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Aclaris Therapeutics, Inc.

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5041
SEC CIK
0001557746
Parsed reports
365

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2018 Filed May 9, 2018 16:19 UTC
Powala ChristopherChief Reg & Develop Officer
Tax withholdingCommon Stock 1,480 $18.10 $26,788.00
Disclosure

SEC source: 0001209191-18-028859 · doc4.xml · nonDerivative · entry 2

Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,321

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
May 07, 2018 Filed May 9, 2018 16:19 UTC
Powala ChristopherChief Reg & Develop Officer
Exercise / conversionCommon Stock 5,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028859 · doc4.xml · nonDerivative · entry 1

Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:17 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 6,933 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028856 · doc4.xml · derivative · entry 3

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 6,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 13,866 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 13,866 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:17 UTC
Ali-Jackson KamilChief Legal Officer
Tax withholdingCommon Stock 1,974 $18.10 $35,729.40
Disclosure

SEC source: 0001209191-18-028856 · doc4.xml · nonDerivative · entry 2

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,636

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:17 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionCommon Stock 6,933 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028856 · doc4.xml · nonDerivative · entry 1

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:22 UTC
Walker NealDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 12,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028863 · doc4.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 12,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:22 UTC
Walker NealDirector · President and CEO
Tax withholdingCommon Stock 3,455 $18.10 $62,535.50
Disclosure

SEC source: 0001209191-18-028863 · doc4.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,862

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:22 UTC
Walker NealDirector · President and CEO
Exercise / conversionCommon Stock 12,133 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028863 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:20 UTC
Ruffo FrankChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028860 · doc4.xml · derivative · entry 3

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 5,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:20 UTC
Ruffo FrankChief Financial Officer
Tax withholdingCommon Stock 1,480 $18.10 $26,788.00
Disclosure

SEC source: 0001209191-18-028860 · doc4.xml · nonDerivative · entry 2

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,585

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:20 UTC
Ruffo FrankChief Financial Officer
Exercise / conversionCommon Stock 5,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028860 · doc4.xml · nonDerivative · entry 1

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:18 UTC
Fair BrettChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028858 · doc4.xml · derivative · entry 3

Fair Brett · CIK 0001737277 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,038

Underlying: Common Stock · 4,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 8,100 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 8,100 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:18 UTC
Fair BrettChief Commercial Officer
Tax withholdingCommon Stock 1,153 $18.10 $20,869.30
Disclosure

SEC source: 0001209191-18-028858 · doc4.xml · nonDerivative · entry 2

Fair Brett · CIK 0001737277 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,038

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:18 UTC
Fair BrettChief Commercial Officer
Exercise / conversionCommon Stock 4,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028858 · doc4.xml · nonDerivative · entry 1

Fair Brett · CIK 0001737277 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 18:29 UTC GrantStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $17.73 $0.00
Disclosure

SEC source: 0001209191-18-025908 · doc4.xml · derivative · entry 1

Reasons Bryan M. · CIK 0001553489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2028-04-19

F1 · derivative.exercise_date: This option will vest and become exercisable in 36 equal monthly installments through April 20, 2021, subject to the reporting person's continuous service as of such vesting dates.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 16:50 UTC PurchaseCommon Stock 26,700 $16.54 $441,618.00
Disclosure

SEC source: 0001209191-18-024356 · doc4.xml · nonDerivative · entry 1

Tullman Stephen A. · CIK 0001654343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,507

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 23, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.23 to $17.06, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 20:51 UTC
Ruffo FrankChief Financial Officer
PurchaseCommon Stock 1,250 $16.59 $20,737.50
Disclosure

SEC source: 0001209191-18-024357 · doc4.xml · nonDerivative · entry 1

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,615

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 23, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.33 to $17.01, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 20:50 UTC SaleCommon Stock 2,300 $16.52 $37,996.00
Disclosure

SEC source: 0001209191-18-024355 · doc4.xml · nonDerivative · entry 1

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,682

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 20, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.24 to $16.88, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 12:38 UTC
Walker NealDirector · President and CEO
PurchaseCommon Stock 10,000 $16.75 $167,500.00
Disclosure

SEC source: 0001209191-18-024272 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,184

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 20, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.50 to $17.10, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:35 UTC Exercise / conversionStock option (right to buy) · Derivative 264 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001209191-18-021261 · doc4.xml · derivative · entry 6

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock · 264 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares underlying this option vested on December 8, 2015 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer as of the applicable vesting date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:35 UTC Exercise / conversionStock option (right to buy) · Derivative 120 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001209191-18-021261 · doc4.xml · derivative · entry 5

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51

Underlying: Common Stock · 120 shares

Expires 2024-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares underlying this option vested on August 13, 2015 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer as of the applicable vesting date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:35 UTC Exercise / conversionStock option (right to buy) · Derivative 1,993 $0.00 Strike: $0.41 $0.00
Disclosure

SEC source: 0001209191-18-021261 · doc4.xml · derivative · entry 4

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,993 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares underlying this option vested on January 29, 2015 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer as of the applicable vesting date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:35 UTC Exercise / conversionCommon Stock 264 $1.52 $401.28
Disclosure

SEC source: 0001209191-18-021261 · doc4.xml · nonDerivative · entry 3

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:35 UTC Exercise / conversionCommon Stock 120 $0.72 $86.40
Disclosure

SEC source: 0001209191-18-021261 · doc4.xml · nonDerivative · entry 2

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:35 UTC Exercise / conversionCommon Stock 1,993 $0.41 $817.13
Disclosure

SEC source: 0001209191-18-021261 · doc4.xml · nonDerivative · entry 1

Molineaux Christopher P. · CIK 0001654773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 21:02 UTC
Ali-Jackson KamilChief Legal Officer
OtherCommon Stock 9,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020920 · doc4.xml · nonDerivative · entry 1

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,677

F1 · kind: Pro rata distribution from NST, LLC, of which the reporting person is a non-managing member, in accordance with NST, LLC's Limited Liability Company Operating Agreement.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 17:03 UTC OtherCommon Stock 9,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020924 · doc4.xml · nonDerivative · entry 2

Tullman Stephen A. · CIK 0001654343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,807

F1 · kind: Pro rata distribution by NST, LLC, of which the reporting person is a member and the sole Manager, in accordance with NST, LLC's Limited Liability Company Operating Agreement.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 17:03 UTC OtherCommon Stock 94,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020924 · doc4.xml · nonDerivative · entry 1

Tullman Stephen A. · CIK 0001654343 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By NST, LLC

Disclosed balance after: 0

F1 · kind: Pro rata distribution by NST, LLC, of which the reporting person is a member and the sole Manager, in accordance with NST, LLC's Limited Liability Company Operating Agreement.

F2 · ownership.nature: These shares were held by NST, LLC of which the reporting person is a member and the sole Manager. The reporting person had sole voting and dispositive power over the shares held by NST, LLC.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 21:00 UTC
Ruffo FrankChief Financial Officer
OtherCommon Stock 9,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020917 · doc4.xml · nonDerivative · entry 1

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,365

F1 · kind: Pro rata distribution from NST, LLC, of which the reporting person is a non-managing member, in accordance with NST, LLC's Limited Liability Company Operating Agreement.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 20:59 UTC
Walker NealDirector · President and CEO
OtherCommon Stock 9,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020915 · doc4.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,184

F1 · kind: Pro rata distribution from NST, LLC, of which the reporting person is a non-managing member, in accordance with NST, LLC's Limited Liability Company Operating Agreement.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 16:21 UTC
Shanler StuartChief Scientific Officer
GrantRestricted stock units · Derivative 15,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007464 · doc4.xml · derivative · entry 2

Shanler Stuart · CIK 0001654332 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 16:21 UTC
Shanler StuartChief Scientific Officer
GrantStock option (right to buy) · Derivative 54,000 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001209191-18-007464 · doc4.xml · derivative · entry 1

Shanler Stuart · CIK 0001654332 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 16:22 UTC
Powala ChristopherChief Reg & Develop Officer
GrantRestricted stock units · Derivative 13,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007472 · doc4.xml · derivative · entry 2

Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Underlying: Common Stock · 13,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 16:22 UTC
Powala ChristopherChief Reg & Develop Officer
GrantStock option (right to buy) · Derivative 47,600 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001209191-18-007472 · doc4.xml · derivative · entry 1

Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,600

Underlying: Common Stock · 47,600 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:20 UTC
Ali-Jackson KamilChief Legal Officer
GrantRestricted stock units · Derivative 15,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007458 · doc4.xml · derivative · entry 2

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:20 UTC
Ali-Jackson KamilChief Legal Officer
GrantStock option (right to buy) · Derivative 54,000 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001209191-18-007458 · doc4.xml · derivative · entry 1

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the date of grant.

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February 01, 2018 Filed Feb 5, 2018 21:21 UTC
Ruffo FrankChief Financial Officer
GrantRestricted stock units · Derivative 15,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007468 · doc4.xml · derivative · entry 2

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

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February 01, 2018 Filed Feb 5, 2018 21:21 UTC
Ruffo FrankChief Financial Officer
GrantStock option (right to buy) · Derivative 54,000 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001209191-18-007468 · doc4.xml · derivative · entry 1

Ruffo Frank · CIK 0001654450 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the date of grant.

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February 01, 2018 Filed Feb 5, 2018 21:19 UTC
Walker NealDirector · President and CEO
GrantRestricted stock units · Derivative 43,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007455 · doc4.xml · derivative · entry 2

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,200

Underlying: Common Stock · 43,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on February 1, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

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February 01, 2018 Filed Feb 5, 2018 21:19 UTC
Walker NealDirector · President and CEO
GrantStock option (right to buy) · Derivative 151,200 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001209191-18-007455 · doc4.xml · derivative · entry 1

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,200

Underlying: Common Stock · 151,200 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The option will vest over a period of four years, with 25% of the shares underlying the option vesting on the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
December 18, 2017 Filed Dec 21, 2017 16:55 UTC
Shanler StuartChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 1,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066817 · doc4.xml · derivative · entry 6

Shanler Stuart · CIK 0001654332 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 1,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 5,800 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F4 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 5,800 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

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December 18, 2017 Filed Dec 21, 2017 16:55 UTC
Shanler StuartChief Scientific Officer
Tax withholdingCommon Stock 441 $24.12 $10,636.92
Disclosure

SEC source: 0001209191-17-066817 · doc4.xml · nonDerivative · entry 4

Shanler Stuart · CIK 0001654332 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,792

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

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December 18, 2017 Filed Dec 21, 2017 16:55 UTC
Shanler StuartChief Scientific Officer
Exercise / conversionCommon Stock 1,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-066817 · doc4.xml · nonDerivative · entry 3

Shanler Stuart · CIK 0001654332 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 18, 2017 Filed Dec 21, 2017 16:57 UTC
Powala ChristopherChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066819 · doc4.xml · derivative · entry 7

Powala Christopher · CIK 0001654301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 6,500 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F5 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 6,500 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

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December 18, 2017 Filed Dec 21, 2017 16:57 UTC
Powala ChristopherChief Operating Officer
Tax withholdingCommon Stock 494 $24.12 $11,915.28
Disclosure

SEC source: 0001209191-17-066819 · doc4.xml · nonDerivative · entry 4

Powala Christopher · CIK 0001654301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,601

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

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December 18, 2017 Filed Dec 21, 2017 16:57 UTC
Powala ChristopherChief Operating Officer
Exercise / conversionCommon Stock 1,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-066819 · doc4.xml · nonDerivative · entry 3

Powala Christopher · CIK 0001654301 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 18, 2017 Filed Dec 21, 2017 21:56 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066818 · doc4.xml · derivative · entry 6

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 4,300 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F4 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 4,300 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

Read SEC document
December 18, 2017 Filed Dec 21, 2017 21:56 UTC
Ali-Jackson KamilChief Legal Officer
Tax withholdingCommon Stock 327 $24.12 $7,887.24
Disclosure

SEC source: 0001209191-17-066818 · doc4.xml · nonDerivative · entry 4

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,659

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
December 18, 2017 Filed Dec 21, 2017 21:56 UTC
Ali-Jackson KamilChief Legal Officer
Exercise / conversionCommon Stock 1,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-066818 · doc4.xml · nonDerivative · entry 3

Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 18, 2017 Filed Dec 21, 2017 21:58 UTC
Walker NealDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066821 · doc4.xml · derivative · entry 6

Walker Neal · CIK 0001604457 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,850

Underlying: Common Stock · 2,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

F4 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.