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Nasdaq · USD

ACGL

ARCH CAPITAL GROUP LTD.

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3120
SEC CIK
0000947484
Parsed reports
436

Last 12 months

Inside the activity.

1 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202601
Mar 202603
Apr 202610
May 202601
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2022 Filed Nov 1, 2022 22:43 UTC
GRANDISSON MARCDirector · CEO
Exercise / conversionShare Appreciation Right · Derivative 100,800 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001415889-22-010949 · form4-11012022_031113.xml · derivative · entry 7

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 100,800 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on November 12, 2013 and the next two installments on November 12, 2014 and November 12, 2015, subject to the applicable award agreement.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 22:43 UTC
GRANDISSON MARCDirector · CEO
Tax withholdingCommon Shares, $.0011 par value per share 25,284 $56.68 $1,433,097.12
Disclosure

SEC source: 0001415889-22-010949 · form4-11012022_031113.xml · nonDerivative · entry 4

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,639

F2 · kind: In connection with the exercise of the share appreciation rights award described in Table II, 25,284 common shares were disposed of in satisfaction of the exercise price. The reporting person received a net issuance of 75,516 common shares.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 22:43 UTC
GRANDISSON MARCDirector · CEO
Exercise / conversionCommon Shares, $.0011 par value per share 100,800 $14.22 $1,433,043.36
Disclosure

SEC source: 0001415889-22-010949 · form4-11012022_031113.xml · nonDerivative · entry 3

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 22:25 UTC SaleCommon Shares, $.0011 par value per share 112,281 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-008917 · form4-08192022_030842.xml · nonDerivative · entry 3

BUNCE JOHN L JR · CIK 0001084943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800,620

F3 · price: Represents a weighted average sale price; the sales prices range from $47.24 to $47.75. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

Read SEC document
August 19, 2022 Filed Aug 22, 2022 21:12 UTC
Rajeh MaamounCHAIRMAN & CEO ARCH RE GROUP
SaleCommon Shares, $.0011 par value per share 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-008936 · form4-08222022_020821.xml · nonDerivative · entry 1

Rajeh Maamoun · CIK 0001718249 · CHAIRMAN & CEO ARCH RE GROUP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,990

F1 · price: Represents a weighted average sale price; the sales prices range from $47.30 to $47.49. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

Read SEC document
August 18, 2022 Filed Aug 19, 2022 22:25 UTC SaleCommon Shares, $.0011 par value per share 112,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-008917 · form4-08192022_030842.xml · nonDerivative · entry 2

BUNCE JOHN L JR · CIK 0001084943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,912,901

F2 · price: Represents a weighted average sale price; the sales prices range from $47.52 to $47.91. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

Read SEC document
August 17, 2022 Filed Aug 19, 2022 22:25 UTC SaleCommon Shares, $.0011 par value per share 74,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-008917 · form4-08192022_030842.xml · nonDerivative · entry 1

BUNCE JOHN L JR · CIK 0001084943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025,735

F1 · price: Represents a weighted average sale price; the sales prices range from $47.36 to $47.56. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

Read SEC document
August 15, 2022 Filed Aug 15, 2022 23:21 UTC
PETRILLO LOUIS TOFFICER OF SUBSIDIARY
SaleCommon Shares, $.0011 par value per share 7,638 $46.68 $356,511.29
Disclosure

SEC source: 0001415889-22-008642 · form4-08152022_040802.xml · nonDerivative · entry 3

PETRILLO LOUIS T · CIK 0001227095 · OFFICER OF SUBSIDIARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,297

F2 · price: Represents a weighted average sale price; the sales prices range from $46.61 to $46.715. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

Read SEC document
August 12, 2022 Filed Aug 12, 2022 23:00 UTC
Morin FrancoisEVP AND CFO
SaleCommon Shares, $.0011 par value per share 16,885 $46.92 $792,190.17
Disclosure

SEC source: 0001415889-22-008576 · form4-08122022_040836.xml · nonDerivative · entry 3

Morin Francois · CIK 0001741826 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,259

F2 · price: Represents a weighted average sale price; the sales prices range from $46.85 to $46.97. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

Read SEC document
August 11, 2022 Filed Aug 15, 2022 23:21 UTC
PETRILLO LOUIS TOFFICER OF SUBSIDIARY
Exercise / conversionShare Appreciation Right · Derivative 25,500 $0.00 Strike: $17.84 $0.00
Disclosure

SEC source: 0001415889-22-008642 · form4-08152022_040802.xml · derivative · entry 5

PETRILLO LOUIS T · CIK 0001227095 · OFFICER OF SUBSIDIARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 25,500 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments; the first installment became exercisable on May 9, 2014 and the next two installments on May 9, 2015 and May 9, 2016 subject to the applicable award agreement.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 23:21 UTC
PETRILLO LOUIS TOFFICER OF SUBSIDIARY
SaleCommon Shares, $.0011 par value per share 16,023 $45.83 $734,346.91
Disclosure

SEC source: 0001415889-22-008642 · form4-08152022_040802.xml · nonDerivative · entry 4

PETRILLO LOUIS T · CIK 0001227095 · OFFICER OF SUBSIDIARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,274

F3 · price: Represents a weighted average sale price; the sales prices range from $45.725 to $45.905. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission

Read SEC document
August 11, 2022 Filed Aug 15, 2022 23:21 UTC
PETRILLO LOUIS TOFFICER OF SUBSIDIARY
Tax withholdingCommon Shares, $.0011 par value per share 17,862 $45.98 $821,294.76
Disclosure

SEC source: 0001415889-22-008642 · form4-08152022_040802.xml · nonDerivative · entry 2

PETRILLO LOUIS T · CIK 0001227095 · OFFICER OF SUBSIDIARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,935

F1 · kind: In connection with the exercise of the share appreciation rights award described in Table II, 17,862 common shares were disposed of in satisfaction of the exercise price and taxes. The reporting person received a net issuance of 7,638 common shares.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 23:21 UTC
PETRILLO LOUIS TOFFICER OF SUBSIDIARY
Exercise / conversionCommon Shares, $.0011 par value per share 25,500 $17.84 $455,004.15
Disclosure

SEC source: 0001415889-22-008642 · form4-08152022_040802.xml · nonDerivative · entry 1

PETRILLO LOUIS T · CIK 0001227095 · OFFICER OF SUBSIDIARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 23:00 UTC
Morin FrancoisEVP AND CFO
Exercise / conversionShare Appreciate Right · Derivative 11,500 $14.22 Strike: $14.22 $163,492.05
Disclosure

SEC source: 0001415889-22-008576 · form4-08122022_040836.xml · derivative · entry 4

Morin Francois · CIK 0001741826 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 11,500 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments; the first installment became exercisable on November 12, 2013 and the next two installments on November 12, 2014 and November 12, 2015 subject to the applicable award agreement.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 23:00 UTC
Morin FrancoisEVP AND CFO
Tax withholdingCommon Shares, $.0011 par value per share 3,615 $45.23 $163,506.45
Disclosure

SEC source: 0001415889-22-008576 · form4-08122022_040836.xml · nonDerivative · entry 2

Morin Francois · CIK 0001741826 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,144

F1 · kind: In connection with the exercise of the share appreciation rights award described in Table II, 3,615 common shares were disposed of in satisfaction of the exercise price. The reporting person received a net issuance of 7,885 common shares

F1 · shares: In connection with the exercise of the share appreciation rights award described in Table II, 3,615 common shares were disposed of in satisfaction of the exercise price. The reporting person received a net issuance of 7,885 common shares

Read SEC document
August 10, 2022 Filed Aug 12, 2022 23:00 UTC
Morin FrancoisEVP AND CFO
Exercise / conversionCommon Shares, $.0011 par value per share 11,500 $14.22 $163,492.05
Disclosure

SEC source: 0001415889-22-008576 · form4-08122022_040836.xml · nonDerivative · entry 1

Morin Francois · CIK 0001741826 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2022 Filed Jun 7, 2022 22:42 UTC
Rajeh MaamounChairman & CEO Arch Re Group
SaleCommon Shares, $.0011 par value per share 12,237 $47.06 $575,841.40
Disclosure

SEC source: 0001179110-22-003262 · edgar.xml · nonDerivative · entry 3

Rajeh Maamoun · CIK 0001718249 · Chairman & CEO Arch Re Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,990

F4 · price: Represents a weighted average sales price; the sale prices ranged from $47.00 to $47.10. Upon request, the full sales information regarding the number of shares sold at each price increment will be provided to the Commission or a security holder of the issuer.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 22:42 UTC
Rajeh MaamounChairman & CEO Arch Re Group
Exercise / conversionShare Appreciation Right · Derivative 19,800 $0.00 Strike: $17.84 $0.00
Disclosure

SEC source: 0001179110-22-003262 · edgar.xml · derivative · entry 4

Rajeh Maamoun · CIK 0001718249 · Chairman & CEO Arch Re Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 19,800 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2014 and the next two installments on May 9, 2015 and May 9, 2016, subject to the applicable award agreement.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 22:42 UTC
Rajeh MaamounChairman & CEO Arch Re Group
Tax withholdingCommon Shares, $.0011 par value per share 7,563 $46.72 $353,343.36
Disclosure

SEC source: 0001179110-22-003262 · edgar.xml · nonDerivative · entry 2

Rajeh Maamoun · CIK 0001718249 · Chairman & CEO Arch Re Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,227

F1 · kind: In connection with the exercise of the share appreciation rights award described in Table II, 7,563 common shares were disposed of in satisfaction of the exercise price. The reporting person received a net issuance of 12,237 common shares.

F3 · balance_after: Amount includes 603 common shares acquired on May 31, 2022 under the Arch Capital Group Ltd. Employee Share Purchase Plan.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 22:42 UTC
Rajeh MaamounChairman & CEO Arch Re Group
Exercise / conversionCommon Shares, $.0011 par value per share 19,800 $17.84 $353,297.34
Disclosure

SEC source: 0001179110-22-003262 · edgar.xml · nonDerivative · entry 1

Rajeh Maamoun · CIK 0001718249 · Chairman & CEO Arch Re Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2022 Filed Nov 1, 2022 22:43 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 54,275 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010949 · form4-11012022_031113.xml · nonDerivative · entry 2

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 2,289,096

F1 · ownership.nature: The company is 100% owned by the reporting person.

Read SEC document
May 23, 2022 Filed Nov 1, 2022 22:43 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 54,275 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010949 · form4-11012022_031113.xml · nonDerivative · entry 1

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,123

Read SEC document
May 06, 2022 Filed May 10, 2022 20:47 UTC
GRANDISSON MARCDirector · CEO
Exercise / conversionShare Appreciation Right · Derivative 75,000 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001179110-22-002944 · edgar.xml · derivative · entry 5

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 75,000 shares

Expires 2022-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2013 and the next two installments on May 9, 2014 and May 9, 2015, subject to the applicable award agreement.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:47 UTC
GRANDISSON MARCDirector · CEO
Tax withholdingCommon Shares, $.0011 par value per share 20,725 $46.54 $964,541.50
Disclosure

SEC source: 0001179110-22-002944 · edgar.xml · nonDerivative · entry 4

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,398

F2 · kind: In connection with the exercise of the share appreciation rights award described in Table II, 20,725 common shares were disposed of in satisfaction of the exercise price. The reporting person received a net issuance of 54,275 common shares.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:47 UTC
GRANDISSON MARCDirector · CEO
Exercise / conversionCommon Shares, $.0011 par value per share 75,000 $12.86 $964,500.00
Disclosure

SEC source: 0001179110-22-002944 · edgar.xml · nonDerivative · entry 3

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:08 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002893 · edgar.xml · nonDerivative · entry 2

Doppstadt Eric · CIK 0001504815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,065

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:08 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002893 · edgar.xml · nonDerivative · entry 1

Doppstadt Eric · CIK 0001504815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,423

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:04 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002889 · edgar.xml · nonDerivative · entry 2

Posner Brian S · CIK 0001372455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,371

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023

Read SEC document
May 04, 2022 Filed May 6, 2022 20:04 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002889 · edgar.xml · nonDerivative · entry 1

Posner Brian S · CIK 0001372455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,729

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:06 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002891 · edgar.xml · nonDerivative · entry 1

Sunshine Eugene S · CIK 0001317973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,647

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:02 UTC
PASQUESI JOHN MDirector · Chairman
GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002885 · edgar.xml · nonDerivative · entry 3

PASQUESI JOHN M · CIK 0001227099 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642

F5 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:02 UTC
PASQUESI JOHN MDirector · Chairman
GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002885 · edgar.xml · nonDerivative · entry 2

PASQUESI JOHN M · CIK 0001227099 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 782,964

F4 · price: Represents shares granted as part of the director-elected retainer for serving as the Chairman of the Issuer. Upon grant, the reporting person contributed such shares to a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

F6 · balance_after: Amount includes 3,143 common shares that were previously reported as directly owned by the reporting person and were contributed to the trust on May 4, 2022.

F1 · ownership.nature: The common shares are held by a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:02 UTC
PASQUESI JOHN MDirector · Chairman
GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002885 · edgar.xml · nonDerivative · entry 1

PASQUESI JOHN M · CIK 0001227099 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 777,179

F3 · price: Represents shares granted as part of the director-elected retainer for serving as a director of the Issuer. Upon grant, the reporting person contributed such shares to a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

F1 · ownership.nature: The common shares are held by a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:00 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002882 · edgar.xml · nonDerivative · entry 1

Ebong Francis · CIK 0001878085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 19:54 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002878 · edgar.xml · nonDerivative · entry 2

KILCOYNE MOIRA A. · CIK 0001743252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,395

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 19:54 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002878 · edgar.xml · nonDerivative · entry 1

KILCOYNE MOIRA A. · CIK 0001743252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,753

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

Read SEC document
May 04, 2022 Filed May 6, 2022 19:52 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002876 · edgar.xml · nonDerivative · entry 1

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,957

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 19:50 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002873 · edgar.xml · nonDerivative · entry 1

Goodman Laurie · CIK 0001612789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 19:47 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002871 · edgar.xml · nonDerivative · entry 1

PAGLIA LOUIS J · CIK 0001199584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,342

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

Read SEC document
May 04, 2022 Filed May 6, 2022 19:43 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002868 · edgar.xml · nonDerivative · entry 2

BUNCE JOHN L JR · CIK 0001084943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100,620

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

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May 04, 2022 Filed May 6, 2022 19:43 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002868 · edgar.xml · nonDerivative · entry 1

BUNCE JOHN L JR · CIK 0001084943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,097,978

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

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May 04, 2022 Filed May 6, 2022 19:42 UTC GrantCommon Shares, $.0011 par value per share 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002865 · edgar.xml · nonDerivative · entry 1

MALLESCH EILEEN A · CIK 0001444790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,998

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 4, 2023.

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April 29, 2022 Filed May 2, 2022 21:35 UTC PurchaseDepositary Shares, Series G 2,000 $19.23 $38,450.00
Disclosure

SEC source: 0001179110-22-002773 · edgar.xml · nonDerivative · entry 1

Posner Brian S · CIK 0001372455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · security: Each Depositary Share Represents 1/1,000th interest in a Series G Non-Cumulative Preferred Share.

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March 17, 2022 Filed May 10, 2022 20:47 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 163,126 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002944 · edgar.xml · nonDerivative · entry 2

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 2,234,821

F3 · ownership.nature: The company is 100% owned by the reporting person.

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March 17, 2022 Filed May 10, 2022 20:47 UTC
GRANDISSON MARCDirector · CEO
GiftCommon Shares, $.0011 par value per share 163,126 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-002944 · edgar.xml · nonDerivative · entry 1

GRANDISSON MARC · CIK 0001286007 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,123

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March 14, 2022 Filed Mar 15, 2022 20:43 UTC
Morin FrancoisEVP and CFO
SaleCommon Shares, $.0011 par value per share 12,351 $46.36 $572,572.60
Disclosure

SEC source: 0001179110-22-002239 · edgar.xml · nonDerivative · entry 1

Morin Francois · CIK 0001741826 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,259

F1 · price: Represents a weighted average sale price; the sales prices ranged from $46.32 to $46.41. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or a security holder of the issuer.

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March 10, 2022 Filed Mar 11, 2022 22:45 UTC
Gansberg DavidCEO, Global Mortgage Group
Tax withholdingCommon Shares, $.0011 par value per share 12,174 $45.20 $550,264.80
Disclosure

SEC source: 0001179110-22-002158 · edgar.xml · nonDerivative · entry 1

Gansberg David · CIK 0001769539 · CEO, Global Mortgage Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,763

F1 · kind: Represents shares withheld to pay taxes due upon vesting of restricted stock.

F1 · shares: Represents shares withheld to pay taxes due upon vesting of restricted stock.

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March 10, 2022 Filed Mar 11, 2022 22:44 UTC
PETRILLO LOUIS TOfficer of Subsidiary
Tax withholdingCommon Shares, $.0011 par value per share 13,549 $45.20 $612,414.80
Disclosure

SEC source: 0001179110-22-002157 · edgar.xml · nonDerivative · entry 1

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,297

F1 · kind: Represents shares withheld to pay taxes due upon vesting of restricted stock.

F1 · shares: Represents shares withheld to pay taxes due upon vesting of restricted stock.

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February 28, 2022 Filed Mar 1, 2022 23:11 UTC
Gansberg DavidCEO, Global Mortgage Group
Tax withholdingCommon Shares, $.0011 par value per share 1,142 $47.11 $53,799.62
Disclosure

SEC source: 0001179110-22-001838 · edgar.xml · nonDerivative · entry 5

Gansberg David · CIK 0001769539 · CEO, Global Mortgage Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,937

F3 · kind: Represents shares withheld to pay taxes due upon vesting of restricted stock.

F3 · shares: Represents shares withheld to pay taxes due upon vesting of restricted stock.

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February 28, 2022 Filed Mar 1, 2022 23:10 UTC
PETRILLO LOUIS TOfficer of Subsidiary
Tax withholdingCommon Shares, $.0011 par value per share 634 $47.11 $29,867.74
Disclosure

SEC source: 0001179110-22-001836 · edgar.xml · nonDerivative · entry 5

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,846

F3 · kind: Represents shares withheld to pay taxes due upon vesting of restricted stock.

F3 · shares: Represents shares withheld to pay taxes due upon vesting of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.