Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2019 Filed Jun 13, 2019 21:15 UTC |
ARMISTICE CAPITAL, LLC10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd Steven10% owner
|
SaleCommon Stock | 21,118 | $4.29 | $90,596.22 |
DisclosureSEC source: 0000919574-19-004138 · ownership.xml · nonDerivative · entry 3 ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045,084 F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation (the "Master Fund"), and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC ("Armistice Capital"), as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital. Armistice Capital and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 21:15 UTC |
ARMISTICE CAPITAL, LLC10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd Steven10% owner
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-004138 · ownership.xml · nonDerivative · entry 2 ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,066,202 F1 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation (the "Master Fund"), and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC ("Armistice Capital"), as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital. Armistice Capital and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 21:15 UTC |
ARMISTICE CAPITAL, LLC10% owner
Armistice Capital Master Fund Ltd.10% owner
Boyd Steven10% owner
|
SaleCommon Stock | 29,724 | $4.39 | $130,488.36 |
DisclosureSEC source: 0000919574-19-004138 · ownership.xml · nonDerivative · entry 1 ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner Boyd Steven · CIK 0001706140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066,202 F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation (the "Master Fund"), and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC ("Armistice Capital"), as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital. Armistice Capital and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 23, 2019 Filed May 28, 2019 10:01 UTC |
Stewart Richard AlistairDirector · Chairman & CEO
|
PurchaseCommon Stock | 17,500 | $3.61 | $63,092.75 |
DisclosureSEC source: 0001209191-19-032858 · doc4.xml · nonDerivative · entry 1 Stewart Richard Alistair · CIK 0001713369 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,530 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.6016 to $3.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:48 UTC |
MOYES JAY MDirector
|
GrantStock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001209191-19-030055 · doc4.xml · derivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2029-05-14 F1 · derivative.exercise_date: The options vest 100% on the earlier of May 14, 2020 or the date immediately prior to the Issuer's next annual meeting of stockholders. Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:49 UTC |
PARKER H STEWARTDirector
|
GrantStock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001209191-19-030057 · doc4.xml · derivative · entry 1 PARKER H STEWART · CIK 0001217456 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2029-05-14 F1 · derivative.exercise_date: The options vest 100% on the earlier of May 14, 2020 or the date immediately prior to the Issuer's next annual meeting of stockholders. Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:44 UTC |
MATTINGLY MARTIN ADirector
|
GrantStock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001209191-19-030045 · doc4.xml · derivative · entry 1 MATTINGLY MARTIN A · CIK 0001265782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2029-05-14 F1 · derivative.exercise_date: The options vest 100% on the earlier of May 14, 2020 or the date immediately prior to the Issuer's next annual meeting of stockholders. Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:43 UTC |
Joseph DonaldDirector
|
GrantStock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001209191-19-030043 · doc4.xml · derivative · entry 1 Joseph Donald · CIK 0001319460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2029-05-14 F1 · derivative.exercise_date: The options vest 100% on the earlier of May 14, 2020 or the date immediately prior to the Issuer's next annual meeting of stockholders. Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:41 UTC |
Cormack Scott DanielDirector
|
GrantStock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001209191-19-030038 · doc4.xml · derivative · entry 1 Cormack Scott Daniel · CIK 0001442675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2029-05-14 F1 · derivative.exercise_date: The options vest 100% on the earlier of May 14, 2020 or the date immediately prior to the Issuer's next annual meeting of stockholders. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:40 UTC |
JACOBS CINDYEVP, CMO
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001209191-19-006168 · doc4.xml · derivative · entry 2 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-01-29 F2 · derivative.exercise_date: Pursuant to the terms of the options 25% of the total shares underlying the option vest on the achievement of a performance-based milestone, and 75% vest in monthly installments over 24 months commencing one month from achievement of such milestone. The options will lapse in full if achievement of such milestone is not met by mid-2019 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:40 UTC |
JACOBS CINDYEVP, CMO
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001209191-19-006168 · doc4.xml · derivative · entry 1 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: The options vest 25% on the first anniversary of January 29, 2019 and thereafter in monthly installments over 36 months. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:33 UTC |
Bencich JohnCFO & COO
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001209191-19-006155 · doc4.xml · derivative · entry 2 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-01-29 F2 · derivative.exercise_date: Pursuant to the terms of the options 25% of the total shares underlying the option vest on the achievement of a performance-based milestone, and 75% vest in monthly installments over 24 months commencing one month from achievement of such milestone. The options will lapse in full if achievement of such milestone is not met by mid-2019 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:33 UTC |
Bencich JohnCFO & COO
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001209191-19-006155 · doc4.xml · derivative · entry 1 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: The options vest 25% on the first anniversary of January 29, 2019 and thereafter in monthly installments over 36 months. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:36 UTC |
Stewart Richard AlistairDirector · Chairman & CEO
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001209191-19-006161 · doc4.xml · derivative · entry 2 Stewart Richard Alistair · CIK 0001713369 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-01-29 F2 · derivative.exercise_date: Pursuant to the terms of the options 25% of the total shares underlying the option vest on the achievement of a performance-based milestone, and 75% vest in monthly installments over 24 months commencing one month from achievement of such milestone. The options will lapse in full if achievement of such milestone is not met by mid-2019 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:36 UTC |
Stewart Richard AlistairDirector · Chairman & CEO
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001209191-19-006161 · doc4.xml · derivative · entry 1 Stewart Richard Alistair · CIK 0001713369 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: The options vest 25% on the first anniversary of January 29, 2019 and thereafter in monthly installments over 36 months. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:38 UTC |
Clarke AnthonyDirector · President & CSO
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001209191-19-006166 · doc4.xml · derivative · entry 2 Clarke Anthony · CIK 0001713368 · Director · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-01-29 F2 · derivative.exercise_date: Pursuant to the terms of the options 25% of the total shares underlying the option vest on the achievement of a performance-based milestone, and 75% vest in monthly installments over 24 months commencing one month from achievement of such milestone. The options will lapse in full if achievement of such milestone is not met by mid-2019 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:38 UTC |
Clarke AnthonyDirector · President & CSO
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001209191-19-006166 · doc4.xml · derivative · entry 1 Clarke Anthony · CIK 0001713368 · Director · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: The options vest 25% on the first anniversary of January 29, 2019 and thereafter in monthly installments over 36 months. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:32 UTC |
JACOBS CINDYEVP, CMO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004325 · doc4.xml · derivative · entry 3 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement. F4 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2015; and (ii) the first day thereafter during which the issuer's trading window is open. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:32 UTC |
JACOBS CINDYEVP, CMO
|
Tax withholdingCommon Stock | 13 | $1.16 | $15.08 |
DisclosureSEC source: 0001209191-19-004325 · doc4.xml · nonDerivative · entry 2 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 F2 · shares: Represents shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the reporting person. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:32 UTC |
JACOBS CINDYEVP, CMO
|
Exercise / conversionCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004325 · doc4.xml · nonDerivative · entry 1 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:30 UTC |
Bencich JohnCFO & COO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004316 · doc4.xml · derivative · entry 3 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock at settlement. F4 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2015 and (ii) the first day thereafter during which the issuer's trading window is open. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:30 UTC |
Bencich JohnCFO & COO
|
Tax withholdingCommon Stock | 9 | $1.16 | $10.44 |
DisclosureSEC source: 0001209191-19-004316 · doc4.xml · nonDerivative · entry 2 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139 F2 · shares: Represents shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the reporting person. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:30 UTC |
Bencich JohnCFO & COO
|
Exercise / conversionCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004316 · doc4.xml · nonDerivative · entry 1 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:58 UTC |
PARKER H STEWARTDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001209191-18-051915 · doc4.xml · derivative · entry 1 PARKER H STEWART · CIK 0001217456 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The options vest in monthly installments over one year commencing one month from September 20 2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:00 UTC |
Stewart Richard AlistairDirector · Chairman & CEO
|
GrantStock Option (right to buy) · Derivative | 101,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001209191-18-051918 · doc4.xml · derivative · entry 1 Stewart Richard Alistair · CIK 0001713369 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,000 Underlying: Common Stock · 101,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The options will vest in equal monthly installments over a four year period commencing one month from September 20 2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:47 UTC |
MATTINGLY MARTIN ADirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001209191-18-051906 · doc4.xml · derivative · entry 1 MATTINGLY MARTIN A · CIK 0001265782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The options vest in monthly installments over one year commencing one month from September 20 2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:53 UTC |
MOYES JAY MDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001209191-18-051909 · doc4.xml · derivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The options vest in monthly installments over one year commencing one month from September 20 2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:44 UTC |
Joseph DonaldDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001209191-18-051904 · doc4.xml · derivative · entry 1 Joseph Donald · CIK 0001319460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The options vest in monthly installments over one year commencing one month from September 20 2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:42 UTC |
JACOBS CINDYEVP, CMO
|
GrantStock Option (right to buy) · Derivative | 37,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001209191-18-051902 · doc4.xml · derivative · entry 1 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The options vest in monthly installments over 48 months commencing one month from September 20 2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:40 UTC |
Cormack Scott DanielDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001209191-18-051899 · doc4.xml · derivative · entry 1 Cormack Scott Daniel · CIK 0001442675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The options vest in monthly installments over one year commencing one month from September 20 2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:38 UTC |
Clarke AnthonyDirector · President & CSO
|
GrantStock Option (right to buy) · Derivative | 37,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001209191-18-051896 · doc4.xml · derivative · entry 1 Clarke Anthony · CIK 0001713368 · Director · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The options will vest in equal monthly installments over a four year period commencing one month from September 20 2018. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:36 UTC |
Bencich JohnCFO & COO
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001209191-18-051894 · doc4.xml · derivative · entry 1 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The options vest in monthly installments over 48 months commencing one month from September 20 2018. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:52 UTC |
Bencich JohnCFO & COO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046834 · doc4.xml · derivative · entry 5 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28 Underlying: Common Stock · 28 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock at settlement. F11 · shares: This RSU was previously reported as covering 568 shares, which number was adjusted to reflect the Stock Split. F12 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2015 and (ii) the first day thereafter during which the issuer's trading window is open. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:52 UTC |
Bencich JohnCFO & COO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046834 · doc4.xml · derivative · entry 4 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock at settlement. F8 · shares: This RSU was previously reported as covering 909 shares, which number was adjusted to reflect the Stock Split. F9 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of August 12, 2014 and (ii) the first day thereafter during which the issuer's trading window is open. F10 · derivative.expiration_date: The RSUs expire 30 days from the date they vest. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:52 UTC |
Bencich JohnCFO & COO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046834 · doc4.xml · derivative · entry 3 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,110 Underlying: Common Stock · 1,370 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock at settlement. F6 · shares: This RSU was previously reported as covering 54,800 shares, which number was adjusted to reflect the Stock Split. F7 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of August 1, 2017 and (ii) the first day thereafter during which the issuer's trading window is open. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:52 UTC |
Bencich JohnCFO & COO
|
Tax withholdingCommon Stock | 458 | $2.78 | $1,273.24 |
DisclosureSEC source: 0001209191-18-046834 · doc4.xml · nonDerivative · entry 2 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120 F3 · shares: Represents shares of common stock that have been sold by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the reporting person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.77 to $2.815 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:52 UTC |
Bencich JohnCFO & COO
|
Exercise / conversionCommon Stock | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046834 · doc4.xml · nonDerivative · entry 1 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II. F2 · balance_after: On May 23, 2018, the Issuer effected a 1-for-10 split of its common stock (the "Stock Split") resulting in a decrease in the reporting person's ownership of 1,223 shares of common stock. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:55 UTC |
JACOBS CINDYEVP, CMO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046838 · doc4.xml · derivative · entry 6 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,110 Underlying: Common Stock · 1,370 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement. F13 · shares: This RSU was previously reported as covering 54,800 shares, which number was adjusted to reflect the Stock Split. F14 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of August 1, 2017 and (ii) the first day thereafter during which the issuer's trading window is open. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:55 UTC |
JACOBS CINDYEVP, CMO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046838 · doc4.xml · derivative · entry 5 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42 Underlying: Common Stock · 43 shares Expires 2019-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement. F11 · shares: This RSU was previously reported as covering 852 shares, which number was adjusted to reflect the Stock Split. F12 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2015 and (ii) the first day thereafter during which the issuer's trading window is open. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:55 UTC |
JACOBS CINDYEVP, CMO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046838 · doc4.xml · derivative · entry 4 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement. F9 · shares: This RSU was previously reported as covering 454 shares, which number was adjusted to reflect the Stock Split. F10 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of June 12, 2014 and (ii) the first day thereafter during which the issuer's trading window is open. F8 · derivative.expiration_date: The RSUs expire 30 days from the date they vest. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:55 UTC |
JACOBS CINDYEVP, CMO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046838 · doc4.xml · derivative · entry 3 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement. F6 · shares: This RSU was previously reported as covering 284 shares, which number was adjusted to reflect the Stock Split. F7 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2014 and (ii) the first day thereafter during which the issuer's trading window is open. F8 · derivative.expiration_date: The RSUs expire 30 days from the date they vest. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:55 UTC |
JACOBS CINDYEVP, CMO
|
Tax withholdingCommon Stock | 472 | $2.78 | $1,312.16 |
DisclosureSEC source: 0001209191-18-046838 · doc4.xml · nonDerivative · entry 2 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,810 F3 · shares: Represents shares of common stock that have been sold by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.77 to $2.815 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:55 UTC |
JACOBS CINDYEVP, CMO
|
Exercise / conversionCommon Stock | 1,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046838 · doc4.xml · nonDerivative · entry 1 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II. F2 · balance_after: On May 23 2018, the Issuer effected a 1-for-10 split of its common stock (the "Stock Split") resulting in a decrease of the reporting person's ownership by 7,179 shares of common stock. Read SEC document |
| August 13, 2018 Filed Aug 15, 2019 21:15 UTC |
JACOBS CINDYEVP, CMO
|
Tax withholdingCommon Stock | 408 | $1.88 | $767.04 |
DisclosureSEC source: 0001209191-19-046194 · doc4.xml · nonDerivative · entry 2 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 F2 · shares: Represents shares of common stock that have been sold by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| August 13, 2018 Filed Aug 15, 2019 21:15 UTC |
JACOBS CINDYEVP, CMO
|
Exercise / conversionCommon Stock | 1,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046194 · doc4.xml · nonDerivative · entry 1 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 20:00 UTC |
Stewart Richard AlistairDirector · Chairman & CEO
|
GrantStock Option (right to buy) · Derivative | 52,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001209191-18-044362 · doc4.xml · derivative · entry 1 Stewart Richard Alistair · CIK 0001713369 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2028-07-26 F1 · derivative.exercise_date: The options will vest in equal monthly installments over a four year period commencing one month from July 26 2018. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:56 UTC |
Clarke AnthonyDirector · President & CSO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001209191-18-044355 · doc4.xml · derivative · entry 1 Clarke Anthony · CIK 0001713368 · Director · President & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-07-26 F1 · derivative.exercise_date: The options will vest in equal monthly installments over a four year period commencing one month from July 26 2018. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC |
JACOBS CINDYEVP, CMO
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001209191-18-044358 · doc4.xml · derivative · entry 1 JACOBS CINDY · CIK 0001229762 · EVP, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-07-26 F1 · derivative.exercise_date: The options vest in monthly installments over 48 months commencing one month from July 26 2018. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:54 UTC |
Bencich JohnCFO & COO
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001209191-18-044352 · doc4.xml · derivative · entry 1 Bencich John · CIK 0001477056 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-07-26 F1 · derivative.exercise_date: The options vest in monthly installments over 48 months commencing one month from July 26 2018. Read SEC document |
| October 10, 2017 Filed Jan 12, 2017 16:31 UTC |
Cormack Scott DanielDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003460 · doc4.xml · derivative · entry 9 Cormack Scott Daniel · CIK 0001442675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,375 Underlying: Common Stock · 4,687 shares Expires 2019-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement. F6 · derivative.exercise_date: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2015; and (ii) the first day thereafter during which the issuer's trading window is open. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.