Tapewire

NYSE · USD

ACEL

Accel Entertainment, Inc.

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Tapewire entity
4999
SEC CIK
0001698991
Parsed reports
512

Last 12 months

Inside the activity.

1 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202602
Feb 202602
Mar 2026017
Apr 202601
May 202614
Jun 202603
Jul 202600
Aug 202601
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2022 Filed Jan 27, 2022 18:27 UTC SaleClass A-1 Common Stock 25,000 $12.01 $300,237.50
Disclosure

SEC source: 0001628280-22-001394 · wf-form4_164332605692610.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 3,018,145

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

Read SEC document
January 14, 2022 Filed Jan 14, 2022 18:56 UTC
Marino Michael JosephChief Commerical Officer
Tax withholdingClass A-1 Common Stock 1,667 $12.43 $20,721.98
Disclosure

SEC source: 0001628280-22-000975 · wf-form4_164220457452754.xml · nonDerivative · entry 2

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,299

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 14, 2022 Filed Jan 14, 2022 23:57 UTC
Carroll Brian M.Chief Financial Officer
Tax withholdingClass A-1 Common Stock 391 $12.43 $4,860.44
Disclosure

SEC source: 0001628280-22-000977 · wf-form4_164220466256223.xml · nonDerivative · entry 2

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,658

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 14, 2022 Filed Jan 14, 2022 23:57 UTC
Phelan Mark T.Chief Revenue Officer
Tax withholdingClass A-1 Common Stock 370 $12.43 $4,599.80
Disclosure

SEC source: 0001628280-22-000976 · wf-form4_164220462083632.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,719

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 14, 2022 Filed Jan 14, 2022 23:55 UTC
Rubenstein Andrew H.Director · CEO and President
Tax withholdingClass A-1 Common Stock 2,579 $12.43 $32,058.26
Disclosure

SEC source: 0001628280-22-000974 · wf-form4_164220453237244.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,273,713

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 14, 2022 Filed Jan 14, 2022 23:55 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 544 $12.43 $6,762.30
Disclosure

SEC source: 0001628280-22-000973 · wf-form4_164220448783585.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,525

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 18:56 UTC
Marino Michael JosephChief Commerical Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 4,732 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000975 · wf-form4_164220457452754.xml · derivative · entry 3

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,312

Underlying: Class A-1 Common Stock · 4,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 18:56 UTC
Marino Michael JosephChief Commerical Officer
Exercise / conversionClass A-1 Common Stock 4,732 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000975 · wf-form4_164220457452754.xml · nonDerivative · entry 1

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:57 UTC
Carroll Brian M.Chief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,107 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000977 · wf-form4_164220466256223.xml · derivative · entry 3

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,062

Underlying: Class A-1 Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:57 UTC
Carroll Brian M.Chief Financial Officer
Exercise / conversionClass A-1 Common Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000977 · wf-form4_164220466256223.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:57 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000976 · wf-form4_164220462083632.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,187

Underlying: Class A-1 Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:57 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000976 · wf-form4_164220462083632.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:55 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,487 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000974 · wf-form4_164220453237244.xml · derivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,875

Underlying: Class A-1 Common Stock · 7,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:55 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionClass A-1 Common Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000974 · wf-form4_164220453237244.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,276,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:55 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,544 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000973 · wf-form4_164220448783585.xml · derivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,437

Underlying: Class A-1 Common Stock · 1,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 23:55 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,544 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000973 · wf-form4_164220448783585.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 23:30 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 16,000 $12.84 $205,440.00
Disclosure

SEC source: 0001628280-21-025664 · wf-form4_164082062510490.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,525

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:24 UTC GiftClass A-1 Common Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-025267 · wf-form4_163969706765566.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,443

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:23 UTC
Rubenstein Andrew H.Director · CEO and President
GiftClass A-1 Common Stock 2,180 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-025266 · wf-form4_163969702239114.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268,805

F1 · kind: The Reporting Person gifted these shares in exempt transactions pursuant to Rule 16b-5 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 18:22 UTC SaleClass A-1 Common Stock 25,000 $12.85 $321,140.00
Disclosure

SEC source: 0001628280-21-025265 · wf-form4_163969694722673.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 3,043,145

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.74 to $13.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

Read SEC document
December 13, 2021 Filed Dec 16, 2021 23:23 UTC
Rubenstein Andrew H.Director · CEO and President
GiftClass A-1 Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-025266 · wf-form4_163969702239114.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,270,985

F1 · kind: The Reporting Person gifted these shares in exempt transactions pursuant to Rule 16b-5 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 23, 2021 Filed Nov 25, 2021 01:14 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 1,281 $13.22 $16,933.41
Disclosure

SEC source: 0001628280-21-024118 · wf-form4_163780282406471.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,280,985

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.12 to $13.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 22, 2021 Filed Nov 25, 2021 01:14 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 10,177 $13.06 $132,871.93
Disclosure

SEC source: 0001628280-21-024118 · wf-form4_163780282406471.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,282,266

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 17:30 UTC SaleClass A-1 Common Stock 35,000 $12.43 $434,892.50
Disclosure

SEC source: 0001628280-21-023910 · wf-form4_163736098521508.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 3,068,145

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 23:28 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 200 $13.01 $2,602.00
Disclosure

SEC source: 0001628280-21-023603 · wf-form4_163710526992303.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,292,443

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 23:28 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 5,037 $13.10 $65,964.55
Disclosure

SEC source: 0001628280-21-023603 · wf-form4_163710526992303.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,292,643

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 23:52 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 16,093 $13.18 $212,094.47
Disclosure

SEC source: 0001628280-21-023246 · wf-form4_163676115833154.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,297,680

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.03 to $13.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 23:54 UTC
Carroll Brian M.Chief Financial Officer
SaleClass A-1 Common Stock 600 $14.01 $8,403.00
Disclosure

SEC source: 0001628280-21-023247 · wf-form4_163676121679234.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,942

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 23:52 UTC
Rubenstein Andrew H.Director · CEO and President
SaleClass A-1 Common Stock 17,212 $13.57 $233,589.22
Disclosure

SEC source: 0001628280-21-023246 · wf-form4_163676115833154.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,313,773

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.41 to $13.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 01:41 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 8,000 $14.00 $112,000.00
Disclosure

SEC source: 0001628280-21-022925 · wf-form4_163659489136243.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,525

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 01:40 UTC
Carroll Brian M.Chief Financial Officer
SaleClass A-1 Common Stock 17,136 $14.03 $240,334.11
Disclosure

SEC source: 0001628280-21-022924 · wf-form4_163659483099780.xml · nonDerivative · entry 1

Carroll Brian M. · CIK 0001794304 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,542

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 05, 2021 Filed Nov 6, 2021 00:24 UTC SaleClass A-1 Common Stock 29,023 $13.22 $383,599.89
Disclosure

SEC source: 0001628280-21-022091 · wf-form4_163615825609499.xml · nonDerivative · entry 4

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,819,636

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.01 to $13.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F5 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 05, 2021 Filed Nov 6, 2021 00:23 UTC SaleClass A-1 Common Stock 2,651 $13.12 $34,780.06
Disclosure

SEC source: 0001628280-21-022090 · wf-form4_163615821198339.xml · nonDerivative · entry 3

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 347,455

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 04, 2021 Filed Nov 6, 2021 00:24 UTC SaleClass A-1 Common Stock 4,700 $13.00 $61,109.40
Disclosure

SEC source: 0001628280-21-022091 · wf-form4_163615825609499.xml · nonDerivative · entry 3

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,848,659

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F5 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 04, 2021 Filed Nov 6, 2021 00:23 UTC SaleClass A-1 Common Stock 5,881 $13.00 $76,477.70
Disclosure

SEC source: 0001628280-21-022090 · wf-form4_163615821198339.xml · nonDerivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 350,106

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 03, 2021 Filed Nov 6, 2021 00:24 UTC SaleClass A-1 Common Stock 11,925 $13.01 $155,191.95
Disclosure

SEC source: 0001628280-21-022091 · wf-form4_163615825609499.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,853,359

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F5 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 03, 2021 Filed Nov 6, 2021 00:24 UTC SaleClass A-1 Common Stock 6,546 $13.00 $85,112.40
Disclosure

SEC source: 0001628280-21-022091 · wf-form4_163615825609499.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 142,615

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 03, 2021 Filed Nov 6, 2021 00:23 UTC SaleClass A-1 Common Stock 12,390 $13.01 $161,166.64
Disclosure

SEC source: 0001628280-21-022090 · wf-form4_163615821198339.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 355,987

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.085, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 02, 2021 Filed Nov 2, 2021 23:16 UTC SaleClass A-1 Common Stock 200 $13.00 $2,600.00
Disclosure

SEC source: 0001628280-21-021258 · wf-form4_163589498993903.xml · nonDerivative · entry 4

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,865,284

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 02, 2021 Filed Nov 2, 2021 23:16 UTC SaleClass A-1 Common Stock 100 $13.00 $1,300.00
Disclosure

SEC source: 0001628280-21-021258 · wf-form4_163589498993903.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 149,161

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 02, 2021 Filed Nov 2, 2021 23:17 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 700 $13.00 $9,100.00
Disclosure

SEC source: 0001628280-21-021259 · wf-form4_163589504687785.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,525

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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November 01, 2021 Filed Nov 2, 2021 23:18 UTC SaleClass A-1 Common Stock 1,078 $13.00 $14,014.00
Disclosure

SEC source: 0001628280-21-021261 · wf-form4_163589509460298.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 368,377

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 01, 2021 Filed Nov 2, 2021 23:16 UTC SaleClass A-1 Common Stock 402 $13.00 $5,226.00
Disclosure

SEC source: 0001628280-21-021258 · wf-form4_163589498993903.xml · nonDerivative · entry 3

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,865,484

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 01, 2021 Filed Nov 2, 2021 23:16 UTC SaleClass A-1 Common Stock 23,354 $13.00 $303,602.00
Disclosure

SEC source: 0001628280-21-021258 · wf-form4_163589498993903.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 149,261

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 01, 2021 Filed Nov 2, 2021 23:17 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 7,300 $13.00 $94,900.00
Disclosure

SEC source: 0001628280-21-021259 · wf-form4_163589504687785.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,225

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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October 29, 2021 Filed Nov 2, 2021 19:15 UTC
Marino Michael JosephChief Commerical Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,950 $9.41 Strike: $9.41 $84,219.50
Disclosure

SEC source: 0001628280-21-021256 · wf-form4_163589492727491.xml · derivative · entry 2

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,424

Underlying: Class A-1 Common Stock · 8,950 shares

Expires 2030-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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October 29, 2021 Filed Nov 2, 2021 19:15 UTC
Marino Michael JosephChief Commerical Officer
Exercise / conversionClass A-1 Common Stock 8,950 $9.41 $84,219.50
Disclosure

SEC source: 0001628280-21-021256 · wf-form4_163589492727491.xml · nonDerivative · entry 1

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 14, 2021 Filed Oct 15, 2021 20:12 UTC
Marino Michael JosephChief Commerical Officer
Tax withholdingClass A-1 Common Stock 1,428 $12.00 $17,136.00
Disclosure

SEC source: 0001628280-21-020129 · wf-form4_163434313156772.xml · nonDerivative · entry 2

Marino Michael Joseph · CIK 0001806543 · Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,284

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October 14, 2021 Filed Oct 15, 2021 20:16 UTC SaleClass A-1 Common Stock 20,553 $12.01 $246,839.47
Disclosure

SEC source: 0001628280-21-020133 · wf-form4_163434334760771.xml · nonDerivative · entry 2

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 3,103,145

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

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October 14, 2021 Filed Oct 16, 2021 00:16 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 466 $12.00 $5,592.00
Disclosure

SEC source: 0001628280-21-020134 · wf-form4_163434339122747.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,525

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.