Disclosure

SEC source: 0001670541-22-000113 · wf-form4_166908426645999.xml · nonDerivative · entry 2

Stafeil Jeffrey · CIK 0001439140 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,705.4023

F2 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units or performance share units, as applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.