Tapewire

Nasdaq · USD

ACRS

Aclaris Therapeutics, Inc.

Export transactions ↓
Tapewire entity
5041
SEC CIK
0001557746
Parsed reports
365

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 22:02 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004397 · doc4.xml · derivative · entry 8

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,750

Underlying: Common Stock · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of the applicable vesting date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of the applicable vesting date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:02 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004397 · doc4.xml · derivative · entry 7

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest over a period of three years, with one-third of the shares vesting on each of March 1, 2023, March 1, 2024 and March 1, 2025, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest over a period of three years, with one-third of the shares vesting on each of March 1, 2023, March 1, 2024 and March 1, 2025, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:02 UTC
Balthaser KevinChief Financial Officer
Tax withholdingCommon Stock 677 $1.24 $839.48
Disclosure

SEC source: 0001209191-24-004397 · doc4.xml · nonDerivative · entry 4

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,910

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:02 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionCommon Stock 2,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004397 · doc4.xml · nonDerivative · entry 3

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:02 UTC
Balthaser KevinChief Financial Officer
Tax withholdingCommon Stock 313 $1.24 $388.12
Disclosure

SEC source: 0001209191-24-004397 · doc4.xml · nonDerivative · entry 2

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,212

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:02 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionCommon Stock 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004397 · doc4.xml · nonDerivative · entry 1

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:31 UTC
Monahan JosephChief Scientific Officer
GrantRestricted Stock Units · Derivative 147,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002840 · doc4.xml · derivative · entry 7

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,500

Underlying: Common Stock · 147,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F6 · derivative.exercise_date: 50% of the shares underlying these restricted stock units vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F6 · derivative.expiration_date: 50% of the shares underlying these restricted stock units vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:31 UTC
Monahan JosephChief Scientific Officer
GrantRestricted Stock Units · Derivative 59,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002840 · doc4.xml · derivative · entry 6

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F5 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:31 UTC
Monahan JosephChief Scientific Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 206,500 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-24-002840 · doc4.xml · derivative · entry 5

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,500

Underlying: Common Stock · 206,500 shares

Expires 2034-01-31

F4 · derivative.exercise_date: Exercisable with respect to 25% of the shares subject to the option vesting in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:31 UTC
Monahan JosephChief Scientific Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002840 · doc4.xml · derivative · entry 4

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2023, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2023, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:31 UTC
Monahan JosephChief Scientific Officer
Tax withholdingCommon Stock 2,583 $1.20 $3,099.60
Disclosure

SEC source: 0001209191-24-002840 · doc4.xml · nonDerivative · entry 2

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,641

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:31 UTC
Monahan JosephChief Scientific Officer
Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-002840 · doc4.xml · nonDerivative · entry 1

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:29 UTC
Loerop JamesChief Business Officer
GrantRestricted Stock Units · Derivative 147,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002838 · doc4.xml · derivative · entry 9

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,500

Underlying: Common Stock · 147,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F7 · derivative.exercise_date: 50% of the shares underlying these restricted stock units vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F7 · derivative.expiration_date: 50% of the shares underlying these restricted stock units vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:29 UTC
Loerop JamesChief Business Officer
GrantRestricted Stock Units · Derivative 59,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002838 · doc4.xml · derivative · entry 8

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F6 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F6 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:29 UTC
Loerop JamesChief Business Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 206,500 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-24-002838 · doc4.xml · derivative · entry 7

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,500

Underlying: Common Stock · 206,500 shares

Expires 2034-01-31

F5 · derivative.exercise_date: Exercisable with respect to 25% of the shares subject to the option vesting in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:29 UTC
Loerop JamesChief Business Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002838 · doc4.xml · derivative · entry 6

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2023, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2023, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:29 UTC
Loerop JamesChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002838 · doc4.xml · derivative · entry 5

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2022, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2022, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:29 UTC
Loerop JamesChief Business Officer
Tax withholdingCommon Stock 2,568 $1.20 $3,081.60
Disclosure

SEC source: 0001209191-24-002838 · doc4.xml · nonDerivative · entry 4

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,017

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:29 UTC
Loerop JamesChief Business Officer
Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-002838 · doc4.xml · nonDerivative · entry 3

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:29 UTC
Loerop JamesChief Business Officer
Tax withholdingCommon Stock 3,853 $1.20 $4,623.60
Disclosure

SEC source: 0001209191-24-002838 · doc4.xml · nonDerivative · entry 2

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,085

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:29 UTC
Loerop JamesChief Business Officer
Exercise / conversionCommon Stock 11,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-002838 · doc4.xml · nonDerivative · entry 1

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:36 UTC
Walker NealDirector · Interim CEO
GrantRestricted Stock Units · Derivative 142,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002842 · doc4.xml · derivative · entry 2

Walker Neal · CIK 0001604457 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,000

Underlying: Common Stock · 142,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F1 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO.

F1 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:36 UTC
Walker NealDirector · Interim CEO
GrantStock Option (Right to Buy) · Derivative 497,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-24-002842 · doc4.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,000

Underlying: Common Stock · 497,000 shares

Expires 2034-01-31

F1 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:27 UTC
Balthaser KevinChief Financial Officer
GrantRestricted Stock Units · Derivative 147,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002836 · doc4.xml · derivative · entry 3

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,500

Underlying: Common Stock · 147,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · derivative.exercise_date: 50% of the shares underlying these restricted stock units vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F4 · derivative.expiration_date: 50% of the shares underlying these restricted stock units vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:27 UTC
Balthaser KevinChief Financial Officer
GrantRestricted Stock Units · Derivative 59,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002836 · doc4.xml · derivative · entry 2

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:27 UTC
Balthaser KevinChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 206,500 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-24-002836 · doc4.xml · derivative · entry 1

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,500

Underlying: Common Stock · 206,500 shares

Expires 2034-01-31

F1 · derivative.exercise_date: Exercisable with respect to 25% of the shares subject to the option vesting in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 16:44 UTC
Manion Douglas J.Director · Pres and CEO
Exercise / conversionRestricted Stock Units · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000416 · doc4.xml · derivative · entry 3

Manion Douglas J. · CIK 0001875875 · Director · Pres and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: On February 1, 2023, the Reporting Person was granted 108,000 restricted stock units. The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of January 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date.

F3 · derivative.expiration_date: On February 1, 2023, the Reporting Person was granted 108,000 restricted stock units. The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of January 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 16:44 UTC
Manion Douglas J.Director · Pres and CEO
Tax withholdingCommon Stock 9,125 $1.05 $9,581.25
Disclosure

SEC source: 0001209191-24-000416 · doc4.xml · nonDerivative · entry 2

Manion Douglas J. · CIK 0001875875 · Director · Pres and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,813

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 16:44 UTC
Manion Douglas J.Director · Pres and CEO
Exercise / conversionCommon Stock 27,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-000416 · doc4.xml · nonDerivative · entry 1

Manion Douglas J. · CIK 0001875875 · Director · Pres and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:47 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000425 · doc4.xml · derivative · entry 3

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: On February 1, 2023, the Reporting Person was granted 30,000 restricted stock units. The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of January 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date.

F3 · derivative.expiration_date: On February 1, 2023, the Reporting Person was granted 30,000 restricted stock units. The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of January 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:47 UTC
Balthaser KevinChief Financial Officer
Tax withholdingCommon Stock 2,536 $1.05 $2,662.80
Disclosure

SEC source: 0001209191-24-000425 · doc4.xml · nonDerivative · entry 2

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,425

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:47 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-000425 · doc4.xml · nonDerivative · entry 1

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 16:28 UTC
Monahan JosephChief Scientific Officer
SaleCommon Stock 6,000 $5.08 $30,460.20
Disclosure

SEC source: 0001209191-23-053558 · doc4.xml · nonDerivative · entry 1

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,724

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 21, 2023.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $4.97 to $5.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:16 UTC
Balthaser KevinChief Financial Officer
PurchaseCommon Stock 9,490 $7.90 $74,971.00
Disclosure

SEC source: 0001209191-23-048612 · doc4.xml · nonDerivative · entry 1

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,461

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:08 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048199 · doc4.xml · derivative · entry 3

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest over a period of two years, with one-half of the shares vesting on each of September 1, 2023 and September 1, 2024, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest over a period of two years, with one-half of the shares vesting on each of September 1, 2023 and September 1, 2024, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:08 UTC
Balthaser KevinChief Financial Officer
Tax withholdingCommon Stock 285 $7.90 $2,251.50
Disclosure

SEC source: 0001209191-23-048199 · doc4.xml · nonDerivative · entry 2

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,971

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 21:08 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-048199 · doc4.xml · nonDerivative · entry 1

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
August 28, 2023 Filed Aug 28, 2023 16:39 UTC
Loerop JamesChief Business Officer
PurchaseCommon Stock 14,705 $6.80 $99,958.71
Disclosure

SEC source: 0001209191-23-047522 · doc4.xml · nonDerivative · entry 1

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,688

F1 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $6.7699 to $6.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 16:31 UTC
Monahan JosephChief Scientific Officer
SaleCommon Stock 6,000 $7.32 $43,894.80
Disclosure

SEC source: 0001209191-23-046905 · doc4.xml · nonDerivative · entry 1

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,724

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 21, 2023.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $7.18 to $7.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 16:24 UTC
Manion Douglas J.Director · Pres and CEO
Exercise / conversionRestricted Stock Units · Derivative 15,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044445 · doc4.xml · derivative · entry 3

Manion Douglas J. · CIK 0001875875 · Director · Pres and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,725

Underlying: Common Stock · 15,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on August 1, 2023, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on August 1, 2023, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 16:24 UTC
Manion Douglas J.Director · Pres and CEO
Tax withholdingCommon Stock 4,437 $9.81 $43,526.97
Disclosure

SEC source: 0001209191-23-044445 · doc4.xml · nonDerivative · entry 2

Manion Douglas J. · CIK 0001875875 · Director · Pres and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,938

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 16:24 UTC
Manion Douglas J.Director · Pres and CEO
Exercise / conversionCommon Stock 15,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-044445 · doc4.xml · nonDerivative · entry 1

Manion Douglas J. · CIK 0001875875 · Director · Pres and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:23 UTC
Cawkwell GailChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041060 · doc4.xml · derivative · entry 3

Cawkwell Gail · CIK 0001761167 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on July 1, 2023, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on July 1, 2023, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:23 UTC
Cawkwell GailChief Medical Officer
Tax withholdingCommon Stock 5,407 $10.37 $56,070.59
Disclosure

SEC source: 0001209191-23-041060 · doc4.xml · nonDerivative · entry 2

Cawkwell Gail · CIK 0001761167 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,593

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:23 UTC
Cawkwell GailChief Medical Officer
Exercise / conversionCommon Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-041060 · doc4.xml · nonDerivative · entry 1

Cawkwell Gail · CIK 0001761167 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 16:30 UTC
Monahan JosephChief Scientific Officer
SaleCommon Stock 6,000 $10.28 $61,662.60
Disclosure

SEC source: 0001209191-23-039070 · doc4.xml · nonDerivative · entry 1

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,724

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 21, 2023.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $9.84 to $10.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 20:32 UTC Exercise / conversionStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-23-039080 · doc4.xml · derivative · entry 2

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,500 shares

Expires 2030-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares underlying this option vested in twelve equal monthly installments commencing July 4, 2020, subject to the reporting person's continued service with the Issuer as of the applicable vesting date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 20:32 UTC Exercise / conversionCommon Stock 16,500 $1.41 $23,265.00
Disclosure

SEC source: 0001209191-23-039080 · doc4.xml · nonDerivative · entry 1

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 198 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001209191-23-038409 · doc4.xml · derivative · entry 4

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 198 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares underlying this option vested on December 8, 2015 and the remaining shares vested in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer as of the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 51 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001209191-23-038409 · doc4.xml · derivative · entry 3

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51 shares

Expires 2024-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares underlying this option vested on August 13, 2015 and the remaining shares vested in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer as of the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.