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ADI

ANALOG DEVICES INC

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591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2020 Filed Mar 13, 2020 20:33 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
GrantPerformance-Based Restricted Stock Unit · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000052 · wf-form4_158413158011022.xml · derivative · entry 3

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:33 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
GrantRestricted Stock Unit (RSU) · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000052 · wf-form4_158413158011022.xml · derivative · entry 2

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:33 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
GrantNon-Qualified Stock Option (right to buy) · Derivative 24,232 $0.00 Strike: $94.41 $0.00
Disclosure

SEC source: 0000006281-20-000052 · wf-form4_158413158011022.xml · derivative · entry 1

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,232

Underlying: Comm Stock - $.16-2/3 value · 24,232 shares

Expires 2030-03-11

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:34 UTC
ROCHE VINCENTDirector · President & CEO
GrantPerformance-Based Restricted Stock Unit · Derivative 27,368 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000053 · wf-form4_158413167218660.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,368

Underlying: Comm Stock - $.16-2/3 value · 27,368 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2020.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:34 UTC
ROCHE VINCENTDirector · President & CEO
GrantPerformance-Based Restricted Stock Unit · Derivative 27,368 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000053 · wf-form4_158413167218660.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,368

Underlying: Comm Stock - $.16-2/3 value · 27,368 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:34 UTC
ROCHE VINCENTDirector · President & CEO
GrantRestricted Stock Unit (RSU) · Derivative 27,368 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000053 · wf-form4_158413167218660.xml · derivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,368

Underlying: Comm Stock - $.16-2/3 value · 27,368 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:34 UTC
ROCHE VINCENTDirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 134,620 $0.00 Strike: $94.41 $0.00
Disclosure

SEC source: 0000006281-20-000053 · wf-form4_158413167218660.xml · derivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,620

Underlying: Comm Stock - $.16-2/3 value · 134,620 shares

Expires 2030-03-11

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:36 UTC
Wee SusieDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 520 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000054 · wf-form4_158413179416451.xml · derivative · entry 4

Wee Susie · CIK 0001795645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:36 UTC
Wee SusieDirector
GrantRestricted Stock Unit (RSU) · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000054 · wf-form4_158413179416451.xml · derivative · entry 3

Wee Susie · CIK 0001795645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Comm Stock - $.16-2/3 value · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:36 UTC
Wee SusieDirector
Exercise / conversionComm Stock - $.16-2/3 value 520 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000054 · wf-form4_158413179416451.xml · nonDerivative · entry 2

Wee Susie · CIK 0001795645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607.816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 13, 2020 20:36 UTC
Wee SusieDirector
OtherComm Stock - $.16-2/3 value 0.51 $106.14 $54.13
Disclosure

SEC source: 0000006281-20-000054 · wf-form4_158413179416451.xml · nonDerivative · entry 1

Wee Susie · CIK 0001795645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87.816

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:16 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
Tax withholdingComm Stock - $.16-2/3 value 1,153 $97.51 $112,429.03
Disclosure

SEC source: 0000006281-20-000024 · wf-form4_158395778787864.xml · nonDerivative · entry 1

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,871

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the restricted stock units that vested on March 8, 2020 and were previously reported.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:17 UTC
Sondel MichaelCAO (principal acct. officer)
Tax withholdingComm Stock - $.16-2/3 value 168 $97.51 $16,381.68
Disclosure

SEC source: 0000006281-20-000025 · wf-form4_158395785694997.xml · nonDerivative · entry 1

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the restricted stock units that vested on March 8, 2020 and were previously reported.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:19 UTC
ROCHE VINCENTDirector · President & CEO
Tax withholdingComm Stock - $.16-2/3 value 11,099 $97.51 $1,082,263.49
Disclosure

SEC source: 0000006281-20-000026 · wf-form4_158395793874398.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,313

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the restricted stock units that vested on March 8, 2020 and were previously reported.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:20 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Tax withholdingComm Stock - $.16-2/3 value 401 $97.51 $39,101.51
Disclosure

SEC source: 0000006281-20-000027 · wf-form4_158395799574364.xml · nonDerivative · entry 1

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,709

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the restricted stock units that vested on March 8, 2020 and were previously reported.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:21 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Tax withholdingComm Stock - $.16-2/3 value 1,277 $97.51 $124,520.27
Disclosure

SEC source: 0000006281-20-000028 · wf-form4_158395806625700.xml · nonDerivative · entry 1

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,203

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the restricted stock units that vested on March 8, 2020 and were previously reported.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:34 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000017 · wf-form4_158387607437151.xml · derivative · entry 2

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 3,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:34 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
Exercise / conversionComm Stock - $.16-2/3 value 3,851 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000017 · wf-form4_158387607437151.xml · nonDerivative · entry 1

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:38 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,278 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000018 · wf-form4_158387628530015.xml · derivative · entry 2

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 4,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:38 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionComm Stock - $.16-2/3 value 4,278 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000018 · wf-form4_158387628530015.xml · nonDerivative · entry 1

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:42 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 25,026 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000019 · wf-form4_158387653062920.xml · derivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 25,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 8, 2017 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:42 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 25,206 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000019 · wf-form4_158387653062920.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:45 UTC
Sondel MichaelCAO (principal acct. officer)
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000020 · wf-form4_158387671829589.xml · derivative · entry 2

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 8, 2017 (the "Original Grant Date") vested 100% on the anniversary of the Original Grant Date. Upon each vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:45 UTC
Sondel MichaelCAO (principal acct. officer)
Exercise / conversionComm Stock - $.16-2/3 value 482 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000020 · wf-form4_158387671829589.xml · nonDerivative · entry 1

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:48 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,284 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000021 · wf-form4_158387691880366.xml · derivative · entry 2

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 1,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:48 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionComm Stock - $.16-2/3 value 1,284 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000021 · wf-form4_158387691880366.xml · nonDerivative · entry 1

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2020 Filed Mar 13, 2020 20:05 UTC Amendment
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 25,026 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000041 · wf-form4a_158412989719241.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The amount of securities acquired on March 8, 2020 was erroneously reported as 25,206 in the original Form 4 filed on March 10, 2020. This error impacted total beneficial ownership in this form and a subsequent form filed on March 11, 2020.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:04 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-20-000015 · wf-form4_158326946138835.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,706

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:04 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 900 $109.96 $98,961.48
Disclosure

SEC source: 0000006281-20-000015 · wf-form4_158326946138835.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: These shares were disposed of in multiple transactions on March 2, 2020 at actual sales prices ranging from $109.695 to $110.090 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:04 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 9,100 $109.08 $992,668.95
Disclosure

SEC source: 0000006281-20-000015 · wf-form4_158326946138835.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,106

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on March 2, 2020 at actual sales prices ranging from $108.605 to $109.48 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:04 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $54.93 $549,300.00
Disclosure

SEC source: 0000006281-20-000015 · wf-form4_158326946138835.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 21:08 UTC
CHAMPY JAMESDirector
SaleComm Stock - $.16-2/3 value 4,100 $123.00 $504,300.00
Disclosure

SEC source: 0000006281-20-000014 · wf-form4_158231928174174.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by James A. Champy 2012 Irrevocable Trust

Disclosed balance after: 41,545

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:01 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-20-000005 · wf-form4_158085009413863.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,706

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:01 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 400 $110.87 $44,346.00
Disclosure

SEC source: 0000006281-20-000005 · wf-form4_158085009413863.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: These shares were disposed of in multiple transactions on February 3, 2020 at actual sales prices ranging from $110.69 to $111.10 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:01 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 9,600 $110.03 $1,056,322.56
Disclosure

SEC source: 0000006281-20-000005 · wf-form4_158085009413863.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,606

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on February 3, 2020 at actual sales prices ranging from $109.65 to $110.64 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:01 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $54.93 $549,300.00
Disclosure

SEC source: 0000006281-20-000005 · wf-form4_158085009413863.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:03 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,860 $0.00 Strike: $46.48 $0.00
Disclosure

SEC source: 0000006281-20-000004 · wf-form4_157869019948428.xml · derivative · entry 3

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 11,860 shares

Expires 2023-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 100% on the earlier of the first anniversary of the original grant date, which was March 13, 2013, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:03 UTC SaleComm Stock - $.16-2/3 value 11,860 $120.96 $1,434,597.46
Disclosure

SEC source: 0000006281-20-000004 · wf-form4_157869019948428.xml · nonDerivative · entry 2

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,395

F1 · price: These shares were disposed of in multiple transactions on January 9, 2020 at actual sales prices ranging from $120.71 to $121.18 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:03 UTC Exercise / conversionComm Stock - $.16-2/3 value 11,860 $46.48 $551,252.80
Disclosure

SEC source: 0000006281-20-000004 · wf-form4_157869019948428.xml · nonDerivative · entry 1

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 21:04 UTC
CHAMPY JAMESDirector
GiftComm Stock - $.16-2/3 value 425 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000003 · wf-form4_157851742718282.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

F1 · kind: On January 7, 2020, the Reporting Person gifted 425 shares to an educational institution.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:18 UTC
STATA RAYDirector
SaleComm Stock - $.16-2/3 value 20,000 $119.95 $2,398,986.00
Disclosure

SEC source: 0000006281-20-000001 · wf-form4_157808628113488.xml · nonDerivative · entry 1

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mrs. Stata Directly

Disclosed balance after: 668,709

F1 · price: These shares were disposed of in multiple transactions on January 2, 2020 at actual sales prices ranging from $119.896 to $120.00269 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:19 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,436 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-20-000002 · wf-form4_157808634947548.xml · derivative · entry 6

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,706

Underlying: Comm Stock - $.16-2/3 value · 7,436 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:19 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,564 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-20-000002 · wf-form4_157808634947548.xml · derivative · entry 5

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,954

Underlying: Comm Stock - $.16-2/3 value · 2,564 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:19 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 4,947 $120.13 $594,259.86
Disclosure

SEC source: 0000006281-20-000002 · wf-form4_157808634947548.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: These shares were disposed of in multiple transactions on January 2, 2020 at actual sales prices ranging from $119.82 to $120.50 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:19 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 5,053 $119.37 $603,159.43
Disclosure

SEC source: 0000006281-20-000002 · wf-form4_157808634947548.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,153

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on January 2, 2020 at actual sales prices ranging from $118.79 to $119.73 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:19 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 7,436 $54.93 $408,459.48
Disclosure

SEC source: 0000006281-20-000002 · wf-form4_157808634947548.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:19 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 2,564 $57.29 $146,891.56
Disclosure

SEC source: 0000006281-20-000002 · wf-form4_157808634947548.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2019 Filed Dec 20, 2019 21:17 UTC
STATA RAYDirector
SaleComm Stock - $.16-2/3 value 10,000 $120.01 $1,200,072.00
Disclosure

SEC source: 0000006281-19-000163 · wf-form4_157687665073205.xml · nonDerivative · entry 1

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mrs. Stata Directly

Disclosed balance after: 688,709

Read SEC document
December 20, 2019 Filed Dec 23, 2019 12:29 UTC
Pietkiewicz SteveSVP, Power Products
SaleComm Stock - $.16-2/3 value 1,750 $120.16 $210,281.93
Disclosure

SEC source: 0000006281-19-000164 · wf-form4_157710413484434.xml · nonDerivative · entry 1

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,491

F1 · price: These shares were disposed of in multiple transactions on December 20, 2019 at actual sales prices ranging from $120.150 to $120.165 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 12:30 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 4,950 $120.10 $594,472.23
Disclosure

SEC source: 0000006281-19-000165 · wf-form4_157710423486125.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: These shares were disposed of in multiple transactions on December 20, 2019 at actual sales prices ranging from $120.094 to $120.105 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.