Tapewire

NYSE · USD

ACR

ACRES Commercial Realty Corp.

Export transactions ↓
Tapewire entity
6763
SEC CIK
0001332551
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 71 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025011
Jan 202609
Feb 2026010
Mar 202605
Apr 202600
May 202601
Jun 2026010
Jul 2026011
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2024 Filed Aug 21, 2024 01:41 UTC Sale8.625% Series C Preferred Stock 1.297 $24.87 $32.26
Disclosure

SEC source: 0001104659-24-091378 · tm2422223-1_4seq1.xml · nonDerivative · entry 3

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 603,495

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 01:41 UTC Sale8.625% Series C Preferred Stock 3,119 $24.87 $77,569.53
Disclosure

SEC source: 0001104659-24-091378 · tm2422223-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 604,792

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2024 Filed Aug 21, 2024 01:41 UTC Sale8.625% Series C Preferred Stock 566 $24.87 $14,076.42
Disclosure

SEC source: 0001104659-24-091378 · tm2422223-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 607,911

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 22:24 UTC Sale8.625% Series C Preferred Stock 4,706 $24.87 $117,038.22
Disclosure

SEC source: 0001104659-24-090198 · tm2421860-2_4seq1.xml · nonDerivative · entry 3

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 608,477

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.86 to $24.87 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:24 UTC Sale8.625% Series C Preferred Stock 1,500 $24.87 $37,305.00
Disclosure

SEC source: 0001104659-24-090198 · tm2421860-2_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 613,183

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.86 to $24.89 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:24 UTC Sale8.625% Series C Preferred Stock 1,309 $24.85 $32,528.65
Disclosure

SEC source: 0001104659-24-090198 · tm2421860-2_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 614,683

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.84 to $24.87 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 09, 2024 Filed Aug 9, 2024 22:09 UTC Sale8.625% Series C Preferred Stock 100 $24.85 $2,485.00
Disclosure

SEC source: 0001104659-24-087905 · tm2421364-1_4seq1.xml · nonDerivative · entry 4

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 615,992

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securitiesreported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 22:09 UTC Sale8.625% Series C Preferred Stock 1,008 $24.83 $25,028.64
Disclosure

SEC source: 0001104659-24-087905 · tm2421364-1_4seq1.xml · nonDerivative · entry 3

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 616,092

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securitiesreported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.83 to $24.85 per share,inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide fullinformation regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 22:09 UTC Sale7.875% Series D Preferred Stock 805 $23.99 $19,311.95
Disclosure

SEC source: 0001104659-24-087905 · tm2421364-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,019,330

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securitiesreported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 22:09 UTC Sale8.625% Series C Preferred Stock 3,859 $24.86 $95,934.74
Disclosure

SEC source: 0001104659-24-087905 · tm2421364-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 617,100

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securitiesreported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.85 to $24.88 per share,inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide fullinformation regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 22:18 UTC Sale8.625% Series C Preferred Stock 2,635 $24.88 $65,558.80
Disclosure

SEC source: 0001104659-24-086363 · tm2421043-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 620,959

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.88 to $24.89 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:57 UTC Sale8.625% Series C Preferred Stock 15,096 $24.86 $375,286.56
Disclosure

SEC source: 0001104659-24-085471 · tm2420797d1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 623,594

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.75 to $24.99 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 21:27 UTC Sale8.625% Series C Preferred Stock 376 $24.75 $9,306.00
Disclosure

SEC source: 0001104659-24-084031 · tm2420503-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 638,690

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 21:27 UTC Sale8.625% Series C Preferred Stock 1,978 $24.75 $48,955.50
Disclosure

SEC source: 0001104659-24-084031 · tm2420503-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 639,066

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.75 to $24.76 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 25, 2024 Filed Jul 25, 2024 23:02 UTC Sale8.625% Series C Preferred Stock 100 $24.75 $2,475.00
Disclosure

SEC source: 0001104659-24-082758 · tm2420242-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 641,044

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 23:02 UTC Sale8.625% Series C Preferred Stock 386 $24.75 $9,553.50
Disclosure

SEC source: 0001104659-24-082758 · tm2420242-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 641,144

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 15, 2024 Filed Jul 15, 2024 23:19 UTC Sale8.625% Series C Preferred Stock 679 $24.67 $16,750.93
Disclosure

SEC source: 0001104659-24-079935 · tm2419503-1_4seq1.xml · nonDerivative · entry 3

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 641,530

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.66 to $24.69 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 23:19 UTC Sale8.625% Series C Preferred Stock 7,200 $24.63 $177,336.00
Disclosure

SEC source: 0001104659-24-079935 · tm2419503-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 642,209

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.61 to $24.66 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 23:19 UTC Sale8.625% Series C Preferred Stock 1,900 $24.63 $46,797.00
Disclosure

SEC source: 0001104659-24-079935 · tm2419503-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 649,409

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.63 to $24.64 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 08, 2024 Filed Jul 8, 2024 23:03 UTC Sale8.625% Series C Preferred Stock 1,210 $24.80 $30,008.00
Disclosure

SEC source: 0001104659-24-078372 · tm2419076-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 651,309

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.79 to $24.81 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 23:03 UTC Sale8.625% Series C Preferred Stock 2,220 $24.67 $54,767.40
Disclosure

SEC source: 0001104659-24-078372 · tm2419076-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 652,519

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.60 to $24.70 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:26 UTC Sale8.625% Series C Preferred Stock 4,528 $25.00 $113,200.00
Disclosure

SEC source: 0001104659-24-077449 · tm2418805-2_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 654,739

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $25.00 to $25.04 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 01:49 UTC Sale8.625% Series C Preferred Stock 18,464 $25.00 $461,600.00
Disclosure

SEC source: 0001104659-24-075850 · tm2418473-1_4seq1.xml · nonDerivative · entry 3

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 659,267

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $25.00 to $25.05 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 01:49 UTC Sale8.625% Series C Preferred Stock 7,100 $25.02 $177,642.00
Disclosure

SEC source: 0001104659-24-075850 · tm2418473-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 677,731

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $25.00 to $25.04 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 25, 2024 Filed Jun 28, 2024 01:49 UTC Sale8.625% Series C Preferred Stock 7,005 $25.01 $175,195.05
Disclosure

SEC source: 0001104659-24-075850 · tm2418473-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 684,831

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were sold in multiple transactions at prices ranging from $24.99 to $25.05 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 07, 2024 Filed May 8, 2024 16:15 UTC GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-040879 · ownership.xml · nonDerivative · entry 1

LEVIN MURRAY S · CIK 0001237925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,857

F1 · price: The reporting person has been granted 4,762 shares of restricted common stock under the Issuer's Third Amended & Restated Omnibus Equity Compensation Plan. These shares will vest over four years, with 25% vesting per year beginning on May 7, 2025, and are receivable on account of the reporting person's service as a director of the Company and without additional consideration.

Read SEC document
May 07, 2024 Filed May 8, 2024 20:15 UTC GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-040881 · ownership.xml · nonDerivative · entry 1

KESSLER STEVEN J · CIK 0001230072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,327

F1 · price: The reporting person has been granted 4,762 shares of restricted common stock under the Issuer's Third Amended & Restated Omnibus Equity Compensation Plan. These shares will vest over four years, with 25% vesting per year beginning on May 7, 2025, and are receivable on account of the reporting person's service as a director of the Company and without additional consideration.

Read SEC document
May 07, 2024 Filed May 8, 2024 20:15 UTC GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-040878 · ownership.xml · nonDerivative · entry 1

NEFF P SHERRILL · CIK 0001189158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,451

F1 · price: The reporting person has been granted 4,762 shares of restricted common stock under the Issuer's Third Amended & Restated Omnibus Equity Compensation Plan. These shares will vest over four years, with 25% vesting per year beginning on May 7, 2025, and are receivable on account of the reporting person's service as a director of the Company and without additional consideration.

Read SEC document
May 07, 2024 Filed May 8, 2024 16:15 UTC GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-040874 · ownership.xml · nonDerivative · entry 1

HART WILLIAM B · CIK 0001192079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,814

F1 · price: The reporting person has been granted 4,762 shares of restricted common stock under the Issuer's Third Amended & Restated Omnibus Equity Compensation Plan. These shares will vest over four years, with 25% vesting per year beginning on May 7, 2025, and are receivable on account of the reporting person's service as a director of the Company and without additional consideration.

Read SEC document
May 07, 2024 Filed May 8, 2024 20:15 UTC GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-040882 · ownership.xml · nonDerivative · entry 1

BRYANT DAVID J · CIK 0001203103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,880

F1 · price: The reporting person has been granted 4,762 shares of restricted common stock under the Issuer's Third Amended & Restated Omnibus Equity Compensation Plan. These shares will vest over four years, with 25% vesting per year beginning on May 7, 2025, and are receivable on account of the reporting person's service as a director of the Company and without additional consideration.

Read SEC document
May 07, 2024 Filed May 8, 2024 20:15 UTC GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-040880 · ownership.xml · nonDerivative · entry 1

Ickowicz Gary · CIK 0001387822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,629

F1 · price: The reporting person has been granted 4,762 shares of restricted common stock under the Issuer's Third Amended & Restated Omnibus Equity Compensation Plan. These shares will vest over four years, with 25% vesting per year beginning on May 7, 2025, and are receivable on account of the reporting person's service as a director of the Company and without additional consideration.

Read SEC document
May 07, 2024 Filed May 8, 2024 20:15 UTC GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-040877 · ownership.xml · nonDerivative · entry 1

Williams Dawanna · CIK 0001866877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,524

F1 · price: The reporting person has been granted 4,762 shares of restricted common stock under the Issuer's Third Amended & Restated Omnibus Equity Compensation Plan. These shares will vest over four years, with 25% vesting per year beginning on May 7, 2025, and are receivable on account of the reporting person's service as a director of the Company and without additional consideration.

Read SEC document
May 07, 2024 Filed May 8, 2024 20:15 UTC GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-040883 · ownership.xml · nonDerivative · entry 1

Edwards Karen K · CIK 0001335648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,524

F1 · price: The reporting person has been granted 4,762 shares of restricted common stock under the Issuer's Third Amended & Restated Omnibus Equity Compensation Plan. These shares will vest over four years, with 25% vesting per year beginning on May 7, 2025, and are receivable on account of the reporting person's service as a director of the Company and without additional consideration.

Read SEC document
December 01, 2023 Filed Dec 6, 2023 00:18 UTC Purchase8.625% Series C Preferred Stock 7,370 $22.25 $163,982.50
Disclosure

SEC source: 0001104659-23-123700 · tm2332278-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 691,836

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 28, 2023 Filed Feb 13, 2024 23:11 UTC Purchase8.625% Series C Preferred Stock 276 $21.94 $6,055.44
Disclosure

SEC source: 0001104659-24-022434 · tm246166-1_5seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 691,836

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 21:42 UTC PurchaseCommon Stock, $0.001 par value 1,209 $6.90 $8,342.10
Disclosure

SEC source: 0001104659-23-111482 · tm2329174-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,191,307

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $6.88 to $6.93 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 17, 2023 Filed Oct 17, 2023 22:37 UTC Purchase8.625% Series C Preferred Stock 700 $21.55 $15,085.00
Disclosure

SEC source: 0001104659-23-109689 · tm2328666-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 684,190

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 22:37 UTC Purchase7.875% Series D Preferred Stock 561 $17.70 $9,929.70
Disclosure

SEC source: 0001104659-23-109689 · tm2328666-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,020,135

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 20:07 UTC Purchase7.875% Series D Preferred Stock 630 $17.84 $11,239.20
Disclosure

SEC source: 0001104659-23-107493 · tm2327938-1_4seq1.xml · nonDerivative · entry 4

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,019,574

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $17.75 to $17.85 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 20:07 UTC Purchase8.625% Series C Preferred Stock 2,700 $21.61 $58,347.00
Disclosure

SEC source: 0001104659-23-107493 · tm2327938-1_4seq1.xml · nonDerivative · entry 3

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 683,490

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $21.54 to $21.62 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:07 UTC Purchase7.875% Series D Preferred Stock 493 $17.90 $8,824.70
Disclosure

SEC source: 0001104659-23-107493 · tm2327938-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,018,944

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:07 UTC Purchase8.625% Series C Preferred Stock 14 $21.65 $303.10
Disclosure

SEC source: 0001104659-23-107493 · tm2327938-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 680,790

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 03, 2023 Filed Oct 4, 2023 00:35 UTC Purchase7.875% Series D Preferred Stock 565 $18.15 $10,254.75
Disclosure

SEC source: 0001104659-23-106522 · tm2327614-1_4seq1.xml · nonDerivative · entry 4

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,018,451

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 03, 2023 Filed Oct 4, 2023 00:35 UTC Purchase8.625% Series C Preferred Stock 5,117 $21.67 $110,885.39
Disclosure

SEC source: 0001104659-23-106522 · tm2327614-1_4seq1.xml · nonDerivative · entry 3

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 680,776

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $21.60 to $21.73 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 00:35 UTC Purchase8.625% Series C Preferred Stock 1,723 $21.77 $37,509.71
Disclosure

SEC source: 0001104659-23-106522 · tm2327614-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 675,659

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $21.75 to $21.79 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 29, 2023 Filed Oct 4, 2023 00:35 UTC Purchase7.875% Series D Preferred Stock 580 $18.40 $10,672.00
Disclosure

SEC source: 0001104659-23-106522 · tm2327614-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,017,886

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $18.30 to $18.40 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 28, 2023 Filed Sep 28, 2023 21:58 UTC Purchase7.875% Series D Preferred Stock 265 $18.90 $5,008.50
Disclosure

SEC source: 0001104659-23-104846 · tm2327185-1_4seq1.xml · nonDerivative · entry 4

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,017,306

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 28, 2023 Filed Sep 28, 2023 21:58 UTC Purchase8.625% Series C Preferred Stock 54 $22.15 $1,196.10
Disclosure

SEC source: 0001104659-23-104846 · tm2327185-1_4seq1.xml · nonDerivative · entry 3

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 673,936

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 27, 2023 Filed Sep 28, 2023 21:58 UTC Purchase7.875% Series D Preferred Stock 416 $19.00 $7,904.00
Disclosure

SEC source: 0001104659-23-104846 · tm2327185-1_4seq1.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,017,041

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 21:58 UTC Purchase8.625% Series C Preferred Stock 55 $22.15 $1,218.25
Disclosure

SEC source: 0001104659-23-104846 · tm2327185-1_4seq1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 673,882

F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts.

F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.