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Nasdaq · USD

ADI

ANALOG DEVICES INC

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Tapewire entity
591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2019 Filed Dec 17, 2019 21:02 UTC
Wee SusieDirector
GrantRestricted Stock Unit (RSU) · Derivative 520 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000162 · wf-form4_157661656274107.xml · derivative · entry 1

Wee Susie · CIK 0001795645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520

Underlying: Comm Stock - $.16-2/3 value · 520 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 13, 2020. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 13, 2020. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,460 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 8,460 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 11, 2015, or the date of the Company's next Annual Meeting of Shareholders following the original grate date.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · derivative · entry 6

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 7,640 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,660 $0.00 Strike: $51.73 $0.00
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · derivative · entry 5

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 9,660 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 12, 2014, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC SaleComm Stock - $.16-2/3 value 25,760 $118.39 $3,049,819.14
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · nonDerivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,895

F1 · price: These shares were disposed of in multiple transactions on December 13, 2019 at actual sales prices ranging from $118.289 to $118.48 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC Exercise / conversionComm Stock - $.16-2/3 value 8,460 $57.29 $484,673.40
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · nonDerivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC Exercise / conversionComm Stock - $.16-2/3 value 7,640 $54.93 $419,665.20
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · nonDerivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC Exercise / conversionComm Stock - $.16-2/3 value 9,660 $51.73 $499,711.80
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:01 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000145 · wf-form4_157540689320448.xml · derivative · entry 5

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,518

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:01 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 400 $113.22 $45,288.00
Disclosure

SEC source: 0000006281-19-000145 · wf-form4_157540689320448.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:01 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 4,635 $112.84 $522,993.47
Disclosure

SEC source: 0000006281-19-000145 · wf-form4_157540689320448.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,606

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: These shares were disposed of in multiple transactions on December 2, 2019 at actual sales prices ranging from $112.13 to $113.095 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:01 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 4,965 $111.71 $554,658.52
Disclosure

SEC source: 0000006281-19-000145 · wf-form4_157540689320448.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,241

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on December 2, 2019 at actual sales prices ranging from $111.10 to $112.09 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:01 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $57.29 $572,900.00
Disclosure

SEC source: 0000006281-19-000145 · wf-form4_157540689320448.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:11 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000131 · wf-form4_157290188562731.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,518

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:11 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 7,188 $109.16 $784,662.21
Disclosure

SEC source: 0000006281-19-000131 · wf-form4_157290188562731.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: These shares were disposed of in multiple transactions on November 1, 2019 at actual sales prices ranging from $108.87 to $109.64 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:11 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 2,812 $108.46 $304,986.43
Disclosure

SEC source: 0000006281-19-000131 · wf-form4_157290188562731.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,394

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on November 1, 2019 at actual sales prices ranging from $107.85 to $108.78 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:11 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $57.29 $572,900.00
Disclosure

SEC source: 0000006281-19-000131 · wf-form4_157290188562731.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:50 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
SaleComm Stock - $.16-2/3 value 2,497 $111.25 $277,791.25
Disclosure

SEC source: 0000006281-19-000130 · wf-form4_157186381547392.xml · nonDerivative · entry 1

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 20:03 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000129 · wf-form4_157142897969066.xml · derivative · entry 3

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 4,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on October 17, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on October 17, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 20:03 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
Tax withholdingComm Stock - $.16-2/3 value 1,996 $110.00 $219,560.00
Disclosure

SEC source: 0000006281-19-000129 · wf-form4_157142897969066.xml · nonDerivative · entry 2

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,670

Read SEC document
October 17, 2019 Filed Oct 18, 2019 20:03 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
Exercise / conversionComm Stock - $.16-2/3 value 4,493 $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000129 · wf-form4_157142897969066.xml · nonDerivative · entry 1

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:15 UTC
Pietkiewicz SteveSVP, Power Products
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,471 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000127 · wf-form4_157134331031606.xml · derivative · entry 4

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,414

Underlying: Comm Stock - $.16-2/3 value · 3,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on October 16, 2017 (the "Original Grant Date") vest in equal installments on the first, second, third, fourth and fifth anniversaries of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on October 16, 2017 (the "Original Grant Date") vest in equal installments on the first, second, third, fourth and fifth anniversaries of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:15 UTC
Pietkiewicz SteveSVP, Power Products
Tax withholdingComm Stock - $.16-2/3 value 1,721 $110.59 $190,325.39
Disclosure

SEC source: 0000006281-19-000127 · wf-form4_157134331031606.xml · nonDerivative · entry 2

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,241

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:15 UTC
Pietkiewicz SteveSVP, Power Products
Exercise / conversionComm Stock - $.16-2/3 value 3,471 $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000127 · wf-form4_157134331031606.xml · nonDerivative · entry 1

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:18 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,919 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000128 · wf-form4_157134347345748.xml · derivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,919

Underlying: Comm Stock - $.16-2/3 value · 7,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Unit granted to the Reporting Person on October 16, 2017 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Unit granted to the Reporting Person on October 16, 2017 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:18 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
Tax withholdingComm Stock - $.16-2/3 value 2,969 $110.59 $328,341.71
Disclosure

SEC source: 0000006281-19-000128 · wf-form4_157134347345748.xml · nonDerivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,950

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:18 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
Exercise / conversionComm Stock - $.16-2/3 value 7,919 $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000128 · wf-form4_157134347345748.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2019 Filed Oct 11, 2019 20:05 UTC
Pietkiewicz SteveSVP, Power Products
SaleComm Stock - $.16-2/3 value 3,419 $108.32 $370,335.48
Disclosure

SEC source: 0000006281-19-000125 · wf-form4_157082432891726.xml · nonDerivative · entry 1

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,491

F1 · price: These shares were disposed of in multiple transactions on October 10, 2019 at actual sales prices ranging from $108.312 to $108.331 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 10, 2019 Filed Oct 11, 2019 20:08 UTC
STATA RAYDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $31.62 $0.00
Disclosure

SEC source: 0000006281-19-000126 · wf-form4_157082446980361.xml · derivative · entry 4

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 1,500 shares

Expires 2020-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2019 Filed Oct 11, 2019 20:08 UTC
STATA RAYDirector
SaleComm Stock - $.16-2/3 value 1,500 $108.48 $162,720.00
Disclosure

SEC source: 0000006281-19-000126 · wf-form4_157082446980361.xml · nonDerivative · entry 2

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,091

Read SEC document
October 10, 2019 Filed Oct 11, 2019 20:08 UTC
STATA RAYDirector
Exercise / conversionComm Stock - $.16-2/3 value 1,500 $31.62 $47,430.00
Disclosure

SEC source: 0000006281-19-000126 · wf-form4_157082446980361.xml · nonDerivative · entry 1

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:02 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000123 · wf-form4_157004653668487.xml · derivative · entry 8

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,518

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:02 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 400 $115.85 $46,338.52
Disclosure

SEC source: 0000006281-19-000123 · wf-form4_157004653668487.xml · nonDerivative · entry 7

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $115.76 to $116.095 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:02 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 700 $114.91 $80,433.99
Disclosure

SEC source: 0000006281-19-000123 · wf-form4_157004653668487.xml · nonDerivative · entry 6

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,606

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $114.57 to $115.49 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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October 01, 2019 Filed Oct 2, 2019 20:02 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 1,000 $113.47 $113,470.00
Disclosure

SEC source: 0000006281-19-000123 · wf-form4_157004653668487.xml · nonDerivative · entry 5

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,306

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $113.27 to $113.87 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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October 01, 2019 Filed Oct 2, 2019 20:02 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 1,000 $112.18 $112,183.00
Disclosure

SEC source: 0000006281-19-000123 · wf-form4_157004653668487.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,306

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $111.87 to $112.65 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:02 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 1,200 $110.93 $133,112.04
Disclosure

SEC source: 0000006281-19-000123 · wf-form4_157004653668487.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,306

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $110.66 to $111.65 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:02 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 5,700 $109.94 $626,650.59
Disclosure

SEC source: 0000006281-19-000123 · wf-form4_157004653668487.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,506

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on October 1, 2019 at actual sales prices ranging from $109.59 to $110.55 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:02 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $57.29 $572,900.00
Disclosure

SEC source: 0000006281-19-000123 · wf-form4_157004653668487.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 25, 2019 Filed Oct 9, 2019 20:22 UTC
CHAMPY JAMESDirector
GiftComm Stock - $.16-2/3 value 138 $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000124 · wf-form4_157065251299610.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,960

F1 · kind: On September 25, 2019, the Reporting Person gifted 138 shares to an educational institution.

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September 23, 2019 Filed Sep 24, 2019 20:09 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,528 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-19-000122 · wf-form4_156935578047724.xml · derivative · entry 5

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,056

Underlying: Comm Stock - $.16-2/3 value · 1,528 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

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September 23, 2019 Filed Sep 24, 2019 20:09 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,948 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000122 · wf-form4_156935578047724.xml · derivative · entry 4

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,948

Underlying: Comm Stock - $.16-2/3 value · 1,948 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

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September 23, 2019 Filed Sep 24, 2019 20:09 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
SaleComm Stock - $.16-2/3 value 3,476 $115.04 $399,879.04
Disclosure

SEC source: 0000006281-19-000122 · wf-form4_156935578047724.xml · nonDerivative · entry 3

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,826

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 20:09 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionComm Stock - $.16-2/3 value 1,528 $54.93 $83,933.04
Disclosure

SEC source: 0000006281-19-000122 · wf-form4_156935578047724.xml · nonDerivative · entry 2

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 20:09 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionComm Stock - $.16-2/3 value 1,948 $57.29 $111,600.92
Disclosure

SEC source: 0000006281-19-000122 · wf-form4_156935578047724.xml · nonDerivative · entry 1

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 20:02 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
SaleComm Stock - $.16-2/3 value 463 $115.76 $53,596.88
Disclosure

SEC source: 0000006281-19-000121 · wf-form4_156926896121509.xml · nonDerivative · entry 1

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:04 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000119 · wf-form4_156883702767899.xml · derivative · entry 3

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

Underlying: Comm Stock - $.16-2/3 value · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on September 17, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third, and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on September 17, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third, and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:04 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
Tax withholdingComm Stock - $.16-2/3 value 370 $115.28 $42,653.60
Disclosure

SEC source: 0000006281-19-000119 · wf-form4_156883702767899.xml · nonDerivative · entry 2

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the restricted stock units that vested on September 17, 2019.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:04 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
Exercise / conversionComm Stock - $.16-2/3 value 833 $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000119 · wf-form4_156883702767899.xml · nonDerivative · entry 1

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:05 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000120 · wf-form4_156883710962915.xml · derivative · entry 3

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

Underlying: Comm Stock - $.16-2/3 value · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on September 17, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third, and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on September 17, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third, and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.