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Nasdaq · USD

ACIW

ACI WORLDWIDE, INC.

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Tapewire entity
3881
SEC CIK
0000935036
Parsed reports
382

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2021 Filed Feb 24, 2021 00:37 UTC
BYRNES DENNISChief Legal Officer
GrantCommon Stock 38,326 $0.00 $0.00
Disclosure

SEC source: 0001269847-21-000003 · edgardoc.xml · nonDerivative · entry 2

BYRNES DENNIS · CIK 0001245179 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,045

F3 · shares: The performance shares were granted pursuant to the Company's 2016 Equity and Performance Incentive Plan, as amended. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 00:37 UTC
Behrens Scott WChief Financial Officer
Disposition to issuerCommon Stock 22,181 $41.46 $919,624.26
Disclosure

SEC source: 0001269847-21-000002 · edgardoc.xml · nonDerivative · entry 3

Behrens Scott W · CIK 0001346119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,626

F3 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of performance shares.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 00:37 UTC
Behrens Scott WChief Financial Officer
GrantCommon Stock 47,908 $0.00 $0.00
Disclosure

SEC source: 0001269847-21-000002 · edgardoc.xml · nonDerivative · entry 2

Behrens Scott W · CIK 0001346119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,807

F2 · shares: The performance shares were granted pursuant to the Company's 2016 Equity and Performance Incentive Plan, as amended. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 00:37 UTC
Aretakis EvanthiaChief Revenue Officer
Disposition to issuerCommon Stock 8,678 $41.46 $359,789.88
Disclosure

SEC source: 0001269847-21-000001 · edgardoc.xml · nonDerivative · entry 3

Aretakis Evanthia · CIK 0001796621 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,601

F3 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of performance shares.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 00:37 UTC
Aretakis EvanthiaChief Revenue Officer
GrantCommon Stock 28,744 $0.00 $0.00
Disclosure

SEC source: 0001269847-21-000001 · edgardoc.xml · nonDerivative · entry 2

Aretakis Evanthia · CIK 0001796621 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,279

F2 · shares: The performance shares were granted pursuant to the Company's 2016 Equity and Performance Incentive Plan, as amended. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 00:38 UTC
Wilmot JeremyChief Product Officer
Disposition to issuerCommon Stock 1,410 $42.43 $59,826.30
Disclosure

SEC source: 0001269847-21-000004 · edgardoc.xml · nonDerivative · entry 1

Wilmot Jeremy · CIK 0001796639 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,789

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one third of his restricted stock units.

F2 · balance_after: The amount of securities owned has also been updated to include 182 shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 00:37 UTC
BYRNES DENNISChief Legal Officer
Disposition to issuerCommon Stock 4,054 $42.43 $172,011.22
Disclosure

SEC source: 0001269847-21-000003 · edgardoc.xml · nonDerivative · entry 1

BYRNES DENNIS · CIK 0001245179 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,719

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one third of his restricted stock units.

F2 · balance_after: The amount of securities owned has also been updated to include 291 shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 00:37 UTC
Behrens Scott WChief Financial Officer
Disposition to issuerCommon Stock 5,048 $42.43 $214,186.64
Disclosure

SEC source: 0001269847-21-000002 · edgardoc.xml · nonDerivative · entry 1

Behrens Scott W · CIK 0001346119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,899

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one third of his restricted stock units.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 00:37 UTC
Aretakis EvanthiaChief Revenue Officer
Disposition to issuerCommon Stock 1,668 $42.43 $70,773.24
Disclosure

SEC source: 0001269847-21-000001 · edgardoc.xml · nonDerivative · entry 1

Aretakis Evanthia · CIK 0001796621 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,535

F1 · shares: Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one third of her restricted stock units.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:14 UTC
Wilmot JeremyChief Product Officer
SaleCommon Stock 6,863 $38.81 $266,368.81
Disclosure

SEC source: 0001269847-20-000057 · edgardoc.xml · nonDerivative · entry 1

Wilmot Jeremy · CIK 0001796639 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,017

F1 · price: The sale price ranged from $38.81 to $38.821, with a weighted average sale price of $38.812278. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: The amount of securities owned has also been updated to include 705 shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:07 UTC PurchaseCommon Stock 2,600 $38.43 $99,924.76
Disclosure

SEC source: 0001269847-20-000056 · edgardoc.xml · nonDerivative · entry 1

Bobrinskoy Charles K · CIK 0001444467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

F1 · price: The purchase price is a weighted average price of $38.4326.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:38 UTC GrantCommon Stock 4,368 $0.00 $0.00
Disclosure

SEC source: 0001269847-20-000055 · edgardoc.xml · nonDerivative · entry 1

Lamouche Didier R · CIK 0001831993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,368

F1 · shares: Represents shares of restricted stock awarded on December 1, 2020 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:21 UTC GrantCommon Stock 4,368 $0.00 $0.00
Disclosure

SEC source: 0001269847-20-000054 · edgardoc.xml · nonDerivative · entry 1

Bobrinskoy Charles K · CIK 0001444467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,368

F1 · shares: Represents shares of restricted stock awarded on December 1, 2020 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:50 UTC
Behrens Scott WChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 48,285 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001269847-20-000053 · edgardoc.xml · derivative · entry 3

Behrens Scott W · CIK 0001346119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,285 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. The shares identified herein were sold pursuant to the cashless exercise of options granted to Mr. Behrens on December 1, 2010, which would otherwise expire in accordance with their terms on December 1, 2020.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:50 UTC
Behrens Scott WChief Financial Officer
SaleCommon Stock 29,952 $32.37 $969,546.24
Disclosure

SEC source: 0001269847-20-000053 · edgardoc.xml · nonDerivative · entry 2

Behrens Scott W · CIK 0001346119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,947

F1 · price: The sale price ranged from $32.16 to $32.54, with a weighted average sale price of $32.37. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:50 UTC
Behrens Scott WChief Financial Officer
Exercise / conversionCommon Stock 48,285 $8.88 $428,611.46
Disclosure

SEC source: 0001269847-20-000053 · edgardoc.xml · nonDerivative · entry 1

Behrens Scott W · CIK 0001346119 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:44 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 4,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001269847-20-000052 · edgardoc.xml · nonDerivative · entry 1

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,663

F1 · price: The sale price ranged from $32.80 to $32.83, with a weighted average sale price of $32.81. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 13, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 59,748 Not disclosed Not disclosed
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 15

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,343

F8 · price: The sale price ranged from $31.38 to $31.88, with a weighted average sale price of $31.64. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,307 $0.00 Strike: $20.51 $0.00
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · derivative · entry 21

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,307 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 64,000 $0.00 Strike: $20.12 $0.00
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · derivative · entry 19

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,000 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2016 Equity and Performance Incentive Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 48,293 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · derivative · entry 18

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,293 shares

Expires 2025-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 72,333 $0.00 Strike: $17.89 $0.00
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · derivative · entry 17

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,333 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 64,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 14

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,091

F5 · price: The sale price ranged from $31.22 to $31.83, with a weighted average sale price of $31.38. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionCommon Stock 64,000 $20.12 $1,287,680.00
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 13

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 14,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 12

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,091

F7 · price: The sale price ranged from $32.00 to $32.60, with a weighted average sale price of $32.14. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionCommon Stock 14,307 $20.51 $293,483.78
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 11

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 48,293 Not disclosed Not disclosed
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 10

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,091

F6 · price: The sale price ranged from $31.38 to $32.14, with a weighted average sale price of $31.53. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionCommon Stock 48,293 $19.08 $921,430.44
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 9

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 72,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 8

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,091

F5 · price: The sale price ranged from $31.22 to $31.83, with a weighted average sale price of $31.38. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionCommon Stock 72,333 $17.89 $1,294,037.37
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 7

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,671 $0.00 Strike: $20.51 $0.00
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · derivative · entry 20

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,307

Underlying: Common Stock · 4,671 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,548 $0.00 Strike: $14.27 $0.00
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · derivative · entry 16

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,548 shares

Expires 2022-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 10,548 Not disclosed Not disclosed
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 6

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,091

F4 · price: The sale price ranged from $33.08 to $34.07, with a weighted average sale price of $33.63. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionCommon Stock 10,548 $14.27 $150,519.96
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 5

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 4,671 Not disclosed Not disclosed
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 4

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,091

F3 · price: The sale price ranged from $33.00 to $33.27, with a weighted average sale price of $33.08. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
Exercise / conversionCommon Stock 4,671 $20.51 $95,817.62
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 3

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 4,754 $33.05 $157,135.39
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 2

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,091

F2 · price: The sale price ranged from $33.00 to $33.19, with a weighted average sale price of $33.053324. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:21 UTC
Saks Craig SChief Strategy Officer
SaleCommon Stock 648 $34.13 $22,115.20
Disclosure

SEC source: 0001269847-20-000051 · edgardoc.xml · nonDerivative · entry 1

Saks Craig S · CIK 0001667918 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,845

F1 · price: The sale price ranged from $34.01 to $34.15, with a weighted average sale price of $34.128395. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:10 UTC
Braatz MichaelEVP, Chief Product Officer
GiftCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001269847-20-000041 · edgardoc.xml · nonDerivative · entry 1

Braatz Michael · CIK 0001796683 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,075

F1 · shares: This transaction represents a charitable gift.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:12 UTC
BYRNES DENNISEVP, General Counsel & Sec.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35,133 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001269847-20-000040 · edgardoc.xml · derivative · entry 6

BYRNES DENNIS · CIK 0001245179 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,133 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares identified herein were sold pursuant to the cashless exercise of options granted to Mr. Byrnes on December 1, 2010. Such options would have otherwise expired in accordance with their terms on December 1, 2020.

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August 25, 2020 Filed Aug 26, 2020 20:12 UTC
BYRNES DENNISEVP, General Counsel & Sec.
SaleCommon Stock 35,133 $30.05 $1,055,623.68
Disclosure

SEC source: 0001269847-20-000040 · edgardoc.xml · nonDerivative · entry 4

BYRNES DENNIS · CIK 0001245179 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,482

F3 · price: The sale price ranged from $30.00 to $30.31, with a weighted average sale price of $30.046537. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 25, 2020 Filed Aug 26, 2020 20:12 UTC
BYRNES DENNISEVP, General Counsel & Sec.
Exercise / conversionCommon Stock 35,133 $8.88 $311,865.10
Disclosure

SEC source: 0001269847-20-000040 · edgardoc.xml · nonDerivative · entry 3

BYRNES DENNIS · CIK 0001245179 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2020 Filed Aug 26, 2020 20:12 UTC
BYRNES DENNISEVP, General Counsel & Sec.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,152 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001269847-20-000040 · edgardoc.xml · derivative · entry 5

BYRNES DENNIS · CIK 0001245179 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,133

Underlying: Common Stock · 13,152 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares identified herein were sold pursuant to the cashless exercise of options granted to Mr. Byrnes on December 1, 2010. Such options would have otherwise expired in accordance with their terms on December 1, 2020.

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August 24, 2020 Filed Aug 26, 2020 20:12 UTC
BYRNES DENNISEVP, General Counsel & Sec.
SaleCommon Stock 13,152 $30.01 $394,661.27
Disclosure

SEC source: 0001269847-20-000040 · edgardoc.xml · nonDerivative · entry 2

BYRNES DENNIS · CIK 0001245179 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,482

F2 · price: The sale price ranged from $30.00 to $30.09, with a weighted average sale price of $30.007727. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 24, 2020 Filed Aug 26, 2020 20:12 UTC
BYRNES DENNISEVP, General Counsel & Sec.
Exercise / conversionCommon Stock 13,152 $8.88 $116,746.36
Disclosure

SEC source: 0001269847-20-000040 · edgardoc.xml · nonDerivative · entry 1

BYRNES DENNIS · CIK 0001245179 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of securities owned has also been updated to include 428 shares acquired under the Company's Employee Stock Purchase Plan.

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August 17, 2020 Filed Aug 19, 2020 20:27 UTC
Braatz MichaelEVP, Chief Product Officer
GiftCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001269847-20-000039 · edgardoc.xml · nonDerivative · entry 1

Braatz Michael · CIK 0001796683 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,127

F1 · shares: This transaction represents a charitable gift.

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June 19, 2020 Filed Jun 23, 2020 20:12 UTC PurchaseCommon Stock 4,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001269847-20-000038 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,907

F1 · price: The purchase price ranged from $27.59 to $27.63, with a weighted average purchase price of $27.628041. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer.

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June 09, 2020 Filed Jun 11, 2020 21:18 UTC GrantCommon Stock 8,837 $0.00 $0.00
Disclosure

SEC source: 0001269847-20-000036 · edgardoc.xml · nonDerivative · entry 1

Warsop Thomas W III · CIK 0001384334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,987

F1 · shares: Represents shares of restricted stock awarded on June 9, 2020 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 09, 2020 Filed Jun 11, 2020 21:21 UTC GrantCommon Stock 8,837 $0.00 $0.00
Disclosure

SEC source: 0001269847-20-000037 · edgardoc.xml · nonDerivative · entry 1

PATSLEY PAMELA H · CIK 0001182591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,130

F1 · shares: Represents shares of restricted stock awarded on June 9, 2020 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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June 09, 2020 Filed Jun 11, 2020 21:18 UTC GrantCommon Stock 8,837 $0.00 $0.00
Disclosure

SEC source: 0001269847-20-000035 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,307

F1 · shares: Represents shares of restricted stock awarded on June 9, 2020 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.