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ACCO

ACCO BRANDS Corp

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Tapewire entity
5672
SEC CIK
0000712034
Parsed reports
1,054

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2024 Filed Mar 29, 2024 12:51 UTC
Anderson Mark CSr VP, Corporate Development
GrantRestricted Stock Units · Derivative 424.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011423 · form4.xml · derivative · entry 3

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,141.8

Underlying: Common Stock · 424.8 shares

Expires 2027-03-12

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 12, 2027, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's earned and outstanding RSU awards.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 12:51 UTC
Anderson Mark CSr VP, Corporate Development
GrantRestricted Stock Units · Derivative 455.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011423 · form4.xml · derivative · entry 2

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,491.8

Underlying: Common Stock · 455.8 shares

Expires 2026-03-14

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 14, 2026, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's earned and outstanding RSU awards.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 12:51 UTC
Anderson Mark CSr VP, Corporate Development
GrantRestricted Stock Units · Derivative 175.6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011423 · form4.xml · derivative · entry 1

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,289.6

Underlying: Common Stock · 175.6 shares

Expires 2025-03-02

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2025, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.underlying_shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's earned and outstanding RSU awards.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 12:42 UTC GrantRestricted Stock Units · Derivative 144.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011422 · form4.xml · derivative · entry 1

Simermeyer Elizabeth A · CIK 0001740096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,959.8

Underlying: Common Stock · 144.8 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's earned and outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 12:26 UTC GrantRestricted Stock Units · Derivative 2,207.4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011419 · form4.xml · derivative · entry 1

RAJKOWSKI E MARK · CIK 0001258268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,024.9

Underlying: Common Stock · 2,207.4 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 12:20 UTC GrantRestricted Stock Units · Derivative 1,344.6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011417 · form4.xml · derivative · entry 1

Lombardi Ronald M. · CIK 0001507111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,740.73

Underlying: Common Stock · 1,344.6 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 12:23 UTC GrantRestricted Stock Units · Derivative 1,574.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011418 · form4.xml · derivative · entry 1

Monteagudo Graciela · CIK 0001647443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,161.75

Underlying: Common Stock · 1,574.8 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 12:10 UTC GrantRestricted Stock Units · Derivative 1,713.6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011416 · form4.xml · derivative · entry 1

Kroeger Thomas · CIK 0001478323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,664.13

Underlying: Common Stock · 1,713.6 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 12:06 UTC GrantRestricted Stock Units · Derivative 1,810.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011415 · form4.xml · derivative · entry 1

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,012.97

Underlying: Common Stock · 1,810.8 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 11:54 UTC GrantRestricted Stock Units · Derivative 2,100.1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011414 · form4.xml · derivative · entry 1

Jotwani Pradeep · CIK 0001442134 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,906.97

Underlying: Common Stock · 2,100.1 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 11:36 UTC GrantRestricted Stock Units · Derivative 532.3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011409 · form4.xml · derivative · entry 1

BURTON JOSEPH B · CIK 0001535505 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,279.89

Underlying: Common Stock · 532.3 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 11:39 UTC GrantRestricted Stock Units · Derivative 2,425.4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011410 · form4.xml · derivative · entry 1

DVORAK KATHLEEN S · CIK 0001214206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,517.73

Underlying: Common Stock · 2,425.4 shares

Expires not disclosed

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested or vest on the one year anniversary of the grant date, but in either case, have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

Read SEC document
March 27, 2024 Filed Jun 20, 2025 19:32 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017828 · form4.xml · nonDerivative · entry 1

OCONNOR DEBORAH A · CIK 0001356797 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:49 UTC GrantRestricted Stock Units · Derivative 82,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010207 · form4.xml · derivative · entry 1

OCONNOR DEBORAH A · CIK 0001356797 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,090

Underlying: Common Stock · 82,090 shares

Expires 2027-03-12

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 12, 2027, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:41 UTC
Elisman BorisDirector · Executive Chairman
Exercise / conversionPerformance Stock Units (2021-2023) · Derivative 320,318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010205 · form4.xml · derivative · entry 5

Elisman Boris · CIK 0001336247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 320,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:41 UTC
Elisman BorisDirector · Executive Chairman
GrantPerformance Stock Units (2021-2023) · Derivative 217,386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010205 · form4.xml · derivative · entry 4

Elisman Boris · CIK 0001336247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,318

Underlying: Common Stock · 217,386 shares

Expires not disclosed

F1 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:41 UTC
Elisman BorisDirector · Executive Chairman
Tax withholdingCommon Stock 94,192 $5.36 $504,869.12
Disclosure

SEC source: 0001127602-24-010205 · form4.xml · nonDerivative · entry 2

Elisman Boris · CIK 0001336247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,650,901

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:41 UTC
Elisman BorisDirector · Executive Chairman
Exercise / conversionCommon Stock 320,318 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010205 · form4.xml · nonDerivative · entry 1

Elisman Boris · CIK 0001336247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,745,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:22 UTC
Buchenroth PatrickExecVP, Pres ACCO Brands Intl
GrantRestricted Stock Units · Derivative 82,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010203 · form4.xml · derivative · entry 5

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,090

Underlying: Common Stock · 82,090 shares

Expires 2027-03-12

F2 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 12, 2027, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:22 UTC
Buchenroth PatrickExecVP, Pres ACCO Brands Intl
Exercise / conversionPerformance Stock Units (2021-2023) · Derivative 45,763 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010203 · form4.xml · derivative · entry 4

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,706

Underlying: Common Stock · 45,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completion of the final performance period in the three-year cycle.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:22 UTC
Buchenroth PatrickExecVP, Pres ACCO Brands Intl
GrantPerformance Stock Units (2021-2023) · Derivative 31,057 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010203 · form4.xml · derivative · entry 3

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,469

Underlying: Common Stock · 31,057 shares

Expires not disclosed

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completion of the final performance period in the three-year cycle.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:22 UTC
Buchenroth PatrickExecVP, Pres ACCO Brands Intl
Tax withholdingCommon Stock 8,628 $5.36 $46,246.08
Disclosure

SEC source: 0001127602-24-010203 · form4.xml · nonDerivative · entry 2

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,524

Read SEC document
March 12, 2024 Filed Mar 14, 2024 23:22 UTC
Buchenroth PatrickExecVP, Pres ACCO Brands Intl
Exercise / conversionCommon Stock 45,763 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010203 · form4.xml · nonDerivative · entry 1

Buchenroth Patrick · CIK 0001548355 · ExecVP, Pres ACCO Brands Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Exercise / conversionPerformance Stock Units (2021-2023) · Derivative 49,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010194 · form4.xml · derivative · entry 6

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F3 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F3 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
GrantPerformance Stock Units (2021-2023) · Derivative 33,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010194 · form4.xml · derivative · entry 5

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,035

Underlying: Common Stock · 33,644 shares

Expires not disclosed

F3 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F3 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F3 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
GrantRestricted Stock Units · Derivative 53,732 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010194 · form4.xml · derivative · entry 4

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,732

Underlying: Common Stock · 53,732 shares

Expires 2027-03-12

F2 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 12, 2027, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Tax withholdingCommon Stock 9,533 $5.36 $51,096.88
Disclosure

SEC source: 0001127602-24-010194 · form4.xml · nonDerivative · entry 2

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,064.62

F1 · security: This amended Form is being filed to add an additional transaction that was inadvertently omitted from the original Form 4.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
Exercise / conversionCommon Stock 49,035 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010194 · form4.xml · nonDerivative · entry 1

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,597.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This amended Form is being filed to add an additional transaction that was inadvertently omitted from the original Form 4.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:36 UTC
McCormack Gregory J.SVP, Global Products & Ops
GrantRestricted Stock Units · Derivative 29,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010187 · form4.xml · derivative · entry 5

McCormack Gregory J. · CIK 0001433465 · SVP, Global Products & Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,851

Underlying: Common Stock · 29,851 shares

Expires 2027-03-12

F2 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 12, 2027, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:36 UTC
McCormack Gregory J.SVP, Global Products & Ops
Exercise / conversionPerformance Stock Units (2021-2023) · Derivative 22,884 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010187 · form4.xml · derivative · entry 4

McCormack Gregory J. · CIK 0001433465 · SVP, Global Products & Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:36 UTC
McCormack Gregory J.SVP, Global Products & Ops
GrantPerformance Stock Units (2021-2023) · Derivative 15,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010187 · form4.xml · derivative · entry 3

McCormack Gregory J. · CIK 0001433465 · SVP, Global Products & Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,884

Underlying: Common Stock · 15,530 shares

Expires not disclosed

F1 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:36 UTC
McCormack Gregory J.SVP, Global Products & Ops
Tax withholdingCommon Stock 4,820 $5.36 $25,835.20
Disclosure

SEC source: 0001127602-24-010187 · form4.xml · nonDerivative · entry 2

McCormack Gregory J. · CIK 0001433465 · SVP, Global Products & Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,305

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:36 UTC
McCormack Gregory J.SVP, Global Products & Ops
Exercise / conversionCommon Stock 22,884 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010187 · form4.xml · nonDerivative · entry 1

McCormack Gregory J. · CIK 0001433465 · SVP, Global Products & Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:14 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionPerformance Stock Units (2021-2023) · Derivative 26,696 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010180 · form4.xml · derivative · entry 5

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:14 UTC
Anderson Mark CSr VP, Corporate Development
GrantPerformance Stock Units (2021-2023) · Derivative 18,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010180 · form4.xml · derivative · entry 4

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,696.02

Underlying: Common Stock · 18,118 shares

Expires not disclosed

F2 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:14 UTC
Anderson Mark CSr VP, Corporate Development
GrantRestricted Stock Units · Derivative 31,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010180 · form4.xml · derivative · entry 3

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,717

Underlying: Common Stock · 31,717 shares

Expires 2027-03-12

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 12, 2027, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:14 UTC
Anderson Mark CSr VP, Corporate Development
Tax withholdingCommon Stock 5,142 $5.36 $27,561.12
Disclosure

SEC source: 0001127602-24-010180 · form4.xml · nonDerivative · entry 2

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,653

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:14 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionCommon Stock 26,696 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010180 · form4.xml · nonDerivative · entry 1

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:57 UTC
Daniel Paul PSVP and CIO
Exercise / conversionPerformance Stock Units (2021-2023) · Derivative 12,205.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010100 · form4.xml · derivative · entry 6

Daniel Paul P · CIK 0001944294 · SVP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,205.39 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:57 UTC
Daniel Paul PSVP and CIO
GrantPerformance Stock Units (2021-2023) · Derivative 8,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010100 · form4.xml · derivative · entry 5

Daniel Paul P · CIK 0001944294 · SVP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,205.39

Underlying: Common Stock · 8,283 shares

Expires not disclosed

F2 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:57 UTC
Daniel Paul PSVP and CIO
GrantRestricted Stock Units · Derivative 17,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010100 · form4.xml · derivative · entry 4

Daniel Paul P · CIK 0001944294 · SVP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,911

Underlying: Common Stock · 17,911 shares

Expires 2027-03-12

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 12, 2027, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:57 UTC
Daniel Paul PSVP and CIO
Tax withholdingCommon Stock 2,428 $5.36 $13,014.08
Disclosure

SEC source: 0001127602-24-010100 · form4.xml · nonDerivative · entry 2

Daniel Paul P · CIK 0001944294 · SVP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,793.47

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:57 UTC
Daniel Paul PSVP and CIO
Exercise / conversionCommon Stock 12,205.39 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010100 · form4.xml · nonDerivative · entry 1

Daniel Paul P · CIK 0001944294 · SVP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,221.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:36 UTC
Jones Angela YSVP, Global Chief People Offic
Exercise / conversionPerformance Stock Units (2021-2023) · Derivative 26,696.51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010093 · form4.xml · derivative · entry 5

Jones Angela Y · CIK 0001753094 · SVP, Global Chief People Offic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,696.51 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:36 UTC
Jones Angela YSVP, Global Chief People Offic
GrantRestricted Stock Units · Derivative 35,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010093 · form4.xml · derivative · entry 4

Jones Angela Y · CIK 0001753094 · SVP, Global Chief People Offic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,448

Underlying: Common Stock · 35,448 shares

Expires 2027-03-12

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 12, 2027, provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:36 UTC
Jones Angela YSVP, Global Chief People Offic
GrantPerformance Stock Units (2021-2023) · Derivative 18,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010093 · form4.xml · derivative · entry 3

Jones Angela Y · CIK 0001753094 · SVP, Global Chief People Offic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,696.51

Underlying: Common Stock · 18,118 shares

Expires not disclosed

F1 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F1 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:36 UTC
Jones Angela YSVP, Global Chief People Offic
Tax withholdingCommon Stock 5,309 $5.36 $28,456.24
Disclosure

SEC source: 0001127602-24-010093 · form4.xml · nonDerivative · entry 2

Jones Angela Y · CIK 0001753094 · SVP, Global Chief People Offic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,620.51

Read SEC document
March 12, 2024 Filed Mar 14, 2024 19:36 UTC
Jones Angela YSVP, Global Chief People Offic
Exercise / conversionCommon Stock 26,696.51 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010093 · form4.xml · nonDerivative · entry 1

Jones Angela Y · CIK 0001753094 · SVP, Global Chief People Offic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,929.51

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 18:50 UTC
Dudek JamesSVP, Corp Controller and CAO
Exercise / conversionPerformance Stock Units (2021-2023) · Derivative 15,255.89 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010077 · form4.xml · derivative · entry 5

Dudek James · CIK 0001420780 · SVP, Corp Controller and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,255.89 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F3 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F3 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 18:50 UTC
Dudek JamesSVP, Corp Controller and CAO
GrantPerformance Stock Units (2021-2023) · Derivative 10,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010077 · form4.xml · derivative · entry 4

Dudek James · CIK 0001420780 · SVP, Corp Controller and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,255.89

Underlying: Common Stock · 10,354 shares

Expires not disclosed

F2 · security: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F3 · derivative.exercise_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F2 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employement, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

F3 · derivative.expiration_date: Reflects performance stock units ("PSUs") granted under the Issuer's Incentive Plan that were earned by the Reporting Person during a one-year performance period. Subject to the Reporting Person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completetion of the final performance period in the three-year cycle.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.