Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 20, 2020 22:40 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
SaleCommon Stock | 19,500 | $28.25 | $550,875.00 |
DisclosureSEC source: 0001209191-20-011225 · doc4.xml · nonDerivative · entry 3 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,171 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.22 to $28.45, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of February 19, 2020, 41,404 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 20, 2020 Filed Feb 20, 2020 22:40 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionCommon Stock | 19,500 | $7.20 | $140,400.00 |
DisclosureSEC source: 0001209191-20-011225 · doc4.xml · nonDerivative · entry 2 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Of the shares held as of February 19, 2020, 41,404 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 22:40 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
SaleCommon Stock | 5,900 | $27.88 | $164,492.00 |
DisclosureSEC source: 0001209191-20-011225 · doc4.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,171 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $27.85 to $27.96, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of February 19, 2020, 41,404 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 21:35 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionStock option (right to buy) · Derivative | 47,100 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-20-009219 · doc4.xml · derivative · entry 3 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,100 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 21:35 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
SaleCommon Stock | 47,100 | $28.76 | $1,354,596.00 |
DisclosureSEC source: 0001209191-20-009219 · doc4.xml · nonDerivative · entry 2 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,384 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.75 to $29.01, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of February 13, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 21:35 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionCommon Stock | 47,100 | $12.04 | $567,084.00 |
DisclosureSEC source: 0001209191-20-009219 · doc4.xml · nonDerivative · entry 1 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 13, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 21:36 UTC |
PUMA MARY GDirector · President and CEO
|
SaleCommon Stock | 21,012 | $28.50 | $598,842.00 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,873 F1 · balance_after: Of the shares held as of February 12, 2020, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 21:36 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionCommon Stock | 21,012 | $6.40 | $134,476.80 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 12, 2020, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 12, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionStock option (right to buy) · Derivative | 2,900 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · derivative · entry 10 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,100 Underlying: Common Stock · 2,900 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,974 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · derivative · entry 9 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,974 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
SaleCommon Stock | 2,900 | $28.79 | $83,491.00 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · nonDerivative · entry 7 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,384 F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.75 to 28.85, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of February 11, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 12, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionCommon Stock | 2,900 | $12.04 | $34,916.00 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · nonDerivative · entry 6 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Of the shares held as of February 11, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 12, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
SaleCommon Stock | 7,974 | $28.84 | $229,970.16 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · nonDerivative · entry 5 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,384 F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.84 to $28.97, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of February 11, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 12, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionCommon Stock | 7,974 | $7.20 | $57,412.80 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · nonDerivative · entry 4 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Of the shares held as of February 11, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:36 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 21,012 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · derivative · entry 7 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,012 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:36 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 41,488 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · derivative · entry 6 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,012 Underlying: Common Stock · 41,488 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:36 UTC |
PUMA MARY GDirector · President and CEO
|
SaleCommon Stock | 41,488 | $28.51 | $1,182,822.88 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,873 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.50 to 28.71, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of February 12, 2020, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:36 UTC |
PUMA MARY GDirector · President and CEO
|
Exercise / conversionCommon Stock | 41,488 | $6.40 | $265,523.20 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 12, 2020, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 42,026 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · derivative · entry 8 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,974 Underlying: Common Stock · 42,026 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
SaleCommon Stock | 42,026 | $28.92 | $1,215,391.92 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · nonDerivative · entry 3 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,384 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $29.12, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of February 11, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
Exercise / conversionCommon Stock | 42,026 | $7.20 | $302,587.20 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · nonDerivative · entry 2 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Of the shares held as of February 11, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:42 UTC |
ALDEBORGH JOHN EEVP, Customer Operations
|
SaleCommon Stock | 4,791 | $29.06 | $139,226.46 |
DisclosureSEC source: 0001209191-20-008907 · doc4.xml · nonDerivative · entry 1 ALDEBORGH JOHN E · CIK 0001192438 · EVP, Customer Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,384 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $29.05 to $29.08, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of February 11, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:38 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,610 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-20-008905 · doc4.xml · derivative · entry 6 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,610 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:38 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 14,063 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-20-008905 · doc4.xml · derivative · entry 5 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,063 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:38 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
SaleCommon Stock | 24,610 | $29.03 | $714,428.30 |
DisclosureSEC source: 0001209191-20-008905 · doc4.xml · nonDerivative · entry 4 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,493 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.11, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of February 11, 2020, 68,156 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:38 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 24,610 | $12.04 | $296,304.40 |
DisclosureSEC source: 0001209191-20-008905 · doc4.xml · nonDerivative · entry 3 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 11, 2020, 68,156 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:38 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
SaleCommon Stock | 14,063 | $29.05 | $408,530.15 |
DisclosureSEC source: 0001209191-20-008905 · doc4.xml · nonDerivative · entry 2 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,493 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.14, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of February 11, 2020, 68,156 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:38 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 14,063 | $7.20 | $101,253.60 |
DisclosureSEC source: 0001209191-20-008905 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 11, 2020, 68,156 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:37 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-20-008903 · doc4.xml · derivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:37 UTC |
Bintz William JEVP, Product Development
|
SaleCommon Stock | 12,500 | $29.02 | $362,750.00 |
DisclosureSEC source: 0001209191-20-008903 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,497 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $29.01 to $29.02, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of February 11, 2020, 46,644 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:37 UTC |
Bintz William JEVP, Product Development
|
Exercise / conversionCommon Stock | 12,500 | $7.20 | $90,000.00 |
DisclosureSEC source: 0001209191-20-008903 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 11, 2020, 46,644 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:38 UTC |
St Dennis ThomasDirector
|
SaleCommon Stock | 8,500 | $28.27 | $240,295.00 |
DisclosureSEC source: 0001209191-20-007927 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,058 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.24 to $28.29, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 21:07 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
SaleCommon Stock | 10,000 | $23.27 | $232,700.00 |
DisclosureSEC source: 0001209191-19-060351 · doc4.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,071 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.23 to $23.38, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of December 13, 2019, 41,404 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 21:11 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-19-060205 · doc4.xml · derivative · entry 5 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 21:11 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-19-060205 · doc4.xml · derivative · entry 4 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 21:11 UTC |
FLETCHER R JOHNDirector
|
SaleCommon Stock | 20,000 | $23.52 | $470,400.00 |
DisclosureSEC source: 0001209191-19-060205 · doc4.xml · nonDerivative · entry 3 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,104 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.61, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 21:11 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionCommon Stock | 10,000 | $7.20 | $72,000.00 |
DisclosureSEC source: 0001209191-19-060205 · doc4.xml · nonDerivative · entry 2 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 21:11 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionCommon Stock | 10,000 | $6.40 | $64,000.00 |
DisclosureSEC source: 0001209191-19-060205 · doc4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 22:37 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-19-060082 · doc4.xml · derivative · entry 5 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 22:37 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-19-060082 · doc4.xml · derivative · entry 4 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 22:37 UTC |
FLETCHER R JOHNDirector
|
SaleCommon Stock | 22,500 | $22.96 | $516,600.00 |
DisclosureSEC source: 0001209191-19-060082 · doc4.xml · nonDerivative · entry 3 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,104 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.88 to $23.06, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 22:37 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionCommon Stock | 10,000 | $7.96 | $79,600.00 |
DisclosureSEC source: 0001209191-19-060082 · doc4.xml · nonDerivative · entry 2 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 22:37 UTC |
FLETCHER R JOHNDirector
|
Exercise / conversionCommon Stock | 12,500 | $6.40 | $80,000.00 |
DisclosureSEC source: 0001209191-19-060082 · doc4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 21:24 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionStock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-19-059854 · doc4.xml · derivative · entry 3 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 18,000 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 21:24 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
SaleCommon Stock | 18,000 | $22.80 | $410,400.00 |
DisclosureSEC source: 0001209191-19-059854 · doc4.xml · nonDerivative · entry 2 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,071 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.76 to $22.89, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of December 10, 2019, 41,404 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 21:24 UTC |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionCommon Stock | 18,000 | $7.20 | $129,600.00 |
DisclosureSEC source: 0001209191-19-059854 · doc4.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of December 10, 2019, 41,404 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 21:20 UTC Amendment |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionStock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-19-060376 · doc4a.xml · derivative · entry 3 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 18,000 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 21:20 UTC Amendment |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
SaleCommon Stock | 18,000 | $22.80 | $410,400.00 |
DisclosureSEC source: 0001209191-19-060376 · doc4a.xml · nonDerivative · entry 2 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,071 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.76 to $22.89, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of December 10, 2019, 41,404 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 21:20 UTC Amendment |
FALLON LYNNETTE CExecutive VP, HR/Legal
|
Exercise / conversionCommon Stock | 18,000 | $7.20 | $129,600.00 |
DisclosureSEC source: 0001209191-19-060376 · doc4a.xml · nonDerivative · entry 1 FALLON LYNNETTE C · CIK 0001195654 · Executive VP, HR/Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of December 10, 2019, 41,404 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| December 09, 2019 Filed Dec 9, 2019 21:45 UTC |
BREWER KEVIN JEVP & Chief Financial Officer
|
SaleCommon Stock | 24,389 | $22.56 | $550,215.84 |
DisclosureSEC source: 0001209191-19-059684 · doc4.xml · nonDerivative · entry 1 BREWER KEVIN J · CIK 0001314431 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,493 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.70, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of December 9, 2019, 68,156 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.