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Nasdaq · USD

ADI

ANALOG DEVICES INC

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Tapewire entity
591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2019 Filed Sep 18, 2019 20:05 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Tax withholdingComm Stock - $.16-2/3 value 370 $115.28 $42,653.60
Disclosure

SEC source: 0000006281-19-000120 · wf-form4_156883710962915.xml · nonDerivative · entry 2

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,202

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the restricted stock units that vested on September 17, 2019.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:05 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionComm Stock - $.16-2/3 value 833 $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000120 · wf-form4_156883710962915.xml · nonDerivative · entry 1

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:48 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-19-000118 · wf-form4_156866691650513.xml · derivative · entry 8

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,369

Underlying: Comm Stock - $.16-2/3 value · 5,000 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:48 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,544 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000118 · wf-form4_156866691650513.xml · derivative · entry 7

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,386

Underlying: Comm Stock - $.16-2/3 value · 5,544 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:48 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
SaleComm Stock - $.16-2/3 value 10,544 $116.72 $1,230,645.07
Disclosure

SEC source: 0000006281-19-000118 · wf-form4_156866691650513.xml · nonDerivative · entry 5

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,739

F2 · price: These shares were disposed of in multiple transactions on September 13, 2019 at actual sales prices ranging from $116.656 to $116.817 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:48 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionComm Stock - $.16-2/3 value 5,000 $54.93 $274,650.00
Disclosure

SEC source: 0000006281-19-000118 · wf-form4_156866691650513.xml · nonDerivative · entry 4

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:48 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionComm Stock - $.16-2/3 value 5,544 $57.29 $317,615.76
Disclosure

SEC source: 0000006281-19-000118 · wf-form4_156866691650513.xml · nonDerivative · entry 3

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:48 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000118 · wf-form4_156866691650513.xml · derivative · entry 6

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,930

Underlying: Comm Stock - $.16-2/3 value · 12,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:48 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
SaleComm Stock - $.16-2/3 value 22,621 $116.65 $2,638,735.13
Disclosure

SEC source: 0000006281-19-000118 · wf-form4_156866691650513.xml · nonDerivative · entry 2

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,739

F1 · price: These shares were disposed of in multiple transactions on September 12, 2019 at actual sales prices ranging from $116.59 to $116.685 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 20:48 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionComm Stock - $.16-2/3 value 12,000 $57.29 $687,480.00
Disclosure

SEC source: 0000006281-19-000118 · wf-form4_156866691650513.xml · nonDerivative · entry 1

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:03 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000117 · wf-form4_156762739324401.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,518

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:03 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 928 $107.79 $100,026.80
Disclosure

SEC source: 0000006281-19-000117 · wf-form4_156762739324401.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: These shares were disposed of in multiple transactions on September 3, 2019 at actual sales prices ranging from $107.33 to $108.32 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:03 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 9,072 $106.36 $964,906.08
Disclosure

SEC source: 0000006281-19-000117 · wf-form4_156762739324401.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,134

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on September 3, 2019 at actual sales prices ranging from $105.89 to $106.75 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:03 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $57.29 $572,900.00
Disclosure

SEC source: 0000006281-19-000117 · wf-form4_156762739324401.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 20:03 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 1,463 $109.75 $160,564.25
Disclosure

SEC source: 0000006281-19-000116 · wf-form4_156719537606785.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 01, 2019 Filed Aug 2, 2019 20:04 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000105 · wf-form4_156477627870408.xml · derivative · entry 5

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,518

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 20:04 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 500 $119.22 $59,607.50
Disclosure

SEC source: 0000006281-19-000105 · wf-form4_156477627870408.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: These shares were disposed of in multiple transactions on August 1, 2019 at actual sales prices ranging from $119.14 to $119.26 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 20:04 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 6,857 $118.74 $814,207.04
Disclosure

SEC source: 0000006281-19-000105 · wf-form4_156477627870408.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: These shares were disposed of in multiple transactions on August 1, 2019 at actual sales prices ranging from $118.135 to $119.11 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 20:04 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 2,643 $117.47 $310,475.85
Disclosure

SEC source: 0000006281-19-000105 · wf-form4_156477627870408.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,563

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on August 1, 2019 at actual sales prices ranging from $117.06 to $118.04 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 20:04 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $57.29 $572,900.00
Disclosure

SEC source: 0000006281-19-000105 · wf-form4_156477627870408.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 20:18 UTC
CHAMPY JAMESDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,130 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0000006281-19-000103 · wf-form4_156417230612565.xml · derivative · entry 5

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 4,130 shares

Expires 2022-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 20:18 UTC
CHAMPY JAMESDirector
SaleComm Stock - $.16-2/3 value 4,130 $121.02 $499,812.60
Disclosure

SEC source: 0000006281-19-000103 · wf-form4_156417230612565.xml · nonDerivative · entry 4

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by James A. Champy 2012 Irrevocable Trust

Disclosed balance after: 45,645

F3 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the James A. Champy 2012 Irrevocable Trust in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 20:18 UTC
CHAMPY JAMESDirector
SaleComm Stock - $.16-2/3 value 4,130 $121.02 $499,812.60
Disclosure

SEC source: 0000006281-19-000103 · wf-form4_156417230612565.xml · nonDerivative · entry 2

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,260

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 20:18 UTC
CHAMPY JAMESDirector
Exercise / conversionComm Stock - $.16-2/3 value 4,130 $39.42 $162,804.60
Disclosure

SEC source: 0000006281-19-000103 · wf-form4_156417230612565.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 20:36 UTC
Pietkiewicz SteveSVP, Power Products
Tax withholdingComm Stock - $.16-2/3 value 2,960 $117.71 $348,421.60
Disclosure

SEC source: 0000006281-19-000102 · wf-form4_156391417430628.xml · nonDerivative · entry 1

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,910

F1 · kind: Transaction represents withholding of shares to satisfy tax withholding obligations upon the vesting of a previously reported restricted stock award.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:05 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000101 · wf-form4_156209789089921.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,518

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:05 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 1,700 $116.30 $197,715.10
Disclosure

SEC source: 0000006281-19-000101 · wf-form4_156209789089921.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: These shares were disposed of in multiple transactions on July 1, 2019 at actual sales prices ranging from $116.045 to $116.650 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:05 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 8,300 $115.01 $954,574.70
Disclosure

SEC source: 0000006281-19-000101 · wf-form4_156209789089921.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,906

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on July 1, 2019 at actual sales prices ranging from $114.710 to $115.580 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:05 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $57.29 $572,900.00
Disclosure

SEC source: 0000006281-19-000101 · wf-form4_156209789089921.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2019 Filed Jun 29, 2019 01:00 UTC
Pietkiewicz SteveSVP, Power Products
SaleComm Stock - $.16-2/3 value 7,219 $113.03 $815,963.57
Disclosure

SEC source: 0000006281-19-000100 · wf-form4_156177001816817.xml · nonDerivative · entry 1

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,870

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:23 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-19-000099 · wf-form4_156106219056849.xml · derivative · entry 6

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 7,640 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:23 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,240 $0.00 Strike: $53.73 $0.00
Disclosure

SEC source: 0000006281-19-000099 · wf-form4_156106219056849.xml · derivative · entry 5

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 7,240 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders or March 12, 2015.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:23 UTC SaleComm Stock - $.16-2/3 value 7,640 $111.00 $848,040.00
Disclosure

SEC source: 0000006281-19-000099 · wf-form4_156106219056849.xml · nonDerivative · entry 4

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,280

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:23 UTC Exercise / conversionComm Stock - $.16-2/3 value 7,640 $54.93 $419,665.20
Disclosure

SEC source: 0000006281-19-000099 · wf-form4_156106219056849.xml · nonDerivative · entry 3

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:23 UTC SaleComm Stock - $.16-2/3 value 7,240 $110.00 $796,400.00
Disclosure

SEC source: 0000006281-19-000099 · wf-form4_156106219056849.xml · nonDerivative · entry 2

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,280

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:23 UTC Exercise / conversionComm Stock - $.16-2/3 value 7,240 $53.73 $389,005.20
Disclosure

SEC source: 0000006281-19-000099 · wf-form4_156106219056849.xml · nonDerivative · entry 1

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 18, 2019 Filed Jun 19, 2019 21:57 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,040 $0.00 Strike: $51.73 $0.00
Disclosure

SEC source: 0000006281-19-000098 · wf-form4_156098142676108.xml · derivative · entry 3

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 10,040 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.

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June 18, 2019 Filed Jun 19, 2019 21:57 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
SaleComm Stock - $.16-2/3 value 10,040 $109.38 $1,098,125.00
Disclosure

SEC source: 0000006281-19-000098 · wf-form4_156098142676108.xml · nonDerivative · entry 2

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,360

F1 · price: These shares were disposed of in multiple transactions on June 18, 2019 at actual sales prices ranging from $109.30 to $109.495 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 18, 2019 Filed Jun 19, 2019 21:57 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionComm Stock - $.16-2/3 value 10,040 $51.73 $519,369.20
Disclosure

SEC source: 0000006281-19-000098 · wf-form4_156098142676108.xml · nonDerivative · entry 1

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 21:20 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
GrantPerformance-Based Restricted Stock Unit · Derivative 1,697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000096 · wf-form4_156089281069441.xml · derivative · entry 4

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697

Underlying: Comm Stock - $.16-2/3 value · 1,697 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on March 13, 2022.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on March 13, 2022.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on March 13, 2022.

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June 17, 2019 Filed Jun 18, 2019 21:20 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
GrantPerformance-Based Restricted Stock Unit · Derivative 1,697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000096 · wf-form4_156089281069441.xml · derivative · entry 3

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697

Underlying: Comm Stock - $.16-2/3 value · 1,697 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on March 13, 2019 and ending on the third anniversary of March 13, 2019.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after March 13, 2019.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after March 13, 2019.

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June 17, 2019 Filed Jun 18, 2019 21:20 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
GrantRestricted Stock Unit (RSU) · Derivative 1,697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000096 · wf-form4_156089281069441.xml · derivative · entry 2

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697

Underlying: Comm Stock - $.16-2/3 value · 1,697 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on June 17, 2019 vest in equal installments on the first, second, third and fourth anniversaries of March 13, 2019. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on June 17, 2019 vest in equal installments on the first, second, third and fourth anniversaries of March 13, 2019. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

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June 17, 2019 Filed Jun 18, 2019 21:20 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,512 $0.00 Strike: $108.08 $0.00
Disclosure

SEC source: 0000006281-19-000096 · wf-form4_156089281069441.xml · derivative · entry 1

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,512

Underlying: Comm Stock - $.16-2/3 value · 7,512 shares

Expires 2029-03-13

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, and fourth anniversaries of March 13, 2019.

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June 17, 2019 Filed Jun 18, 2019 21:20 UTC
Pietkiewicz SteveSVP, Power Products
GrantRestricted Stock Unit (RSU) · Derivative 3,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000097 · wf-form4_156089283330468.xml · derivative · entry 4

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849

Underlying: Comm Stock - $.16-2/3 value · 3,849 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on June 17, 2019 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on June 17, 2019 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

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June 17, 2019 Filed Jun 18, 2019 21:20 UTC
Pietkiewicz SteveSVP, Power Products
Tax withholdingComm Stock - $.16-2/3 value 500 $105.10 $52,550.00
Disclosure

SEC source: 0000006281-19-000097 · wf-form4_156089283330468.xml · nonDerivative · entry 2

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,089

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June 15, 2019 Filed Jun 18, 2019 21:20 UTC
Pietkiewicz SteveSVP, Power Products
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000097 · wf-form4_156089283330468.xml · derivative · entry 5

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,021

Underlying: Comm Stock - $.16-2/3 value · 1,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on June 15, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on June 15, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

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June 15, 2019 Filed Jun 18, 2019 21:20 UTC
Pietkiewicz SteveSVP, Power Products
Exercise / conversionComm Stock - $.16-2/3 value 1,007 $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000097 · wf-form4_156089283330468.xml · nonDerivative · entry 1

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:10 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000093 · wf-form4_155967903930021.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,518

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

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June 03, 2019 Filed Jun 4, 2019 20:10 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 10,000 $98.23 $982,300.00
Disclosure

SEC source: 0000006281-19-000093 · wf-form4_155967903930021.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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June 03, 2019 Filed Jun 4, 2019 20:10 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $57.29 $572,900.00
Disclosure

SEC source: 0000006281-19-000093 · wf-form4_155967903930021.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.