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ACCO

ACCO BRANDS Corp

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5672
SEC CIK
0000712034
Parsed reports
1,054

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2017 Filed Mar 7, 2017 23:23 UTC
Tedford Thomas WExec VP & Pres US Office & Con
Tax withholdingCommon Stock 7,787 $13.15 $102,399.05
Disclosure

SEC source: 0000712034-17-000022 · wf-form4_148892899595365.xml · nonDerivative · entry 2

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres US Office & Con

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,956

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:23 UTC
Tedford Thomas WExec VP & Pres US Office & Con
Exercise / conversionCommon Stock 24,550 $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000022 · wf-form4_148892899595365.xml · nonDerivative · entry 1

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres US Office & Con

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:20 UTC
Elisman BorisDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 98,197 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000021 · wf-form4_148892883971412.xml · derivative · entry 4

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:20 UTC
Elisman BorisDirector · Chairman, President & CEO
Tax withholdingCommon Stock 33,731 $13.15 $443,562.65
Disclosure

SEC source: 0000712034-17-000021 · wf-form4_148892883971412.xml · nonDerivative · entry 3

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,452

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:20 UTC
Elisman BorisDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 98,197 $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000021 · wf-form4_148892883971412.xml · nonDerivative · entry 1

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:17 UTC
HARGROW RALPH PAULSr VP & Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 15,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000020 · wf-form4_148892861724514.xml · derivative · entry 3

HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:17 UTC
HARGROW RALPH PAULSr VP & Chief People Officer
Tax withholdingCommon Stock 5,172 $13.15 $68,011.80
Disclosure

SEC source: 0000712034-17-000020 · wf-form4_148892861724514.xml · nonDerivative · entry 2

HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,354

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:17 UTC
HARGROW RALPH PAULSr VP & Chief People Officer
Exercise / conversionCommon Stock 15,957 $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000020 · wf-form4_148892861724514.xml · nonDerivative · entry 1

HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:11 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionRestricted Stock Units · Derivative 8,347 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000019 · wf-form4_148892829429314.xml · derivative · entry 3

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:11 UTC
Anderson Mark CSr VP, Corporate Development
Tax withholdingCommon Stock 2,893 $13.15 $38,042.95
Disclosure

SEC source: 0000712034-17-000019 · wf-form4_148892829429314.xml · nonDerivative · entry 2

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,522

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:11 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionCommon Stock 8,347 $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000019 · wf-form4_148892829429314.xml · nonDerivative · entry 1

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:06 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 17,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000018 · wf-form4_148892799921821.xml · derivative · entry 5

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:06 UTC
Schneider Pamela RSr VP, General Counsel & Sec
SaleCommon Stock 7,199 $13.10 $94,306.90
Disclosure

SEC source: 0000712034-17-000018 · wf-form4_148892799921821.xml · nonDerivative · entry 4

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,704

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:06 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Tax withholdingCommon Stock 5,345 $13.15 $70,286.75
Disclosure

SEC source: 0000712034-17-000018 · wf-form4_148892799921821.xml · nonDerivative · entry 3

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,903

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:06 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Exercise / conversionCommon Stock 17,185 $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000018 · wf-form4_148892799921821.xml · nonDerivative · entry 1

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 15:18 UTC SaleCommon Stock 30,000 $13.39 $401,748.00
Disclosure

SEC source: 0000712034-17-000015 · wf-form4_148881347731279.xml · nonDerivative · entry 1

BAYLY GEORGE V · CIK 0001047074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,669

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.25 to $13.50. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2017 Filed Feb 27, 2017 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
SaleCommon Stock 7,801 $14.15 $110,415.35
Disclosure

SEC source: 0000712034-17-000014 · wf-form4_148823600385757.xml · nonDerivative · entry 5

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,063

F3 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $14.057 to $14.251. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Exercise / conversionStock Option (right to buy) · Derivative 8,889 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000712034-17-000014 · wf-form4_148823600385757.xml · derivative · entry 7

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,205

Underlying: Common Stock · 8,889 shares

Expires 2021-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
SaleCommon Stock 8,889 $13.93 $123,788.21
Disclosure

SEC source: 0000712034-17-000014 · wf-form4_148823600385757.xml · nonDerivative · entry 4

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,864

F2 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.925 to $13.95. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Exercise / conversionCommon Stock 8,889 $6.12 $54,400.68
Disclosure

SEC source: 0000712034-17-000014 · wf-form4_148823600385757.xml · nonDerivative · entry 2

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Exercise / conversionStock Option (right to buy) · Derivative 25,522 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000712034-17-000014 · wf-form4_148823600385757.xml · derivative · entry 6

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,094

Underlying: Common Stock · 25,522 shares

Expires 2021-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
SaleCommon Stock 25,522 $14.05 $358,686.19
Disclosure

SEC source: 0000712034-17-000014 · wf-form4_148823600385757.xml · nonDerivative · entry 3

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,753

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $14.00 to $14.125. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Exercise / conversionCommon Stock 25,522 $6.12 $156,194.64
Disclosure

SEC source: 0000712034-17-000014 · wf-form4_148823600385757.xml · nonDerivative · entry 1

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 20:42 UTC GrantPhantom Stock Units · Derivative 1,916 $13.05 $25,003.80
Disclosure

SEC source: 0000712034-17-000001 · wf-form4_148347612813189.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,081

Underlying: Common Stock · 1,916 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · price: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.exercise_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F1 · derivative.expiration_date: Phantom Stock Units (PSUs) represent the economic value of the cash portion of director's annual retainer fees deferred under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors based on the closing price per share of the Issuer's common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 13:09 UTC
Fenwick Neal VExecutive VP and CFO
GiftCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0000712034-16-000134 · wf-form4_147990656075122.xml · nonDerivative · entry 2

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,355

Read SEC document
November 22, 2016 Filed Nov 23, 2016 13:09 UTC
Fenwick Neal VExecutive VP and CFO
SaleCommon Stock 12,500 $12.59 $157,412.50
Disclosure

SEC source: 0000712034-16-000134 · wf-form4_147990656075122.xml · nonDerivative · entry 1

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,955

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $12.55 to $12.65. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionStock Option (right to buy) · Derivative 16,714 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · derivative · entry 10

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,357

Underlying: Common Stock · 16,714 shares

Expires 2021-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionStock Option (right to buy) · Derivative 7,958 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · derivative · entry 9

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,915

Underlying: Common Stock · 7,958 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionStock Option (right to buy) · Derivative 15,900 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · derivative · entry 8

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,900 shares

Expires 2018-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionStock Option (right to buy) · Derivative 18,482 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · derivative · entry 7

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,482 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
SaleCommon Stock 35,082 $12.17 $426,842.69
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · nonDerivative · entry 6

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,415

F2 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $12.15 to $12.268. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
SaleCommon Stock 59,054 $12.17 $718,569.07
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · nonDerivative · entry 5

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,497

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $12.15 to $12.275. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionCommon Stock 16,714 $6.12 $102,289.68
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · nonDerivative · entry 4

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionCommon Stock 7,958 $7.51 $59,764.58
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · nonDerivative · entry 3

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionCommon Stock 15,900 $8.93 $141,987.00
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · nonDerivative · entry 2

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 22, 2016 20:48 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionCommon Stock 18,482 $7.64 $141,202.48
Disclosure

SEC source: 0000712034-16-000132 · wf-form4_147984767918926.xml · nonDerivative · entry 1

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.