Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2024 Filed Jan 25, 2024 00:05 UTC |
Wan JerryPrincipal Accounting Officer
|
GrantStock Option (right to buy) · Derivative | 10,500 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-24-002198 · doc4.xml · derivative · entry 2 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2034-01-22 F3 · derivative.exercise_date: The options vest one-third on the first anniversary of January 22, 2024 and thereafter in monthly installments over 24 months. Read SEC document |
| January 22, 2024 Filed Jan 25, 2024 00:05 UTC |
Wan JerryPrincipal Accounting Officer
|
GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 24,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002198 · doc4.xml · derivative · entry 1 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,500 Underlying: Common Stock · 24,500 shares Expires 2028-01-22 F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F2 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones being met. The PRSUs will lapse in full if achievement of at least one of the milestones is not met. Read SEC document |
| January 22, 2024 Filed Jan 25, 2024 00:01 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-24-002196 · doc4.xml · derivative · entry 2 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2034-01-22 F3 · derivative.exercise_date: The options vest one-third on the first anniversary of January 22, 2024 and thereafter in monthly installments over 24 months. Read SEC document |
| January 22, 2024 Filed Jan 25, 2024 00:01 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002196 · doc4.xml · derivative · entry 1 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2028-01-22 F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F2 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones being met. The PRSUs will lapse in full if achievement of at least one of the milestones is not met. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 23:54 UTC |
Bencich JohnDirector · CEO
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-24-002192 · doc4.xml · derivative · entry 2 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-01-22 F3 · derivative.exercise_date: The options vest one-third on the first anniversary of January 22, 2024 and thereafter in monthly installments over 24 months. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 23:54 UTC |
Bencich JohnDirector · CEO
|
GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002192 · doc4.xml · derivative · entry 1 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2028-01-22 F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F2 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones being met. The PRSUs will lapse in full if achievement of at least one of the milestones is not met. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 23:58 UTC |
JACOBS CINDYDirector · President & CMO
|
GrantStock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-24-002194 · doc4.xml · derivative · entry 2 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2034-01-22 F3 · derivative.exercise_date: The options vest one-third on the first anniversary of January 22, 2024 and thereafter in monthly installments over 24 months. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 23:58 UTC |
JACOBS CINDYDirector · President & CMO
|
GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 84,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002194 · doc4.xml · derivative · entry 1 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 84,000 shares Expires 2028-01-22 F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F2 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the total number of shares underlying the PRSU vest on the achievement of one of certain milestones being met. The PRSUs will lapse in full if achievement of at least one of the milestones is not met. Read SEC document |
| January 22, 2024 Filed Jan 29, 2024 19:07 UTC |
Martell Bridget ADirector
|
GrantStock Option (right to buy) · Derivative | 31,500 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-24-002333 · doc4.xml · derivative · entry 1 Martell Bridget A · CIK 0001629627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,500 Underlying: Common Stock · 31,500 shares Expires 2034-01-22 F1 · derivative.exercise_date: The options vest 100% on the earlier of 18 months from the grant date or the date immediately prior to the Issuer's 2025 annual meeting of stockholders. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:15 UTC |
HIMES VAUGHN BDirector
|
GrantStock Option (right to buy) · Derivative | 31,500 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035791 · doc4.xml · derivative · entry 1 HIMES VAUGHN B · CIK 0001361966 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,500 Underlying: Common Stock · 31,500 shares Expires 2033-06-07 F1 · derivative.exercise_date: The options vest 100% on the earlier of June 7, 2024 or the date immediately prior to the Issuer's next annual meeting of stockholders. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:15 UTC |
Martell Bridget ADirector
|
GrantStock Option (right to buy) · Derivative | 31,500 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035793 · doc4.xml · derivative · entry 1 Martell Bridget A · CIK 0001629627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,500 Underlying: Common Stock · 31,500 shares Expires 2033-06-07 F1 · derivative.exercise_date: The options vest 100% on the earlier of June 7, 2024 or the date immediately prior to the Issuer's next annual meeting of stockholders. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 21:42 UTC |
Bencich JohnDirector · CEO
|
PurchaseCommon Stock | 5,000 | $5.50 | $27,500.00 |
DisclosureSEC source: 0001209191-23-033392 · doc4.xml · nonDerivative · entry 1 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,730 F1 · shares: The shares reported on this Form 4 were purchased in a registered direct offering at a price of $5.50 per share, for an aggregate purchase price of $27,500, pursuant to a Securities Purchase Agreement dated May 25, 2023. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:55 UTC |
Wan JerryPrincipal Accounting Officer
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026322 · doc4.xml · derivative · entry 3 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F4 · derivative.exercise_date: Pursuant to the terms of the PRSU 50% of the total shares underlying the PRSU vest on the achievement of a performance-based milestone, and 50% vest on the first anniversary of the achievement of such milestone. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:55 UTC |
Wan JerryPrincipal Accounting Officer
|
Tax withholdingCommon Stock | 669 | $8.29 | $5,546.01 |
DisclosureSEC source: 0001209191-23-026322 · doc4.xml · nonDerivative · entry 2 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,432 F2 · shares: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of PRSUs. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:55 UTC |
Wan JerryPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026322 · doc4.xml · nonDerivative · entry 1 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:54 UTC |
JACOBS CINDYDirector · President & CMO
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026321 · doc4.xml · derivative · entry 3 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F4 · derivative.exercise_date: Pursuant to the terms of the PRSU 50% of the total shares underlying the PRSU vest on the achievement of a performance-based milestone, and 50% vest on the first anniversary of the achievement of such milestone. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:54 UTC |
JACOBS CINDYDirector · President & CMO
|
Tax withholdingCommon Stock | 609 | $8.29 | $5,048.61 |
DisclosureSEC source: 0001209191-23-026321 · doc4.xml · nonDerivative · entry 2 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,261 F2 · shares: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of PRSUs. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:54 UTC |
JACOBS CINDYDirector · President & CMO
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026321 · doc4.xml · nonDerivative · entry 1 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:53 UTC |
Bencich JohnDirector · CEO
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026319 · doc4.xml · derivative · entry 3 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F4 · derivative.exercise_date: Pursuant to the terms of the PRSU 50% of the total shares underlying the PRSU vest on the achievement of a performance-based milestone, and 50% vest on the first anniversary of the achievement of such milestone. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:53 UTC |
Bencich JohnDirector · CEO
|
Tax withholdingCommon Stock | 1,827 | $8.29 | $15,145.83 |
DisclosureSEC source: 0001209191-23-026319 · doc4.xml · nonDerivative · entry 2 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,730 F2 · shares: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of PRSUs. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:53 UTC |
Bencich JohnDirector · CEO
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026319 · doc4.xml · nonDerivative · entry 1 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:51 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026318 · doc4.xml · derivative · entry 5 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F5 · derivative.exercise_date: Pursuant to the terms of the PRSU 50% of the total shares underlying the PRSU vest on the achievement of a performance-based milestone, and 50% vest on the first anniversary of the achievement of such milestone. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:51 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
Tax withholdingCommon Stock | 2,250 | $8.29 | $18,652.50 |
DisclosureSEC source: 0001209191-23-026318 · doc4.xml · nonDerivative · entry 2 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,501 F2 · shares: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of PRSUs. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:51 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026318 · doc4.xml · nonDerivative · entry 1 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:17 UTC |
Wan JerryPrincipal Accounting Officer
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025384 · doc4.xml · derivative · entry 3 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 5,625 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F4 · derivative.exercise_date: Pursuant to the terms of the PRSU 50% of the total shares underlying the PRSU vest on the achievement of a performance-based milestone, and 50% vest on the first anniversary of the achievement of such milestone. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:17 UTC |
Wan JerryPrincipal Accounting Officer
|
Tax withholdingCommon Stock | 3,010 | $6.80 | $20,468.00 |
DisclosureSEC source: 0001209191-23-025384 · doc4.xml · nonDerivative · entry 2 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,851 F2 · shares: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of PRSUs. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:17 UTC |
Wan JerryPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025384 · doc4.xml · nonDerivative · entry 1 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:15 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025383 · doc4.xml · derivative · entry 5 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F5 · derivative.exercise_date: Pursuant to the terms of the PRSU 50% of the total shares underlying the PRSU vest on the achievement of a performance-based milestone, and 50% vest on the first anniversary of the achievement of such milestone. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:15 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
Tax withholdingCommon Stock | 10,125 | $6.80 | $68,850.00 |
DisclosureSEC source: 0001209191-23-025383 · doc4.xml · nonDerivative · entry 2 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,751 F2 · shares: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of PRSUs. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:15 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025383 · doc4.xml · nonDerivative · entry 1 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:14 UTC |
JACOBS CINDYDirector · President & CMO
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 16,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025381 · doc4.xml · derivative · entry 3 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,250 Underlying: Common Stock · 16,250 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F4 · derivative.exercise_date: Pursuant to the terms of the PRSU 50% of the total shares underlying the PRSU vest on the achievement of a performance-based milestone, and 50% vest on the first anniversary of the achievement of such milestone. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:14 UTC |
JACOBS CINDYDirector · President & CMO
|
Tax withholdingCommon Stock | 4,819 | $6.80 | $32,769.20 |
DisclosureSEC source: 0001209191-23-025381 · doc4.xml · nonDerivative · entry 2 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,362 F2 · shares: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of PRSUs. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:14 UTC |
JACOBS CINDYDirector · President & CMO
|
Exercise / conversionCommon Stock | 16,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025381 · doc4.xml · nonDerivative · entry 1 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:13 UTC |
Bencich JohnDirector · CEO
|
Exercise / conversionPerformance Restricted Stock Unit (PRSU) · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025380 · doc4.xml · derivative · entry 3 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F4 · derivative.exercise_date: Pursuant to the terms of the PRSU 50% of the total shares underlying the PRSU vest on the achievement of a performance-based milestone, and 50% vest on the first anniversary of the achievement of such milestone. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:13 UTC |
Bencich JohnDirector · CEO
|
Tax withholdingCommon Stock | 7,324 | $6.80 | $49,803.20 |
DisclosureSEC source: 0001209191-23-025380 · doc4.xml · nonDerivative · entry 2 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,596 F2 · shares: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of PRSUs. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 20:13 UTC |
Bencich JohnDirector · CEO
|
Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025380 · doc4.xml · nonDerivative · entry 1 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired upon settlement of the performance restricted stock units ("PRSUs") listed in Table II. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 20:28 UTC Amendment |
Bencich JohnDirector · CEO
|
Tax withholdingCommon Stock | 5,863 | $6.80 | $39,868.40 |
DisclosureSEC source: 0001209191-23-025536 · doc4a.xml · nonDerivative · entry 1 Bencich John · CIK 0001477056 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,057 F1 · shares: This amended Form 4 is filed to correct an administrative error which applied additional taxes and misreported the number of shares of common stock withheld by the issuer to satisfy the tax liability in connection with the settlement of performance restricted stock units. 5,863 shares were withheld instead of 7,324. F2 · balance_after: The number of shares beneficially owned by the reporting person increased from 54,596 shares to 56,075 shares. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 20:27 UTC Amendment |
JACOBS CINDYDirector · President & CMO
|
Tax withholdingCommon Stock | 3,811 | $6.80 | $25,914.80 |
DisclosureSEC source: 0001209191-23-025534 · doc4a.xml · nonDerivative · entry 1 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,370 F1 · shares: This amended Form 4 is filed to correct an administrative error which applied additional taxes and misreported the number of shares of common stock withheld by the issuer to satisfy the tax liability in connection with the settlement of performance restricted stock units. 3,811 shares were withheld instead of 4,819. F2 · balance_after: The number of shares beneficially owned by the reporting person increased from 15,362 shares to 16,370 shares. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 15:28 UTC |
Sellig ThomasDirector
|
GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $5.97 | $0.00 |
DisclosureSEC source: 0001209191-23-021586 · doc4.xml · derivative · entry 1 Sellig Thomas · CIK 0001969416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2033-03-29 F1 · derivative.exercise_date: The options vest on the one month anniversary of March 29, 2023 and thereafter in monthly installments over 36 months. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 15:27 UTC |
KING THOMAS BRAXTONDirector
|
GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $5.97 | $0.00 |
DisclosureSEC source: 0001209191-23-021585 · doc4.xml · derivative · entry 1 KING THOMAS BRAXTON · CIK 0001279309 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2033-03-29 F1 · derivative.exercise_date: The options vest on the one month anniversary of March 29, 2023 and thereafter in monthly installments over 36 months. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 15:25 UTC |
Duty StuartDirector
|
GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $5.97 | $0.00 |
DisclosureSEC source: 0001209191-23-021584 · doc4.xml · derivative · entry 1 Duty Stuart · CIK 0001970274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2033-03-29 F1 · derivative.exercise_date: The options vest on the one month anniversary of March 29, 2023 and thereafter in monthly installments over 36 months. Read SEC document |
| March 29, 2023 Filed Jun 9, 2023 20:15 UTC |
Sellig ThomasDirector
|
GrantStock Option (right to buy) · Derivative | 23,250 | $0.00 Strike: $5.97 | $0.00 |
DisclosureSEC source: 0001209191-23-035786 · doc4.xml · derivative · entry 1 Sellig Thomas · CIK 0001969416 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,250 Underlying: Common Stock · 23,250 shares Expires 2033-03-29 F1 · derivative.exercise_date: These options were granted on March 29, 2023 (the "Grant Date") pursuant to the 2023 Non-Employee Director Equity Incentive Plan (the "Plan"), subject to the Plans approval by the Issuers stockholders. The Plan was approved by the Issuers stockholders at the Issuers 2023 Annual Meeting of Stockholders on June 7, 2023. These options will vest on the one month anniversary of the Grant Date and thereafter in monthly installments over 36 months. Read SEC document |
| March 29, 2023 Filed Jun 9, 2023 20:15 UTC |
Duty StuartDirector
|
GrantStock Option (right to buy) · Derivative | 23,250 | $0.00 Strike: $5.97 | $0.00 |
DisclosureSEC source: 0001209191-23-035785 · doc4.xml · derivative · entry 1 Duty Stuart · CIK 0001970274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,250 Underlying: Common Stock · 23,250 shares Expires 2033-03-29 F1 · derivative.exercise_date: These options were granted on March 29, 2023 (the "Grant Date") pursuant to the 2023 Non-Employee Director Equity Incentive Plan (the "Plan"), subject to the Plans approval by the Issuers stockholders. The Plan was approved by the Issuers stockholders at the Issuers 2023 Annual Meeting of Stockholders on June 7, 2023. These options will vest on the one month anniversary of the Grant Date and thereafter in monthly installments over 36 months. Read SEC document |
| March 29, 2023 Filed Jun 9, 2023 20:15 UTC |
KING THOMAS BRAXTONDirector
|
GrantStock Option (right to buy) · Derivative | 23,250 | $0.00 Strike: $5.97 | $0.00 |
DisclosureSEC source: 0001209191-23-035787 · doc4.xml · derivative · entry 1 KING THOMAS BRAXTON · CIK 0001279309 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,250 Underlying: Common Stock · 23,250 shares Expires 2033-03-29 F1 · derivative.exercise_date: These options were granted on March 29, 2023 (the "Grant Date") pursuant to the 2023 Non-Employee Director Equity Incentive Plan (the "Plan"), subject to the Plans approval by the Issuers stockholders. The Plan was approved by the Issuers stockholders at the Issuers 2023 Annual Meeting of Stockholders on June 7, 2023. These options will vest on the one month anniversary of the Grant Date and thereafter in monthly installments over 36 months. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:48 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $4.90 | $0.00 |
DisclosureSEC source: 0001209191-23-005288 · doc4.xml · derivative · entry 2 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-01-25 F3 · derivative.exercise_date: The options vest one-third on the first anniversary of January 25, 2023 and thereafter in monthly installments over 24 months. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:48 UTC |
Stewart Richard AlistairDirector · Executive Chairman
|
GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005288 · doc4.xml · derivative · entry 1 Stewart Richard Alistair · CIK 0001713369 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2025-12-31 F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F2 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the number of underlying shares of the Issuers common stock that may ultimately vest range from 0% to 100% of the number of PRSUs initially granted, subject to certain milestones being met during the measurement period that begins on January 3, 2023 and ends on December 31, 2025. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:49 UTC |
Wan JerryPrincipal Accounting Officer
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.90 | $0.00 |
DisclosureSEC source: 0001209191-23-005291 · doc4.xml · derivative · entry 2 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2033-01-25 F3 · derivative.exercise_date: The options vest one-third on the first anniversary of January 25, 2023 and thereafter in monthly installments over 24 months. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:49 UTC |
Wan JerryPrincipal Accounting Officer
|
GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005291 · doc4.xml · derivative · entry 1 Wan Jerry · CIK 0001828041 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2025-12-31 F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F2 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the number of underlying shares of the Issuers common stock that may ultimately vest range from 0% to 100% of the number of PRSUs initially granted, subject to certain milestones being met during the measurement period that begins on January 3, 2023 and ends on December 31, 2025. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:47 UTC |
JACOBS CINDYDirector · President & CMO
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $4.90 | $0.00 |
DisclosureSEC source: 0001209191-23-005286 · doc4.xml · derivative · entry 2 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2033-01-25 F3 · derivative.exercise_date: The options vest one-third on the first anniversary of January 25, 2023 and thereafter in monthly installments over 24 months. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:47 UTC |
JACOBS CINDYDirector · President & CMO
|
GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005286 · doc4.xml · derivative · entry 1 JACOBS CINDY · CIK 0001229762 · Director · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2025-12-31 F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the issuer's common stock at settlement. F2 · derivative.exercise_date: Pursuant to the terms of the award agreement governing the PRSU, the number of underlying shares of the Issuers common stock that may ultimately vest range from 0% to 100% of the number of PRSUs initially granted, subject to certain milestones being met during the measurement period that begins on January 3, 2023 and ends on December 31, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.