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Nasdaq · USD

ACGL

ARCH CAPITAL GROUP LTD.

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3120
SEC CIK
0000947484
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436

Last 12 months

Inside the activity.

1 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202601
Mar 202603
Apr 202610
May 202601
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2019 Filed Aug 21, 2019 20:31 UTC
GRANDISSON MARCPresident & CEO
GiftCommon Shares, $.0011 par value per share 10,011 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009750 · edgar.xml · nonDerivative · entry 4

GRANDISSON MARC · CIK 0001286007 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned with spouse

Disclosed balance after: 1,790,325

F1 · kind: On May 13, May 15 and May 17, 2019 respectively, the reporting person gifted 23,178, 10,011 and 1,705 of his directly owned common shares, respectively, to an account which the reporting person owns with his spouse.

Read SEC document
May 15, 2019 Filed Aug 21, 2019 20:31 UTC
GRANDISSON MARCPresident & CEO
GiftCommon Shares, $.0011 par value per share 10,011 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009750 · edgar.xml · nonDerivative · entry 3

GRANDISSON MARC · CIK 0001286007 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,298

F1 · kind: On May 13, May 15 and May 17, 2019 respectively, the reporting person gifted 23,178, 10,011 and 1,705 of his directly owned common shares, respectively, to an account which the reporting person owns with his spouse.

Read SEC document
May 14, 2019 Filed May 15, 2019 18:43 UTC
GRANDISSON MARCPresident & CEO
SaleCommon Shares, $0011 par value per share 75,000 $33.92 $2,543,992.50
Disclosure

SEC source: 0001179110-19-006071 · edgar.xml · nonDerivative · entry 1

GRANDISSON MARC · CIK 0001286007 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned with spouse

Disclosed balance after: 1,757,136

F1 · price: Represents a weighted average sales price; the sales prices range from $33.475 to $34.13. Upon request, the full sales information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.

Read SEC document
May 14, 2019 Filed Aug 15, 2019 16:39 UTC
Hutchings W PrestonSVP & Chief Investment Officer
GiftCommon Shares, $.0011 par value per share 9,975 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009530 · edgar.xml · nonDerivative · entry 4

Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 638,588

F3 · kind: On May 10, 2019 and May 14, 2019, the reporting person contributed 6,522 common shares and 9,975 common shares, respectively, to a company which is owned by a family trust; See FN1.

F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.

Read SEC document
May 14, 2019 Filed Aug 15, 2019 16:39 UTC
Hutchings W PrestonSVP & Chief Investment Officer
GiftCommon Shares, $.0011 par value per share 9,975 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009530 · edgar.xml · nonDerivative · entry 3

Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,719

F3 · kind: On May 10, 2019 and May 14, 2019, the reporting person contributed 6,522 common shares and 9,975 common shares, respectively, to a company which is owned by a family trust; See FN1.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:22 UTC
PETRILLO LOUIS TOfficer of Subsidiary
Tax withholdingCommon Shares, $.0011 par value per share 2,716 $33.32 $90,497.12
Disclosure

SEC source: 0001179110-19-006013 · edgar.xml · nonDerivative · entry 2

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,493

F1 · shares: Represents shares withheld to pay taxes due upon vesting of restricted shares.

Read SEC document
May 13, 2019 Filed May 14, 2019 19:42 UTC
Gansberg DavidCEO, Global Mortgage Group
Tax withholdingCommon Shares, $.0011 par value per share 1,603 $33.32 $53,411.96
Disclosure

SEC source: 0001179110-19-005987 · edgar.xml · nonDerivative · entry 2

Gansberg David · CIK 0001769539 · CEO, Global Mortgage Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,035

F1 · shares: Represents shares withheld to pay taxes due upon vesting of restricted shares.

Read SEC document
May 13, 2019 Filed Aug 9, 2019 18:54 UTC
Morin FrancoisEVP and CFO
GiftCommon Shares, $.0011 par value per share 3,666 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009326 · edgar.xml · nonDerivative · entry 2

Morin Francois · CIK 0001741826 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned with spouse

Disclosed balance after: 83,157

F1 · kind: On May 13, 15 and 17, 2019 respectively, the reporting person gifted 3,666, 2,334 and 4,206 of his directly owned shares, respectively, to an account which the reporting person owns with his spouse.

Read SEC document
May 13, 2019 Filed Aug 9, 2019 18:54 UTC
Morin FrancoisEVP and CFO
GiftCommon Shares, $.0011 par value per share 3,666 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009326 · edgar.xml · nonDerivative · entry 1

Morin Francois · CIK 0001741826 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,815

F1 · kind: On May 13, 15 and 17, 2019 respectively, the reporting person gifted 3,666, 2,334 and 4,206 of his directly owned shares, respectively, to an account which the reporting person owns with his spouse.

Read SEC document
May 13, 2019 Filed Aug 21, 2019 20:31 UTC
GRANDISSON MARCPresident & CEO
GiftCommon Shares, $.0011 par value per share 23,178 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009750 · edgar.xml · nonDerivative · entry 2

GRANDISSON MARC · CIK 0001286007 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned with spouse

Disclosed balance after: 1,780,314

F1 · kind: On May 13, May 15 and May 17, 2019 respectively, the reporting person gifted 23,178, 10,011 and 1,705 of his directly owned common shares, respectively, to an account which the reporting person owns with his spouse.

Read SEC document
May 13, 2019 Filed Aug 21, 2019 20:31 UTC
GRANDISSON MARCPresident & CEO
GiftCommon Shares, $.0011 par value per share 23,178 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009750 · edgar.xml · nonDerivative · entry 1

GRANDISSON MARC · CIK 0001286007 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,309

F1 · kind: On May 13, May 15 and May 17, 2019 respectively, the reporting person gifted 23,178, 10,011 and 1,705 of his directly owned common shares, respectively, to an account which the reporting person owns with his spouse.

Read SEC document
May 11, 2019 Filed May 14, 2019 20:22 UTC
PETRILLO LOUIS TOfficer of Subsidiary
Tax withholdingCommon Shares, $.0011 par value per share 857 $33.96 $29,103.72
Disclosure

SEC source: 0001179110-19-006013 · edgar.xml · nonDerivative · entry 1

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,209

F1 · shares: Represents shares withheld to pay taxes due upon vesting of restricted shares.

Read SEC document
May 11, 2019 Filed May 14, 2019 19:42 UTC
Gansberg DavidCEO, Global Mortgage Group
Tax withholdingCommon Shares, $.0011 par value per share 1,322 $33.96 $44,895.12
Disclosure

SEC source: 0001179110-19-005987 · edgar.xml · nonDerivative · entry 1

Gansberg David · CIK 0001769539 · CEO, Global Mortgage Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,638

F1 · shares: Represents shares withheld to pay taxes due upon vesting of restricted shares.

Read SEC document
May 10, 2019 Filed May 14, 2019 18:53 UTC
Rajeh MaamounChairman & CEO Arch Re Group
SaleCommon Shares, $.0011 par value per share 15,000 $33.73 $505,920.00
Disclosure

SEC source: 0001179110-19-005984 · edgar.xml · nonDerivative · entry 1

Rajeh Maamoun · CIK 0001718249 · Chairman & CEO Arch Re Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,743

F1 · price: Represents a weighted average sales price; the sales prices range from $33.70 to $33.775. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.

Read SEC document
May 10, 2019 Filed Aug 15, 2019 16:39 UTC
Hutchings W PrestonSVP & Chief Investment Officer
GiftCommon Shares, $.0011 par value per share 6,522 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009530 · edgar.xml · nonDerivative · entry 2

Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 628,613

F3 · kind: On May 10, 2019 and May 14, 2019, the reporting person contributed 6,522 common shares and 9,975 common shares, respectively, to a company which is owned by a family trust; See FN1.

F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.

Read SEC document
May 10, 2019 Filed Aug 15, 2019 16:39 UTC
Hutchings W PrestonSVP & Chief Investment Officer
GiftCommon Shares, $.0011 par value per share 6,522 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009530 · edgar.xml · nonDerivative · entry 1

Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,694

F3 · kind: On May 10, 2019 and May 14, 2019, the reporting person contributed 6,522 common shares and 9,975 common shares, respectively, to a company which is owned by a family trust; See FN1.

Read SEC document
May 08, 2019 Filed May 9, 2019 21:58 UTC GrantCommon Shares, $.0011 par value per share 2,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005795 · edgar.xml · nonDerivative · entry 2

Doppstadt Eric · CIK 0001504815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,580

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2020.

Read SEC document
May 08, 2019 Filed May 9, 2019 21:58 UTC GrantCommon Shares, $.0011 par value per share 3,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005795 · edgar.xml · nonDerivative · entry 1

Doppstadt Eric · CIK 0001504815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,748

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

Read SEC document
May 08, 2019 Filed May 9, 2019 21:54 UTC GrantCommon Shares, $.0011 par value per share 2,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005791 · edgar.xml · nonDerivative · entry 2

Posner Brian S · CIK 0001372455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,685

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2020.

Read SEC document
May 08, 2019 Filed May 9, 2019 21:54 UTC GrantCommon Shares, $.0011 par value per share 3,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005791 · edgar.xml · nonDerivative · entry 1

Posner Brian S · CIK 0001372455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,853

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

Read SEC document
May 08, 2019 Filed May 9, 2019 21:47 UTC GrantCommon Shares, $.0011 par value per share 2,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005781 · edgar.xml · nonDerivative · entry 1

Sunshine Eugene S · CIK 0001317973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,804

F1 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2020.

Read SEC document
May 08, 2019 Filed May 9, 2019 19:55 UTC GrantCommon Shares, $.0011 par value per share 2,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005754 · edgar.xml · nonDerivative · entry 2

PAGLIA LOUIS J · CIK 0001199584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,441

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2020.

Read SEC document
May 08, 2019 Filed May 9, 2019 19:55 UTC GrantCommon Shares, $.0011 par value per share 3,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005754 · edgar.xml · nonDerivative · entry 1

PAGLIA LOUIS J · CIK 0001199584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,609

F1 · price: Represents shares granted as part of the director elected annual retainer for serving as a director of the Issuer.

Read SEC document
May 08, 2019 Filed May 9, 2019 19:47 UTC GrantCommon Shares, $.0011 par value per share 2,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005752 · edgar.xml · nonDerivative · entry 2

Goodman Laurie · CIK 0001612789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2020.

Read SEC document
May 08, 2019 Filed May 9, 2019 19:47 UTC GrantCommon Shares, $.0011 par value per share 3,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005752 · edgar.xml · nonDerivative · entry 1

Goodman Laurie · CIK 0001612789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,036

F1 · price: Represents shares granted as part of the director elected annual retainer for serving as a director of the Issuer.

Read SEC document
May 08, 2019 Filed May 10, 2019 18:50 UTC
PASQUESI JOHN MDirector · Vice Chairman
GrantCommon Shares, $.0011 par value per share 2,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005845 · edgar.xml · nonDerivative · entry 4

PASQUESI JOHN M · CIK 0001227099 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,832

F4 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 18:50 UTC
PASQUESI JOHN MDirector · Vice Chairman
GrantCommon Shares, $.0011 par value per share 3,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005845 · edgar.xml · nonDerivative · entry 3

PASQUESI JOHN M · CIK 0001227099 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 843,495

F3 · price: Represents shares granted as part of the director-elected retainer for serving as a director of the Issuer. Upon grant, the reporting person contributed such shares to a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

F5 · balance_after: Amount includes 3,588 common shares that were previously reported as directly owned by the reporting person and were contributed to the trust on May 3, 2019.

F2 · ownership.nature: The common shares are held by a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:55 UTC
Gansberg DavidCEO, Global Mortgage Group
Tax withholdingCommon Shares, $.0011 par value per share 2,246 $33.54 $75,330.84
Disclosure

SEC source: 0001179110-19-005824 · edgar.xml · nonDerivative · entry 1

Gansberg David · CIK 0001769539 · CEO, Global Mortgage Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,960

F1 · kind: Represents shares withheld to pay taxes due upon vesting of restricted shares.

Read SEC document
May 08, 2019 Filed May 10, 2019 18:31 UTC
PETRILLO LOUIS TOfficer of Subsidiary
Tax withholdingCommon Shares, $.0011 par value per share 2,798 $33.54 $93,844.92
Disclosure

SEC source: 0001179110-19-005829 · edgar.xml · nonDerivative · entry 1

PETRILLO LOUIS T · CIK 0001227095 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,066

F1 · shares: Represents shares withheld to pay taxes due upon vesting of restricted shares.

Read SEC document
May 08, 2019 Filed May 10, 2019 18:27 UTC GrantCommon Shares, $.0011 par value per share 2,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005828 · edgar.xml · nonDerivative · entry 2

BUNCE JOHN L JR · CIK 0001084943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,078,934

F2 · price: Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 18:27 UTC GrantCommon Shares, $.0011 par value per share 3,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005828 · edgar.xml · nonDerivative · entry 1

BUNCE JOHN L JR · CIK 0001084943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076,102

F1 · price: Represents shares granted as part of the director-elected annual retainer for serving as a director of the Issuer.

Read SEC document
May 06, 2019 Filed May 6, 2019 21:26 UTC
GRANDISSON MARCPresident & CEO
SaleCommon Shares, $0011 par value per share 55,408 $33.86 $1,876,275.56
Disclosure

SEC source: 0001179110-19-005607 · edgar.xml · nonDerivative · entry 3

GRANDISSON MARC · CIK 0001286007 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned with spouse

Disclosed balance after: 1,832,136

F3 · price: Represents a weighted average sales price; the sales prices range from $33.85 to $33.91. Upon request, the full sales information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:34 UTC SaleCommon Shares, $.0011 par value per share 11,500 $34.15 $392,750.30
Disclosure

SEC source: 0001179110-19-005609 · edgar.xml · nonDerivative · entry 5

Vollaro John D · CIK 0001304230 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 482,882

F5 · price: Represents a weighted average sales price; the sales prices range from $34.15 to $34.16. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.

F1 · ownership.nature: Such common shares are held by a revocable trust for which the reporting person serves as trustee.

Read SEC document
May 02, 2019 Filed May 6, 2019 21:26 UTC
GRANDISSON MARCPresident & CEO
Exercise / conversionShare Appreciation Right · Derivative 68,400 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001179110-19-005607 · edgar.xml · derivative · entry 6

GRANDISSON MARC · CIK 0001286007 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 68,400 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2010 and the next two installments on May 6, 2011 and May 6, 2012, subject to the applicable award agreement.

Read SEC document
May 02, 2019 Filed May 6, 2019 21:26 UTC
GRANDISSON MARCPresident & CEO
Tax withholdingCommon Shares, $.0011 par value per share 12,992 $33.86 $439,909.12
Disclosure

SEC source: 0001179110-19-005607 · edgar.xml · nonDerivative · entry 2

GRANDISSON MARC · CIK 0001286007 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned with spouse

Disclosed balance after: 1,887,544

F2 · kind: In connection with the exercise of the share appreciation rights award described in Table II, 12,992 common shares were disposed of in satisfaction of the exercise price. The reporting person received a net issuance of 55,408 common shares.

Read SEC document
May 02, 2019 Filed May 6, 2019 21:26 UTC
GRANDISSON MARCPresident & CEO
Exercise / conversionCommon Shares, $.0011 par value per share 68,400 $6.43 $439,880.40
Disclosure

SEC source: 0001179110-19-005607 · edgar.xml · nonDerivative · entry 1

GRANDISSON MARC · CIK 0001286007 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned with spouse

Disclosed balance after: 1,900,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 6, 2019 21:34 UTC Exercise / conversionShare Appreciation Right · Derivative 91,800 $0.00 Strike: $6.34 $0.00
Disclosure

SEC source: 0001179110-19-005609 · edgar.xml · derivative · entry 6

Vollaro John D · CIK 0001304230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 91,800 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The share appreciation right became exercisable in three equal installments, with the first installment exercisable on May 6, 2010 and the second and third installments exercisable on May 6, 2011 and May 6, 2012, subject to the applicable award agreement.

Read SEC document
May 02, 2019 Filed May 6, 2019 21:34 UTC GiftCommon Shares, $.0011 par value per share 74,364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005609 · edgar.xml · nonDerivative · entry 4

Vollaro John D · CIK 0001304230 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 494,382

F4 · kind: On May 2, 2019, the reporting person contributed such shares to a revocable trust for which he serves as trustee.

F1 · ownership.nature: Such common shares are held by a revocable trust for which the reporting person serves as trustee.

Read SEC document
May 02, 2019 Filed May 6, 2019 21:34 UTC GiftCommon Shares, $.0011 par value per share 74,364 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005609 · edgar.xml · nonDerivative · entry 3

Vollaro John D · CIK 0001304230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: On May 2, 2019, the reporting person contributed such shares to a revocable trust for which he serves as trustee.

Read SEC document
May 02, 2019 Filed May 6, 2019 21:34 UTC Tax withholdingCommon Shares, $.0011 par value per share 17,436 $33.86 $590,382.96
Disclosure

SEC source: 0001179110-19-005609 · edgar.xml · nonDerivative · entry 2

Vollaro John D · CIK 0001304230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,364

F2 · kind: In connection with the exercise of a share appreciation right as described in Table II, 17,436 shares were disposed of in satisfaction of the exercise price; 74,364 net shares were issued.

Read SEC document
May 02, 2019 Filed May 6, 2019 21:34 UTC Exercise / conversionCommon Shares, $.0011 par value per share 91,800 $6.43 $590,365.80
Disclosure

SEC source: 0001179110-19-005609 · edgar.xml · nonDerivative · entry 1

Vollaro John D · CIK 0001304230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:05 UTC
IORDANOU CONSTANTINEDirector · Chairman
GrantStock Option (right to buy) · Derivative 63,956 $0.00 Strike: $32.87 $0.00
Disclosure

SEC source: 0001179110-19-003985 · edgar.xml · derivative · entry 10

IORDANOU CONSTANTINE · CIK 0001227102 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,956

Underlying: Common Shares, $.0011 par value per share · 63,956 shares

Expires 2029-03-15

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:31 UTC
Hutchings W PrestonSVP & Chief Investment Officer
Exercise / conversionShare Appreciation Right · Derivative 45,900 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001179110-19-003932 · edgar.xml · derivative · entry 6

Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 45,900 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment became exercisable on May 6, 2010, and the next two May 6, 2011 and May 6, 2012, subject to the applicable award agreement.

F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.

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March 14, 2019 Filed Mar 15, 2019 20:31 UTC
Hutchings W PrestonSVP & Chief Investment Officer
Tax withholdingCommon Shares, $.0011 par value per share 9,069 $32.55 $295,195.95
Disclosure

SEC source: 0001179110-19-003932 · edgar.xml · nonDerivative · entry 3

Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 622,091

F4 · kind: In connection with the exercise of a share appreciation right as described in Table II, 9,069 shares were disposed of in satisfaction of the exercise price; 36,831 net shares were issued.

F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.

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March 14, 2019 Filed Mar 15, 2019 20:31 UTC
Hutchings W PrestonSVP & Chief Investment Officer
Exercise / conversionCommon Shares, $.0011 par value per share 45,900 $6.43 $295,182.90
Disclosure

SEC source: 0001179110-19-003932 · edgar.xml · nonDerivative · entry 2

Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 631,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.

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March 14, 2019 Filed Mar 15, 2019 20:31 UTC
Hutchings W PrestonSVP & Chief Investment Officer
SaleCommon Shares, $.0011 par value per share 37,500 $32.55 $1,220,771.25
Disclosure

SEC source: 0001179110-19-003932 · edgar.xml · nonDerivative · entry 1

Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company

Disclosed balance after: 585,260

F2 · price: Represents a weighted average sale price; the sales prices range from $32.50 to $32.64. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.

F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.

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March 14, 2019 Filed Mar 18, 2019 21:05 UTC
IORDANOU CONSTANTINEDirector · Chairman
Exercise / conversionShare Appreciation Right · Derivative 122,130 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001179110-19-003985 · edgar.xml · derivative · entry 9

IORDANOU CONSTANTINE · CIK 0001227102 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, $.0011 par value per share · 122,130 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2010, and the next two May 6, 2011 and May 6, 2012 subject to the applicable award agreement.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 21:05 UTC
IORDANOU CONSTANTINEDirector · Chairman
Tax withholdingCommon Shares, $.0011 par value per share 24,130 $32.55 $785,431.50
Disclosure

SEC source: 0001179110-19-003985 · edgar.xml · nonDerivative · entry 5

IORDANOU CONSTANTINE · CIK 0001227102 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,555

F3 · kind: In connection with the exercise of the share appreciation right award as described in Table II, 24,130 common shares were disposed of in satisfaction of the exercise price; 98,000 net shares were issued.

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March 14, 2019 Filed Mar 18, 2019 21:05 UTC
IORDANOU CONSTANTINEDirector · Chairman
Exercise / conversionCommon Shares, $.0011 par value per share 122,130 $6.43 $785,418.03
Disclosure

SEC source: 0001179110-19-003985 · edgar.xml · nonDerivative · entry 4

IORDANOU CONSTANTINE · CIK 0001227102 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 18, 2019 21:05 UTC
IORDANOU CONSTANTINEDirector · Chairman
GiftCommon Shares, $.0011 par value per share 3,090 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003985 · edgar.xml · nonDerivative · entry 3

IORDANOU CONSTANTINE · CIK 0001227102 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,555

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.