Last 12 months
Inside the activity.
3 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2024 Filed May 16, 2024 22:58 UTC |
Gamelin ErickChief Development Officer
|
Tax withholdingCommon Stock | 402 | $8.36 | $3,360.72 |
DisclosureSEC source: 0000905148-24-001487 · form4.xml · nonDerivative · entry 1 Gamelin Erick · CIK 0001950551 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,765 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| May 14, 2024 Filed May 16, 2024 22:56 UTC |
Devroe EricChief Operating Officer
|
Tax withholdingCommon Stock | 613 | $8.36 | $5,124.68 |
DisclosureSEC source: 0000905148-24-001485 · form4.xml · nonDerivative · entry 1 Devroe Eric · CIK 0001950573 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,097 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| May 14, 2024 Filed May 16, 2024 22:54 UTC |
Blume-Jensen PeterDirector · President and CEO
|
Tax withholdingCommon Stock | 54,918 | $8.36 | $459,114.48 |
DisclosureSEC source: 0000905148-24-001483 · form4.xml · nonDerivative · entry 1 Blume-Jensen Peter · CIK 0001950499 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,561,894 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:10 UTC |
Miller MaryChief Legal Officer
|
Tax withholdingCommon Stock | 558 | $10.34 | $5,769.72 |
DisclosureSEC source: 0000905148-24-001186 · form4.xml · nonDerivative · entry 1 Miller Mary · CIK 0001841088 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,893 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 12:53 UTC |
PERCEPTIVE ADVISORS LLC10% owner
EDELMAN JOSEPH10% owner
|
PurchaseCommon Stock | 2,353,000 | $8.50 | $20,000,500.00 |
DisclosureSEC source: 0001062993-24-008378 · form4.xml · nonDerivative · entry 1 PERCEPTIVE ADVISORS LLC · CIK 0001224962 · 10% owner PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · 10% owner EDELMAN JOSEPH · CIK 0001164426 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,360,858 F1 · ownership.nature: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 20:15 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund II, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
GrantCommon Stock | 3,530,000 | $8.50 | $30,005,000.00 |
DisclosureSEC source: 0001415889-24-010809 · form4-04152024_040401.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,914,206 F1 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:32 UTC |
Palani SanthoshDirector
|
GrantStock Option (Right to Buy) · Derivative | 32,500 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0000905148-24-000904 · form4.xml · derivative · entry 1 Palani Santhosh · CIK 0002013475 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2034-03-03 F1 · derivative.exercise_date: The shares subject to the option shall vest in 36 substantially equal monthly installments beginning on March 4, 2024 ("Vesting Commencement Date"), such that all shares are fully vested on the third anniversary of the Vesting Commencement Date, in each case subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 01, 2024 Filed Nov 27, 2024 23:11 UTC |
Miller MaryChief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 67,567 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0000905148-24-003295 · form4.xml · derivative · entry 1 Miller Mary · CIK 0001841088 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,567 Underlying: Common Stock · 67,567 shares Expires 2034-02-28 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vest on March 1, 2025, and the remaining shares subject to the option vest in 36 substantially equal monthly installments thereafter, in each case subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| March 01, 2024 Filed Nov 27, 2024 23:10 UTC |
Holm-Jorgensen RasmusChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 90,090 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0000905148-24-003293 · form4.xml · derivative · entry 1 Holm-Jorgensen Rasmus · CIK 0001950496 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,090 Underlying: Common Stock · 90,090 shares Expires 2034-02-28 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vest on March 1, 2025, and the remaining shares subject to the option vest in 36 substantially equal monthly installments thereafter, in each case subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| March 01, 2024 Filed Nov 27, 2024 23:08 UTC |
Gamelin ErickChief Development Officer
|
GrantStock Option (Right to Buy) · Derivative | 45,045 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0000905148-24-003291 · form4.xml · derivative · entry 1 Gamelin Erick · CIK 0001950551 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,045 Underlying: Common Stock · 45,045 shares Expires 2034-02-28 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vest on March 1, 2025, and the remaining shares subject to the option vest in 36 substantially equal monthly installments thereafter, in each case subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| March 01, 2024 Filed Nov 27, 2024 23:06 UTC |
Devroe EricChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 90,090 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0000905148-24-003289 · form4.xml · derivative · entry 1 Devroe Eric · CIK 0001950573 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,090 Underlying: Common Stock · 90,090 shares Expires 2034-02-28 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vest on March 1, 2025, and the remaining shares subject to the option vest in 36 substantially equal monthly installments thereafter, in each case subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| March 01, 2024 Filed Nov 27, 2024 23:04 UTC |
Blume-Jensen PeterDirector · President and CEO
Masson KristinaDirector · EVP - Business Operations
|
GrantStock Option (Right to Buy) · Derivative | 90,090 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0000905148-24-003287 · form4.xml · derivative · entry 2 Blume-Jensen Peter · CIK 0001950499 · Director · President and CEO Masson Kristina · CIK 0001950501 · Director · EVP - Business Operations Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 90,090 Underlying: Common Stock · 90,090 shares Expires 2034-02-28 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vest on March 1, 2025, and the remaining shares subject to the option vest in 36 substantially equal monthly installments thereafter, in each case subject to the Reporting Person's continuous service through each vesting date. F3 · ownership.nature: These securities are held by co-founder and EVP, Dr. Kristina Masson, who is also Dr. Blume-Jensen's spouse. Dr. Blume-Jensen disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 01, 2024 Filed Nov 27, 2024 23:04 UTC |
Blume-Jensen PeterDirector · President and CEO
Masson KristinaDirector · EVP - Business Operations
|
GrantStock Option (Right to Buy) · Derivative | 225,226 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0000905148-24-003287 · form4.xml · derivative · entry 1 Blume-Jensen Peter · CIK 0001950499 · Director · President and CEO Masson Kristina · CIK 0001950501 · Director · EVP - Business Operations Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,226 Underlying: Common Stock · 225,226 shares Expires 2034-02-28 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vest on March 1, 2025, and the remaining shares subject to the option vest in 36 substantially equal monthly installments thereafter, in each case subject to the Reporting Person's continuous service through each vesting date. F2 · ownership.direct: These securities are held by President and CEO, Dr. Peter Blume-Jensen, who is also Dr. Kristina Masson's spouse. Dr. Masson disclaims beneficial ownership of such securities except to the extent of her pecuniary interest therein. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:14 UTC |
Miller MaryChief Legal Officer
|
Tax withholdingCommon Stock | 217 | $3.40 | $737.80 |
DisclosureSEC source: 0000905148-24-000765 · form4.xml · nonDerivative · entry 1 Miller Mary · CIK 0001841088 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,451 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:13 UTC |
Masson KristinaDirector · EVP - Business Operations
|
Tax withholdingCommon Stock | 579 | $3.40 | $1,968.60 |
DisclosureSEC source: 0000905148-24-000764 · form4.xml · nonDerivative · entry 1 Masson Kristina · CIK 0001950501 · Director · EVP - Business Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,226 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:12 UTC |
Holm-Jorgensen RasmusChief Financial Officer
|
Tax withholdingCommon Stock | 434 | $3.40 | $1,475.60 |
DisclosureSEC source: 0000905148-24-000763 · form4.xml · nonDerivative · entry 1 Holm-Jorgensen Rasmus · CIK 0001950496 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,626 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:10 UTC |
Gamelin ErickChief Development Officer
|
Tax withholdingCommon Stock | 468 | $3.40 | $1,591.20 |
DisclosureSEC source: 0000905148-24-000762 · form4.xml · nonDerivative · entry 1 Gamelin Erick · CIK 0001950551 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,167 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:08 UTC |
Devroe EricChief Operating Officer
|
Tax withholdingCommon Stock | 723 | $3.40 | $2,458.20 |
DisclosureSEC source: 0000905148-24-000761 · form4.xml · nonDerivative · entry 1 Devroe Eric · CIK 0001950573 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,710 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:06 UTC |
Blume-Jensen PeterDirector · President and CEO
|
Tax withholdingCommon Stock | 41,861 | $3.40 | $142,327.40 |
DisclosureSEC source: 0000905148-24-000760 · form4.xml · nonDerivative · entry 1 Blume-Jensen Peter · CIK 0001950499 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,616,812 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:37 UTC |
Magovcevic-Liebisch IvanaDirector
|
GrantStock Option (Right to Buy) · Derivative | 32,500 | $0.00 Strike: $3.54 | $0.00 |
DisclosureSEC source: 0000905148-24-000533 · form4.xml · derivative · entry 1 Magovcevic-Liebisch Ivana · CIK 0001279281 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2034-02-07 F1 · derivative.exercise_date: The shares subject to the option shall vest in 36 substantially equal monthly installments beginning on February 8, 2024 ("Vesting Commencement Date"), such that all shares are fully vested on the third anniversary of the Vesting Commencement Date, in each case subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:24 UTC |
Miller MaryChief Legal Officer
|
Tax withholdingCommon Stock | 652 | $4.35 | $2,836.20 |
DisclosureSEC source: 0000905148-24-000240 · form4.xml · nonDerivative · entry 1 Miller Mary · CIK 0001841088 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,668 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| January 11, 2024 Filed Jan 16, 2024 16:45 UTC |
Cuillerot Jean-MarieChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 99,300 | $0.00 Strike: $4.82 | $0.00 |
DisclosureSEC source: 0000905148-24-000183 · form4.xml · derivative · entry 1 Cuillerot Jean-Marie · CIK 0001696108 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,300 Underlying: Common Stock · 99,300 shares Expires 2034-01-10 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on February 1, 2025, and the remaining shares subject to the option shall vest in 36 substantially equal monthly installments thereafter, in each case subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:42 UTC |
Masson KristinaDirector · EVP - Business Operations
|
Tax withholdingCommon Stock | 1,900 | $5.08 | $9,652.00 |
DisclosureSEC source: 0000905148-23-001476 · form4.xml · nonDerivative · entry 1 Masson Kristina · CIK 0001950501 · Director · EVP - Business Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,805 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:43 UTC |
Miller MaryChief Legal Officer
|
Tax withholdingCommon Stock | 735 | $5.08 | $3,733.80 |
DisclosureSEC source: 0000905148-23-001477 · form4.xml · nonDerivative · entry 1 Miller Mary · CIK 0001841088 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,320 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:41 UTC |
Gamelin ErickChief Medical Officer
|
Tax withholdingCommon Stock | 1,395 | $5.08 | $7,086.60 |
DisclosureSEC source: 0000905148-23-001474 · form4.xml · nonDerivative · entry 1 Gamelin Erick · CIK 0001950551 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,635 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:42 UTC |
Holm-Jorgensen RasmusChief Financial Officer
|
Tax withholdingCommon Stock | 1,470 | $5.08 | $7,467.60 |
DisclosureSEC source: 0000905148-23-001475 · form4.xml · nonDerivative · entry 1 Holm-Jorgensen Rasmus · CIK 0001950496 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,060 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:41 UTC |
Devroe EricChief Operating Officer
|
Tax withholdingCommon Stock | 2,450 | $5.08 | $12,446.00 |
DisclosureSEC source: 0000905148-23-001473 · form4.xml · nonDerivative · entry 1 Devroe Eric · CIK 0001950573 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,433 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:41 UTC |
Blume-Jensen PeterDirector · President and CEO
|
Tax withholdingCommon Stock | 239,023 | $5.08 | $1,214,236.84 |
DisclosureSEC source: 0000905148-23-001472 · form4.xml · nonDerivative · entry 1 Blume-Jensen Peter · CIK 0001950499 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,658,673 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| October 17, 2023 Filed Oct 19, 2023 23:45 UTC |
Miller MaryChief Legal Officer
|
Tax withholdingCommon Stock | 2,232 | $5.48 | $12,231.36 |
DisclosureSEC source: 0000905148-23-001156 · form4.xml · nonDerivative · entry 1 Miller Mary · CIK 0001841088 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,055 F1 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 23:17 UTC |
Miller MaryChief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 11,576 | $0.00 Strike: $8.95 | $0.00 |
DisclosureSEC source: 0000905148-23-001029 · form4.xml · derivative · entry 2 Miller Mary · CIK 0001841088 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,576 Underlying: Common Stock · 11,576 shares Expires 2033-09-25 F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest on October 1, 2024, and the remaining shares subject to the option shall vest in 36 substantially equal monthly installments thereafter, in each case subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 23:17 UTC |
Miller MaryChief Legal Officer
|
GrantCommon Stock | 3,858 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-001029 · form4.xml · nonDerivative · entry 1 Miller Mary · CIK 0001841088 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,287 F1 · kind: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Of these RSUs, twenty-five percent (25%) shall vest on October 1, 2024, and the remaining RSUs shall vest in three substantially equal annual installments thereafter, in each case subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:19 UTC |
Blume-Jensen PeterDirector · President and CEO
|
GrantCommon Stock | 493,994 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-000783 · form4.xml · nonDerivative · entry 1 Blume-Jensen Peter · CIK 0001950499 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,897,696 F1 · kind: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Of these RSUs, 1/3rd shall vest on the one-year anniversary of the grant date, and the remaining RSUs shall vest in eight equal quarterly installments thereafter, in each case subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 15:47 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Nikolaou Anastasis10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCommon Stock | 16 | $12.93 | $206.88 |
DisclosureSEC source: 0001213900-23-052442 · ownership.xml · nonDerivative · entry 1 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Nikolaou Anastasis · CIK 0001954186 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,848,632 F1 · price: The price reported in Column 4 is a weighted average price. The shares referred to in Column 4 were sold at $12.925 and $12.93. F2 · ownership.direct: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within each of the ranges set forth in footnote 1 above. F3 · ownership.direct: Shares owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and Anastasis Nikolaou, and its sole shareholder, Wiaczeslaw Smolokowski, may be deemed to share beneficial ownership of the shares directly owned by Chione. F4 · ownership.direct: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.direct: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| June 22, 2023 Filed Jun 28, 2023 21:06 UTC |
BAUM CHARLES MDirector
|
GrantStock Option (Right to Buy) · Derivative | 32,500 | $0.00 Strike: $12.88 | $0.00 |
DisclosureSEC source: 0001140361-23-031959 · form4.xml · derivative · entry 1 BAUM CHARLES M · CIK 0001579824 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2033-06-21 F1 · derivative.exercise_date: The shares subject to the option shall vest in 36 substantially equal monthly installments beginning on June 22, 2023 ("Vesting Commencement Date"), such that all shares are fully vested on the third anniversary of the Vesting Commencement Date, in each case subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 21:21 UTC |
Holm-Jorgensen RasmusChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,500 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001140361-23-030544 · form4.xml · derivative · entry 2 Holm-Jorgensen Rasmus · CIK 0001950496 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,119 Underlying: Common Stock · 9,500 shares Expires 2032-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vested on April 20, 2023, and the remaining shares subject to the option vested or shall vest in 12 equal quarterly installments thereafter, in each case subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 21:21 UTC |
Holm-Jorgensen RasmusChief Financial Officer
|
Exercise / conversionCommon Stock | 9,500 | $3.63 | $34,485.00 |
DisclosureSEC source: 0001140361-23-030544 · form4.xml · nonDerivative · entry 1 Holm-Jorgensen Rasmus · CIK 0001950496 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 17:15 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Nikolaou Anastasis10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCommon Stock | 2,056 | $12.14 | $24,959.84 |
DisclosureSEC source: 0001213900-23-050160 · ownership.xml · nonDerivative · entry 1 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Nikolaou Anastasis · CIK 0001954186 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,848,648 F1 · price: The price reported in Column 4 is a weighted average price. The shares referred to in Column 4 were sold at prices ranging from $12.04 to $12.50, inclusive. F2 · ownership.direct: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within each of the ranges set forth in footnote 1 above. F3 · ownership.direct: Shares owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and Anastasis Nikolaou, and its sole shareholder, Wiaczeslaw Smolokowski, may be deemed to share beneficial ownership of the shares directly owned by Chione. F4 · ownership.direct: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.direct: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 18:33 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Nikolaou Anastasis10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCommon Stock | 893 | $12.13 | $10,832.09 |
DisclosureSEC source: 0001213900-23-049014 · ownership.xml · nonDerivative · entry 3 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Nikolaou Anastasis · CIK 0001954186 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,850,704 F1 · price: The prices reported in Column 4 are weighted average prices. The 2,000 shares referred to in the first row of Column 4 were sold at prices ranging from $12.165 to $12.49, inclusive. The 3,000 shares referred to in the second row of Column 4 were sold at prices ranging from $12.03 to $12.55, inclusive. The 893 shares referred to in the third row of Column 4 were sold at prices ranging from $12.01 T0 $12.47, inclusive. F2 · ownership.direct: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within each of the ranges set forth in footnote 1 above. F3 · ownership.direct: Shares owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and Anastasis Nikolaou, and its sole shareholder, Wiaczeslaw Smolokowski, may be deemed to share beneficial ownership of the shares directly owned by Chione. F4 · ownership.direct: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.direct: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 18:33 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Nikolaou Anastasis10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCommon Stock | 3,000 | $12.30 | $36,900.00 |
DisclosureSEC source: 0001213900-23-049014 · ownership.xml · nonDerivative · entry 2 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Nikolaou Anastasis · CIK 0001954186 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,851,597 F1 · price: The prices reported in Column 4 are weighted average prices. The 2,000 shares referred to in the first row of Column 4 were sold at prices ranging from $12.165 to $12.49, inclusive. The 3,000 shares referred to in the second row of Column 4 were sold at prices ranging from $12.03 to $12.55, inclusive. The 893 shares referred to in the third row of Column 4 were sold at prices ranging from $12.01 T0 $12.47, inclusive. F2 · ownership.direct: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within each of the ranges set forth in footnote 1 above. F3 · ownership.direct: Shares owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and Anastasis Nikolaou, and its sole shareholder, Wiaczeslaw Smolokowski, may be deemed to share beneficial ownership of the shares directly owned by Chione. F4 · ownership.direct: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.direct: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:33 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Nikolaou Anastasis10% owner
Smolokowski Wiaczeslaw10% owner
|
SaleCommon Stock | 2,000 | $12.34 | $24,680.00 |
DisclosureSEC source: 0001213900-23-049014 · ownership.xml · nonDerivative · entry 1 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Nikolaou Anastasis · CIK 0001954186 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,854,597 F1 · price: The prices reported in Column 4 are weighted average prices. The 2,000 shares referred to in the first row of Column 4 were sold at prices ranging from $12.165 to $12.49, inclusive. The 3,000 shares referred to in the second row of Column 4 were sold at prices ranging from $12.03 to $12.55, inclusive. The 893 shares referred to in the third row of Column 4 were sold at prices ranging from $12.01 T0 $12.47, inclusive. F2 · ownership.direct: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within each of the ranges set forth in footnote 1 above. F3 · ownership.direct: Shares owned directly by Chione Limited ("Chione"). Chione's directors, Marcin Czernik, Andreas Hadjimichael and Anastasis Nikolaou, and its sole shareholder, Wiaczeslaw Smolokowski, may be deemed to share beneficial ownership of the shares directly owned by Chione. F4 · ownership.direct: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.direct: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 20:15 UTC |
Devroe EricChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,225 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001140361-23-028539 · form4.xml · derivative · entry 2 Devroe Eric · CIK 0001950573 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,615 Underlying: Common Stock · 9,225 shares Expires 2031-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vested on October 5, 2021, and the remaining shares subject to the option vested or shall vest in 12 equal quarterly installments thereafter, in each case subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 20:15 UTC |
Devroe EricChief Operating Officer
|
Exercise / conversionCommon Stock | 9,225 | $1.04 | $9,594.00 |
DisclosureSEC source: 0001140361-23-028539 · form4.xml · nonDerivative · entry 1 Devroe Eric · CIK 0001950573 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 00:40 UTC |
Blume-Jensen PeterDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 33,605 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0001140361-23-027860 · form4.xml · derivative · entry 3 Blume-Jensen Peter · CIK 0001950499 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,855 Underlying: Common Stock · 33,605 shares Expires 2032-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vested or shall vest quarterly on the last day of each quarter for 16 quarters following January 1, 2022, in each case subject to the Reporting Person's continuous service through each such vesting date. F3 · derivative.expiration_date: The expiration date for these options was inadvertently reported as April 5, 2032 on the Form 3 filed by the Reporting Person on November 9, 2022, and has been corrected as of this Form 4. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 00:40 UTC |
Blume-Jensen PeterDirector · President and CEO
|
Exercise / conversionCommon Stock | 33,605 | $3.88 | $130,387.40 |
DisclosureSEC source: 0001140361-23-027860 · form4.xml · nonDerivative · entry 1 Blume-Jensen Peter · CIK 0001950499 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,403,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:31 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund II, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
ConversionSeries B Preferred Stock · Derivative | 1,051,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-120780 · tm2231060-1_4seq1.xml · derivative · entry 5 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 426,302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 17, 2022 each share of Series B Preferred Stock (the "Preferred Stock") converted into Common Stock of the Issuer at a ratio of 1-for-2.466 upon closing of the initial public offering of the Issuer's common stock without payment of further consideration. The shares had no expiration date. F1 · derivative.exercise_date: On November 17, 2022 each share of Series B Preferred Stock (the "Preferred Stock") converted into Common Stock of the Issuer at a ratio of 1-for-2.466 upon closing of the initial public offering of the Issuer's common stock without payment of further consideration. The shares had no expiration date. F1 · derivative.expiration_date: On November 17, 2022 each share of Series B Preferred Stock (the "Preferred Stock") converted into Common Stock of the Issuer at a ratio of 1-for-2.466 upon closing of the initial public offering of the Issuer's common stock without payment of further consideration. The shares had no expiration date. F3 · derivative.underlying_shares: These securities are held directly by RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). F3 · ownership.nature: These securities are held directly by RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:31 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund II, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
ConversionSeries B Preferred Stock · Derivative | 2,452,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-120780 · tm2231060-1_4seq1.xml · derivative · entry 4 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 994,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 17, 2022 each share of Series B Preferred Stock (the "Preferred Stock") converted into Common Stock of the Issuer at a ratio of 1-for-2.466 upon closing of the initial public offering of the Issuer's common stock without payment of further consideration. The shares had no expiration date. F1 · derivative.exercise_date: On November 17, 2022 each share of Series B Preferred Stock (the "Preferred Stock") converted into Common Stock of the Issuer at a ratio of 1-for-2.466 upon closing of the initial public offering of the Issuer's common stock without payment of further consideration. The shares had no expiration date. F1 · derivative.expiration_date: On November 17, 2022 each share of Series B Preferred Stock (the "Preferred Stock") converted into Common Stock of the Issuer at a ratio of 1-for-2.466 upon closing of the initial public offering of the Issuer's common stock without payment of further consideration. The shares had no expiration date. F2 · derivative.underlying_shares: These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F2 · ownership.nature: These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:31 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund II, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
ConversionCommon Stock | 426,302 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-120780 · tm2231060-1_4seq1.xml · nonDerivative · entry 3 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 426,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 17, 2022 each share of Series B Preferred Stock (the "Preferred Stock") converted into Common Stock of the Issuer at a ratio of 1-for-2.466 upon closing of the initial public offering of the Issuer's common stock without payment of further consideration. The shares had no expiration date. F3 · balance_after: These securities are held directly by RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). F3 · ownership.nature: These securities are held directly by RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:31 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund II, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
PurchaseCommon Stock | 3,389,500 | $12.50 | $42,368,750.00 |
DisclosureSEC source: 0001104659-22-120780 · tm2231060-1_4seq1.xml · nonDerivative · entry 2 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,384,206 F2 · balance_after: These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F2 · ownership.nature: These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:31 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund II, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
ConversionCommon Stock | 994,706 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-120780 · tm2231060-1_4seq1.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 994,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 17, 2022 each share of Series B Preferred Stock (the "Preferred Stock") converted into Common Stock of the Issuer at a ratio of 1-for-2.466 upon closing of the initial public offering of the Issuer's common stock without payment of further consideration. The shares had no expiration date. F2 · balance_after: These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F2 · ownership.nature: These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 18:26 UTC |
Chione Ltd10% owner
Czernik Marcin10% owner
Hadjimichael Andreas10% owner
Nikolaou Anastasis10% owner
Smolokowski Wiaczeslaw10% owner
|
ConversionSeries B Preferred Stock · Derivative | 26,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-074313 · ownership.xml · derivative · entry 5 Chione Ltd · CIK 0001590232 · 10% owner Czernik Marcin · CIK 0001591275 · 10% owner Hadjimichael Andreas · CIK 0001591256 · 10% owner Nikolaou Anastasis · CIK 0001954186 · 10% owner Smolokowski Wiaczeslaw · CIK 0001591274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock and Series B Preferred Stock (collectively, the "Preferred Stock") was automatically converted into Common Stock on a 2.466 to 1 share basis, without payment of further consideration, in connection with the closing of the issuer's initial public offering. The conversion prices per share of Common Stock for the Series A-1 Preferred Stock and Series B Preferred Stock were $5.6225 and $14.0745, respectively. The Preferred Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock and Series B Preferred Stock (collectively, the "Preferred Stock") was automatically converted into Common Stock on a 2.466 to 1 share basis, without payment of further consideration, in connection with the closing of the issuer's initial public offering. The conversion prices per share of Common Stock for the Series A-1 Preferred Stock and Series B Preferred Stock were $5.6225 and $14.0745, respectively. The Preferred Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock and Series B Preferred Stock (collectively, the "Preferred Stock") was automatically converted into Common Stock on a 2.466 to 1 share basis, without payment of further consideration, in connection with the closing of the issuer's initial public offering. The conversion prices per share of Common Stock for the Series A-1 Preferred Stock and Series B Preferred Stock were $5.6225 and $14.0745, respectively. The Preferred Stock had no expiration date. F2 · ownership.direct: Shares owned directly by Chione Limited ("Chione"). F3 · ownership.direct: Chione's directors, Marcin Czernik, Andreas Hadjimichael and Anastasis Nikolaou, and its sole shareholder, Wiaczeslaw Smolokowski, may be deemed to share beneficial ownership of the shares directly owned by Chione. F4 · ownership.direct: Each reporting person states that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this Form 4. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.direct: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this Form 4 nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.