ACCO

SEC source: 0000712034-18-000051 · wf-form4_152183547430735.xml · nonDerivative · entry 1

HARGROW RALPH PAUL · CIK 0001345974 · Sr VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,381

F1 · shares: Represents shares acquired pursuant to the dividend equivalent provisions of Restricted Stock Unit (RSU) and Performance Stock Unit (PSU) awards that were outstanding as of the dividend record date but which vested and settled prior to the dividend payment date.

SEC source: 0000712034-18-000050 · wf-form4_152183543726695.xml · derivative · entry 4

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,172.11

Underlying: Common Stock · 65.11 shares

Expires 2020-03-08

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000050 · wf-form4_152183543726695.xml · derivative · entry 3

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,755.76

Underlying: Common Stock · 90.76 shares

Expires not disclosed

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F3 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2019 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000050 · wf-form4_152183543726695.xml · nonDerivative · entry 2

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,825

SEC source: 0000712034-18-000050 · wf-form4_152183543726695.xml · nonDerivative · entry 1

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,004

F1 · shares: Represents shares acquired pursuant to the dividend equivalent provisions of Restricted Stock Unit (RSU) and Performance Stock Unit (PSU) awards that were outstanding as of the dividend record date but which vested and settled prior to the dividend payment date.

SEC source: 0000712034-18-000049 · wf-form4_152183542068397.xml · derivative · entry 4

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,569.98

Underlying: Common Stock · 190.98 shares

Expires 2020-03-08

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000049 · wf-form4_152183542068397.xml · derivative · entry 3

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,888.97

Underlying: Common Stock · 412.97 shares

Expires not disclosed

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F3 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2019 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000049 · wf-form4_152183542068397.xml · nonDerivative · entry 2

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,370

SEC source: 0000712034-18-000049 · wf-form4_152183542068397.xml · nonDerivative · entry 1

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,114

F1 · shares: Represents shares acquired pursuant to the dividend equivalent provisions of Restricted Stock Unit (RSU) and Performance Stock Unit (PSU) awards that were outstanding as of the dividend record date but which vested and settled prior to the dividend payment date.

SEC source: 0000712034-18-000048 · wf-form4_152183540362494.xml · derivative · entry 4

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,739.15

Underlying: Common Stock · 40.15 shares

Expires 2020-03-08

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000048 · wf-form4_152183540362494.xml · derivative · entry 3

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,669.02

Underlying: Common Stock · 49.02 shares

Expires not disclosed

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F3 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2019 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000048 · wf-form4_152183540362494.xml · nonDerivative · entry 2

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,006

SEC source: 0000712034-18-000048 · wf-form4_152183540362494.xml · nonDerivative · entry 1

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,046

F1 · shares: Represents shares acquired pursuant to the dividend equivalent provisions of Restricted Stock Unit (RSU) and Performance Stock Unit (PSU) awards that were outstanding as of the dividend record date but which vested and settled prior to the dividend payment date.

SEC source: 0000712034-18-000047 · wf-form4_152183537301780.xml · derivative · entry 4

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,432.96

Underlying: Common Stock · 24.96 shares

Expires 2020-03-08

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000047 · wf-form4_152183537301780.xml · derivative · entry 3

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,310.59

Underlying: Common Stock · 33.59 shares

Expires not disclosed

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F3 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2019 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000047 · wf-form4_152183537301780.xml · nonDerivative · entry 2

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,701

SEC source: 0000712034-18-000047 · wf-form4_152183537301780.xml · nonDerivative · entry 1

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,744

F1 · shares: Represents shares acquired pursuant to the dividend equivalent provisions of Restricted Stock Unit (RSU) and Performance Stock Unit (PSU) awards that were outstanding as of the dividend record date but which vested and settled prior to the dividend payment date.

SEC source: 0000712034-18-000046 · wf-form4_152182867907669.xml · derivative · entry 1

RAJKOWSKI E MARK · CIK 0001258268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,069.81

Underlying: Common Stock · 243.81 shares

Expires not disclosed

F1 · shares: Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSU awards.

F2 · derivative.exercise_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

SEC source: 0000712034-18-000045 · wf-form4_152182864285574.xml · derivative · entry 2

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,070.61

Underlying: Common Stock · 87.61 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F3 · shares: Phantom Stock Units (PSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding PSUs.

F4 · derivative.exercise_date: PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

F4 · derivative.expiration_date: PSUs are payable, at the director's election, in cash or common stock, upon the occurrence of certain events.

SEC source: 0000712034-18-000045 · wf-form4_152182864285574.xml · derivative · entry 1

Norkus Hans Michael · CIK 0001299555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,069.82

Underlying: Common Stock · 243.82 shares

Expires not disclosed

F1 · shares: Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

SEC source: 0000712034-18-000044 · wf-form4_152182860793291.xml · derivative · entry 1

Monteagudo Graciela · CIK 0001647443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,262.12

Underlying: Common Stock · 70.12 shares

Expires not disclosed

F1 · shares: Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

SEC source: 0000712034-18-000043 · wf-form4_152182859164087.xml · derivative · entry 1

Kroeger Thomas · CIK 0001478323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,149.26

Underlying: Common Stock · 175.26 shares

Expires not disclosed

F1 · shares: Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

SEC source: 0000712034-18-000042 · wf-form4_152182855753407.xml · derivative · entry 1

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,362.9

Underlying: Common Stock · 134.9 shares

Expires not disclosed

F1 · shares: Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

SEC source: 0000712034-18-000041 · wf-form4_152182854177887.xml · derivative · entry 1

Jotwani Pradeep · CIK 0001442134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,657.35

Underlying: Common Stock · 214.35 shares

Expires not disclosed

F1 · shares: Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

SEC source: 0000712034-18-000040 · wf-form4_152182852504744.xml · derivative · entry 1

DVORAK KATHLEEN S · CIK 0001214206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,097.66

Underlying: Common Stock · 303.66 shares

Expires not disclosed

F1 · shares: Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

SEC source: 0000712034-18-000039 · wf-form4_152182850475258.xml · derivative · entry 1

BUZZARD JAMES A · CIK 0001144937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,674.55

Underlying: Common Stock · 122.55 shares

Expires not disclosed

F1 · shares: Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the Reporting Person's death or disability, or cessation of service as a member of the Board of Directors.

SEC source: 0000712034-18-000068 · wf-form4a_152589589932102.xml · nonDerivative · entry 1

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,787.62

F1 · security: This amended Form is being filed to add an additional transaction that was inadvertently omitted from the original Form 4.

F2 · shares: Reflects shares acquired per the Reporting Person's prior election to automatically reinvest cash dividends received into additional shares. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Act of 1934, the Reporting Person's acquisition of these shares may be deemed to be matchable with the Reporting Person's sale of 7,200 shares at a price of $13.5476 per share on February 22, 2018. The Reporting Person has paid the Issuer $78.60, which represents the full amount of the profit realized in connection with the short-swing transaction.

SEC source: 0000712034-19-000021 · wf-form4_155182688070859.xml · derivative · entry 1

Monko Cezary L · CIK 0001699869 · Exec VP; Pres ACCO Brands EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,270.29

Underlying: Common Stock · 57.66 shares

Expires 2020-03-08

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

SEC source: 0000712034-18-000037 · wf-form4_152061538383750.xml · derivative · entry 1

Lombardi Ronald M. · CIK 0001507111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501

Underlying: Common Stock · 1,501 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

SEC source: 0000712034-18-000038 · wf-form4_152089703229032.xml · derivative · entry 5

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,178 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000038 · wf-form4_152089703229032.xml · nonDerivative · entry 2

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,121

SEC source: 0000712034-18-000038 · wf-form4_152089703229032.xml · nonDerivative · entry 1

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000712034-18-000025 · wf-form4_152054910190028.xml · derivative · entry 6

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,379

Underlying: Common Stock · 41,379 shares

Expires 2020-03-08

F5 · security: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000025 · wf-form4_152054910190028.xml · derivative · entry 5

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,127

Underlying: Common Stock · 43,127 shares

Expires 2021-03-07

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000025 · wf-form4_152054910190028.xml · derivative · entry 4

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,032

Underlying: Common Stock · 118,032 shares

Expires 2025-03-07

F3 · security: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000025 · wf-form4_152054910190028.xml · nonDerivative · entry 2

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,437

SEC source: 0000712034-18-000025 · wf-form4_152054910190028.xml · nonDerivative · entry 1

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,092

F1 · shares: Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2015-2017) cycle into an equal number of shares of common stock on the transaction date indicated.

SEC source: 0000712034-18-000032 · wf-form4_152054927028576.xml · derivative · entry 5

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No. America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,809

Underlying: Common Stock · 18,809 shares

Expires 2020-03-08

F4 · security: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000032 · wf-form4_152054927028576.xml · derivative · entry 4

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No. America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,751

Underlying: Common Stock · 18,751 shares

Expires 2021-03-07

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000032 · wf-form4_152054927028576.xml · derivative · entry 3

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No. America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,318

Underlying: Common Stock · 51,318 shares

Expires 2025-03-07

F2 · security: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000032 · wf-form4_152054927028576.xml · nonDerivative · entry 2

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No. America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,922

SEC source: 0000712034-18-000032 · wf-form4_152054927028576.xml · nonDerivative · entry 1

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No. America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,141

F1 · shares: Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2015-2017) cycle into an equal number of shares of common stock on the transaction date indicated.

SEC source: 0000712034-18-000031 · wf-form4_152054925274117.xml · derivative · entry 6

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,756

Underlying: Common Stock · 11,756 shares

Expires 2020-03-08

F5 · security: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000031 · wf-form4_152054925274117.xml · derivative · entry 5

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,720

Underlying: Common Stock · 11,720 shares

Expires 2021-03-07

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000031 · wf-form4_152054925274117.xml · derivative · entry 4

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,074

Underlying: Common Stock · 32,074 shares

Expires 2025-03-07

F3 · security: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000031 · wf-form4_152054925274117.xml · nonDerivative · entry 2

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,459

SEC source: 0000712034-18-000031 · wf-form4_152054925274117.xml · nonDerivative · entry 1

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,147

F1 · shares: Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2015-2017) cycle into an equal number of shares of common stock on the transaction date indicated.

SEC source: 0000712034-18-000030 · wf-form4_152054922550195.xml · derivative · entry 7

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Underlying: Common Stock · 5,290 shares

Expires 2020-03-08

F5 · security: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000030 · wf-form4_152054922550195.xml · derivative · entry 6

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

Underlying: Common Stock · 5,274 shares

Expires 2021-03-07

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

SEC source: 0000712034-18-000030 · wf-form4_152054922550195.xml · derivative · entry 5

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,434

Underlying: Common Stock · 14,434 shares

Expires 2025-03-07

F3 · security: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.