Tapewire

NYSE · USD

ACEL

Accel Entertainment, Inc.

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Tapewire entity
4999
SEC CIK
0001698991
Parsed reports
512

Last 12 months

Inside the activity.

1 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202602
Feb 202602
Mar 2026017
Apr 202601
May 202614
Jun 202603
Jul 202600
Aug 202601
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2021 Filed Jul 15, 2021 22:31 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionRestricted Stock Units (RSU) · Derivative 29,950 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013897 · wf-form4_162638828574709.xml · derivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,850

Underlying: Class A-1 Common Stock · 29,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:31 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionClass A-1 Common Stock 14,000 $9.41 $131,740.00
Disclosure

SEC source: 0001628280-21-013897 · wf-form4_162638828574709.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,340,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:31 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionClass A-1 Common Stock 29,950 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013897 · wf-form4_162638828574709.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,326,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:30 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24 $11.10 Strike: $5.24 $266.40
Disclosure

SEC source: 0001628280-21-013896 · wf-form4_162638822648594.xml · derivative · entry 7

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,313

Underlying: Class A-1 Common Stock · 24 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/4 of the total award will vest on December 11, 2020, and the remainder will vest as to 1/4 of the total award annually thereafter, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:30 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,636 $3.37 Strike: $3.37 $99,873.32
Disclosure

SEC source: 0001628280-21-013896 · wf-form4_162638822648594.xml · derivative · entry 6

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,555

Underlying: Class A-1 Common Stock · 29,636 shares

Expires 2022-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/3 of the total award will vest on June 28, 2020, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:30 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 4,075 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013896 · wf-form4_162638822648594.xml · derivative · entry 5

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,225

Underlying: Class A-1 Common Stock · 4,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:30 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 24 $5.24 $125.76
Disclosure

SEC source: 0001628280-21-013896 · wf-form4_162638822648594.xml · nonDerivative · entry 3

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:30 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 29,636 $3.37 $99,873.32
Disclosure

SEC source: 0001628280-21-013896 · wf-form4_162638822648594.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 22:30 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 4,075 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013896 · wf-form4_162638822648594.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

Read SEC document
July 06, 2021 Filed Jul 6, 2021 23:32 UTC SaleClass A-1 Common Stock 4 $12.01 $48.04
Disclosure

SEC source: 0001628280-21-013579 · wf-form4_162561435660866.xml · nonDerivative · entry 3

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 222,901

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 23:32 UTC SaleClass A-1 Common Stock 9,310 $12.01 $111,855.93
Disclosure

SEC source: 0001628280-21-013579 · wf-form4_162561435660866.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 222,905

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 23:31 UTC SaleClass A-1 Common Stock 6,743 $12.00 $80,916.00
Disclosure

SEC source: 0001628280-21-013578 · wf-form4_162561429275412.xml · nonDerivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 450,202

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:33 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 25,000 $11.74 $293,420.00
Disclosure

SEC source: 0001628280-21-013580 · wf-form4_162561441164804.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,296,618

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.66 to $11.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:32 UTC SaleClass A-1 Common Stock 400 $12.00 $4,800.00
Disclosure

SEC source: 0001628280-21-013579 · wf-form4_162561435660866.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 232,215

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:31 UTC SaleClass A-1 Common Stock 510 $12.00 $6,120.10
Disclosure

SEC source: 0001628280-21-013578 · wf-form4_162561429275412.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 456,945

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 15, 2021 Filed Jun 18, 2021 01:51 UTC GiftClass A-1 Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012499 · wf-form4_162398109198408.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,393

Read SEC document
June 15, 2021 Filed Jun 18, 2021 01:51 UTC
Rubenstein Andrew H.Director · CEO and President
GiftClass A-1 Common Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012498 · wf-form4_162398104323787.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,321,618

F1 · kind: The Reporting Person gifted these shares in exempt transactions pursuant to Rule 16b-5 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 15, 2021 Filed Jun 18, 2021 01:50 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 8,000 $12.23 $97,840.00
Disclosure

SEC source: 0001628280-21-012497 · wf-form4_162398098784815.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,253

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 22:39 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,413 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001628280-21-011554 · wf-form4_162267353790077.xml · derivative · entry 5

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,337

Underlying: Class A-1 Common Stock · 3,413 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/4 of the total award will vest on December 11, 2020, and the remainder will vest as to 1/4 of the total award annually thereafter, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 22:39 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,732 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001628280-21-011554 · wf-form4_162267353790077.xml · derivative · entry 4

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,732

Underlying: Class A-1 Common Stock · 5,732 shares

Expires 2021-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options vested on April 3, 2020, and the remainder will vest on April 3, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 22:39 UTC
Phelan Mark T.Chief Revenue Officer
Tax withholdingClass A-1 Common Stock 5,112 $12.99 $66,394.66
Disclosure

SEC source: 0001628280-21-011554 · wf-form4_162267353790077.xml · nonDerivative · entry 3

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,864

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.97 to $13.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 22:39 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 3,413 $5.24 $17,884.12
Disclosure

SEC source: 0001628280-21-011554 · wf-form4_162267353790077.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 22:39 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 5,732 $4.36 $24,991.52
Disclosure

SEC source: 0001628280-21-011554 · wf-form4_162267353790077.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:38 UTC SaleClass A-1 Common Stock 22,000 $13.03 $286,563.20
Disclosure

SEC source: 0001628280-21-011553 · wf-form4_162267349196941.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 457,455

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.84 to $13.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:37 UTC
Carroll Brian M.Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001628280-21-011552 · wf-form4_162267342616751.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,836

Underlying: Class A-1 Common Stock · 45,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options will vest on May 9, 2020, and the remainder will vest on May 9, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:37 UTC
Carroll Brian M.Chief Financial Officer
Exercise / conversionClass A-1 Common Stock 45,000 $2.33 $104,850.00
Disclosure

SEC source: 0001628280-21-011552 · wf-form4_162267342616751.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 13, 2021 00:34 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 171,885 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001209191-21-032240 · doc4.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,885

Underlying: Class A-1 Common Stock · 171,885 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options will vest on May 9, 2020, and the remainder will vest on May 9, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
May 10, 2021 Filed May 13, 2021 00:34 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionClass A-1 Common Stock 171,885 $2.33 $400,492.05
Disclosure

SEC source: 0001209191-21-032240 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,323,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 13, 2021 00:32 UTC
Harmer DerekSecretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,295 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001209191-21-032237 · doc4.xml · derivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,836

Underlying: Class A-1 Common Stock · 17,295 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options will vest on May 9, 2020, and the remainder will vest on May 9, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
May 10, 2021 Filed May 13, 2021 00:32 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 17,295 $2.33 $40,297.35
Disclosure

SEC source: 0001209191-21-032237 · doc4.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 13, 2021 00:31 UTC
Carroll Brian M.Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,295 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001209191-21-032235 · doc4.xml · derivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,836

Underlying: Class A-1 Common Stock · 17,295 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options will vest on May 9, 2020, and the remainder will vest on May 9, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date.

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May 10, 2021 Filed May 13, 2021 00:31 UTC
Carroll Brian M.Chief Financial Officer
Exercise / conversionClass A-1 Common Stock 17,295 $2.33 $40,297.35
Disclosure

SEC source: 0001209191-21-032235 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 03, 2021 Filed May 5, 2021 00:28 UTC SaleClass A-1 Common Stock 22,000 $13.01 $286,255.20
Disclosure

SEC source: 0001209191-21-030139 · doc4.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 479,455

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $13.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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April 29, 2021 Filed Apr 30, 2021 00:34 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 6,949 $13.25 $92,057.57
Disclosure

SEC source: 0001209191-21-029134 · doc4.xml · nonDerivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,151,283

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.19 to $13.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 28, 2021 Filed Apr 30, 2021 00:34 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 34,000 $13.10 $445,451.00
Disclosure

SEC source: 0001209191-21-029134 · doc4.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158,232

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.245, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 27, 2021 Filed Apr 30, 2021 00:34 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 9,051 $13.01 $117,771.61
Disclosure

SEC source: 0001209191-21-029134 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,192,232

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 21, 2021 Filed Apr 22, 2021 00:37 UTC
Carroll Brian M.Chief Financial Officer
SaleClass A-1 Common Stock 14,100 $12.09 $170,483.10
Disclosure

SEC source: 0001209191-21-027891 · doc4.xml · nonDerivative · entry 3

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,652

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.01 to $12.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 20, 2021 Filed Apr 22, 2021 00:37 UTC
Carroll Brian M.Chief Financial Officer
SaleClass A-1 Common Stock 600 $12.00 $7,200.00
Disclosure

SEC source: 0001209191-21-027891 · doc4.xml · nonDerivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,752

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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April 19, 2021 Filed Apr 22, 2021 00:37 UTC
Carroll Brian M.Chief Financial Officer
SaleClass A-1 Common Stock 300 $12.01 $3,602.01
Disclosure

SEC source: 0001209191-21-027891 · doc4.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,352

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 16, 2021 Filed Apr 17, 2021 00:28 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 8,000 $12.00 $96,000.00
Disclosure

SEC source: 0001209191-21-027114 · doc4.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,958

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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April 08, 2021 Filed Apr 9, 2021 20:26 UTC
Marino Michael JosephChief Commercial Officer
GrantRestricted Stock Unit (RSU) · Derivative 24,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026324 · doc4.xml · derivative · entry 2

Marino Michael Joseph · CIK 0001806543 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,295

Underlying: Class A-1 Common Stock · 24,295 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock award represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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April 08, 2021 Filed Apr 9, 2021 20:26 UTC
Marino Michael JosephChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 24,295 $0.00 Strike: $11.88 $0.00
Disclosure

SEC source: 0001209191-21-026324 · doc4.xml · derivative · entry 1

Marino Michael Joseph · CIK 0001806543 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,295

Underlying: Class A-1 Common Stock · 24,295 shares

Expires 2031-04-08

F1 · derivative.exercise_date: 1/4 of the total shares underlying the options will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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April 07, 2021 Filed Apr 8, 2021 00:36 UTC SaleClass A-1 Common Stock 1,844 $11.26 $20,772.11
Disclosure

SEC source: 0001209191-21-025995 · doc4.xml · nonDerivative · entry 3

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,455

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the David W. Ruttenberg Revocable Trust of which the Reporting Person is the sole trustee.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 06, 2021 Filed Apr 8, 2021 00:36 UTC SaleClass A-1 Common Stock 19,556 $11.30 $221,062.98
Disclosure

SEC source: 0001209191-21-025995 · doc4.xml · nonDerivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,299

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the David W. Ruttenberg Revocable Trust of which the Reporting Person is the sole trustee.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 05, 2021 Filed Apr 6, 2021 00:33 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 10,923 $11.09 $121,129.52
Disclosure

SEC source: 0001209191-21-025521 · doc4.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,201,283

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 05, 2021 Filed Apr 8, 2021 00:36 UTC SaleClass A-1 Common Stock 600 $11.25 $6,750.00
Disclosure

SEC source: 0001209191-21-025995 · doc4.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,855

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the David W. Ruttenberg Revocable Trust of which the Reporting Person is the sole trustee.

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April 01, 2021 Filed Apr 6, 2021 00:33 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 14,077 $11.03 $155,286.20
Disclosure

SEC source: 0001209191-21-025521 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,212,206

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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March 24, 2021 Filed Mar 24, 2021 21:47 UTC SaleClass A-1 Common Stock 7,602 $10.61 $80,654.18
Disclosure

SEC source: 0001209191-21-022910 · doc4.xml · nonDerivative · entry 4

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,865,886

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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March 24, 2021 Filed Mar 27, 2021 00:37 UTC SaleClass A-1 Common Stock 4,750 $10.50 $49,875.00
Disclosure

SEC source: 0001209191-21-023348 · doc4.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 232,615

F1 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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March 23, 2021 Filed Mar 24, 2021 21:47 UTC SaleClass A-1 Common Stock 250 $10.60 $2,650.00
Disclosure

SEC source: 0001209191-21-022910 · doc4.xml · nonDerivative · entry 3

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 237,365

F1 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.