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ADCT

ADC Therapeutics SA

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6502
SEC CIK
0001771910
Parsed reports
88

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202604
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Jul 2, 2026 21:17 UTC
Zaki MohamedChief Medical Officer
GrantCommon Shares 213,900 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047036 · wk-form4_1783027029.xml · nonDerivative · entry 1

Zaki Mohamed · CIK 0002000697 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 896,317

F1 · shares: Represents an award of restricted stock units ("RSUs") granted on June 30, 2026 pursuant to an incentive award letter agreement. The RSUs will vest upon the earlier of (i) June 30, 2027 or (ii) termination of employment by the Issuer without cause or by the reporting person for good reason, subject to the reporting person's continued employment with the Issuer on the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:15 UTC
MALLIK AMEETDirector · Chief Executive Officer
GrantCommon Shares 675,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047031 · wk-form4_1783026927.xml · nonDerivative · entry 1

MALLIK AMEET · CIK 0001861441 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,121,769

F1 · shares: Represents an award of restricted stock units ("RSUs") granted on June 30, 2026 pursuant to an incentive award letter agreement. The RSUs will vest upon the earlier of (i) June 30, 2027 or (ii) termination of employment by the Issuer without cause or by the reporting person for good reason, subject to the reporting person's continued employment with the Issuer on the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:16 UTC
Carmona JoseChief Financial Officer
GrantCommon Shares 203,700 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047033 · wk-form4_1783026959.xml · nonDerivative · entry 1

Carmona Jose · CIK 0001693612 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 938,076

F1 · shares: Represents an award of restricted stock units ("RSUs") granted on June 30, 2026 pursuant to an incentive award letter agreement. The RSUs will vest upon the earlier of (i) June 30, 2027 or (ii) termination of employment by the Issuer without cause or by the reporting person for good reason, subject to the reporting person's continued employment with the Issuer on the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:16 UTC
GRAHAM PETER JChief Legal Officer
GrantCommon Shares 221,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-047034 · wk-form4_1783026998.xml · nonDerivative · entry 1

GRAHAM PETER J · CIK 0001235635 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 841,640

F1 · shares: Represents an award of restricted stock units ("RSUs") granted on June 30, 2026 pursuant to an incentive award letter agreement. The RSUs will vest upon the earlier of (i) June 30, 2027 or (ii) termination of employment by the Issuer without cause or by the reporting person for good reason, subject to the reporting person's continued employment with the Issuer on the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 03, 2026 Filed Jun 3, 2026 17:02 UTC
Hug PeterDirector
Tax withholdingCommon Shares 2,156 $3.08 $6,640.48
Disclosure

SEC source: 0001628280-26-040489 · wk-form4_1780520554.xml · nonDerivative · entry 2

Hug Peter · CIK 0002000702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,344

F2 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
June 03, 2026 Filed Jun 3, 2026 21:03 UTC
Squarer RonDirector
Tax withholdingCommon Shares 15,196 $3.08 $46,803.68
Disclosure

SEC source: 0001628280-26-040492 · wk-form4_1780520606.xml · nonDerivative · entry 2

Squarer Ron · CIK 0001454001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,431

F2 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
June 03, 2026 Filed Jun 3, 2026 21:02 UTC Tax withholdingCommon Shares 12,600 $3.08 $38,808.00
Disclosure

SEC source: 0001628280-26-040487 · wk-form4_1780520520.xml · nonDerivative · entry 2

Coughlin Timothy · CIK 0001376043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,400

F2 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
June 03, 2026 Filed Jun 3, 2026 21:03 UTC Tax withholdingCommon Shares 12,600 $3.08 $38,808.00
Disclosure

SEC source: 0001628280-26-040491 · wk-form4_1780520592.xml · nonDerivative · entry 2

Sandor Victor · CIK 0001620368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,686

F2 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
June 03, 2026 Filed Jun 3, 2026 21:02 UTC Tax withholdingCommon Shares 12,600 $3.08 $38,808.00
Disclosure

SEC source: 0001628280-26-040488 · wk-form4_1780520540.xml · nonDerivative · entry 2

BIZZARI JEAN-PIERRE · CIK 0001630914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,302

F2 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
June 03, 2026 Filed Jun 3, 2026 21:03 UTC Tax withholdingCommon Shares 12,600 $3.08 $38,808.00
Disclosure

SEC source: 0001628280-26-040493 · wk-form4_1780520620.xml · nonDerivative · entry 2

Azelby Robert · CIK 0001656998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,805

F2 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
June 03, 2026 Filed Jun 3, 2026 21:03 UTC Tax withholdingCommon Shares 2,596 $3.08 $7,995.68
Disclosure

SEC source: 0001628280-26-040490 · wk-form4_1780520578.xml · nonDerivative · entry 2

Monges Viviane · CIK 0001838204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,447

F2 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 17:02 UTC
Hug PeterDirector
GrantCommon Shares 45,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040489 · wk-form4_1780520554.xml · nonDerivative · entry 1

Hug Peter · CIK 0002000702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,500

F1 · shares: Represents the annual grant of restricted stock units ("RSUs") made under the Issuer's 2019 Equity Incentive Plan for service as a Director. The RSUs vest on the earlier of (i) one year from the grant date or (ii) the date of the 2027 Annual Meeting of Shareholders, subject to the Reporting Person's continued service to the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:03 UTC
Squarer RonDirector
GrantCommon Shares 45,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040492 · wk-form4_1780520606.xml · nonDerivative · entry 1

Squarer Ron · CIK 0001454001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,627

F1 · shares: Represents the annual grant of restricted stock units ("RSUs") made under the Issuer's 2019 Equity Incentive Plan for service as a Director. The RSUs vest on the earlier of (i) one year from the grant date or (ii) the date of the 2027 Annual Meeting of Shareholders, subject to the Reporting Person's continued service to the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:02 UTC GrantCommon Shares 45,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040487 · wk-form4_1780520520.xml · nonDerivative · entry 1

Coughlin Timothy · CIK 0001376043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

F1 · shares: Represents the annual grant of restricted stock units ("RSUs") made under the Issuer's 2019 Equity Incentive Plan for service as a Director. The RSUs vest on the earlier of (i) one year from the grant date or (ii) the date of the 2027 Annual Meeting of Shareholders, subject to the Reporting Person's continued service to the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:03 UTC GrantCommon Shares 45,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040491 · wk-form4_1780520592.xml · nonDerivative · entry 1

Sandor Victor · CIK 0001620368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,286

F1 · shares: Represents the annual grant of restricted stock units ("RSUs") made under the Issuer's 2019 Equity Incentive Plan for service as a Director. The RSUs vest on the earlier of (i) one year from the grant date or (ii) the date of the 2027 Annual Meeting of Shareholders, subject to the Reporting Person's continued service to the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:02 UTC GrantCommon Shares 45,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040488 · wk-form4_1780520540.xml · nonDerivative · entry 1

BIZZARI JEAN-PIERRE · CIK 0001630914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,902

F1 · shares: Represents the annual grant of restricted stock units ("RSUs") made under the Issuer's 2019 Equity Incentive Plan for service as a Director. The RSUs vest on the earlier of (i) one year from the grant date or (ii) the date of the 2027 Annual Meeting of Shareholders, subject to the Reporting Person's continued service to the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:03 UTC GrantCommon Shares 45,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040493 · wk-form4_1780520620.xml · nonDerivative · entry 1

Azelby Robert · CIK 0001656998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,405

F1 · shares: Represents the annual grant of restricted stock units ("RSUs") made under the Issuer's 2019 Equity Incentive Plan for service as a Director. The RSUs vest on the earlier of (i) one year from the grant date or (ii) the date of the 2027 Annual Meeting of Shareholders, subject to the Reporting Person's continued service to the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 21:03 UTC GrantCommon Shares 45,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040490 · wk-form4_1780520578.xml · nonDerivative · entry 1

Monges Viviane · CIK 0001838204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,043

F1 · shares: Represents the annual grant of restricted stock units ("RSUs") made under the Issuer's 2019 Equity Incentive Plan for service as a Director. The RSUs vest on the earlier of (i) one year from the grant date or (ii) the date of the 2027 Annual Meeting of Shareholders, subject to the Reporting Person's continued service to the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 01:00 UTC
Green Jeremy10% owner
SaleCommon Stock 2,529,491 $3.28 $8,294,200.99
Disclosure

SEC source: 0001104659-26-039359 · tm2611043-1_4seq1.xml · nonDerivative · entry 6

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,265,297

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.25 to $3.77, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F2 · ownership.direct: These securities are directly owned by RedCo II Master Fund, L.P.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 01:00 UTC
Green Jeremy10% owner
SaleCommon Stock 2,634,506 $3.28 $8,638,545.17
Disclosure

SEC source: 0001104659-26-039359 · tm2611043-1_4seq1.xml · nonDerivative · entry 5

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 12,666,731

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.25 to $3.77, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: These securities are directly owned by certain private investment vehicles managed by Redmile Group, LLC ("Redmile"), including RedCo II Master Fund, L.P., and may be deemed beneficially owned by Redmile as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 01:00 UTC
Green Jeremy10% owner
SaleCommon Stock 162,517 $3.80 $617,402.08
Disclosure

SEC source: 0001104659-26-039359 · tm2611043-1_4seq1.xml · nonDerivative · entry 4

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,794,788

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.83, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F2 · ownership.direct: These securities are directly owned by RedCo II Master Fund, L.P.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 01:00 UTC
Green Jeremy10% owner
SaleCommon Stock 169,265 $3.80 $643,037.74
Disclosure

SEC source: 0001104659-26-039359 · tm2611043-1_4seq1.xml · nonDerivative · entry 3

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 15,301,237

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.83, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: These securities are directly owned by certain private investment vehicles managed by Redmile Group, LLC ("Redmile"), including RedCo II Master Fund, L.P., and may be deemed beneficially owned by Redmile as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 01:00 UTC
Green Jeremy10% owner
SaleCommon Stock 188,407 $3.75 $706,903.06
Disclosure

SEC source: 0001104659-26-039359 · tm2611043-1_4seq1.xml · nonDerivative · entry 2

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,957,305

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.63 to $3.81, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F2 · ownership.direct: These securities are directly owned by RedCo II Master Fund, L.P.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 01:00 UTC
Green Jeremy10% owner
SaleCommon Stock 196,229 $3.75 $736,251.21
Disclosure

SEC source: 0001104659-26-039359 · tm2611043-1_4seq1.xml · nonDerivative · entry 1

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 15,470,502

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.63 to $3.81, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: These securities are directly owned by certain private investment vehicles managed by Redmile Group, LLC ("Redmile"), including RedCo II Master Fund, L.P., and may be deemed beneficially owned by Redmile as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 22:43 UTC
Zaki MohamedChief Medical Officer
Tax withholdingCommon Shares 24,603 $3.99 $98,165.97
Disclosure

SEC source: 0001628280-26-009282 · wk-form4_1771454620.xml · nonDerivative · entry 2

Zaki Mohamed · CIK 0002000697 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,417

F2 · shares: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 22:43 UTC
Zaki MohamedChief Medical Officer
GrantCommon Shares 285,200 $3.99 $1,137,948.00
Disclosure

SEC source: 0001628280-26-009282 · wk-form4_1771454620.xml · nonDerivative · entry 1

Zaki Mohamed · CIK 0002000697 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,020

F1 · shares: Represents Common Shares to be delivered in settlement of a restricted share unit award which vests one-third on the first anniversary of the grant date, which grant date is February 13, 2026, and then one-third on each anniversary date thereafter, upon continued service through the designated vesting event.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 17:44 UTC
Kallebo Lisa MichelleChief Accounting Officer
Tax withholdingCommon Shares 5,433 $3.99 $21,677.67
Disclosure

SEC source: 0001628280-26-009283 · wk-form4_1771454641.xml · nonDerivative · entry 2

Kallebo Lisa Michelle · CIK 0002000724 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,224

F2 · shares: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 17:44 UTC
Kallebo Lisa MichelleChief Accounting Officer
GrantCommon Shares 62,900 $3.99 $250,971.00
Disclosure

SEC source: 0001628280-26-009283 · wk-form4_1771454641.xml · nonDerivative · entry 1

Kallebo Lisa Michelle · CIK 0002000724 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,657

F1 · shares: Represents Common Shares to be delivered in settlement of a restricted share unit award which vests one-third on the first anniversary of the grant date, which grant date is February 13, 2026, and then one-third on each anniversary date thereafter, upon continued service through the designated vesting event.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 22:39 UTC
MALLIK AMEETDirector · Chief Executive Officer
Tax withholdingCommon Shares 103,231 $3.99 $411,891.69
Disclosure

SEC source: 0001628280-26-009275 · wk-form4_1771454386.xml · nonDerivative · entry 2

MALLIK AMEET · CIK 0001861441 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,446,769

F3 · shares: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 22:39 UTC
MALLIK AMEETDirector · Chief Executive Officer
GrantCommon Shares 900,000 $3.99 $3,591,000.00
Disclosure

SEC source: 0001628280-26-009275 · wk-form4_1771454386.xml · nonDerivative · entry 1

MALLIK AMEET · CIK 0001861441 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,550,000

F1 · shares: Represents Common Shares to be delivered in settlement of a restricted share unit award which vests one-third on the first anniversary of the grant date, which grant date is February 13, 2026, and then one-third on each anniversary date thereafter, upon continued service through the designated vesting event.

F2 · balance_after: Balance reflects the prior transfer of 669,101 Common Shares from the Reporting Person to a grantor retained annuity trust, which transfer is exempt from Section 16(b) pursuant to Rule 16a-13. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 22:42 UTC
Carmona JoseChief Financial Officer
Tax withholdingCommon Shares 25,880 $3.99 $103,261.20
Disclosure

SEC source: 0001628280-26-009278 · wk-form4_1771454570.xml · nonDerivative · entry 2

Carmona Jose · CIK 0001693612 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734,376

F2 · shares: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 22:42 UTC
Carmona JoseChief Financial Officer
GrantCommon Shares 271,600 $3.99 $1,083,684.00
Disclosure

SEC source: 0001628280-26-009278 · wk-form4_1771454570.xml · nonDerivative · entry 1

Carmona Jose · CIK 0001693612 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760,256

F1 · shares: Represents Common Shares to be delivered in settlement of a restricted share unit award which vests one-third on the first anniversary of the grant date, which grant date is February 13, 2026, and then one-third on each anniversary date thereafter, upon continued service through the designated vesting event.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 22:43 UTC
GRAHAM PETER JChief Legal Officer
Tax withholdingCommon Shares 33,294 $3.99 $132,843.06
Disclosure

SEC source: 0001628280-26-009280 · wk-form4_1771454589.xml · nonDerivative · entry 2

GRAHAM PETER J · CIK 0001235635 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 620,540

F2 · shares: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 22:43 UTC
GRAHAM PETER JChief Legal Officer
GrantCommon Shares 294,800 $3.99 $1,176,252.00
Disclosure

SEC source: 0001628280-26-009280 · wk-form4_1771454589.xml · nonDerivative · entry 1

GRAHAM PETER J · CIK 0001235635 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,834

F1 · shares: Represents Common Shares to be delivered in settlement of a restricted share unit award which vests one-third on the first anniversary of the grant date, which grant date is February 13, 2026, and then one-third on each anniversary date thereafter, upon continued service through the designated vesting event.

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December 06, 2025 Filed Dec 9, 2025 22:09 UTC
Zaki MohamedChief Medical Officer
Tax withholdingCommon Shares 41,068 $3.29 $135,113.72
Disclosure

SEC source: 0001628280-25-056171 · wk-form4_1765318192.xml · nonDerivative · entry 1

Zaki Mohamed · CIK 0002000697 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,820

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

F1 · acquired: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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December 06, 2025 Filed Dec 9, 2025 17:09 UTC
Kallebo Lisa MichelleChief Accounting Officer
Tax withholdingCommon Shares 7,140 $3.29 $23,490.60
Disclosure

SEC source: 0001628280-25-056170 · wk-form4_1765318181.xml · nonDerivative · entry 1

Kallebo Lisa Michelle · CIK 0002000724 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,757

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

F1 · acquired: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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December 06, 2025 Filed Dec 9, 2025 22:10 UTC
MALLIK AMEETDirector · Chief Executive Officer
Tax withholdingCommon Shares 233,146 $3.29 $767,050.34
Disclosure

SEC source: 0001628280-25-056172 · wk-form4_1765318205.xml · nonDerivative · entry 1

MALLIK AMEET · CIK 0001861441 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,319,101

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

F1 · acquired: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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December 06, 2025 Filed Dec 9, 2025 22:09 UTC
Carmona JoseChief Financial Officer
Tax withholdingCommon Shares 53,236 $3.29 $175,146.44
Disclosure

SEC source: 0001628280-25-056168 · wk-form4_1765318145.xml · nonDerivative · entry 1

Carmona Jose · CIK 0001693612 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,656

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

F1 · acquired: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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December 06, 2025 Filed Dec 9, 2025 22:09 UTC
GRAHAM PETER JChief Legal Officer
Tax withholdingCommon Shares 49,508 $3.29 $162,881.32
Disclosure

SEC source: 0001628280-25-056169 · wk-form4_1765318168.xml · nonDerivative · entry 1

GRAHAM PETER J · CIK 0001235635 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,034

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

F1 · acquired: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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October 27, 2025 Filed Oct 29, 2025 01:00 UTC
Green Jeremy10% owner
PurchasePre-Funded Warrants · Derivative 3,846,153 $3.90 $14,999,996.70
Disclosure

SEC source: 0001104659-25-103336 · tm2529454-1_4seq1.xml · derivative · entry 2

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,846,153

Underlying: Common Share · 3,846,153 shares

Expires not disclosed

F2 · derivative.exercise_price: The exercise price of the Pre-Funded Warrants is CHF 0.08 per Pre-Funded Warrant Share. Based on the October 12, 2025 exchange rate of approximately $1.25 to CHF 1.00, the exercise price of the Pre-Funded Warrants in US Dollars as of October 12, 2025 was approximately $0.10.

F1 · kind: RedCo II Master Fund, L.P. ("RedCo II") acquired the reported pre-funded warrants to purchase Common Shares (the "Pre-Funded Warrants") in a private placement by the Issuer pursuant to the terms of a securities purchase agreement, dated October 12, 2025 (the "Purchase Agreement"), by and among the Issuer and RedCo II. The purchase price per Pre-Funded Warrants is $3.90, which is the price per Common Share in the private placement minus the exercise price per Pre-Funded Warrant. The closing of the private placement occurred on October 27, 2025 following the satisfaction of the closing conditions.

F3 · derivative.expiration_date: The Pre-Funded Warrants are exercisable by the holder at any time on or after the closing date of the private placement until the tenth anniversary of such closing date, subject to a 9.99% beneficial ownership blocker. At any time during the last 90 days of the term of the Pre-Funded Warrants, the holder thereof may exchange a Pre-Funded Warrant with the Issuer for a new Pre-Funded Warrant to purchase the number of Pre-Funded Warrant Shares then remaining under such Pre-Funded Warrant, with a subsequent ten-year exercise period.

F5 · ownership.direct: These reported securities are directly owned by RedCo II and this transaction is a repetition of the same transaction disclosed in the row above to disclose this fund's direct ownership.

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October 27, 2025 Filed Oct 29, 2025 01:00 UTC
Green Jeremy10% owner
PurchasePre-Funded Warrants · Derivative 3,846,153 $3.90 $14,999,996.70
Disclosure

SEC source: 0001104659-25-103336 · tm2529454-1_4seq1.xml · derivative · entry 1

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,846,153

Underlying: Common Share · 3,846,153 shares

Expires not disclosed

F2 · derivative.exercise_price: The exercise price of the Pre-Funded Warrants is CHF 0.08 per Pre-Funded Warrant Share. Based on the October 12, 2025 exchange rate of approximately $1.25 to CHF 1.00, the exercise price of the Pre-Funded Warrants in US Dollars as of October 12, 2025 was approximately $0.10.

F1 · kind: RedCo II Master Fund, L.P. ("RedCo II") acquired the reported pre-funded warrants to purchase Common Shares (the "Pre-Funded Warrants") in a private placement by the Issuer pursuant to the terms of a securities purchase agreement, dated October 12, 2025 (the "Purchase Agreement"), by and among the Issuer and RedCo II. The purchase price per Pre-Funded Warrants is $3.90, which is the price per Common Share in the private placement minus the exercise price per Pre-Funded Warrant. The closing of the private placement occurred on October 27, 2025 following the satisfaction of the closing conditions.

F3 · derivative.expiration_date: The Pre-Funded Warrants are exercisable by the holder at any time on or after the closing date of the private placement until the tenth anniversary of such closing date, subject to a 9.99% beneficial ownership blocker. At any time during the last 90 days of the term of the Pre-Funded Warrants, the holder thereof may exchange a Pre-Funded Warrant with the Issuer for a new Pre-Funded Warrant to purchase the number of Pre-Funded Warrant Shares then remaining under such Pre-Funded Warrant, with a subsequent ten-year exercise period.

F4 · ownership.nature: These reported securities are directly owned by RedCo II. Redmile Group, LLC ("Redmile") may be deemed to beneficially own the reported securities as the investment manager of RedCo II. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the reported securities except to the extent of its and his respective pecuniary interest therein, if any. This report shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 13, 2025 Filed Jun 17, 2025 17:01 UTC
Hug PeterDirector
Tax withholdingCommon Shares 2,144 $3.58 $7,675.52
Disclosure

SEC source: 0001628280-25-031892 · wk-form4_1750194089.xml · nonDerivative · entry 1

Hug Peter · CIK 0002000702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,500

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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June 13, 2025 Filed Jun 17, 2025 21:03 UTC
Squarer RonDirector
Tax withholdingCommon Shares 15,184 $3.58 $54,358.72
Disclosure

SEC source: 0001628280-25-031895 · wk-form4_1750194217.xml · nonDerivative · entry 1

Squarer Ron · CIK 0001454001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,627

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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June 13, 2025 Filed Jun 17, 2025 21:03 UTC Tax withholdingCommon Shares 12,600 $3.58 $45,108.00
Disclosure

SEC source: 0001628280-25-031894 · wk-form4_1750194190.xml · nonDerivative · entry 1

Sandor Victor · CIK 0001620368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,286

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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June 13, 2025 Filed Jun 17, 2025 21:00 UTC Tax withholdingCommon Shares 12,600 $3.58 $45,108.00
Disclosure

SEC source: 0001628280-25-031891 · wk-form4_1750194047.xml · nonDerivative · entry 1

BIZZARI JEAN-PIERRE · CIK 0001630914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,902

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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June 13, 2025 Filed Jun 17, 2025 21:00 UTC Tax withholdingCommon Shares 12,600 $3.58 $45,108.00
Disclosure

SEC source: 0001628280-25-031890 · wk-form4_1750193999.xml · nonDerivative · entry 1

Azelby Robert · CIK 0001656998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,405

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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June 13, 2025 Filed Jun 17, 2025 21:02 UTC Tax withholdingCommon Shares 2,584 $3.58 $9,250.72
Disclosure

SEC source: 0001628280-25-031893 · wk-form4_1750194163.xml · nonDerivative · entry 1

Monges Viviane · CIK 0001838204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,043

F1 · kind: Represents the number of Common Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted share units previously granted.

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June 11, 2025 Filed Jun 13, 2025 22:00 UTC
Green Jeremy10% owner
PurchasePre-Funded Warrants · Derivative 12,465,234 $3.43 $42,780,683.09
Disclosure

SEC source: 0001104659-25-059489 · tm2517929-1_4seq1.xml · derivative · entry 2

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,465,234

Underlying: Common Share · 12,465,234 shares

Expires not disclosed

F2 · derivative.exercise_price: The exercise price of the Pre-Funded Warrants is CHF 0.08 per Pre-Funded Warrant Share. Based on the June 11, 2025 exchange rate of approximately US$1.219 to CHF 1.00, the exercise price of the Pre-Funded Warrants in US Dollars as of June 11, 2025 was approximately $0.098.

F1 · kind: On June 11, 2025, certain private investment vehicles managed by Redmile Group, LLC (collectively, the "Redmile Clients"), including RedCo II Master Fund, L.P. ("RedCo II"), entered into a securities purchase agreement (the "Purchase Agreement") in connection with a private placement by the Issuer to certain institutional investors. Pursuant to the terms of the Purchase Agreement, the Redmile Clients will acquire 15,734,267 pre-funded warrants to purchase Common Shares (the "Pre-Funded Warrants") as of the closing date on June 16, 2025. The purchase price per Pre-Funded Warrant, excluding the exercise price (see footnote 2 below), is $3.432.

F3 · derivative.expiration_date: The Pre-Funded Warrants are exercisable by the holder at any time on or after the closing date of the private placement until the tenth anniversary of such closing date, subject to a 9.99% beneficial ownership blocker. At any time during the last 90 days of the term of the Pre-Funded Warrants, the holder thereof may exchange a Pre-Funded Warrant with the Issuer for a new Pre-Funded Warrant to purchase the number of Pre-Funded Warrant Shares then remaining under such Pre-Funded Warrant, with a subsequent ten-year exercise period.

F5 · ownership.direct: Redmile Group, LLC ("Redmile") may be deemed to beneficially own the reported securities as the investment manager of the Redmile Clients. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the reported securities except to the extent of its and his respective pecuniary interest therein, if any. This report shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F6 · ownership.direct: These reported securities are directly owned by RedCo II and this transaction is a repetition of the same transaction disclosed in the row above to disclose this fund's direct ownership.

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June 11, 2025 Filed Jun 13, 2025 22:00 UTC
Green Jeremy10% owner
PurchasePre-Funded Warrants · Derivative 15,734,267 $3.43 $54,000,004.34
Disclosure

SEC source: 0001104659-25-059489 · tm2517929-1_4seq1.xml · derivative · entry 1

Redmile Group, LLC · CIK 0001425738 · 10% owner

Green Jeremy · CIK 0001650527 · 10% owner

RedCo II Master Fund, L.P. · CIK 0001921783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,734,267

Underlying: Common Share · 15,734,267 shares

Expires not disclosed

F2 · derivative.exercise_price: The exercise price of the Pre-Funded Warrants is CHF 0.08 per Pre-Funded Warrant Share. Based on the June 11, 2025 exchange rate of approximately US$1.219 to CHF 1.00, the exercise price of the Pre-Funded Warrants in US Dollars as of June 11, 2025 was approximately $0.098.

F1 · kind: On June 11, 2025, certain private investment vehicles managed by Redmile Group, LLC (collectively, the "Redmile Clients"), including RedCo II Master Fund, L.P. ("RedCo II"), entered into a securities purchase agreement (the "Purchase Agreement") in connection with a private placement by the Issuer to certain institutional investors. Pursuant to the terms of the Purchase Agreement, the Redmile Clients will acquire 15,734,267 pre-funded warrants to purchase Common Shares (the "Pre-Funded Warrants") as of the closing date on June 16, 2025. The purchase price per Pre-Funded Warrant, excluding the exercise price (see footnote 2 below), is $3.432.

F3 · derivative.expiration_date: The Pre-Funded Warrants are exercisable by the holder at any time on or after the closing date of the private placement until the tenth anniversary of such closing date, subject to a 9.99% beneficial ownership blocker. At any time during the last 90 days of the term of the Pre-Funded Warrants, the holder thereof may exchange a Pre-Funded Warrant with the Issuer for a new Pre-Funded Warrant to purchase the number of Pre-Funded Warrant Shares then remaining under such Pre-Funded Warrant, with a subsequent ten-year exercise period.

F4 · ownership.nature: These reported securities are directly owned by the Redmile Clients, including RedCo II.

F5 · ownership.nature: Redmile Group, LLC ("Redmile") may be deemed to beneficially own the reported securities as the investment manager of the Redmile Clients. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the reported securities except to the extent of its and his respective pecuniary interest therein, if any. This report shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 03, 2025 Filed Jun 5, 2025 17:08 UTC
Hug PeterDirector
GrantCommon Shares 40,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029733 · wk-form4_1749157641.xml · nonDerivative · entry 1

Hug Peter · CIK 0002000702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,644

F1 · shares: Represents the annual grant of restricted stock units ("RSUs") made under the Issuer's 2019 Equity Incentive Plan for service as a Director. The RSUs vest one year from the grant date, subject to the Reporting Person's continued service to the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.