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ACU

ACME UNITED CORP

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6164
SEC CIK
0000002098
Parsed reports
235

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 2026011
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2019 Filed Apr 25, 2019 21:40 UTC
DRISCOLL PAUL GVP and Chief Financial Officer
Disposition to issuerCommon Stock 11,500 $22.18 $255,070.00
Disclosure

SEC source: 0001026608-19-000022 · primary_doc.xml · nonDerivative · entry 2

DRISCOLL PAUL G · CIK 0001213237 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,143

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:40 UTC
DRISCOLL PAUL GVP and Chief Financial Officer
Exercise / conversionCommon Stock 15,000 $7.90 $118,500.00
Disclosure

SEC source: 0001026608-19-000022 · primary_doc.xml · nonDerivative · entry 1

DRISCOLL PAUL G · CIK 0001213237 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:02 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Exercise / conversionEmployee Stock Option · Derivative 6,000 $10.11 Strike: $10.11 $60,660.00
Disclosure

SEC source: 0001026608-19-000021 · primary_doc.xml · derivative · entry 3

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,600

Underlying: Common Stock · 6,000 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:02 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Disposition to issuerCommon Stock 6,000 $22.18 $133,080.00
Disclosure

SEC source: 0001026608-19-000021 · primary_doc.xml · nonDerivative · entry 2

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,576

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:02 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Exercise / conversionCommon Stock 6,000 $10.11 $60,660.00
Disclosure

SEC source: 0001026608-19-000021 · primary_doc.xml · nonDerivative · entry 1

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2019 Filed Apr 23, 2019 23:10 UTC GrantEmployee Stock Option · Derivative 4,000 $21.20 Strike: $21.20 $84,800.00
Disclosure

SEC source: 0001026608-19-000020 · primary_doc.xml · derivative · entry 1

Davidson Rex Lynn · CIK 0001361783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 4,000 shares

Expires 2029-04-22

Read SEC document
April 22, 2019 Filed Apr 23, 2019 22:07 UTC GrantStock Option · Derivative 4,000 $21.20 Strike: $21.20 $84,800.00
Disclosure

SEC source: 0001026608-19-000019 · primary_doc.xml · derivative · entry 1

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 4,000 shares

Expires 2029-04-22

Read SEC document
April 22, 2019 Filed Apr 23, 2019 21:49 UTC GrantStock Option · Derivative 4,000 $21.20 Strike: $21.20 $84,800.00
Disclosure

SEC source: 0001026608-19-000018 · primary_doc.xml · derivative · entry 1

WARD STEVENSON E III · CIK 0001213247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 4,000 shares

Expires 2029-04-22

Read SEC document
April 22, 2019 Filed Apr 23, 2019 21:31 UTC GrantStock Option · Derivative 4,000 $21.20 Strike: $21.20 $84,800.00
Disclosure

SEC source: 0001026608-19-000017 · primary_doc.xml · derivative · entry 1

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 4,000 shares

Expires 2029-04-22

Read SEC document
April 22, 2019 Filed Apr 23, 2019 21:22 UTC
BARKER BRIANDirector
GrantStock Option · Derivative 4,000 $21.20 Strike: $21.20 $84,800.00
Disclosure

SEC source: 0001026608-19-000016 · primary_doc.xml · derivative · entry 1

BARKER BRIAN · CIK 0001774022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2029-04-22

F1 · derivative.exercise_date: 1,000 shares will vest on April 22, 2019, 1,000 shares will vest on April 22, 2020, 1,000 shares will vest on April 22, 2021 and 1,000 shares will vest on April 22, 2022

Read SEC document
March 01, 2019 Filed Mar 7, 2019 22:40 UTC Exercise / conversionEmployee Stock Option · Derivative 4,000 $7.30 Strike: $7.30 $29,200.00
Disclosure

SEC source: 0001026608-19-000005 · primary_doc.xml · derivative · entry 3

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,750

Underlying: Common Stock · 4,000 shares

Expires 2019-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 7, 2019 22:40 UTC Disposition to issuerCommon Stock 4,000 $17.15 $68,600.00
Disclosure

SEC source: 0001026608-19-000005 · primary_doc.xml · nonDerivative · entry 2

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,776

Read SEC document
March 01, 2019 Filed Mar 7, 2019 22:40 UTC Exercise / conversionCommon Stock 4,000 $7.30 $29,200.00
Disclosure

SEC source: 0001026608-19-000005 · primary_doc.xml · nonDerivative · entry 1

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 7, 2019 21:51 UTC Exercise / conversionEmployee Stock Option · Derivative 4,000 $7.30 Strike: $7.30 $29,200.00
Disclosure

SEC source: 0001026608-19-000004 · primary_doc.xml · derivative · entry 3

WARD STEVENSON E III · CIK 0001213247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,750

Underlying: Common Stock · 4,000 shares

Expires 2019-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 7, 2019 21:51 UTC Disposition to issuerCommon Stock 4,000 $17.15 $68,600.00
Disclosure

SEC source: 0001026608-19-000004 · primary_doc.xml · nonDerivative · entry 2

WARD STEVENSON E III · CIK 0001213247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

Read SEC document
March 01, 2019 Filed Mar 7, 2019 21:51 UTC Exercise / conversionCommon Stock 4,000 $7.30 $29,200.00
Disclosure

SEC source: 0001026608-19-000004 · primary_doc.xml · nonDerivative · entry 1

WARD STEVENSON E III · CIK 0001213247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 22:28 UTC Exercise / conversionEmployee Stock Option · Derivative 4,000 $12.27 Strike: $12.27 $49,080.00
Disclosure

SEC source: 0001026608-18-000048 · primary_doc.xml · derivative · entry 6

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 4,000 shares

Expires 2023-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 22:28 UTC Exercise / conversionEmployee Stock Option · Derivative 963 $10.83 Strike: $10.83 $10,429.29
Disclosure

SEC source: 0001026608-18-000048 · primary_doc.xml · derivative · entry 5

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 963 shares

Expires 2022-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 22:28 UTC Disposition to issuerCommon Stock 4,000 $14.90 $59,600.00
Disclosure

SEC source: 0001026608-18-000048 · primary_doc.xml · nonDerivative · entry 4

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 22:28 UTC Exercise / conversionCommon Stock 4,000 $12.27 $49,080.00
Disclosure

SEC source: 0001026608-18-000048 · primary_doc.xml · nonDerivative · entry 3

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 22:28 UTC Disposition to issuerCommon Stock 963 $14.90 $14,348.70
Disclosure

SEC source: 0001026608-18-000048 · primary_doc.xml · nonDerivative · entry 2

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 22:28 UTC Exercise / conversionCommon Stock 963 $10.83 $10,429.29
Disclosure

SEC source: 0001026608-18-000048 · primary_doc.xml · nonDerivative · entry 1

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2018 Filed Oct 26, 2018 21:00 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
PurchaseCommon Stock 525 $16.82 $8,830.50
Disclosure

SEC source: 0001026608-18-000043 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,898

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:33 UTC Exercise / conversionEmployee Stock Option · Derivative 750 $9.26 Strike: $9.26 $6,945.00
Disclosure

SEC source: 0001026608-18-000040 · primary_doc.xml · derivative · entry 6

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,963

Underlying: Common Stock · 750 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:33 UTC Exercise / conversionEmployee Stock Option · Derivative 3,787 $10.83 Strike: $10.83 $41,013.21
Disclosure

SEC source: 0001026608-18-000040 · primary_doc.xml · derivative · entry 5

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,713

Underlying: Common Stock · 3,787 shares

Expires 2022-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:33 UTC Disposition to issuerCommon Stock 750 $21.45 $16,087.50
Disclosure

SEC source: 0001026608-18-000040 · primary_doc.xml · nonDerivative · entry 4

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:33 UTC Exercise / conversionCommon Stock 750 $9.26 $6,945.00
Disclosure

SEC source: 0001026608-18-000040 · primary_doc.xml · nonDerivative · entry 3

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:33 UTC Disposition to issuerCommon Stock 3,787 $21.45 $81,231.15
Disclosure

SEC source: 0001026608-18-000040 · primary_doc.xml · nonDerivative · entry 2

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:33 UTC Exercise / conversionCommon Stock 3,787 $10.83 $41,013.21
Disclosure

SEC source: 0001026608-18-000040 · primary_doc.xml · nonDerivative · entry 1

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 20:42 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionEmployee Stock Option · Derivative 5,000 $10.10 Strike: $10.10 $50,500.00
Disclosure

SEC source: 0001026608-18-000036 · primary_doc.xml · derivative · entry 3

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,792

Underlying: Common Stock · 5,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 20:42 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Disposition to issuerCommon Stock 5,000 $22.20 $111,000.00
Disclosure

SEC source: 0001026608-18-000036 · primary_doc.xml · nonDerivative · entry 2

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,373

Read SEC document
August 23, 2018 Filed Aug 24, 2018 20:42 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionCommon Stock 5,000 $10.10 $50,500.00
Disclosure

SEC source: 0001026608-18-000036 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:33 UTC Amendment
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionEmployee Stock Option · Derivative 5,000 $10.10 Strike: $10.10 $50,500.00
Disclosure

SEC source: 0001026608-18-000037 · primary_doc.xml · derivative · entry 3

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,792

Underlying: Common Stock · 5,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:33 UTC Amendment
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Disposition to issuerCommon Stock 5,000 $21.46 $107,300.00
Disclosure

SEC source: 0001026608-18-000037 · primary_doc.xml · nonDerivative · entry 2

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,373

F1 · price: This amendment to Form 4 filed by the reporting person on August 24, 2018 is to correct the sale price for the trade reported

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:33 UTC Amendment
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionCommon Stock 5,000 $10.10 $50,500.00
Disclosure

SEC source: 0001026608-18-000037 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 21, 2018 20:53 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
GrantEmployee Stock Option · Derivative 6,000 $10.11 Strike: $10.11 $60,660.00
Disclosure

SEC source: 0001026608-18-000035 · primary_doc.xml · derivative · entry 3

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,600

Underlying: Common Stock · 6,000 shares

Expires 2021-01-25

Read SEC document
August 15, 2018 Filed Aug 21, 2018 20:53 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Disposition to issuerCommon Stock 6,000 $22.72 $136,320.00
Disclosure

SEC source: 0001026608-18-000035 · primary_doc.xml · nonDerivative · entry 2

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,576

Read SEC document
August 15, 2018 Filed Aug 21, 2018 20:53 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Exercise / conversionCommon Stock 6,000 $10.11 $60,660.00
Disclosure

SEC source: 0001026608-18-000035 · primary_doc.xml · nonDerivative · entry 1

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 22:40 UTC GrantEmployee Stock Option · Derivative 5,000 $22.66 Strike: $22.66 $113,300.00
Disclosure

SEC source: 0001026608-18-000034 · primary_doc.xml · derivative · entry 1

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 5,000 shares

Expires 2028-08-08

Read SEC document
August 08, 2018 Filed Aug 9, 2018 22:30 UTC GrantEmployee Stock Option · Derivative 5,000 $22.66 Strike: $22.66 $113,300.00
Disclosure

SEC source: 0001026608-18-000033 · primary_doc.xml · derivative · entry 1

WARD STEVENSON E III · CIK 0001213247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 5,000 shares

Expires 2028-08-08

Read SEC document
August 08, 2018 Filed Aug 9, 2018 22:26 UTC GrantEmployee Stock Option · Derivative 5,000 $22.66 Strike: $22.66 $113,300.00
Disclosure

SEC source: 0001026608-18-000032 · primary_doc.xml · derivative · entry 1

Davidson Rex Lynn · CIK 0001361783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,750

Underlying: Common Stock · 5,000 shares

Expires 2028-08-08

Read SEC document
August 08, 2018 Filed Aug 9, 2018 22:19 UTC GrantEmployee Stock Option · Derivative 5,000 $22.66 Strike: $22.66 $113,300.00
Disclosure

SEC source: 0001026608-18-000031 · primary_doc.xml · derivative · entry 1

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 5,000 shares

Expires 2028-08-08

Read SEC document
August 08, 2018 Filed Aug 9, 2018 22:10 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
GrantEmployee Stock Option · Derivative 45,000 $22.66 Strike: $22.66 $1,019,700.00
Disclosure

SEC source: 0001026608-18-000030 · primary_doc.xml · derivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,373

Underlying: Common Stock · 45,000 shares

Expires 2028-08-08

F1 · derivative.exercise_date: 25% one day after first year anniversary of date of grant; 25% one day after second year anniversary of date of grant; 25% one day after third year anniversary of date of grant; 25% one day after fourth year anniversary of date of grant.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 22:08 UTC
DRISCOLL PAUL GVice President and CFO
GrantEmployee Stock Option · Derivative 20,000 $22.66 Strike: $22.66 $453,200.00
Disclosure

SEC source: 0001026608-18-000029 · primary_doc.xml · derivative · entry 1

DRISCOLL PAUL G · CIK 0001213237 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,800

Underlying: Common Stock · 20,000 shares

Expires 2028-08-08

F1 · derivative.exercise_date: 25% one day after first year anniversary of date of grant; 25% one day after second year anniversary of date of grant; 25% one day after third year anniversary of date of grant; 25% one day after fourth year anniversary of date of grant.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:53 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
GrantEmployee Stock Option · Derivative 35,000 $22.66 Strike: $22.66 $793,100.00
Disclosure

SEC source: 0001026608-18-000028 · primary_doc.xml · derivative · entry 1

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,600

Underlying: Common Stock · 35,000 shares

Expires 2028-08-08

F1 · derivative.exercise_date: 25% one day after first year anniversary of date of grant; 25% one day after second year anniversary of date of grant; 25% one day after third year anniversary of date of grant; 25% one day after fourth year anniversary of date of grant.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:34 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionEmployee Stock Option · Derivative 12,000 $10.10 Strike: $10.10 $121,200.00
Disclosure

SEC source: 0001026608-18-000024 · primary_doc.xml · derivative · entry 3

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,792

Underlying: Common Stock · 12,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:34 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 12,000 $22.20 $266,400.00
Disclosure

SEC source: 0001026608-18-000024 · primary_doc.xml · nonDerivative · entry 2

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,373

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August 03, 2018 Filed Aug 7, 2018 20:34 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionCommon Stock 12,000 $10.10 $121,200.00
Disclosure

SEC source: 0001026608-18-000024 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 02, 2018 Filed Aug 3, 2018 21:20 UTC
DRISCOLL PAUL GVice President and CFO
Exercise / conversionEmployee Stock Option · Derivative 10,000 $13.19 Strike: $13.19 $131,900.00
Disclosure

SEC source: 0001026608-18-000023 · primary_doc.xml · derivative · entry 3

DRISCOLL PAUL G · CIK 0001213237 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,800

Underlying: Common Stock · 10,000 shares

Expires 2018-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 02, 2018 Filed Aug 3, 2018 21:20 UTC
DRISCOLL PAUL GVice President and CFO
Disposition to issuerCommon Stock 10,000 $22.20 $222,000.00
Disclosure

SEC source: 0001026608-18-000023 · primary_doc.xml · nonDerivative · entry 2

DRISCOLL PAUL G · CIK 0001213237 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,643

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.