Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2024 Filed Dec 3, 2024 17:42 UTC |
Davis Hugh M.Director · President and COO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 375,000 | $0.00 Strike: $3.96 | $0.00 |
DisclosureSEC source: 0001415889-24-028178 · form4-12032024_101234.xml · derivative · entry 1 Davis Hugh M. · CIK 0002045027 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 375,000 shares Expires 2034-12-01 F1 · shares: The securities were granted pursuant to the Issuer's 2024 Inducement Plan (the "Plan") as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with Nasdaq Listing Rule 5635(c)(4). F2 · derivative.exercise_date: Exercisable with respect to 25% of the shares subject to the option vesting on each of the first, second, third and fourth anniversaries of December 2, 2024 (in each case rounded down to the nearest whole share, except for the last vesting installment), subject to recipient's Continuous Service (as defined in the Plan) through each such date. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 21:15 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-028074 · form4-12032024_041203.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,334 Underlying: Common Stock · 9,466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 21:15 UTC |
Walker NealDirector · INTERIM CEO
|
Tax withholdingCommon Stock | 2,721 | $4.07 | $11,074.47 |
DisclosureSEC source: 0001415889-24-028074 · form4-12032024_041203.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,383,133 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 21:15 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionCommon Stock | 9,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-028074 · form4-12032024_041203.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,385,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 21:20 UTC |
Mehra AnandDirector
|
PurchaseCommon Stock | 666,666 | $2.25 | $1,499,998.50 |
DisclosureSEC source: 0001415889-24-027348 · form4-11202024_041101.xml · nonDerivative · entry 1 Mehra Anand · CIK 0001590102 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 710,030 F1 · shares: Represents shares of Common Stock of the Issuer acquired from the Issuer pursuant to Rule 16b-3(d). Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:20 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026138 · form4-11052024_041101.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,800 Underlying: Common Stock · 9,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:20 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,721 | $2.09 | $5,686.89 |
DisclosureSEC source: 0001415889-24-026138 · form4-11052024_041101.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,376,388 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:20 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 9,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-026138 · form4-11052024_041101.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,379,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024608 · form4-10032024_041004.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,267 Underlying: Common Stock · 9,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,722 | $1.18 | $3,211.96 |
DisclosureSEC source: 0001415889-24-024608 · form4-10032024_041004.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,369,642 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 9,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-024608 · form4-10032024_041004.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,372,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 21:08 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022794 · form4-09042024_080935.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,734 Underlying: Common Stock · 9,466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 21:08 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,722 | $1.18 | $3,211.96 |
DisclosureSEC source: 0001415889-24-022794 · form4-09042024_080935.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,362,897 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 21:08 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 9,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-022794 · form4-09042024_080935.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,365,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 23:52 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022825 · form4-09042024_100921.xml · derivative · entry 3 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: The shares underlying these restricted stock units vested on September 1, 2024, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: The shares underlying these restricted stock units vested on September 1, 2024, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 23:52 UTC |
Balthaser KevinChief Financial Officer
|
Tax withholdingCommon Stock | 286 | $1.18 | $337.48 |
DisclosureSEC source: 0001415889-24-022825 · form4-09042024_100921.xml · nonDerivative · entry 2 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,697 F2 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 23:52 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-022825 · form4-09042024_100921.xml · nonDerivative · entry 1 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 43,548 | $0.00 Strike: $0.72 | $0.00 |
DisclosureSEC source: 0001415889-24-021154 · form4-08132024_040801.xml · derivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,548 shares Expires 2024-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 43,548 | $0.72 | $31,354.56 |
DisclosureSEC source: 0001415889-24-021154 · form4-08132024_040801.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,356,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2024 Filed Aug 5, 2024 19:57 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 206,025 | $1.24 | $256,356.91 |
DisclosureSEC source: 0001373604-24-000060 · form4.xml · nonDerivative · entry 2 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 14,250,000 F3 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.2443 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 02, 2024 Filed Aug 5, 2024 19:57 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 167,544 | $1.29 | $216,399.83 |
DisclosureSEC source: 0001373604-24-000060 · form4.xml · nonDerivative · entry 1 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 14,043,975 F2 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.2916 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020740 · form4-08052024_040814.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,200 Underlying: Common Stock · 9,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,722 | $1.32 | $3,593.04 |
DisclosureSEC source: 0001415889-24-020740 · form4-08052024_040814.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,312,605 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 9,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-020740 · form4-08052024_040814.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,315,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 20:10 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 100,000 | $1.33 | $132,640.00 |
DisclosureSEC source: 0001373604-24-000056 · form4.xml · nonDerivative · entry 2 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 13,876,421 F3 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.3264 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 30, 2024 Filed Jul 31, 2024 20:10 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 173,730 | $1.30 | $226,370.19 |
DisclosureSEC source: 0001373604-24-000056 · form4.xml · nonDerivative · entry 1 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 13,776,421 F2 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.303 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 22, 2024 Filed Jul 22, 2024 20:03 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 17,716 | $1.33 | $23,556.97 |
DisclosureSEC source: 0001373604-24-000052 · form4.xml · nonDerivative · entry 3 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 13,602,691 F4 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.3297per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2024 Filed Jul 22, 2024 20:03 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 6,689 | $1.30 | $8,695.70 |
DisclosureSEC source: 0001373604-24-000052 · form4.xml · nonDerivative · entry 2 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 13,584,975 F3 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.30 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 18, 2024 Filed Jul 22, 2024 20:03 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 130,317 | $1.30 | $169,555.45 |
DisclosureSEC source: 0001373604-24-000052 · form4.xml · nonDerivative · entry 1 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 13,578,286 F2 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.3011 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 05, 2024 Filed Jul 5, 2024 18:46 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 123,017 | $1.15 | $141,334.23 |
DisclosureSEC source: 0001373604-24-000045 · form4.xml · nonDerivative · entry 3 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 13,447,969 F4 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.1489per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 03, 2024 Filed Jul 5, 2024 18:46 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 143,288 | $1.16 | $166,070.79 |
DisclosureSEC source: 0001373604-24-000045 · form4.xml · nonDerivative · entry 2 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 13,324,952 F3 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.159 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 18:46 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 86,092 | $1.14 | $98,489.25 |
DisclosureSEC source: 0001373604-24-000045 · form4.xml · nonDerivative · entry 1 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 13,181,664 F2 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.144 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 01, 2024 Filed Jul 1, 2024 17:39 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 107,434 | $1.14 | $122,184.69 |
DisclosureSEC source: 0001373604-24-000042 · form4.xml · nonDerivative · entry 4 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 13,095,572 F4 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.1373per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019172 · form4-07032024_040707.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,667 Underlying: Common Stock · 9,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,722 | $1.15 | $3,130.30 |
DisclosureSEC source: 0001415889-24-019172 · form4-07032024_040707.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,305,860 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:15 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 9,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-019172 · form4-07032024_040707.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,308,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 17:39 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 400,000 | $1.13 | $452,000.00 |
DisclosureSEC source: 0001373604-24-000042 · form4.xml · nonDerivative · entry 3 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 12,988,134 F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 17:39 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 801,000 | $1.12 | $896,559.30 |
DisclosureSEC source: 0001373604-24-000042 · form4.xml · nonDerivative · entry 2 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 12,588,134 F3 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.1193 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 27, 2024 Filed Jul 1, 2024 17:39 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 235,000 | $1.15 | $271,331.00 |
DisclosureSEC source: 0001373604-24-000042 · form4.xml · nonDerivative · entry 1 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 11,787,134 F2 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.1546 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 20:04 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 50,000 | $1.13 | $56,505.00 |
DisclosureSEC source: 0001373604-24-000037 · form4.xml · nonDerivative · entry 3 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 11,552,134 F4 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.1301per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 20:04 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 150,000 | $1.13 | $169,500.00 |
DisclosureSEC source: 0001373604-24-000037 · form4.xml · nonDerivative · entry 2 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P Disclosed balance after: 11,502,134 F3 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.13 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 20:04 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 345,000 | $1.17 | $402,201.00 |
DisclosureSEC source: 0001373604-24-000037 · form4.xml · nonDerivative · entry 1 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 11,352,134 F2 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.1658 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 13, 2024 22:04 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 500,000 | $1.15 | $575,000.00 |
DisclosureSEC source: 0001373604-24-000035 · form4.xml · nonDerivative · entry 4 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 11,007,134 F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 13, 2024 22:04 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 28,621 | $1.14 | $32,756.73 |
DisclosureSEC source: 0001373604-24-000035 · form4.xml · nonDerivative · entry 3 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 10,507,134 F3 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.1445 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 22:04 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 82,579 | $1.14 | $94,140.06 |
DisclosureSEC source: 0001373604-24-000035 · form4.xml · nonDerivative · entry 2 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 10,478,513 F2 · price: Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $1.14 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 22:04 UTC |
Leonard Braden Michael10% owner
|
PurchaseCommon Stock | 1,000,000 | $1.08 | $1,080,000.00 |
DisclosureSEC source: 0001373604-24-000035 · form4.xml · nonDerivative · entry 1 Leonard Braden Michael · CIK 0001373603 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Holding of BML Investment Partners, L.P. Disclosed balance after: 10,395,934 F1 · ownership.nature: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:15 UTC |
SCHIFF ANDREW NDirector
|
GrantRestricted Stock Units · Derivative | 4,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016193 · form4-06102024_040605.xml · derivative · entry 2 SCHIFF ANDREW N · CIK 0001172252 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,793 Underlying: Common Stock · 4,793 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:15 UTC |
SCHIFF ANDREW NDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,750 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001415889-24-016193 · form4-06102024_040605.xml · derivative · entry 1 SCHIFF ANDREW N · CIK 0001172252 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 15,750 shares Expires 2034-06-05 F1 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 6, 2024, subject to Reporting Person's continuous service through each such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
Humphries William D.Director
|
GrantRestricted Stock Units · Derivative | 4,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016197 · form4-06102024_040613.xml · derivative · entry 2 Humphries William D. · CIK 0001674278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,793 Underlying: Common Stock · 4,793 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
Humphries William D.Director
|
GrantStock Option (Right to Buy) · Derivative | 15,750 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001415889-24-016197 · form4-06102024_040613.xml · derivative · entry 1 Humphries William D. · CIK 0001674278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 15,750 shares Expires 2034-06-05 F1 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 6, 2024, subject to Reporting Person's continuous service through each such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.