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ACU

ACME UNITED CORP

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6164
SEC CIK
0000002098
Parsed reports
235

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 2026011
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2020 Filed Mar 9, 2020 20:15 UTC
DRISCOLL PAUL GVice President and CFO
Exercise / conversionCommon Stock 7,500 $10.10 $75,750.00
Disclosure

SEC source: 0000899243-20-007612 · doc4.xml · nonDerivative · entry 1

DRISCOLL PAUL G · CIK 0001213237 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:17 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Exercise / conversionEmployee Stock Option · Derivative 15,400 $10.02 Strike: $10.02 $154,308.00
Disclosure

SEC source: 0000899243-20-007187 · doc4.xml · derivative · entry 3

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,700

Underlying: Common Stock · 15,400 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:17 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Disposition to issuerCommon Stock 15,400 $23.75 $365,750.00
Disclosure

SEC source: 0000899243-20-007187 · doc4.xml · nonDerivative · entry 2

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,576

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:17 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Exercise / conversionCommon Stock 15,400 $10.02 $154,308.00
Disclosure

SEC source: 0000899243-20-007187 · doc4.xml · nonDerivative · entry 1

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:15 UTC Exercise / conversionEmployee Stock Option · Derivative 4,500 $11.63 Strike: $11.63 $52,335.00
Disclosure

SEC source: 0000899243-20-006947 · doc4.xml · derivative · entry 3

WARD STEVENSON E III · CIK 0001213247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

Underlying: Common Stock · 4,500 shares

Expires 2020-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:15 UTC Exercise / conversionCommon Stock 4,500 $11.63 $52,335.00
Disclosure

SEC source: 0000899243-20-006947 · doc4.xml · nonDerivative · entry 1

WARD STEVENSON E III · CIK 0001213247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:16 UTC Exercise / conversionEmployee Stock Option · Derivative 4,500 $11.63 Strike: $11.63 $52,335.00
Disclosure

SEC source: 0000899243-20-006712 · doc4.xml · derivative · entry 3

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

Underlying: Common Stock · 4,500 shares

Expires 2020-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:16 UTC Disposition to issuerCommon Stock 4,500 $23.22 $104,490.00
Disclosure

SEC source: 0000899243-20-006712 · doc4.xml · nonDerivative · entry 2

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,406

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:16 UTC Exercise / conversionCommon Stock 4,500 $11.63 $52,335.00
Disclosure

SEC source: 0000899243-20-006712 · doc4.xml · nonDerivative · entry 1

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:15 UTC Disposition to issuerCommon Stock 4,500 $23.59 $106,155.00
Disclosure

SEC source: 0000899243-20-006947 · doc4.xml · nonDerivative · entry 2

WARD STEVENSON E III · CIK 0001213247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 23:28 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board
GrantEmployee Stock Option · Derivative 10,000 $24.06 Strike: $24.06 $240,600.00
Disclosure

SEC source: 0001026608-20-000006 · primary_doc.xml · derivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,900

Underlying: Common Stock · 10,000 shares

Expires 2030-01-21

F1 · derivative.exercise_date: 25% one day after first year anniversary of date of grant; 25% one day after second year anniversary of date of grant; 25% one day after third year anniversary of date of grant; 25% one day after fourth year anniversary of date of grant.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 23:03 UTC
DRISCOLL PAUL GVice President and CFO
GrantEmployee Stock Option · Derivative 2,500 $24.06 Strike: $24.06 $60,150.00
Disclosure

SEC source: 0001026608-20-000005 · primary_doc.xml · derivative · entry 1

DRISCOLL PAUL G · CIK 0001213237 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,300

Underlying: Common Stock · 2,500 shares

Expires 2030-01-21

F1 · derivative.exercise_date: 25% one day after first year anniversary of date of grant; 25% one day after second year anniversary of date of grant; 25% one day after third year anniversary of date of grant; 25% one day after fourth year anniversary of date of grant.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 22:45 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
GrantEmployee Stock Option · Derivative 7,500 $24.06 Strike: $24.06 $180,450.00
Disclosure

SEC source: 0001026608-20-000004 · primary_doc.xml · derivative · entry 1

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,100

Underlying: Common Stock · 7,500 shares

Expires 2030-01-21

F1 · derivative.exercise_date: 25% one day after first year anniversary of date of grant; 25% one day after second year anniversary of date of grant; 25% one day after third year anniversary of date of grant; 25% one day after fourth year anniversary of date of grant.

Read SEC document
December 31, 2019 Filed Jan 10, 2020 13:10 UTC GiftCommon Stock 230 $24.15 $5,554.50
Disclosure

SEC source: 0001026608-20-000003 · primary_doc.xml · nonDerivative · entry 1

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,406

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:56 UTC Exercise / conversionEmployee Stock Option · Derivative 3,580 $19.23 Strike: $19.23 $68,843.40
Disclosure

SEC source: 0001026608-19-000047 · primary_doc.xml · derivative · entry 9

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 4,000 shares

Expires 2024-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:56 UTC Exercise / conversionEmployee Stock Option · Derivative 1,000 $12.27 Strike: $12.27 $12,270.00
Disclosure

SEC source: 0001026608-19-000047 · primary_doc.xml · derivative · entry 8

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 1,000 shares

Expires 2024-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:56 UTC Exercise / conversionEmployee Stock Option · Derivative 1,420 $16.71 Strike: $16.71 $23,728.20
Disclosure

SEC source: 0001026608-19-000047 · primary_doc.xml · derivative · entry 7

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 1,420 shares

Expires 2024-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:56 UTC Disposition to issuerCommon Stock 4,000 $21.47 $85,880.00
Disclosure

SEC source: 0001026608-19-000047 · primary_doc.xml · nonDerivative · entry 6

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:56 UTC Exercise / conversionCommon Stock 4,000 $19.23 $76,920.00
Disclosure

SEC source: 0001026608-19-000047 · primary_doc.xml · nonDerivative · entry 5

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:56 UTC Disposition to issuerCommon Stock 1,000 $21.47 $21,470.00
Disclosure

SEC source: 0001026608-19-000047 · primary_doc.xml · nonDerivative · entry 4

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:56 UTC Exercise / conversionCommon Stock 1,000 $12.27 $12,270.00
Disclosure

SEC source: 0001026608-19-000047 · primary_doc.xml · nonDerivative · entry 3

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:56 UTC Disposition to issuerCommon Stock 1,420 $21.47 $30,487.40
Disclosure

SEC source: 0001026608-19-000047 · primary_doc.xml · nonDerivative · entry 2

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:56 UTC Exercise / conversionCommon Stock 1,420 $16.71 $23,728.20
Disclosure

SEC source: 0001026608-19-000047 · primary_doc.xml · nonDerivative · entry 1

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 26, 2019 13:12 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Exercise / conversionEmployee Stock Option · Derivative 12,500 $9.50 Strike: $9.50 $118,750.00
Disclosure

SEC source: 0001026608-19-000046 · primary_doc.xml · derivative · entry 3

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,600

Underlying: Common Stock · 12,500 shares

Expires 2021-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 26, 2019 13:12 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Disposition to issuerCommon Stock 12,500 $23.00 $287,500.00
Disclosure

SEC source: 0001026608-19-000046 · primary_doc.xml · nonDerivative · entry 2

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,576

Read SEC document
November 20, 2019 Filed Nov 26, 2019 13:12 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Exercise / conversionCommon Stock 12,500 $9.50 $118,750.00
Disclosure

SEC source: 0001026608-19-000046 · primary_doc.xml · nonDerivative · entry 1

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 21:16 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionEmployee Stock Option · Derivative 20,000 $10.64 Strike: $10.64 $212,800.00
Disclosure

SEC source: 0001026608-19-000041 · primary_doc.xml · derivative · entry 3

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,900

Underlying: Common Stock · 20,000 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 21:16 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Disposition to issuerCommon Stock 20,000 $20.83 $416,600.00
Disclosure

SEC source: 0001026608-19-000041 · primary_doc.xml · nonDerivative · entry 2

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,898

Read SEC document
October 28, 2019 Filed Oct 29, 2019 21:16 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionCommon Stock 20,000 $10.64 $212,800.00
Disclosure

SEC source: 0001026608-19-000041 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 21:06 UTC Exercise / conversionEmployee Stock Option · Derivative 3,580 $16.71 Strike: $16.71 $59,821.80
Disclosure

SEC source: 0001026608-19-000038 · primary_doc.xml · derivative · entry 3

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,420

Underlying: Common Stock · 3,580 shares

Expires 2024-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 21:06 UTC Disposition to issuerCommon Stock 3,580 $20.90 $74,822.00
Disclosure

SEC source: 0001026608-19-000038 · primary_doc.xml · nonDerivative · entry 2

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

F1 · shares: The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 21:06 UTC Exercise / conversionCommon Stock 3,580 $16.71 $59,821.80
Disclosure

SEC source: 0001026608-19-000038 · primary_doc.xml · nonDerivative · entry 1

HOLDEN RICHMOND Y JR · CIK 0001213240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2019 Filed Aug 21, 2019 21:24 UTC GiftCommon Stock 140 $20.35 $2,849.00
Disclosure

SEC source: 0001026608-19-000037 · primary_doc.xml · nonDerivative · entry 1

MURPHY SUSAN H · CIK 0001223199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,636

Read SEC document
August 07, 2019 Filed Aug 9, 2019 12:37 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
GrantEmployee Stock Option · Derivative 20,000 $19.48 Strike: $19.48 $389,600.00
Disclosure

SEC source: 0001026608-19-000036 · primary_doc.xml · derivative · entry 1

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,100

Underlying: Common Stock · 20,000 shares

Expires 2029-08-07

F1 · derivative.exercise_date: 25% one day after first year anniversary of date of grant; 25% one day after second year anniversary of date of grant; 25% one day after third year anniversary of date of grant; 25% one day after fourth year anniversary of date of grant.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 12:21 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
GrantEmployee Stock Option · Derivative 25,000 $19.48 Strike: $19.48 $487,000.00
Disclosure

SEC source: 0001026608-19-000034 · primary_doc.xml · derivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,900

Underlying: Common Stock · 25,000 shares

Expires 2029-08-07

F1 · derivative.exercise_date: 25% one day after first year anniversary of date of grant; 25% one day after second year anniversary of date of grant; 25% one day after third year anniversary of date of grant; 25% one day after fourth year anniversary of date of grant.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 12:21 UTC
DRISCOLL PAUL GVice President and CFO
GrantEmployee Stock Option · Derivative 15,000 $19.48 Strike: $19.48 $292,200.00
Disclosure

SEC source: 0001026608-19-000035 · primary_doc.xml · derivative · entry 1

DRISCOLL PAUL G · CIK 0001213237 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,800

Underlying: Common Stock · 15,000 shares

Expires 2029-08-07

F1 · derivative.exercise_date: 25% one day after first year anniversary of date of grant; 25% one day after second year anniversary of date of grant; 25% one day after third year anniversary of date of grant; 25% one day after fourth year anniversary of date of grant.

Read SEC document
July 25, 2019 Filed Jul 30, 2019 21:15 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Exercise / conversionEmployee Stock Option · Derivative 12,500 $9.50 Strike: $9.50 $118,750.00
Disclosure

SEC source: 0001026608-19-000030 · primary_doc.xml · derivative · entry 3

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,100

Underlying: Common Stock · 12,500 shares

Expires 2021-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 30, 2019 21:15 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Disposition to issuerCommon Stock 12,500 $20.88 $261,000.00
Disclosure

SEC source: 0001026608-19-000030 · primary_doc.xml · nonDerivative · entry 2

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,576

Read SEC document
July 25, 2019 Filed Jul 30, 2019 21:15 UTC
OLSCHAN BRIAN SDirector · Pres, Chief Operations Officer
Exercise / conversionCommon Stock 12,500 $9.50 $118,750.00
Disclosure

SEC source: 0001026608-19-000030 · primary_doc.xml · nonDerivative · entry 1

OLSCHAN BRIAN S · CIK 0001213244 · Director · Pres, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2019 Filed Jul 30, 2019 20:52 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionEmployee Stock Option · Derivative 20,000 $10.64 Strike: $10.64 $212,800.00
Disclosure

SEC source: 0001026608-19-000029 · primary_doc.xml · derivative · entry 3

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,900

Underlying: Common Stock · 20,000 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2019 Filed Jul 30, 2019 20:52 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Disposition to issuerCommon Stock 20,000 $20.79 $415,800.00
Disclosure

SEC source: 0001026608-19-000029 · primary_doc.xml · nonDerivative · entry 2

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,898

Read SEC document
July 23, 2019 Filed Jul 30, 2019 20:52 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionCommon Stock 20,000 $10.64 $212,800.00
Disclosure

SEC source: 0001026608-19-000029 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:16 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionEmployee Stock Option · Derivative 17,000 $10.11 Strike: $10.11 $171,870.00
Disclosure

SEC source: 0001026608-19-000023 · primary_doc.xml · derivative · entry 6

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,900

Underlying: Common Stock · 17,000 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:16 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionEmployee Stock Option · Derivative 5,892 $10.10 Strike: $10.10 $59,509.20
Disclosure

SEC source: 0001026608-19-000023 · primary_doc.xml · derivative · entry 5

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,900

Underlying: Common Stock · 5,892 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:16 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Disposition to issuerCommon Stock 17,000 $21.16 $359,720.00
Disclosure

SEC source: 0001026608-19-000023 · primary_doc.xml · nonDerivative · entry 4

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,898

Read SEC document
May 03, 2019 Filed May 6, 2019 21:16 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionCommon Stock 17,000 $10.11 $171,870.00
Disclosure

SEC source: 0001026608-19-000023 · primary_doc.xml · nonDerivative · entry 3

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:16 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Disposition to issuerCommon Stock 5,892 $21.16 $124,674.72
Disclosure

SEC source: 0001026608-19-000023 · primary_doc.xml · nonDerivative · entry 2

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,898

Read SEC document
May 03, 2019 Filed May 6, 2019 21:16 UTC
JOHNSEN WALTER CDirector · CEO and Chairman of the Board · 10% owner
Exercise / conversionCommon Stock 5,892 $10.10 $59,509.20
Disclosure

SEC source: 0001026608-19-000023 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:40 UTC
DRISCOLL PAUL GVP and Chief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 15,000 $7.90 Strike: $7.90 $118,500.00
Disclosure

SEC source: 0001026608-19-000022 · primary_doc.xml · derivative · entry 4

DRISCOLL PAUL G · CIK 0001213237 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,800

Underlying: Common Stock · 15,000 shares

Expires 2019-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:40 UTC
DRISCOLL PAUL GVP and Chief Financial Officer
Tax withholdingCommon Stock 2,203 $22.18 $48,862.54
Disclosure

SEC source: 0001026608-19-000022 · primary_doc.xml · nonDerivative · entry 3

DRISCOLL PAUL G · CIK 0001213237 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,940

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.