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Nasdaq · USD

ACET

Adicet Bio, Inc.

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Tapewire entity
6860
SEC CIK
0001720580
Parsed reports
288

Last 12 months

Inside the activity.

3 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202604
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 23, 2021 Filed Feb 14, 2022 21:56 UTC GiftCommon Stock 29,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009370 · doc5.xml · nonDerivative · entry 4

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 138,076

F6 · kind: Represents a gift of Common Stock made on December 23, 2021.

F8 · ownership.nature: Shares held in a revocable trust of which Dr. Jakobovits and her spouse are co-trustees.

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December 23, 2021 Filed Feb 14, 2022 21:56 UTC GiftCommon Stock 109,488 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009370 · doc5.xml · nonDerivative · entry 3

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F6 · kind: Represents a gift of Common Stock made on December 23, 2021.

F7 · ownership.nature: Shares transferred from a grantor retained annuity trust ("GRAT") of which Dr. Jakobovits' spouse is the trustee and Dr. Jakobovits the sole annuitant and current beneficiary. Following this transaction, this GRAT was terminated.

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December 22, 2021 Filed Feb 14, 2022 21:56 UTC SaleCommon Stock 7,000 $16.03 $112,200.20
Disclosure

SEC source: 0001209191-22-009370 · doc5.xml · nonDerivative · entry 2

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 332,553

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.47 to $16.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5 · ownership.nature: Shares held in a trust of which Dr. Jakobovits' spouse is the trustee and Dr. Jakobovits' son is the beneficiary.

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December 22, 2021 Filed Feb 14, 2022 21:56 UTC SaleCommon Stock 7,000 $16.02 $112,113.40
Disclosure

SEC source: 0001209191-22-009370 · doc5.xml · nonDerivative · entry 1

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 332,552

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.46 to $16.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: Shares held in a trust of which Dr. Jakobovits' spouse is the trustee and Dr. Jakobovits' daughter is the beneficiary.

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December 10, 2021 Filed Dec 14, 2021 23:41 UTC
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Capital GP VI LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
OrbiMed Advisors Israel II LtdDirector · 10% owner
OrbiMed Israel GP II, L.P.Director · 10% owner
OrbiMed Israel GP Ltd.Director · 10% owner
GrantCommon Stock 214,285 $14.00 $2,999,990.00
Disclosure

SEC source: 0000947871-21-001280 · ownership.xml · nonDerivative · entry 3

ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner

OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · Director · 10% owner

OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner

OrbiMed Advisors Israel II Ltd · CIK 0001682093 · Director · 10% owner

OrbiMed Israel GP II, L.P. · CIK 0001682090 · Director · 10% owner

OrbiMed Israel GP Ltd. · CIK 0001569590 · Director · 10% owner

OrbiMed Israel BioFund GP Limited Partnership · CIK 0001569821 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 242,285

F2 · shares: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering.

F4 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Genesis Master Fund, L.P. ("Genesis"). OrbiMed Genesis GP LLC ("Genesis GP") is the general partner of Genesis, and OrbiMed Advisors is the managing member of Genesis. By virtue of such relationships, Genesis GP and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by Genesis noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Exchange Act. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by Genesis.

F7 · ownership.nature: This report is being jointly filed by OrbiMed Advisors, GP V, GP VI, Genesis, OrbiMed Israel GP II, OrbiMed Israel II, OrbiMed BioFund, and OrbiMed Israel GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors, GP V, GP VI, OrbiMed Israel GP II, OrbiMed Israel II, OrbiMed BioFund, and OrbiMed Israel GP have designated Carl L. Gordon ("Gordon") to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons or Gordon is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

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December 10, 2021 Filed Dec 15, 2021 00:06 UTC
GORDON CARL LDirector · 10% owner
GrantCommon Stock 214,285 $14.00 $2,999,990.00
Disclosure

SEC source: 0000947871-21-001281 · ownership.xml · nonDerivative · entry 3

GORDON CARL L · CIK 0001282930 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 242,285

F2 · shares: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering.

F4 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Genesis Master Fund, L.P. ("Genesis"). OrbiMed Genesis GP LLC ("Genesis GP") is the general partner of Genesis, and OrbiMed Advisors is the managing member of Genesis. By virtue of such relationships, Genesis GP and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by Genesis noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Exchange Act. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by Genesis.

F7 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP V, GP VI, Genesis, OrbiMed BioFund, OrbiMed Israel GP, OrbiMed Israel GP II and OrbiMed Israel II disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP V, GP VI, Genesis, OrbiMed BioFund, OrbiMed Israel GP, OrbiMed Israel GP II or OrbiMed Israel II is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

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December 08, 2021 Filed Dec 10, 2021 22:30 UTC PurchaseCommon Stock 500,000 $14.00 $7,000,000.00
Disclosure

SEC source: 0000905718-21-001587 · adicetbio_fm4dec82021.xml · nonDerivative · entry 1

Sinclair Andrew · CIK 0001762451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,140,721

F1 · ownership.nature: The shares were purchased from the underwriters in a firm-commitment underwritten public offering of shares of the Issuer's common stock that closed on December 10, 2021. These shares are held by Abingworth Bioventures 8 LP ("ABV 8"). Abingworth Bioventures 8 GP LP ("Abingworth GP") serves as the general partner of ABV 8. Abingworth General Partner 8 LLP ("Abingworth GP 8"), serves as the general partner of Abingworth GP. ABV 8 (acting by its general partner Abingworth GP, acting by its general partner Abingworth GP 8) has delegated to Abingworth LLP, all investment and dispositive power over the securities held by ABV 8. The Reporting Person is a Partner and Portfolio Manager of Abingworth LLP.

F2 · ownership.nature: An investment committee approves investment and voting decisions by a majority vote, and no individual member has the sole control or voting power over the shares held by ABV 8. The Reporting Person is a member of the investment committee of ABV 8. From time to time, the investment committee may delegate investment and voting authority over certain securities held by ABV 8 to employees of Abingworth LLP, subject to the supervision and oversight of the investment committee, including any limits on such authority imposed by the investment committee in its discretion and the right of the investment committee to revoke such authority at any time. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 08, 2021 Filed Dec 13, 2021 23:00 UTC Amendment PurchaseCommon Stock 500,000 $14.00 $7,000,000.00
Disclosure

SEC source: 0000905718-21-001591 · adicetbio_fm4amdec82021.xml · nonDerivative · entry 1

Sinclair Andrew · CIK 0001762451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,115,385

F1 · ownership.nature: The shares were purchased from the underwriters in a firm-commitment underwritten public offering of shares of the Issuer's common stock that closed on December 10, 2021. These shares are held by Abingworth Bioventures 8 LP ("ABV 8"). Abingworth Bioventures 8 GP LP ("Abingworth GP") serves as the general partner of ABV 8. Abingworth General Partner 8 LLP ("Abingworth GP 8"), serves as the general partner of Abingworth GP. ABV 8 (acting by its general partner Abingworth GP, acting by its general partner Abingworth GP 8) has delegated to Abingworth LLP, all investment and dispositive power over the securities held by ABV 8. The Reporting Person is a Partner and Portfolio Manager of Abingworth LLP.

F2 · ownership.nature: An investment committee approves investment and voting decisions by a majority vote, and no individual member has the sole control or voting power over the shares held by ABV 8. The Reporting Person is a member of the investment committee of ABV 8. From time to time, the investment committee may delegate investment and voting authority over certain securities held by ABV 8 to employees of Abingworth LLP, subject to the supervision and oversight of the investment committee, including any limits on such authority imposed by the investment committee in its discretion and the right of the investment committee to revoke such authority at any time. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.

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November 17, 2021 Filed Nov 18, 2021 12:13 UTC GrantStock Option (right to Buy) · Derivative 37,000 $0.00 Strike: $9.39 $0.00
Disclosure

SEC source: 0001209191-21-065375 · doc4.xml · derivative · entry 1

Kauffman Michael · CIK 0001364719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2031-11-16

F1 · derivative.exercise_date: These shares shall vest in thirty-six (36) equal monthly installments beginning November 17, 2021.

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October 12, 2021 Filed Oct 13, 2021 20:18 UTC
Aftab BlakeChief Scientific Officer
GrantStock Option (right to Buy) · Derivative 60,000 $0.00 Strike: $7.38 $0.00
Disclosure

SEC source: 0001209191-21-060360 · doc4.xml · derivative · entry 2

Aftab Blake · CIK 0001886986 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-10-11

F2 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest on October 12, 2022, and the remainder of the shares shall vest in equal monthly installments for a period of 36 months thereafter, subject to continued service with the Company.

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October 12, 2021 Filed Oct 13, 2021 20:18 UTC
Aftab BlakeChief Scientific Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060360 · doc4.xml · nonDerivative · entry 1

Aftab Blake · CIK 0001886986 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSU"). Each RSU represents a contingent right to receive one share of common stock. The RSUs shall vest in two (2) annual installments of 20% of the shares vesting, with the first tranche vesting on October 12, 2022 and the second tranche vesting on October 12, 2023. The remaining shares shall vest upon achievements of specific milestones outlined in the Reporting Persons Restricted Stock Unit Agreement. The RSUs may be settled only by delivering shares of common stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.

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October 01, 2021 Filed Oct 5, 2021 21:14 UTC
Schor ChenDirector · President & CEO
GrantCommon Stock 240,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059577 · doc4.xml · nonDerivative · entry 1

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSU"). Each RSU represents a contingent right to receive one share of common stock. The RSUs shall vest in two (2) annual installments of 20% of the shares vesting, with the first tranche vesting on October 1, 2022 and the second tranche vesting on October 1, 2023. The remaining shares shall vest upon achievements of specific milestones outlined in the Reporting Persons Restricted Stock Unit Agreement. The RSUs may be settled only by delivering shares of common stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.

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October 01, 2021 Filed Oct 5, 2021 21:12 UTC
Healey DonChief Technology Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059574 · doc4.xml · nonDerivative · entry 1

Healey Don · CIK 0001643067 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSU"). Each RSU represents a contingent right to receive one share of common stock. The RSUs shall vest in two (2) annual installments of 20% of the shares vesting, with the first tranche vesting on October 1, 2022 and the second tranche vesting on October 1, 2023. The remaining shares shall vest upon achievements of specific milestones outlined in the Reporting Persons Restricted Stock Unit Agreement. The RSUs may be settled only by delivering shares of common stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:11 UTC
Galimi FrancescoSVP & Chief Medical Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059571 · doc4.xml · nonDerivative · entry 1

Galimi Francesco · CIK 0001823996 · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,983

F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSU"). Each RSU represents a contingent right to receive one share of common stock. The RSUs shall vest in two (2) annual installments of 20% of the shares vesting, with the first tranche vesting on October 1, 2022 and the second tranche vesting on October 1, 2023. The remaining shares shall vest upon achievements of specific milestones outlined in the Reporting Persons Restricted Stock Unit Agreement. The RSUs may be settled only by delivering shares of common stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:10 UTC
Harvey Brian NicholasChief Financial Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059569 · doc4.xml · nonDerivative · entry 1

Harvey Brian Nicholas · CIK 0001519432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSU"). Each RSU represents a contingent right to receive one share of common stock. The RSUs shall vest in two (2) annual installments of 20% of the shares vesting, with the first tranche vesting on October 1, 2022 and the second tranche vesting on October 1, 2023. The remaining shares shall vest upon achievements of specific milestones outlined in the Reporting Persons Restricted Stock Unit Agreement. The RSUs may be settled only by delivering shares of common stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:25 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 8,982 $10.53 $94,611.00
Disclosure

SEC source: 0001209191-21-042000 · doc4.xml · nonDerivative · entry 2

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 89,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $10.32 to $10.86, inclusive.

F4 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:25 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 7,484 $10.53 $78,831.97
Disclosure

SEC source: 0001209191-21-042000 · doc4.xml · nonDerivative · entry 1

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 74,841

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $10.32 to $10.86, inclusive.

F3 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 22:08 UTC SaleCommon Stock 1,923 $11.16 $21,453.95
Disclosure

SEC source: 0001209191-21-041630 · doc4.xml · nonDerivative · entry 2

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 215,883

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.00 to $11.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F4 · ownership.nature: Shares held in a trust of which Dr. Jakobovits spouse is the trustee and Dr. Jakobovits child is the beneficiary.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 22:08 UTC SaleCommon Stock 1,924 $11.16 $21,465.11
Disclosure

SEC source: 0001209191-21-041630 · doc4.xml · nonDerivative · entry 1

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 215,883

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.00 to $11.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: Shares held in a trust of which Dr. Jakobovits spouse is the trustee and Dr. Jakobovits child is the beneficiary.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 20:28 UTC
ABBOT STEWARTSee Remarks
GrantNon-Qualified Option (right to buy) · Derivative 5,000 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001209191-21-040232 · doc4.xml · derivative · entry 1

ABBOT STEWART · CIK 0001655597 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-06-10

F1 · derivative.exercise_date: The shares underlying this option shall vest in twelve equal monthly installments commencing on June 11, 2021.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 01:35 UTC
Galimi FrancescoSVP & Chief Medical Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,983 Not disclosed Strike: $5.97 Not disclosed
Disclosure

SEC source: 0001209191-21-039073 · doc4.xml · derivative · entry 2

Galimi Francesco · CIK 0001823996 · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,441

Underlying: Common Stock · 6,983 shares

Expires 2029-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Received in exchange for an employee stock option to acquire 1,035,685 shares of common stock of Adicet Bio, Inc., a Delaware corporation ("Old Adicet"), for $0.740 per share in connection with the merger (the "Merger") of Old Adicet with and into Project Oasis Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of resTORbio, Inc., a Delaware corporation ("resTORbio"). On the effective date of the Merger, resTORbio changed its name to "Adicet Bio, Inc."

F1 · derivative.exercise_date: 25% of the option vested on September 23, 2020, and 1/36th of the remaining unvested option vests on each of the next thirty-six (36) monthly anniversaries thereafter, provided that Dr. Galimi remains in continuous service as of the applicable vesting date.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 01:35 UTC
Galimi FrancescoSVP & Chief Medical Officer
Exercise / conversionCommon Stock 6,983 $5.97 $41,688.51
Disclosure

SEC source: 0001209191-21-039073 · doc4.xml · nonDerivative · entry 1

Galimi Francesco · CIK 0001823996 · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 23:12 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 8,982 $12.06 $108,278.91
Disclosure

SEC source: 0001209191-21-038758 · doc4.xml · nonDerivative · entry 2

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 98,818

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $11.60 to $12.39, inclusive.

F4 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 23:12 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 7,484 $12.06 $90,220.37
Disclosure

SEC source: 0001209191-21-038758 · doc4.xml · nonDerivative · entry 1

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,325

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $11.60 to $12.39, inclusive.

F3 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
May 20, 2021 Filed May 20, 2021 23:28 UTC SaleCommon Stock 900 $14.23 $12,805.20
Disclosure

SEC source: 0001209191-21-034631 · doc4.xml · nonDerivative · entry 4

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 217,806

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.00 to $14.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5 · ownership.nature: Shares held in a trust of which Dr. Jakobovits spouse is the trustee and Dr. Jakobovits child is the beneficiary.

Read SEC document
May 20, 2021 Filed May 20, 2021 23:28 UTC SaleCommon Stock 892 $14.23 $12,692.36
Disclosure

SEC source: 0001209191-21-034631 · doc4.xml · nonDerivative · entry 3

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 217,807

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.00 to $14.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: Shares held in a trust of which Dr. Jakobovits spouse is the trustee and Dr. Jakobovits child is the beneficiary.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:34 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 733 $13.73 $10,062.40
Disclosure

SEC source: 0001209191-21-034929 · doc4.xml · nonDerivative · entry 4

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,800

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $13.69 to $13.79, inclusive.

F5 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:34 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 8,249 $13.42 $110,727.98
Disclosure

SEC source: 0001209191-21-034929 · doc4.xml · nonDerivative · entry 3

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 108,533

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $12.69 to $13.66, inclusive.

F5 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

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May 19, 2021 Filed May 21, 2021 20:34 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 612 $13.73 $8,401.35
Disclosure

SEC source: 0001209191-21-034929 · doc4.xml · nonDerivative · entry 2

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 89,809

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $13.69 to $13.79, inclusive.

F3 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:34 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 6,872 $13.42 $92,244.23
Disclosure

SEC source: 0001209191-21-034929 · doc4.xml · nonDerivative · entry 1

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 90,421

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $12.69 to $13.66, inclusive.

F3 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:28 UTC SaleCommon Stock 3,100 $14.06 $43,572.98
Disclosure

SEC source: 0001209191-21-034631 · doc4.xml · nonDerivative · entry 2

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 218,706

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.00 to $14.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5 · ownership.nature: Shares held in a trust of which Dr. Jakobovits spouse is the trustee and Dr. Jakobovits child is the beneficiary.

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May 18, 2021 Filed May 20, 2021 23:28 UTC SaleCommon Stock 3,108 $14.05 $43,675.79
Disclosure

SEC source: 0001209191-21-034631 · doc4.xml · nonDerivative · entry 1

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 218,699

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.00 to $14.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.nature: Shares held in a trust of which Dr. Jakobovits spouse is the trustee and Dr. Jakobovits child is the beneficiary.

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May 12, 2021 Filed May 14, 2021 20:33 UTC SaleCommon Stock 5,000 $13.24 $66,204.50
Disclosure

SEC source: 0001209191-21-032740 · doc4.xml · nonDerivative · entry 2

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 221,806

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.05 to $13.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · balance_after: The Reporting Person previously transferred 149,307 shares and 149,306 shares from the trust described in footnote (7) to the trusts described in footnotes (4) and (6), respectively.

F6 · ownership.nature: Shares held in a trust of which Dr. Jakobovits spouse is the trustee and Dr. Jakobovits child is the beneficiary.

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May 12, 2021 Filed May 14, 2021 20:33 UTC SaleCommon Stock 5,000 $13.23 $66,128.00
Disclosure

SEC source: 0001209191-21-032740 · doc4.xml · nonDerivative · entry 1

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 221,807

F1 · kind: These sales were effected pursuant to Rule 10b5-1 trading plans previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.97 to $13.68. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · balance_after: The Reporting Person previously transferred 149,307 shares and 149,306 shares from the trust described in footnote (7) to the trusts described in footnotes (4) and (6), respectively.

F4 · ownership.nature: Shares held in a trust of which Dr. Jakobovits spouse is the trustee and Dr. Jakobovits child is the beneficiary.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:02 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 3,670 $14.70 $53,951.20
Disclosure

SEC source: 0001209191-21-030874 · doc4.xml · nonDerivative · entry 4

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 116,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $14.53 to $15.04, inclusive.

F5 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:02 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 5,312 $13.90 $73,813.96
Disclosure

SEC source: 0001209191-21-030874 · doc4.xml · nonDerivative · entry 3

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 120,452

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $13.51 to $14.48, inclusive.

F5 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:02 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 3,058 $14.70 $44,954.43
Disclosure

SEC source: 0001209191-21-030874 · doc4.xml · nonDerivative · entry 2

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,293

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $14.53 to $15.04, inclusive.

F3 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:02 UTC
Schor ChenDirector · President & CEO
SaleCommon Stock 4,426 $13.90 $61,502.37
Disclosure

SEC source: 0001209191-21-030874 · doc4.xml · nonDerivative · entry 1

Schor Chen · CIK 0001340875 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 100,351

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $13.51 to $14.48, inclusive.

F3 · ownership.nature: Represents shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:26 UTC GrantStock Option (Right to Buy) · Derivative 8,172 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001209191-21-030102 · doc4.xml · derivative · entry 2

Sinclair Andrew · CIK 0001762451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,172

Underlying: Common Stock · 8,172 shares

Expires 2031-04-29

F2 · derivative.exercise_date: These shares shall vest in thirty-six (36) equal monthly installments beginning March 2, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:26 UTC GrantStock Option (Right to Buy) · Derivative 18,500 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001209191-21-030102 · doc4.xml · derivative · entry 1

Sinclair Andrew · CIK 0001762451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2031-04-29

F1 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:25 UTC GrantStock Option (Right to Buy) · Derivative 1,172 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001209191-21-030101 · doc4.xml · derivative · entry 2

Sanna Bastiano · CIK 0001829069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172

Underlying: Common Stock · 1,172 shares

Expires 2031-04-29

F2 · derivative.exercise_date: These shares shall vest in thirty-six (36) equal monthly installments beginning December 1, 2020.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:25 UTC GrantStock Option (Right to Buy) · Derivative 18,500 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001209191-21-030101 · doc4.xml · derivative · entry 1

Sanna Bastiano · CIK 0001829069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2031-04-29

F1 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:23 UTC GrantStock Option (Right to Buy) · Derivative 18,500 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001209191-21-030098 · doc4.xml · derivative · entry 1

GORDON CARL L · CIK 0001282930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2031-04-29

F1 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:25 UTC GrantStock Option (Right to Buy) · Derivative 18,500 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001209191-21-030100 · doc4.xml · derivative · entry 1

Jakobovits Aya · CIK 0001823901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2031-04-29

F1 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:23 UTC
DUBIN STEVEDirector
GrantStock Option (Right to Buy) · Derivative 18,500 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001209191-21-030097 · doc4.xml · derivative · entry 1

DUBIN STEVE · CIK 0001265123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2031-04-29

F1 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:21 UTC GrantStock Option (Right to Buy) · Derivative 18,500 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001209191-21-030095 · doc4.xml · derivative · entry 1

Chodakewitz Jeffrey · CIK 0001610876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2031-04-29

F1 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 20:34 UTC
Schor ChenDirector · President and CEO
SaleCommon Stock 7,484 $12.01 $89,846.17
Disclosure

SEC source: 0000899243-21-016753 · doc4.xml · nonDerivative · entry 2

Schor Chen · CIK 0001340875 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 104,777

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $11.76 to $12.27, inclusive.

F4 · ownership.nature: Represents 104,777 shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 20:34 UTC
Schor ChenDirector · President and CEO
SaleCommon Stock 8,982 $12.01 $107,829.81
Disclosure

SEC source: 0000899243-21-016753 · doc4.xml · nonDerivative · entry 1

Schor Chen · CIK 0001340875 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 125,764

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $11.76 to $12.27, inclusive.

F3 · ownership.nature: Represents 125,764 shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 20:37 UTC
Schor ChenDirector · President and CEO
SaleCommon Stock 7,484 $13.04 $97,583.88
Disclosure

SEC source: 0000899243-21-015390 · doc4.xml · nonDerivative · entry 2

Schor Chen · CIK 0001340875 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 112,261

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $12.61 to $13.38, inclusive.

F4 · ownership.nature: Represents 112,261 shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 20:37 UTC
Schor ChenDirector · President and CEO
SaleCommon Stock 8,982 $13.04 $117,116.30
Disclosure

SEC source: 0000899243-21-015390 · doc4.xml · nonDerivative · entry 1

Schor Chen · CIK 0001340875 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 134,746

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $12.61 to $13.38, inclusive.

F3 · ownership.nature: Represents 134,746 shares held directly by an irrevocable family trust having an independent trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.