Last 12 months
Inside the activity.
3 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2024 Filed Jun 7, 2024 20:04 UTC |
Peng KatieDirector
|
GrantStock Option (Right to Buy) · Derivative | 26,400 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000950170-24-070577 · ownership.xml · derivative · entry 2 Peng Katie · CIK 0001983850 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,400 Underlying: Common Stock · 26,400 shares Expires 2034-06-04 F2 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:04 UTC |
Peng KatieDirector
|
GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070577 · ownership.xml · nonDerivative · entry 1 Peng Katie · CIK 0001983850 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,900 F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:03 UTC |
Sinclair AndrewDirector
|
GrantStock Option (Right to Buy) · Derivative | 26,400 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000950170-24-070575 · ownership.xml · derivative · entry 2 Sinclair Andrew · CIK 0001762451 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,400 Underlying: Common Stock · 26,400 shares Expires 2034-06-04 F2 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:03 UTC |
Sinclair AndrewDirector
|
GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070575 · ownership.xml · nonDerivative · entry 1 Sinclair Andrew · CIK 0001762451 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:11 UTC |
Aftab BlakeChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 336,911 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0000950170-24-070632 · ownership.xml · derivative · entry 1 Aftab Blake · CIK 0001886986 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,911 Underlying: Common Stock · 336,911 shares Expires 2034-01-25 F1 · derivative.exercise_date: 1/48th of the shares shall vest in forty-eight (48) equal monthly installaments following January 26, 2024, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:10 UTC |
Galimi FrancescoSVP & Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 375,077 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0000950170-24-070630 · ownership.xml · derivative · entry 1 Galimi Francesco · CIK 0001823996 · SVP & Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,077 Underlying: Common Stock · 375,077 shares Expires 2034-01-25 F1 · derivative.exercise_date: 1/48th of the shares shall vest in forty-eight (48) equal monthly installaments following January 26, 2024, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:10 UTC |
Harvey Brian NicholasChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 374,829 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0000950170-24-070628 · ownership.xml · derivative · entry 1 Harvey Brian Nicholas · CIK 0001519432 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,829 Underlying: Common Stock · 374,829 shares Expires 2034-01-25 F1 · derivative.exercise_date: 1/48th of the shares shall vest in forty-eight (48) equal monthly installaments following January 26, 2024, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:09 UTC |
Healey DonChief Technology Officer
|
GrantStock Option (Right to Buy) · Derivative | 271,595 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0000950170-24-070619 · ownership.xml · derivative · entry 1 Healey Don · CIK 0001643067 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,595 Underlying: Common Stock · 271,595 shares Expires 2034-01-25 F1 · derivative.exercise_date: 1/48th of the shares shall vest in forty-eight (48) equal monthly installaments following January 26, 2024, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:09 UTC |
Schor ChenDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 1,770,427 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0000950170-24-070618 · ownership.xml · derivative · entry 1 Schor Chen · CIK 0001340875 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,770,427 Underlying: Common Stock · 1,770,427 shares Expires 2034-01-25 F1 · derivative.exercise_date: 1/48th of the shares shall vest in forty-eight (48) equal monthly installaments following January 26, 2024, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:08 UTC |
GORDON CARL LDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 26,400 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000950170-24-070616 · ownership.xml · derivative · entry 7 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,400 Underlying: Common Stock · 26,400 shares Expires 2034-06-04 F8 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:08 UTC |
GORDON CARL LDirector · 10% owner
|
GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070616 · ownership.xml · nonDerivative · entry 1 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:07 UTC |
Chodakewitz JeffreyDirector
|
GrantStock Option (Right to Buy) · Derivative | 26,400 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000950170-24-070613 · ownership.xml · derivative · entry 2 Chodakewitz Jeffrey · CIK 0001610876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,400 Underlying: Common Stock · 26,400 shares Expires 2034-06-04 F2 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:07 UTC |
Chodakewitz JeffreyDirector
|
GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070613 · ownership.xml · nonDerivative · entry 1 Chodakewitz Jeffrey · CIK 0001610876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:06 UTC |
Jakobovits AyaDirector
|
GrantStock Option (Right to Buy) · Derivative | 26,400 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000950170-24-070610 · ownership.xml · derivative · entry 5 Jakobovits Aya · CIK 0001823901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,400 Underlying: Common Stock · 26,400 shares Expires 2034-06-04 F5 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:06 UTC |
Jakobovits AyaDirector
|
GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070610 · ownership.xml · nonDerivative · entry 1 Jakobovits Aya · CIK 0001823901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:05 UTC |
DUBIN STEVEDirector
|
GrantStock Option (Right to Buy) · Derivative | 26,400 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000950170-24-070608 · ownership.xml · derivative · entry 2 DUBIN STEVE · CIK 0001265123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,400 Underlying: Common Stock · 26,400 shares Expires 2034-06-04 F2 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:05 UTC |
DUBIN STEVEDirector
|
GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070608 · ownership.xml · nonDerivative · entry 1 DUBIN STEVE · CIK 0001265123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,800 F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:05 UTC |
Kauffman MichaelDirector
|
GrantStock Option (Right to Buy) · Derivative | 26,400 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000950170-24-070605 · ownership.xml · derivative · entry 3 Kauffman Michael · CIK 0001364719 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,400 Underlying: Common Stock · 26,400 shares Expires 2034-06-04 F2 · derivative.exercise_date: These shares shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:05 UTC |
Kauffman MichaelDirector
|
SaleCommon Stock | 5,900 | $1.43 | $8,437.00 |
DisclosureSEC source: 0000950170-24-070605 · ownership.xml · nonDerivative · entry 2 Kauffman Michael · CIK 0001364719 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,900 Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:05 UTC |
Kauffman MichaelDirector
|
GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070605 · ownership.xml · nonDerivative · entry 1 Kauffman Michael · CIK 0001364719 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 F1 · shares: The Reporting Person was issued Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in full on the earlier to occur of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service on the Issuer's board of directors. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| January 25, 2024 Filed Jan 27, 2024 00:14 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Capital GP VI LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
OrbiMed Advisors Israel II LtdDirector · 10% owner
OrbiMed Israel GP II, L.P.Director · 10% owner
OrbiMed Israel GP Ltd.Director · 10% owner
OrbiMed Israel BioFund GP Limited PartnershipDirector · 10% owner
|
PurchaseCommon Stock | 1,041,700 | $2.40 | $2,500,080.00 |
DisclosureSEC source: 0000950170-24-008053 · ownership.xml · nonDerivative · entry 3 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · Director · 10% owner OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner OrbiMed Advisors Israel II Ltd · CIK 0001682093 · Director · 10% owner OrbiMed Israel GP II, L.P. · CIK 0001682090 · Director · 10% owner OrbiMed Israel GP Ltd. · CIK 0001569590 · Director · 10% owner OrbiMed Israel BioFund GP Limited Partnership · CIK 0001569821 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,255,985 F1 · shares: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F3 · ownership.nature: This report is being jointly filed by OrbiMed Advisors, GP V, GP VI, Genesis GP, OrbiMed Israel GP II, OrbiMed Israel II, OrbiMed BioFund, and OrbiMed Israel GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors, GP V, GP VI, OrbiMed Israel GP II, OrbiMed Israel II, OrbiMed BioFund, and OrbiMed Israel GP have designated Carl L. Gordon ("Gordon") to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons or Gordon is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Genesis Master Fund, L.P. ("Genesis"). OrbiMed Genesis GP LLC ("Genesis GP") is the general partner of Genesis, and OrbiMed Advisors is the managing member of Genesis. By virtue of such relationships, Genesis GP and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by Genesis noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Exchange Act. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by Genesis. Read SEC document |
| January 25, 2024 Filed Jan 27, 2024 00:14 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Capital GP VI LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
OrbiMed Advisors Israel II LtdDirector · 10% owner
OrbiMed Israel GP II, L.P.Director · 10% owner
OrbiMed Israel GP Ltd.Director · 10% owner
OrbiMed Israel BioFund GP Limited PartnershipDirector · 10% owner
|
PurchaseCommon Stock | 242,200 | $2.40 | $581,280.00 |
DisclosureSEC source: 0000950170-24-008053 · ownership.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · Director · 10% owner OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner OrbiMed Advisors Israel II Ltd · CIK 0001682093 · Director · 10% owner OrbiMed Israel GP II, L.P. · CIK 0001682090 · Director · 10% owner OrbiMed Israel GP Ltd. · CIK 0001569590 · Director · 10% owner OrbiMed Israel BioFund GP Limited Partnership · CIK 0001569821 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 990,254 F1 · shares: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F3 · ownership.nature: This report is being jointly filed by OrbiMed Advisors, GP V, GP VI, Genesis GP, OrbiMed Israel GP II, OrbiMed Israel II, OrbiMed BioFund, and OrbiMed Israel GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors, GP V, GP VI, OrbiMed Israel GP II, OrbiMed Israel II, OrbiMed BioFund, and OrbiMed Israel GP have designated Carl L. Gordon ("Gordon") to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons or Gordon is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F4 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI, and OrbiMed Advisors is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Exchange Act. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. Read SEC document |
| January 25, 2024 Filed Jan 27, 2024 00:14 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
OrbiMed Capital GP V LLCDirector · 10% owner
OrbiMed Capital GP VI LLCDirector · 10% owner
OrbiMed Genesis GP LLCDirector · 10% owner
OrbiMed Advisors Israel II LtdDirector · 10% owner
OrbiMed Israel GP II, L.P.Director · 10% owner
OrbiMed Israel GP Ltd.Director · 10% owner
OrbiMed Israel BioFund GP Limited PartnershipDirector · 10% owner
|
PurchaseCommon Stock | 1,841,100 | $2.40 | $4,418,640.00 |
DisclosureSEC source: 0000950170-24-008053 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner OrbiMed Capital GP V LLC · CIK 0001615374 · Director · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · Director · 10% owner OrbiMed Genesis GP LLC · CIK 0001808744 · Director · 10% owner OrbiMed Advisors Israel II Ltd · CIK 0001682093 · Director · 10% owner OrbiMed Israel GP II, L.P. · CIK 0001682090 · Director · 10% owner OrbiMed Israel GP Ltd. · CIK 0001569590 · Director · 10% owner OrbiMed Israel BioFund GP Limited Partnership · CIK 0001569821 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,526,359 F1 · shares: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F2 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Private Investments V, LP ("OPI V"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI V. F3 · ownership.nature: This report is being jointly filed by OrbiMed Advisors, GP V, GP VI, Genesis GP, OrbiMed Israel GP II, OrbiMed Israel II, OrbiMed BioFund, and OrbiMed Israel GP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors, GP V, GP VI, OrbiMed Israel GP II, OrbiMed Israel II, OrbiMed BioFund, and OrbiMed Israel GP have designated Carl L. Gordon ("Gordon") to serve on the Issuer's board of directors. This report shall not be deemed an admission that any of the Reporting Persons or Gordon is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| January 25, 2024 Filed Jan 27, 2024 00:13 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 1,041,700 | $2.40 | $2,500,080.00 |
DisclosureSEC source: 0000950170-24-008052 · ownership.xml · nonDerivative · entry 3 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,255,985 F1 · shares: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F3 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP V, GP VI, Genesis GP, OrbiMed BioFund, OrbiMed Israel GP, OrbiMed Israel GP II and OrbiMed Israel II disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP V, GP VI, Genesis, OrbiMed BioFund, OrbiMed Israel GP, OrbiMed Israel GP II or OrbiMed Israel II is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Genesis Master Fund, L.P. ("Genesis"). OrbiMed Genesis GP LLC ("Genesis GP") is the general partner of Genesis, and OrbiMed Advisors is the managing member of Genesis. By virtue of such relationships, Genesis GP and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by Genesis noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Exchange Act. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of the Reporting Person, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by Genesis. Read SEC document |
| January 25, 2024 Filed Jan 27, 2024 00:13 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 242,200 | $2.40 | $581,280.00 |
DisclosureSEC source: 0000950170-24-008052 · ownership.xml · nonDerivative · entry 2 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 990,254 F1 · shares: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F3 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP V, GP VI, Genesis GP, OrbiMed BioFund, OrbiMed Israel GP, OrbiMed Israel GP II and OrbiMed Israel II disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP V, GP VI, Genesis, OrbiMed BioFund, OrbiMed Israel GP, OrbiMed Israel GP II or OrbiMed Israel II is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F4 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI, and OrbiMed Advisors is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Exchange Act. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of the Reporting Person, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. Read SEC document |
| January 25, 2024 Filed Jan 27, 2024 00:13 UTC |
GORDON CARL LDirector · 10% owner
|
PurchaseCommon Stock | 1,841,100 | $2.40 | $4,418,640.00 |
DisclosureSEC source: 0000950170-24-008052 · ownership.xml · nonDerivative · entry 1 GORDON CARL L · CIK 0001282930 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,526,359 F1 · shares: These shares of the Issuer's common stock were purchased in the Issuer's underwritten public offering. F2 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Private Investments V, LP ("OPI V"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI V noted above and as a result may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). OrbiMed Advisors exercises this investment and voting power through a management committee comprised of the Reporting Person, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI V. F3 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP V, GP VI, Genesis GP, OrbiMed BioFund, OrbiMed Israel GP, OrbiMed Israel GP II and OrbiMed Israel II disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP V, GP VI, Genesis, OrbiMed BioFund, OrbiMed Israel GP, OrbiMed Israel GP II or OrbiMed Israel II is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:11 UTC |
Galimi FrancescoSVP & Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 288,134 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000950170-24-008051 · ownership.xml · derivative · entry 3 Galimi Francesco · CIK 0001823996 · SVP & Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,134 Underlying: Common Stock · 288,134 shares Expires 2034-01-23 F3 · derivative.exercise_date: 1/48th of the shares shall vest on each of the next forty-eight (48) monthly anniversaries of the grant date, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:11 UTC |
Galimi FrancescoSVP & Chief Medical Officer
|
GrantCommon Stock | 26,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-008051 · ownership.xml · nonDerivative · entry 2 Galimi Francesco · CIK 0001823996 · SVP & Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,801 F2 · shares: The Reporting Person was issued RSUs. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in three (3) annual installments, with the first tranche vesting on January 24, 2025. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:11 UTC |
Galimi FrancescoSVP & Chief Medical Officer
|
Tax withholdingCommon Stock | 4,957 | $2.40 | $11,896.80 |
DisclosureSEC source: 0000950170-24-008051 · ownership.xml · nonDerivative · entry 1 Galimi Francesco · CIK 0001823996 · SVP & Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,501 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:10 UTC |
Aftab BlakeChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 241,173 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000950170-24-008050 · ownership.xml · derivative · entry 3 Aftab Blake · CIK 0001886986 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,173 Underlying: Common Stock · 241,173 shares Expires 2034-01-23 F3 · derivative.exercise_date: 1/48th of the shares shall vest on each of the next forty-eight (48) monthly anniversaries of the grant date, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:10 UTC |
Aftab BlakeChief Scientific Officer
|
GrantCommon Stock | 19,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-008050 · ownership.xml · nonDerivative · entry 2 Aftab Blake · CIK 0001886986 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,511 F2 · shares: The Reporting Person was issued RSUs. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in three (3) annual installments, with the first tranche vesting on January 24, 2025. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:10 UTC |
Aftab BlakeChief Scientific Officer
|
Tax withholdingCommon Stock | 3,565 | $2.40 | $8,556.00 |
DisclosureSEC source: 0000950170-24-008050 · ownership.xml · nonDerivative · entry 1 Aftab Blake · CIK 0001886986 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,811 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:09 UTC |
Healey DonChief Technology Officer
|
GrantStock Option (Right to Buy) · Derivative | 211,633 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000950170-24-008049 · ownership.xml · derivative · entry 3 Healey Don · CIK 0001643067 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,633 Underlying: Common Stock · 211,633 shares Expires 2034-01-23 F3 · derivative.exercise_date: 1/48th of the shares shall vest on each of the next forty-eight (48) monthly anniversaries of the grant date, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:09 UTC |
Healey DonChief Technology Officer
|
GrantCommon Stock | 19,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-008049 · ownership.xml · nonDerivative · entry 2 Healey Don · CIK 0001643067 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,329 F2 · shares: The Reporting Person was issued RSUs. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in three (3) annual installments, with the first tranche vesting on January 24, 2025. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:09 UTC |
Healey DonChief Technology Officer
|
Tax withholdingCommon Stock | 4,870 | $2.40 | $11,688.00 |
DisclosureSEC source: 0000950170-24-008049 · ownership.xml · nonDerivative · entry 1 Healey Don · CIK 0001643067 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,629 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:08 UTC |
Harvey Brian NicholasChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 288,022 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000950170-24-008048 · ownership.xml · derivative · entry 3 Harvey Brian Nicholas · CIK 0001519432 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,022 Underlying: Common Stock · 288,022 shares Expires 2034-01-23 F3 · derivative.exercise_date: 1/48th of the shares shall vest on each of the next forty-eight (48) monthly anniversaries of the grant date, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:08 UTC |
Harvey Brian NicholasChief Financial Officer
|
GrantCommon Stock | 26,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-008048 · ownership.xml · nonDerivative · entry 2 Harvey Brian Nicholas · CIK 0001519432 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,800 F2 · shares: The Reporting Person was issued RSUs. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in three (3) annual installments, with the first tranche vesting on January 24, 2025. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:08 UTC |
Harvey Brian NicholasChief Financial Officer
|
Tax withholdingCommon Stock | 4,320 | $2.40 | $10,368.00 |
DisclosureSEC source: 0000950170-24-008048 · ownership.xml · nonDerivative · entry 1 Harvey Brian Nicholas · CIK 0001519432 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,500 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:06 UTC |
Schor ChenDirector · President & CEO
|
GrantStock Option (Right to Buy) · Derivative | 1,116,903 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000950170-24-008046 · ownership.xml · derivative · entry 5 Schor Chen · CIK 0001340875 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,116,903 Underlying: Common Stock · 1,116,903 shares Expires 2034-01-23 F5 · derivative.exercise_date: 1/48th of the shares shall vest on each of the next forty-eight (48) monthly anniversaries of the grant date, provided that the Reporting Person maintains a service relationship with the Issuer as of the applicable vesting dates. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:06 UTC |
Schor ChenDirector · President & CEO
|
GrantCommon Stock | 70,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-008046 · ownership.xml · nonDerivative · entry 2 Schor Chen · CIK 0001340875 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,771 F2 · shares: The Reporting Person was issued RSUs. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs shall vest in three (3) annual installments, with the first tranche vesting on January 24, 2025. The RSUs may be settled only by delivering shares of Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 00:06 UTC |
Schor ChenDirector · President & CEO
|
Tax withholdingCommon Stock | 15,290 | $2.40 | $36,696.00 |
DisclosureSEC source: 0000950170-24-008046 · ownership.xml · nonDerivative · entry 1 Schor Chen · CIK 0001340875 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,471 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| October 12, 2023 Filed Oct 16, 2023 20:11 UTC |
Aftab BlakeChief Scientific Officer
|
Tax withholdingCommon Stock | 7,933 | $1.35 | $10,709.55 |
DisclosureSEC source: 0001209191-23-052845 · doc4.xml · nonDerivative · entry 1 Aftab Blake · CIK 0001886986 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,376 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 00:16 UTC |
Schor ChenDirector · President & CEO
|
Tax withholdingCommon Stock | 23,208 | $1.37 | $31,794.96 |
DisclosureSEC source: 0001209191-23-051259 · doc4.xml · nonDerivative · entry 5 Schor Chen · CIK 0001340875 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,761 F5 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 00:16 UTC |
Schor ChenDirector · President & CEO
|
PurchaseCommon Stock | 5,500 | $1.33 | $7,339.75 |
DisclosureSEC source: 0001209191-23-051259 · doc4.xml · nonDerivative · entry 4 Schor Chen · CIK 0001340875 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 43,469 F1 · kind: The transactions reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Reporting Person will promptly and voluntarily disgorge to the Issuer the full amount of the resulting statutory profit calculated pursuant to Section 16(b) of the Exchange Act. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $1.32 to $1.35, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.nature: Represents shares held directly by The I. Schor IRRV Trust, an irrevocable family trust having an independent trustee. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:24 UTC |
Galimi FrancescoSVP & Chief Medical Officer
|
Tax withholdingCommon Stock | 8,093 | $1.37 | $11,087.41 |
DisclosureSEC source: 0001209191-23-051473 · doc4.xml · nonDerivative · entry 1 Galimi Francesco · CIK 0001823996 · SVP & Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,458 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:22 UTC |
Healey DonChief Technology Officer
|
Tax withholdingCommon Stock | 9,069 | $1.37 | $12,424.53 |
DisclosureSEC source: 0001209191-23-051470 · doc4.xml · nonDerivative · entry 1 Healey Don · CIK 0001643067 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,499 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:22 UTC |
Harvey Brian NicholasChief Financial Officer
|
Tax withholdingCommon Stock | 7,096 | $1.37 | $9,721.52 |
DisclosureSEC source: 0001209191-23-051468 · doc4.xml · nonDerivative · entry 1 Harvey Brian Nicholas · CIK 0001519432 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,820 F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 00:16 UTC |
Schor ChenDirector · President & CEO
|
SaleCommon Stock | 5,500 | $1.36 | $7,480.55 |
DisclosureSEC source: 0001209191-23-051259 · doc4.xml · nonDerivative · entry 3 Schor Chen · CIK 0001340875 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,969 F1 · kind: The transactions reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Reporting Person will promptly and voluntarily disgorge to the Issuer the full amount of the resulting statutory profit calculated pursuant to Section 16(b) of the Exchange Act. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $1.33 to $1.38, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the Securities and Exchange Commission ("SEC") staff upon request. Read SEC document |
| September 28, 2023 Filed Oct 3, 2023 00:16 UTC |
Schor ChenDirector · President & CEO
|
PurchaseCommon Stock | 5,500 | $1.42 | $7,810.00 |
DisclosureSEC source: 0001209191-23-051259 · doc4.xml · nonDerivative · entry 2 Schor Chen · CIK 0001340875 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,469 F1 · kind: The transactions reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Reporting Person will promptly and voluntarily disgorge to the Issuer the full amount of the resulting statutory profit calculated pursuant to Section 16(b) of the Exchange Act. Read SEC document |
| September 28, 2023 Filed Oct 3, 2023 00:16 UTC |
Schor ChenDirector · President & CEO
|
SaleCommon Stock | 5,500 | $1.42 | $7,810.00 |
DisclosureSEC source: 0001209191-23-051259 · doc4.xml · nonDerivative · entry 1 Schor Chen · CIK 0001340875 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 37,969 F1 · kind: The transactions reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Reporting Person will promptly and voluntarily disgorge to the Issuer the full amount of the resulting statutory profit calculated pursuant to Section 16(b) of the Exchange Act. F2 · ownership.nature: Represents shares held directly by The I. Schor IRRV Trust, an irrevocable family trust having an independent trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.