Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2018 Filed Dec 21, 2018 07:32 UTC |
Shanler StuartChief Scientific Officer
|
Tax withholdingCommon Stock | 412 | $6.30 | $2,595.60 |
DisclosureSEC source: 0001209191-18-063803 · doc4.xml · nonDerivative · entry 2 Shanler Stuart · CIK 0001654332 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,480 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 07:32 UTC |
Shanler StuartChief Scientific Officer
|
Exercise / conversionCommon Stock | 1,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063803 · doc4.xml · nonDerivative · entry 1 Shanler Stuart · CIK 0001654332 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 07:29 UTC |
Powala ChristopherChief Reg & Develop Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063801 · doc4.xml · derivative · entry 4 Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 Underlying: Common Stock · 1,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 6,500 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F4 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 6,500 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 07:29 UTC |
Powala ChristopherChief Reg & Develop Officer
|
Tax withholdingCommon Stock | 446 | $6.30 | $2,809.80 |
DisclosureSEC source: 0001209191-18-063801 · doc4.xml · nonDerivative · entry 2 Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,443 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 07:29 UTC |
Powala ChristopherChief Reg & Develop Officer
|
Exercise / conversionCommon Stock | 1,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063801 · doc4.xml · nonDerivative · entry 1 Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:34 UTC |
Ruffo FrankChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063805 · doc4.xml · derivative · entry 3 Ruffo Frank · CIK 0001654450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:34 UTC |
Ruffo FrankChief Financial Officer
|
Tax withholdingCommon Stock | 356 | $6.30 | $2,242.80 |
DisclosureSEC source: 0001209191-18-063805 · doc4.xml · nonDerivative · entry 2 Ruffo Frank · CIK 0001654450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,409 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:34 UTC |
Ruffo FrankChief Financial Officer
|
Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063805 · doc4.xml · nonDerivative · entry 1 Ruffo Frank · CIK 0001654450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:33 UTC |
Walker NealDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063804 · doc4.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,925 Underlying: Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: On December 18, 2015, the reporting person was granted 11,700 restricted stock units, vesting in four equal annual installments beginning on December 18, 2016, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:33 UTC |
Walker NealDirector · President and CEO
|
Tax withholdingCommon Stock | 833 | $6.30 | $5,247.90 |
DisclosureSEC source: 0001209191-18-063804 · doc4.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,124 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:33 UTC |
Walker NealDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063804 · doc4.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:31 UTC |
Fair BrettChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063802 · doc4.xml · derivative · entry 3 Fair Brett · CIK 0001737277 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in two equal annual installments on December 18, 2018 and December 18, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in two equal annual installments on December 18, 2018 and December 18, 2019, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:31 UTC |
Fair BrettChief Commercial Officer
|
Tax withholdingCommon Stock | 498 | $6.30 | $3,137.40 |
DisclosureSEC source: 0001209191-18-063802 · doc4.xml · nonDerivative · entry 2 Fair Brett · CIK 0001737277 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,015 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:31 UTC |
Fair BrettChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063802 · doc4.xml · nonDerivative · entry 1 Fair Brett · CIK 0001737277 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:53 UTC |
Shanler StuartChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063370 · doc4.xml · derivative · entry 3 Shanler Stuart · CIK 0001654332 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Underlying: Common Stock · 1,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:53 UTC |
Shanler StuartChief Scientific Officer
|
Tax withholdingCommon Stock | 370 | $7.31 | $2,704.70 |
DisclosureSEC source: 0001209191-18-063370 · doc4.xml · nonDerivative · entry 2 Shanler Stuart · CIK 0001654332 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,442 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:53 UTC |
Shanler StuartChief Scientific Officer
|
Exercise / conversionCommon Stock | 1,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063370 · doc4.xml · nonDerivative · entry 1 Shanler Stuart · CIK 0001654332 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:52 UTC |
Ali-Jackson KamilChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063369 · doc4.xml · derivative · entry 3 Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,467 Underlying: Common Stock · 1,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 13,866 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 13,866 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:52 UTC |
Ali-Jackson KamilChief Legal Officer
|
Tax withholdingCommon Stock | 493 | $7.31 | $3,603.83 |
DisclosureSEC source: 0001209191-18-063369 · doc4.xml · nonDerivative · entry 2 Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,876 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:52 UTC |
Ali-Jackson KamilChief Legal Officer
|
Exercise / conversionCommon Stock | 1,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063369 · doc4.xml · nonDerivative · entry 1 Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:51 UTC |
Powala ChristopherChief Reg & Develop Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063368 · doc4.xml · derivative · entry 4 Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Underlying: Common Stock · 1,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F4 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:51 UTC |
Powala ChristopherChief Reg & Develop Officer
|
Tax withholdingCommon Stock | 357 | $7.31 | $2,609.67 |
DisclosureSEC source: 0001209191-18-063368 · doc4.xml · nonDerivative · entry 2 Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,264 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:51 UTC |
Powala ChristopherChief Reg & Develop Officer
|
Exercise / conversionCommon Stock | 1,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063368 · doc4.xml · nonDerivative · entry 1 Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:54 UTC |
Walker NealDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063373 · doc4.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,067 Underlying: Common Stock · 3,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 24,266 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:54 UTC |
Walker NealDirector · President and CEO
|
Tax withholdingCommon Stock | 863 | $7.31 | $6,308.53 |
DisclosureSEC source: 0001209191-18-063373 · doc4.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,032 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:54 UTC |
Walker NealDirector · President and CEO
|
Exercise / conversionCommon Stock | 3,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063373 · doc4.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:51 UTC |
Fair BrettChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063367 · doc4.xml · derivative · entry 3 Fair Brett · CIK 0001737277 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,025 Underlying: Common Stock · 1,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 8,100 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 8,100 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:51 UTC |
Fair BrettChief Commercial Officer
|
Tax withholdingCommon Stock | 288 | $7.31 | $2,105.28 |
DisclosureSEC source: 0001209191-18-063367 · doc4.xml · nonDerivative · entry 2 Fair Brett · CIK 0001737277 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,763 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:51 UTC |
Fair BrettChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063367 · doc4.xml · nonDerivative · entry 1 Fair Brett · CIK 0001737277 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:54 UTC |
Ruffo FrankChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063372 · doc4.xml · derivative · entry 3 Ruffo Frank · CIK 0001654450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Underlying: Common Stock · 1,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:54 UTC |
Ruffo FrankChief Financial Officer
|
Tax withholdingCommon Stock | 370 | $7.31 | $2,704.70 |
DisclosureSEC source: 0001209191-18-063372 · doc4.xml · nonDerivative · entry 2 Ruffo Frank · CIK 0001654450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,515 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 01:54 UTC |
Ruffo FrankChief Financial Officer
|
Exercise / conversionCommon Stock | 1,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-063372 · doc4.xml · nonDerivative · entry 1 Ruffo Frank · CIK 0001654450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 23:13 UTC |
Mehra AnandDirector
|
PurchaseCommon Stock | 372,093 | $10.75 | $3,999,999.75 |
DisclosureSEC source: 0001144204-18-055025 · tv505289_form4.xml · nonDerivative · entry 1 Mehra Anand · CIK 0001590102 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,911,573 F1 · ownership.nature: Such shares of the Company's Common Stock are owned by Sofinnova Venture Partners VIII, L.P. ("Sofinnova VIII"). The Reporting Person is a managing member of Sofinnova Management VIII, L.L.C., the general partner of Sofinnova VIII, and as such may be deemed to have shared voting and dispositive power over such shares with James I. Healy and Michael F. Powell, the other managing members of Sofinnova Management VIII, L.L.C. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 16:37 UTC |
Tullman Stephen A.Director
|
PurchaseCommon Stock | 7,100 | $14.00 | $99,370.18 |
DisclosureSEC source: 0001209191-18-054397 · doc4.xml · nonDerivative · entry 1 Tullman Stephen A. · CIK 0001654343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,457 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 23, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $13.90 to $14.00, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 16:46 UTC |
Tullman Stephen A.Director
|
PurchaseCommon Stock | 6,600 | $15.00 | $98,984.82 |
DisclosureSEC source: 0001209191-18-048503 · doc4.xml · nonDerivative · entry 1 Tullman Stephen A. · CIK 0001654343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,357 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 23, 2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:55 UTC |
Tullman Stephen A.Director
|
PurchaseCommon Stock | 6,250 | $15.97 | $99,812.50 |
DisclosureSEC source: 0001209191-18-047417 · doc4.xml · nonDerivative · entry 1 Tullman Stephen A. · CIK 0001654343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,757 F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 23, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $15.93 to $16.00, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 12, 2018 Filed Jun 12, 2018 22:42 UTC |
Ali-Jackson KamilChief Legal Officer
|
SaleCommon Stock | 4,900 | $20.00 | $98,000.00 |
DisclosureSEC source: 0001209191-18-037311 · doc4.xml · nonDerivative · entry 2 Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,636 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 23, 2018. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 22:42 UTC |
Ali-Jackson KamilChief Legal Officer
|
SaleCommon Stock | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001209191-18-037311 · doc4.xml · nonDerivative · entry 1 Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,536 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 23, 2018. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 16:03 UTC |
SCHIFF ANDREW NDirector
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GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $18.35 | $0.00 |
DisclosureSEC source: 0001209191-18-036653 · doc4.xml · derivative · entry 1 SCHIFF ANDREW N · CIK 0001172252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-06-06 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: The shares underlying this option vest in twelve equal monthly installments through June 7, 2019, subject to the reporting person's continuous service as of such vesting date. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:01 UTC |
Humphries William D.Director
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GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $18.35 | $0.00 |
DisclosureSEC source: 0001209191-18-036650 · doc4.xml · derivative · entry 1 Humphries William D. · CIK 0001674278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-06-06 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: The shares underlying this option vest in twelve equal monthly installments through June 7, 2019, subject to the reporting person's continuous service as of such vesting date. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 16:02 UTC |
Powell Andrew Kenneth WilliamDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $18.35 | $0.00 |
DisclosureSEC source: 0001209191-18-036652 · doc4.xml · derivative · entry 1 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-06-06 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: The shares underlying this option vest in twelve equal monthly installments through June 7, 2019, subject to the reporting person's continuous service as of such vesting date. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:02 UTC |
Molineaux Christopher P.Director
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $18.35 | $0.00 |
DisclosureSEC source: 0001209191-18-036651 · doc4.xml · derivative · entry 1 Molineaux Christopher P. · CIK 0001654773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-06-06 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: The shares underlying this option vest in twelve equal monthly installments through June 7, 2019, subject to the reporting person's continuous service as of such vesting date. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:00 UTC |
Mehra AnandDirector
|
GrantStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $18.35 | $0.00 |
DisclosureSEC source: 0001209191-18-036649 · doc4.xml · derivative · entry 1 Mehra Anand · CIK 0001590102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-06-06 F1 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. F2 · derivative.exercise_date: The shares underlying this option vest in twelve equal monthly installments through June 7, 2019, subject to the reporting person's continuous service as of such vesting date. Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:06 UTC |
Ali-Jackson KamilChief Legal Officer
|
SaleCommon Stock | 10,000 | $20.00 | $200,000.00 |
DisclosureSEC source: 0001209191-18-031804 · doc4.xml · nonDerivative · entry 1 Ali-Jackson Kamil · CIK 0001654337 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,636 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 23, 2018. Read SEC document |
| May 16, 2018 Filed May 17, 2018 19:34 UTC |
Powell Andrew Kenneth WilliamDirector
|
PurchaseCommon Stock | 500 | $19.12 | $9,560.00 |
DisclosureSEC source: 0001209191-18-031200 · doc4.xml · nonDerivative · entry 1 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| May 07, 2018 Filed May 7, 2018 20:28 UTC |
Ruffo FrankChief Financial Officer
|
PurchaseCommon Stock | 1,250 | $18.22 | $22,775.00 |
DisclosureSEC source: 0001209191-18-028324 · doc4.xml · nonDerivative · entry 1 Ruffo Frank · CIK 0001654450 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,865 F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 23, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $18.22 to $18.28, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 07, 2018 Filed May 9, 2018 16:21 UTC |
Shanler StuartChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028861 · doc4.xml · derivative · entry 3 Shanler Stuart · CIK 0001654332 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Stock · 5,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F3 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
| May 07, 2018 Filed May 9, 2018 16:21 UTC |
Shanler StuartChief Scientific Officer
|
Tax withholdingCommon Stock | 1,480 | $18.10 | $26,788.00 |
DisclosureSEC source: 0001209191-18-028861 · doc4.xml · nonDerivative · entry 2 Shanler Stuart · CIK 0001654332 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,512 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4. Read SEC document |
| May 07, 2018 Filed May 9, 2018 16:21 UTC |
Shanler StuartChief Scientific Officer
|
Exercise / conversionCommon Stock | 5,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028861 · doc4.xml · nonDerivative · entry 1 Shanler Stuart · CIK 0001654332 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 07, 2018 Filed May 9, 2018 16:19 UTC |
Powala ChristopherChief Reg & Develop Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028859 · doc4.xml · derivative · entry 4 Powala Christopher · CIK 0001654301 · Chief Reg & Develop Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Stock · 5,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. F4 · derivative.expiration_date: On December 15, 2016, the reporting person was granted 10,400 restricted stock units. 50% of the shares underlying these restricted stock units vested on May 7, 2018 upon the achievement of a specified commercial milestone. The other 50% of the shares underlying the restricted stock units vest in four equal annual installments beginning on December 15, 2017, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.