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Nasdaq · USD

ACHV

ACHIEVE LIFE SCIENCES, INC.

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5072
SEC CIK
0000949858
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2026 Filed Oct 6, 2026 20:15 UTC
Halladay BenjaminChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001953943-26-000004 · form4-10062026_081008.xml · derivative · entry 2

Halladay Benjamin · CIK 0001953943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2030-10-05

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F3 · derivative.exercise_date: The RSUs will vest as to 1/4 of the total award on each of October 5, 2027, October 5, 2028, October 5, 2029 and October 5, 2030 subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
October 05, 2026 Filed Oct 6, 2026 20:15 UTC
Halladay BenjaminChief Financial Officer
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001953943-26-000004 · form4-10062026_081008.xml · derivative · entry 1

Halladay Benjamin · CIK 0001953943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2036-10-05

F1 · derivative.exercise_date: This option will vest as to 1/4 of the total award on the first anniversary of October 5, 2026, and thereafter in substantially equal monthly installments over 36 months, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:30 UTC SaleCommon Stock 20,626 $8.49 $175,176.62
Disclosure

SEC source: 0001193125-26-361182 · ownership.xml · nonDerivative · entry 1

Stewart Richard Alistair · CIK 0001713369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,249

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.4536 to $8.52 per share, inclusive. The reporting person hereby undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:26 UTC GrantRestricted Stock Unit (RSU) · Derivative 16,700 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-324262 · ownership.xml · derivative · entry 2

Sellig Thomas · CIK 0001969416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2036-07-27

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the RSU, the shares underlying the RSU vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:26 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001193125-26-324262 · ownership.xml · derivative · entry 1

Sellig Thomas · CIK 0001969416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-07-27

F1 · derivative.exercise_date: The options vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:22 UTC GrantRestricted Stock Unit (RSU) · Derivative 16,700 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-324253 · ownership.xml · derivative · entry 2

Royston Aaron · CIK 0001727703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2036-07-27

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the RSU, the shares underlying the RSU vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:22 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001193125-26-324253 · ownership.xml · derivative · entry 1

Royston Aaron · CIK 0001727703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-07-27

F1 · derivative.exercise_date: The options vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:24 UTC GrantRestricted Stock Unit (RSU) · Derivative 16,700 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-324256 · ownership.xml · derivative · entry 2

Martin Christopher Nathan · CIK 0002097992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2036-07-27

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the RSU, the shares underlying the RSU vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:24 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001193125-26-324256 · ownership.xml · derivative · entry 1

Martin Christopher Nathan · CIK 0002097992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-07-27

F1 · derivative.exercise_date: The options vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:21 UTC GrantRestricted Stock Unit (RSU) · Derivative 16,700 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-324250 · ownership.xml · derivative · entry 2

Waldman Reid Alexander · CIK 0002107415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2036-07-27

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the RSU, the shares underlying the RSU vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:21 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001193125-26-324250 · ownership.xml · derivative · entry 1

Waldman Reid Alexander · CIK 0002107415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-07-27

F1 · derivative.exercise_date: The options vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:19 UTC GrantRestricted Stock Unit (RSU) · Derivative 16,700 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-324238 · ownership.xml · derivative · entry 2

Farrow Jeffrey S · CIK 0001405253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2036-07-27

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the RSU, the shares underlying the RSU vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:19 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001193125-26-324238 · ownership.xml · derivative · entry 1

Farrow Jeffrey S · CIK 0001405253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-07-27

F1 · derivative.exercise_date: The options vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:20 UTC GrantRestricted Stock Unit (RSU) · Derivative 16,700 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-324245 · ownership.xml · derivative · entry 2

Stewart Richard Alistair · CIK 0001713369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2036-07-27

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the RSU, the shares underlying the RSU vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:20 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001193125-26-324245 · ownership.xml · derivative · entry 1

Stewart Richard Alistair · CIK 0001713369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-07-27

F1 · derivative.exercise_date: The options vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:17 UTC GrantRestricted Stock Unit (RSU) · Derivative 16,700 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-324231 · ownership.xml · derivative · entry 2

Phelan Nancy R. · CIK 0001750316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2036-07-27

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the RSU, the shares underlying the RSU vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
July 27, 2026 Filed Jul 29, 2026 21:17 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001193125-26-324231 · ownership.xml · derivative · entry 1

Phelan Nancy R. · CIK 0001750316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-07-27

F1 · derivative.exercise_date: The options vest 100% on the earlier of July 27, 2027 or the date immediately prior to the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:13 UTC GrantStock Option (right to buy) · Derivative 47,250 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0002107415-26-000004 · ownership.xml · derivative · entry 1

Waldman Reid Alexander · CIK 0002107415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,250

Underlying: Common Stock · 47,250 shares

Expires 2036-05-29

F1 · derivative.exercise_date: The option will vest in substantially equal monthly installments over 36 months commencing May 29, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:12 UTC GrantStock Option (right to buy) · Derivative 47,250 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001405253-26-000011 · ownership.xml · derivative · entry 1

Farrow Jeffrey S · CIK 0001405253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,250

Underlying: Common Stock · 47,250 shares

Expires 2036-05-29

F1 · derivative.exercise_date: The option will vest in substantially equal monthly installments over 36 months commencing May 29, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:35 UTC GrantStock Option (right to buy) · Derivative 47,250 $0.00 Strike: $5.59 $0.00
Disclosure

SEC source: 0001193125-26-221774 · ownership.xml · derivative · entry 1

Martin Christopher Nathan · CIK 0002097992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,250

Underlying: Common Stock · 47,250 shares

Expires 2036-05-11

F1 · derivative.exercise_date: The option will vest in substantially equal monthly installments over 36 months commencing May 11, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
April 18, 2026 Filed Apr 21, 2026 22:20 UTC
Goldberg Andrew D.Director · CEO and President
GrantPerformance Restricted Stock Unit (PRSU) · Derivative 11,706,270 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-167418 · ownership.xml · derivative · entry 3

Goldberg Andrew D. · CIK 0001827722 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,706,270

Underlying: Common Stock · 11,706,270 shares

Expires 2036-04-18

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.

F4 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the number of shares underlying the PRSU vest based on achievement of eight share price milestones ranging from 2x to 9x of a reference price, in whole or in part, upon achievement of certain financial performance conditions. The PRSUs are eligible for accelerated vesting pursuant to the Reporting Person's employment agreement with the Issuer.

Read SEC document
April 18, 2026 Filed Apr 21, 2026 22:20 UTC
Goldberg Andrew D.Director · CEO and President
GrantStock Option (right to buy) · Derivative 3,601,929 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001193125-26-167418 · ownership.xml · derivative · entry 2

Goldberg Andrew D. · CIK 0001827722 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,601,929

Underlying: Common Stock · 3,601,929 shares

Expires 2036-04-18

F3 · derivative.exercise_date: The option will vest as to 1/4 of the total award on the one-year anniversary of April 18, 2026, and thereafter in substantially equal monthly installments over thirty-six months, subject to the Reporting Person's provision of services to the Issuer on each vesting date. The shares subject to the option are eligible for accelerated vesting pursuant to the Reporting Person's employment agreement with the Issuer.

Read SEC document
April 18, 2026 Filed Apr 21, 2026 22:20 UTC
Goldberg Andrew D.Director · CEO and President
GrantRestricted Stock Unit (RSU) · Derivative 1,800,965 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-167418 · ownership.xml · derivative · entry 1

Goldberg Andrew D. · CIK 0001827722 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800,965

Underlying: Common Stock · 1,800,965 shares

Expires 2036-04-18

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.

F2 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the RSU, the number of shares underlying the RSU vest as to 1/4 of the total award on the one-year anniversary of April 18, 2026, and thereafter in substantially equal quarterly installments on the twelve quarterly anniversaries thereafter, subject to the Reporting Person's provision of services to the Issuer on each vesting date. The RSUs are eligible for accelerated vesting pursuant to the Reporting Person's employment agreement with the Issuer.

Read SEC document
January 28, 2026 Filed Jan 30, 2026 21:10 UTC
Rubinstein Mark LawrenceChief Medical Officer
GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001193125-26-031806 · ownership.xml · derivative · entry 1

Rubinstein Mark Lawrence · CIK 0002103809 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2036-01-28

F1 · derivative.exercise_date: The option will vest as to 1/4 of the total award on the first anniversary of January 28, 2026, and thereafter in substantially equal monthly installments over 36 months, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 28, 2026 Filed Jan 30, 2026 21:09 UTC
Oki Mark KChief Financial Officer
GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001193125-26-031801 · ownership.xml · derivative · entry 1

Oki Mark K · CIK 0001491847 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2036-01-28

F1 · derivative.exercise_date: The option will vest as to 1/4 of the total award on the first anniversary of January 28, 2026, and thereafter in substantially equal monthly installments over 36 months, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 28, 2026 Filed Jan 30, 2026 21:08 UTC
Xinos JaimeChief Commercial Officer
GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001193125-26-031795 · ownership.xml · derivative · entry 1

Xinos Jaime · CIK 0002041627 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2036-01-28

F1 · derivative.exercise_date: The option will vest as to 1/4 of the total award on the first anniversary of January 28, 2026, and thereafter in substantially equal monthly installments over 36 months, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 28, 2026 Filed Jan 30, 2026 21:07 UTC
Donnelly CraigChief Operations Officer
GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001193125-26-031790 · ownership.xml · derivative · entry 1

Donnelly Craig · CIK 0002086790 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2036-01-28

F1 · derivative.exercise_date: The option will vest as to 1/4 of the total award on the first anniversary of January 28, 2026, and thereafter in substantially equal monthly installments over 36 months, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 28, 2026 Filed Jan 30, 2026 21:06 UTC
Stewart Richard AlistairDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 645,000 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001193125-26-031782 · ownership.xml · derivative · entry 1

Stewart Richard Alistair · CIK 0001713369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645,000

Underlying: Common Stock · 645,000 shares

Expires 2036-01-28

F1 · derivative.exercise_date: The option will vest as to 1/4 of the total award on the first anniversary of January 28, 2026, and thereafter in substantially equal monthly installments over 36 months, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 28, 2026 Filed Jan 30, 2026 21:05 UTC
Wan JerryPrincipal Accounting Officer
GrantStock Option (right to buy) · Derivative 70,300 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001193125-26-031761 · ownership.xml · derivative · entry 1

Wan Jerry · CIK 0001828041 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,300

Underlying: Common Stock · 70,300 shares

Expires 2036-01-28

F1 · derivative.exercise_date: The option will vest as to 1/4 of the total award on the first anniversary of January 28, 2026, and thereafter in substantially equal monthly installments over 36 months, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:01 UTC
Atkisson ErikChief Legal Officer
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001193125-25-311199 · ownership.xml · derivative · entry 1

Atkisson Erik · CIK 0001885915 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2035-12-04

F1 · derivative.exercise_date: This option will vest as to 1/4 of the total award on the first anniversary of October 20, 2025, and thereafter in substantially equal monthly installments over 36 months, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:37 UTC
Donnelly CraigChief Operations Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.10 $0.00
Disclosure

SEC source: 0001193125-25-230324 · ownership.xml · derivative · entry 1

Donnelly Craig · CIK 0002086790 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-10-01

F1 · derivative.exercise_date: This option will vest as to 1/4 of the total award on the first anniversary of September 8, 2025, and thereafter in substantially equal monthly installments over 36 months, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 20:31 UTC
Oki Mark KChief Financial Officer
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 168,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-211404 · ownership.xml · derivative · entry 3

Oki Mark K · CIK 0001491847 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168,000 shares

Expires 2028-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F5 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 20:31 UTC
Oki Mark KChief Financial Officer
SaleCommon Stock 50,060 $2.92 $146,175.20
Disclosure

SEC source: 0001193125-25-211404 · ownership.xml · nonDerivative · entry 2

Oki Mark K · CIK 0001491847 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,940

F2 · shares: Represents shares of common stock that have been sold by the Reporting Person to satisfy income tax withholding and remittance obligations in connection with the net settlement of the PRSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.83 to $3.02 per share, inclusive. The reporting person hereby undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 20:31 UTC
Oki Mark KChief Financial Officer
Exercise / conversionCommon Stock 168,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-211404 · ownership.xml · nonDerivative · entry 1

Oki Mark K · CIK 0001491847 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II.

Read SEC document
September 18, 2025 Filed Sep 22, 2025 20:29 UTC
Stewart Richard AlistairDirector · Chief Executive Officer
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 157,500 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-211392 · ownership.xml · derivative · entry 6

Stewart Richard Alistair · CIK 0001713369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 157,500 shares

Expires 2029-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F6 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones.

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September 18, 2025 Filed Sep 22, 2025 20:29 UTC
Stewart Richard AlistairDirector · Chief Executive Officer
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 140,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-211392 · ownership.xml · derivative · entry 5

Stewart Richard Alistair · CIK 0001713369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,000 shares

Expires 2028-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F6 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones.

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September 18, 2025 Filed Sep 22, 2025 20:29 UTC
Stewart Richard AlistairDirector · Chief Executive Officer
SaleCommon Stock 129,501 $2.92 $378,142.92
Disclosure

SEC source: 0001193125-25-211392 · ownership.xml · nonDerivative · entry 2

Stewart Richard Alistair · CIK 0001713369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,875

F2 · shares: Represents shares of common stock that have been sold by the Reporting Person to satisfy income tax withholding and remittance obligations in connection with the net settlement of the PRSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.83 to $3.02 per share, inclusive. The reporting person hereby undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 18, 2025 Filed Sep 22, 2025 20:29 UTC
Stewart Richard AlistairDirector · Chief Executive Officer
Exercise / conversionCommon Stock 297,500 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-211392 · ownership.xml · nonDerivative · entry 1

Stewart Richard Alistair · CIK 0001713369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II.

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September 04, 2025 Filed Sep 8, 2025 21:10 UTC
Oki Mark KChief Financial Officer
GrantPerformance Restricted Stock Unit · Derivative 168,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113606 · ownership.xml · derivative · entry 1

Oki Mark K · CIK 0001491847 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168,000 shares

Expires 2028-12-06

F1 · security: Represents performance restricted stock units ("PRSUs") previously reported on December 9, 2024 that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors.

F2 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones.

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September 04, 2025 Filed Sep 8, 2025 21:01 UTC
Stewart Richard AlistairDirector · Chieve Executive Officer
GrantPerformance Restricted Stock Unit · Derivative 157,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113598 · ownership.xml · derivative · entry 2

Stewart Richard Alistair · CIK 0001713369 · Director · Chieve Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 157,500 shares

Expires 2029-01-13

F4 · security: Represent PRSUs previously reported on January 14, 2025 that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Commmittee of the Issuer's Board of Directors.

F2 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones.

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September 04, 2025 Filed Sep 8, 2025 21:01 UTC
Stewart Richard AlistairDirector · Chieve Executive Officer
GrantPerformance Restricted Stock Unit · Derivative 140,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113598 · ownership.xml · derivative · entry 1

Stewart Richard Alistair · CIK 0001713369 · Director · Chieve Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,000 shares

Expires 2028-01-22

F1 · security: Represent PRSUs previously reported on January 24, 2024 that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Commmittee of the Issuer's Board of Directors.

F2 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F3 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones.

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September 04, 2025 Filed Sep 8, 2025 20:59 UTC
Wan JerryPrincipal Accounting Officer
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 9,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113592 · ownership.xml · derivative · entry 4

Wan Jerry · CIK 0001828041 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,400

Underlying: Common Stock · 9,600 shares

Expires 2035-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Represents PRSUs previously reported on January 30, 2025 that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors.

F5 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F8 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the number of underlying shares of the Issuer's common stock that may ultimately vest ranges from 0% to 100% of the number of the PRSUs initially granted, subject to certain milestones being met during the measurement period.

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September 04, 2025 Filed Sep 8, 2025 20:59 UTC
Wan JerryPrincipal Accounting Officer
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 24,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113592 · ownership.xml · derivative · entry 3

Wan Jerry · CIK 0001828041 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,500 shares

Expires 2028-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents PRSUs previously reported on January 24, 2024 that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors.

F5 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F6 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones.

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September 04, 2025 Filed Sep 8, 2025 20:59 UTC
Wan JerryPrincipal Accounting Officer
SaleCommon Stock 14,070 $2.77 $38,973.90
Disclosure

SEC source: 0000950170-25-113592 · ownership.xml · nonDerivative · entry 2

Wan Jerry · CIK 0001828041 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,694

F2 · shares: Represents shares of common stock that have been sold by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.68 to $2.88 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 04, 2025 Filed Sep 8, 2025 20:59 UTC
Wan JerryPrincipal Accounting Officer
Exercise / conversionCommon Stock 34,100 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113592 · ownership.xml · nonDerivative · entry 1

Wan Jerry · CIK 0001828041 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 20:39 UTC
Xinos JaimeChief Commercial Officer
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113581 · ownership.xml · derivative · entry 4

Xinos Jaime · CIK 0002041627 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2035-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents PRSUs previously reported on January 30, 2025 that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors.

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F7 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the number of underlying shares of the Issuer's common stock that may ultimately vest ranges from 0% to 100% of the number of the PRSUs initially granted, subject to certain milestones being met during the measurement period.

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September 04, 2025 Filed Sep 8, 2025 20:39 UTC
Xinos JaimeChief Commercial Officer
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 49,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113581 · ownership.xml · derivative · entry 3

Xinos Jaime · CIK 0002041627 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,000 shares

Expires 2028-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F5 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 20:39 UTC
Xinos JaimeChief Commercial Officer
SaleCommon Stock 20,854 $2.77 $57,765.58
Disclosure

SEC source: 0000950170-25-113581 · ownership.xml · nonDerivative · entry 2

Xinos Jaime · CIK 0002041627 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,432

F2 · shares: Represents shares of common stock that have been sold by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.68 to $2.88 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 20:39 UTC
Xinos JaimeChief Commercial Officer
Exercise / conversionCommon Stock 69,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113581 · ownership.xml · nonDerivative · entry 1

Xinos Jaime · CIK 0002041627 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 20:54 UTC Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative 455,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113591 · ownership.xml · derivative · entry 3

KING THOMAS BRAXTON · CIK 0001279309 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 455,000 shares

Expires 2029-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents PRSUs previously reported on January 14, 2025 that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors.

F5 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F6 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.