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NYSE · USD

ACEL

Accel Entertainment, Inc.

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Tapewire entity
4999
SEC CIK
0001698991
Parsed reports
512

Last 12 months

Inside the activity.

1 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202602
Feb 202602
Mar 2026017
Apr 202601
May 202614
Jun 202603
Jul 202600
Aug 202601
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2020 Filed Aug 19, 2020 00:38 UTC Disposition to issuerWarrants · Derivative 32,175 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047374 · doc4.xml · derivative · entry 4

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 32,175 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F5 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

F2 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:38 UTC GrantClass A-1 Common Stock 2,868 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047374 · doc4.xml · nonDerivative · entry 3

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 646,527

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F4 · ownership.nature: Securities are held by Grant Place Fund LLC, of which the Reporting Person is the Manager. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:38 UTC GrantClass A-1 Common Stock 2,868 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047374 · doc4.xml · nonDerivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 646,545

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:38 UTC GrantClass A-1 Common Stock 8,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047374 · doc4.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 545,455

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F2 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:36 UTC Disposition to issuerWarrants · Derivative 32,526 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047373 · doc4.xml · derivative · entry 8

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 32,526 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F4 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:36 UTC Disposition to issuerWarrants · Derivative 103,966 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047373 · doc4.xml · derivative · entry 7

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 103,966 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F4 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

F3 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:36 UTC Disposition to issuerWarrants · Derivative 8,648 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047373 · doc4.xml · derivative · entry 6

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 8,648 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F4 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:36 UTC Disposition to issuerWarrants · Derivative 21,388 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047373 · doc4.xml · derivative · entry 5

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 21,388 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F4 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:36 UTC GrantClass A-1 Common Stock 8,131 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047373 · doc4.xml · nonDerivative · entry 4

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 551,392

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:36 UTC GrantClass A-1 Common Stock 25,991 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047373 · doc4.xml · nonDerivative · entry 3

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,873,488

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F3 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:36 UTC GrantClass A-1 Common Stock 2,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047373 · doc4.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 257,615

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:36 UTC GrantClass A-1 Common Stock 5,347 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047373 · doc4.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,593

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:35 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Disposition to issuerWarrants · Derivative 252,922 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047370 · doc4.xml · derivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 252,922 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

F2 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:35 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Disposition to issuerWarrants · Derivative 224,066 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047370 · doc4.xml · derivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 224,066 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:35 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GrantClass A-1 Common Stock 63,230 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047370 · doc4.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,286,146

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F2 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:35 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GrantClass A-1 Common Stock 56,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047370 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,329,823

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:33 UTC
Harmer DerekSecretary
Disposition to issuerWarrants · Derivative 9,940 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047369 · doc4.xml · derivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 9,940 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F2 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:33 UTC
Harmer DerekSecretary
GrantClass A-1 Common Stock 2,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047369 · doc4.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,958

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:32 UTC
Carroll Brian M.Chief Financial Officer
Disposition to issuerWarrants · Derivative 18,681 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-20-047367 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 18,681 shares

Expires 2024-11-20

F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F2 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:32 UTC
Carroll Brian M.Chief Financial Officer
GrantClass A-1 Common Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047367 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,652

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:19 UTC
Marino Michael JosephChief Commerical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 63,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001209191-20-042513 · doc4.xml · derivative · entry 2

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Class A-1 Common Stock · 63,000 shares

Expires 2030-07-13

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:19 UTC
Marino Michael JosephChief Commerical Officer
GrantRestricted Stock Units (RSU) · Derivative 75,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042513 · doc4.xml · derivative · entry 1

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,700

Underlying: Class A-1 Common Stock · 75,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:14 UTC
Hammer RyanPresident, Gaming Operations
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001209191-20-042509 · doc4.xml · derivative · entry 2

Hammer Ryan · CIK 0001806025 · President, Gaming Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A-1 Common Stock · 30,000 shares

Expires 2030-07-13

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:14 UTC
Hammer RyanPresident, Gaming Operations
GrantRestricted Stock Units (RSU) · Derivative 39,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042509 · doc4.xml · derivative · entry 1

Hammer Ryan · CIK 0001806025 · President, Gaming Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Class A-1 Common Stock · 39,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 21:24 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 104,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001209191-20-042517 · doc4.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Class A-1 Common Stock · 104,000 shares

Expires 2030-07-13

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 21:24 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GrantRestricted Stock Units (RSU) · Derivative 119,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042517 · doc4.xml · derivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,800

Underlying: Class A-1 Common Stock · 119,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 21:18 UTC
Harmer DerekSecretary
GrantEmployee Stock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001209191-20-042511 · doc4.xml · derivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Class A-1 Common Stock · 16,000 shares

Expires 2030-07-13

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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July 13, 2020 Filed Jul 15, 2020 21:18 UTC
Harmer DerekSecretary
GrantRestricted Stock Units (RSU) · Derivative 24,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042511 · doc4.xml · derivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,700

Underlying: Class A-1 Common Stock · 24,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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July 13, 2020 Filed Jul 15, 2020 21:22 UTC
Phelan Mark T.Chief Revenue Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001209191-20-042515 · doc4.xml · derivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Class A-1 Common Stock · 9,000 shares

Expires 2030-07-13

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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July 13, 2020 Filed Jul 15, 2020 21:22 UTC
Phelan Mark T.Chief Revenue Officer
GrantRestricted Stock Units (RSU) · Derivative 16,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042515 · doc4.xml · derivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,300

Underlying: Class A-1 Common Stock · 16,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 21:12 UTC
Carroll Brian M.Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001209191-20-042508 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A-1 Common Stock · 10,000 shares

Expires 2030-07-13

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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July 13, 2020 Filed Jul 15, 2020 21:12 UTC
Carroll Brian M.Chief Financial Officer
GrantRestricted Stock Units (RSU) · Derivative 17,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042508 · doc4.xml · derivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

Underlying: Class A-1 Common Stock · 17,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 01:56 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,438 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001209191-20-042235 · doc4.xml · derivative · entry 6

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Class A-1 Common Stock · 3,438 shares

Expires 2024-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the total award will vest on December 11, 2020, and the remainder will vest as to 1/4 of the total award annually thereafter, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 01:56 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,732 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001209191-20-042235 · doc4.xml · derivative · entry 5

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,732

Underlying: Class A-1 Common Stock · 5,732 shares

Expires 2021-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1/2 of the total award on April 3, 2020, and the remainder will vest on April 3, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 01:56 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 36,096 $0.00 Strike: $3.37 $0.00
Disclosure

SEC source: 0001209191-20-042235 · doc4.xml · derivative · entry 4

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,191

Underlying: Class A-1 Common Stock · 36,096 shares

Expires 2022-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 1/3 of the total award on June 28, 2020, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 01:56 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 3,438 $5.24 $18,015.12
Disclosure

SEC source: 0001209191-20-042235 · doc4.xml · nonDerivative · entry 3

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 01:56 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 5,732 $4.36 $24,991.52
Disclosure

SEC source: 0001209191-20-042235 · doc4.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 01:56 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 36,096 $3.37 $121,643.52
Disclosure

SEC source: 0001209191-20-042235 · doc4.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 14, 2020 00:00 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001209191-20-042329 · doc4.xml · derivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,770

Underlying: Class A-1 Common Stock · 50,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1/2 of the total award on May 9, 2020, and the remainder will vest as to 1/2 of the total award on May 9, 2021, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 08, 2020 Filed Jul 14, 2020 00:00 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 50,000 $2.33 $116,500.00
Disclosure

SEC source: 0001209191-20-042329 · doc4.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,273,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2020 Filed Jun 29, 2020 19:32 UTC GrantRestricted Stock Units (RSU) · Derivative 3,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039231 · doc4.xml · derivative · entry 2

Robinson Dee M · CIK 0001816306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854

Underlying: Class A-1 Common Stock · 3,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 100% of the RSUs will vest on January 1, 2021, subject to the Reporting Person's continuing service to the Issuer on the vesting date. The Reporting Person has deferred settlement of the RSUs until the earliest to occur of her separation from service, her death or disability or a change in control of the Issuer.

F3 · derivative.expiration_date: 100% of the RSUs will vest on January 1, 2021, subject to the Reporting Person's continuing service to the Issuer on the vesting date. The Reporting Person has deferred settlement of the RSUs until the earliest to occur of her separation from service, her death or disability or a change in control of the Issuer.

Read SEC document
June 22, 2020 Filed Jun 29, 2020 19:32 UTC GrantRestricted Stock Units (RSU) · Derivative 4,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039231 · doc4.xml · derivative · entry 1

Robinson Dee M · CIK 0001816306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,960

Underlying: Class A-1 Common Stock · 4,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2020, subject to the Reporting Person's continuing service to the Issuer on the vesting date. The Reporting Person has deferred settlement of the RSUs until the earliest to occur of her separation from service, her death or disability or a change in control of the Issuer.

F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2020, subject to the Reporting Person's continuing service to the Issuer on the vesting date. The Reporting Person has deferred settlement of the RSUs until the earliest to occur of her separation from service, her death or disability or a change in control of the Issuer.

Read SEC document
May 21, 2020 Filed Jul 14, 2020 00:00 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GiftClass A-1 Common Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042329 · doc4.xml · nonDerivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,222,916

F1 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 20, 2020 Filed Mar 11, 2026 00:46 UTC PurchaseClass A-1 Common Stock 10,000 $9.34 $93,400.00
Disclosure

SEC source: 0001794305-26-000006 · wk-form4_1773189983.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,000

F1 · date: This Form 4 reports a transaction that was inadvertently omitted from a Form 4 previously filed by the reporting person. On May 20, 2020, the Aldine Trust purchased 10,000 shares of Class A-1 Common Stock in an open market transaction at a price of $9.34 per share.

F2 · ownership.nature: Securities are held by the Aldine Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:10 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001209191-20-030154 · doc4.xml · derivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,770

Underlying: Class A-1 Common Stock · 100,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1/2 of the total award on May 9, 2020, and the remainder will vest as to 1/2 of the total award on May 9, 2021, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:10 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 100,000 $2.33 $233,000.00
Disclosure

SEC source: 0001209191-20-030154 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed Jul 14, 2020 00:00 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GiftGift 2,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042329 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223,807

Read SEC document
March 08, 2020 Filed Mar 13, 2020 17:27 UTC
Marino Michael JosephChief Commerical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 320,927 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001209191-20-018987 · doc4.xml · derivative · entry 2

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,927

Underlying: Class A-1 Common Stock · 320,927 shares

Expires 2030-03-08

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on March 8, 2022, and the remainder will vest as to 1/12 of the remaining shares quarterly thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
March 08, 2020 Filed Mar 13, 2020 17:27 UTC
Marino Michael JosephChief Commerical Officer
GrantRestricted Stock Units (RSU) · Derivative 320,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018987 · doc4.xml · derivative · entry 1

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,927

Underlying: Class A-1 Common Stock · 320,927 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 8, 2022, and the remainder will vest as to 1/12 of the remaining award quarterly thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 8, 2022, and the remainder will vest as to 1/12 of the remaining award quarterly thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
March 08, 2020 Filed Mar 16, 2022 19:35 UTC Amendment
Marino Michael JosephChief Commerical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 320,297 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001628280-22-006454 · wf-form4a_164747368623854.xml · derivative · entry 2

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,297

Underlying: Class A-1 Common Stock · 320,297 shares

Expires 2030-03-08

F4 · shares: On March 13, 2020, the Reporting Person filed a Form 4 that inadvertently reported that he was granted 320,927 employee stock options when he was in fact granted 320,297 employee stock options.

F5 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on March 8, 2022, and the remainder will vest as to 1/12 of the remaining shares quarterly thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.underlying_shares: On March 13, 2020, the Reporting Person filed a Form 4 that inadvertently reported that he beneficially owned 320,927 restricted stock units and 320,927 employee stock options when he in fact beneficially owned 320,297 restricted stock units and 320,297 employee stock options.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.