Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2021 Filed Mar 4, 2021 21:21 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 6,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005682 · doc1.xml · derivative · entry 6 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,037 Underlying: Common Shares · 6,679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F4 · derivative.exercise_date: The RSUs were granted on February 20, 2020 and vest as follows: 6,679 on the date of grant; 6,679 on January 1, 2021; 6,679 on January 1, 2022; and 6,679 on January 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021. F4 · derivative.expiration_date: The RSUs were granted on February 20, 2020 and vest as follows: 6,679 on the date of grant; 6,679 on January 1, 2021; 6,679 on January 1, 2022; and 6,679 on January 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:21 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005682 · doc1.xml · derivative · entry 5 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Shares · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F3 · derivative.exercise_date: The RSUs were granted on January 28, 2020, and vest as follows: 6,250 on the date of grant; 6,250 on January 1, 2021; 6,250 on January 1, 2022; and 6,250 on January 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021. F3 · derivative.expiration_date: The RSUs were granted on January 28, 2020, and vest as follows: 6,250 on the date of grant; 6,250 on January 1, 2021; 6,250 on January 1, 2022; and 6,250 on January 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:21 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Tax withholdingCommon Shares | 5,276 | $6.82 | $35,982.32 |
DisclosureSEC source: 0001567619-21-005682 · doc1.xml · nonDerivative · entry 4 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,153 F2 · kind: Represents shares withheld for tax purposes on settlement of RSUs. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:21 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Exercise / conversionCommon Shares | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005682 · doc1.xml · nonDerivative · entry 3 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:21 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Exercise / conversionCommon Shares | 6,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005682 · doc1.xml · nonDerivative · entry 2 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:21 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Exercise / conversionCommon Shares | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005682 · doc1.xml · nonDerivative · entry 1 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 12:07 UTC | Exercise / conversionRestricted Stock Units · Derivative | 18,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005619 · doc1.xml · derivative · entry 3 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,545 Underlying: Common Shares · 18,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F3 · derivative.exercise_date: The RSUs were granted on December 17, 2019, and vest as follows: 18,182 on December 17, 2020; 18,182 on December 17, 2021; 18,182 on December 17, 2022; and 18,181 on December 17, 2023; provided that the RSUs shall vest immediately on a change in control. Settlement of all vested RSUs occurred on February 9, 2021. F3 · derivative.expiration_date: The RSUs were granted on December 17, 2019, and vest as follows: 18,182 on December 17, 2020; 18,182 on December 17, 2021; 18,182 on December 17, 2022; and 18,181 on December 17, 2023; provided that the RSUs shall vest immediately on a change in control. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
|
| February 09, 2021 Filed Mar 4, 2021 12:07 UTC | Tax withholdingCommon Shares | 6,218 | $6.82 | $42,406.76 |
DisclosureSEC source: 0001567619-21-005619 · doc1.xml · nonDerivative · entry 2 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,964 F2 · shares: Represents shares withheld for tax purposes on settlement of RSUs. Read SEC document |
|
| February 09, 2021 Filed Mar 4, 2021 12:07 UTC | Exercise / conversionCommon Shares | 18,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005619 · doc1.xml · nonDerivative · entry 1 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
|
| February 09, 2021 Filed Mar 4, 2021 21:26 UTC |
Rehmatullah TahiraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005684 · doc1.xml · derivative · entry 6 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F4 · derivative.exercise_date: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021. F4 · derivative.expiration_date: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021. F1 · derivative.underlying: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:26 UTC |
Rehmatullah TahiraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005684 · doc1.xml · derivative · entry 5 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F3 · derivative.exercise_date: The RSUs were granted on January 28, 2020, and vested as follows: 494 on January 28, 2020, 495 on March 31, 2020, and 495 on June 30, 3030. Settlement of all vested RSUs occurred on February 9, 2021. F3 · derivative.expiration_date: The RSUs were granted on January 28, 2020, and vested as follows: 494 on January 28, 2020, 495 on March 31, 2020, and 495 on June 30, 3030. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:26 UTC |
Rehmatullah TahiraDirector
|
Exercise / conversionRstricted Stock Units · Derivative | 572 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005684 · doc1.xml · derivative · entry 4 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F2 · derivative.exercise_date: The RSUs were granted on October 7, 2019, and vested as follows: 143 on October 7, 2019, 143 on December 31, 2019, 143 on March 31, 2020, and 143 on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. F2 · derivative.expiration_date: The RSUs were granted on October 7, 2019, and vested as follows: 143 on October 7, 2019, 143 on December 31, 2019, 143 on March 31, 2020, and 143 on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:26 UTC |
Rehmatullah TahiraDirector
|
Exercise / conversionCommon Shares | 1,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005684 · doc1.xml · nonDerivative · entry 3 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:26 UTC |
Rehmatullah TahiraDirector
|
Exercise / conversionCommon Shares | 1,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005684 · doc1.xml · nonDerivative · entry 2 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:26 UTC |
Rehmatullah TahiraDirector
|
Exercise / conversionCommon Shares | 572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005684 · doc1.xml · nonDerivative · entry 1 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 4, 2021 21:09 UTC |
Sozio ScottDirector · Head of CD
|
Tax withholdingCommon Shares | 12,426 | $6.82 | $84,745.32 |
DisclosureSEC source: 0001567619-21-005676 · doc1.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,936 F1 · kind: Tax withholding on settlement of restricted stock units, previously reported in Table I of the Form 4 filed by the reporting person on September 22, 2020. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:32 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005686 · doc1.xml · derivative · entry 7 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F5 · derivative.exercise_date: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021. F5 · derivative.expiration_date: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:32 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005686 · doc1.xml · derivative · entry 6 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F4 · derivative.exercise_date: The RSUs were granted on January 28, 2020, and vested as follows: 460 RSUs vested on January 28, 2020, 461 RSUs vested on March 31, 2020, and 461 RSU vested on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. F4 · derivative.expiration_date: The RSUs were granted on January 28, 2020, and vested as follows: 460 RSUs vested on January 28, 2020, 461 RSUs vested on March 31, 2020, and 461 RSU vested on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:32 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 532 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005686 · doc1.xml · derivative · entry 5 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F3 · derivative.exercise_date: The RSUs were granted on October 7, 2019, and vested as follows: 133 on October 7, 2019; 133 on December 31, 2019; 133 on March 31, 2020; and 133 on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. F3 · derivative.expiration_date: The RSUs were granted on October 7, 2019, and vested as follows: 133 on October 7, 2019; 133 on December 31, 2019; 133 on March 31, 2020; and 133 on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:32 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionCommon Shares | 1,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005686 · doc1.xml · nonDerivative · entry 3 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:32 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionCommon Shares | 1,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005686 · doc1.xml · nonDerivative · entry 2 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:32 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionCommon Shares | 532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005686 · doc1.xml · nonDerivative · entry 1 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:16 UTC |
Simosko NinaChief Revenue Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 31,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005680 · doc1.xml · derivative · entry 3 Simosko Nina · CIK 0001788581 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,867 Underlying: Common Shares · 93,867 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F3 · derivative.exercise_date: The RSUs were granted on October 7, 2019, and vest as follows: 31,289 on October 7, 2020; 31,289 on October 7, 2021; 31,289 on October 7, 2022; and 31,289 on October 7, 2023; provided that (I) the RSUs shall vest immediately upon a change in control, and (ii) 33% of the unvested RSUs shall vest immediately on such date as the reporting person is terminated without cause or by her with good reason. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:16 UTC |
Simosko NinaChief Revenue Officer
|
Tax withholdingCommon Shares | 8,523 | $6.82 | $58,126.86 |
DisclosureSEC source: 0001567619-21-005680 · doc1.xml · nonDerivative · entry 2 Simosko Nina · CIK 0001788581 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,766 F2 · kind: Represents shares withheld for tax purposes on settlement of RSUs. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:16 UTC |
Simosko NinaChief Revenue Officer
|
Exercise / conversionCommon Shares | 31,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005680 · doc1.xml · nonDerivative · entry 1 Simosko Nina · CIK 0001788581 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:03 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005674 · doc1.xml · derivative · entry 4 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Shares · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F3 · derivative.exercise_date: The RSUs were granted on February 20, 2020, and vest as follows: 2,500 on July 1, 2020; 2,500 on July 1, 2021; 2,500 on July 1, 2022; and 2,500 on July 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021. F3 · derivative.expiration_date: The RSUs were granted on February 20, 2020, and vest as follows: 2,500 on July 1, 2020; 2,500 on July 1, 2021; 2,500 on July 1, 2022; and 2,500 on July 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:03 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
Tax withholdingCommon Shares | 7,323 | $6.82 | $49,942.86 |
DisclosureSEC source: 0001567619-21-005674 · doc1.xml · nonDerivative · entry 2 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,871 F2 · kind: Tax withholding on settlement of RSUs on February 9, 2021, and RSUs previously reported in Table I of the Form 4 filed by the reporting person on September 22, 2020. Read SEC document |
| February 09, 2021 Filed Mar 5, 2021 02:03 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
Exercise / conversionCommon Shares | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005674 · doc1.xml · nonDerivative · entry 1 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 22, 2021 15:31 UTC |
Iwanowski MarkDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006743 · doc1.xml · derivative · entry 6 Iwanowski Mark · CIK 0001780018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F4 · derivative.exercise_date: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021. F4 · derivative.expiration_date: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 22, 2021 15:31 UTC |
Iwanowski MarkDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006743 · doc1.xml · derivative · entry 5 Iwanowski Mark · CIK 0001780018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares · 1,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F3 · derivative.exercise_date: The RSUs were granted on January 28, 2020, and vested in three equal installments on January 28, 2020, March 31, 2020, and June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. F3 · derivative.expiration_date: The RSUs were granted on January 28, 2020, and vested in three equal installments on January 28, 2020, March 31, 2020, and June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 22, 2021 15:31 UTC |
Iwanowski MarkDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006743 · doc1.xml · derivative · entry 4 Iwanowski Mark · CIK 0001780018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F2 · derivative.exercise_date: The RSUs were granted on October 17, 2019, and vested in quarterly installments on October 7, 2019; December 31, 2019; March 31, 2020; and June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. F2 · derivative.expiration_date: The RSUs were granted on October 17, 2019, and vested in quarterly installments on October 7, 2019; December 31, 2019; March 31, 2020; and June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| February 09, 2021 Filed Mar 22, 2021 15:31 UTC |
Iwanowski MarkDirector
|
Exercise / conversionCommon Shares | 1,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006743 · doc1.xml · nonDerivative · entry 3 Iwanowski Mark · CIK 0001780018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 22, 2021 15:31 UTC |
Iwanowski MarkDirector
|
Exercise / conversionCommon Shares | 1,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006743 · doc1.xml · nonDerivative · entry 2 Iwanowski Mark · CIK 0001780018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Mar 22, 2021 15:31 UTC |
Iwanowski MarkDirector
|
Exercise / conversionCommon Shares | 490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006743 · doc1.xml · nonDerivative · entry 1 Iwanowski Mark · CIK 0001780018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| February 09, 2021 Filed Apr 8, 2022 14:55 UTC Amendment |
McCullough David RChief Technology Officer
|
Tax withholdingCommon Shares | 684 | $6.82 | $4,664.88 |
DisclosureSEC source: 0001567619-22-008277 · doc1.xml · nonDerivative · entry 2 McCullough David R · CIK 0001818464 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,726 F2 · kind: Represents shares withheld for tax purposes on settlement of RSUs. Read SEC document |
| February 09, 2021 Filed Apr 8, 2022 14:55 UTC Amendment |
McCullough David RChief Technology Officer
|
Exercise / conversionCommon Shares | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-008277 · doc1.xml · nonDerivative · entry 1 McCullough David R · CIK 0001818464 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| September 18, 2020 Filed Sep 23, 2020 00:19 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
GrantCommon shares | 19,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017020 · doc1.xml · nonDerivative · entry 1 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,694 Read SEC document |
| September 10, 2020 Filed Sep 22, 2020 21:36 UTC |
Rehmatullah TahiraDirector
|
GrantRestricted Stock Units · Derivative | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017026 · doc1.xml · derivative · entry 1 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992 Underlying: Common Shares · 1,992 shares Expires 2021-07-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). The RSUs shall vest as follows: 1/4 on 9/30/2020; 1/4 on 12/31/2020; 1/4 on 3/31/2021; and 1/4 on 6/30/2021. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). The RSUs shall vest as follows: 1/4 on 9/30/2020; 1/4 on 12/31/2020; 1/4 on 3/31/2021; and 1/4 on 6/30/2021. Read SEC document |
| September 10, 2020 Filed Sep 23, 2020 00:07 UTC |
Kane Matthew RyanDirector
|
GrantRestricted Stock Units · Derivative | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017016 · doc1.xml · derivative · entry 1 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,854 Underlying: Common Shares · 1,854 shares Expires 2021-07-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). The RSUs shall vest as follows: 1/4 on 9/30/2020; 1/4 on 12/31/2020; 1/4 on 3/31/2021; and 1/4 on 6/30/2021. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). The RSUs shall vest as follows: 1/4 on 9/30/2020; 1/4 on 12/31/2020; 1/4 on 3/31/2021; and 1/4 on 6/30/2021. Read SEC document |
| September 10, 2020 Filed Oct 6, 2020 12:54 UTC |
Iwanowski MarkDirector
|
GrantRestricted Stock Units · Derivative | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017614 · doc1.xml · derivative · entry 1 Iwanowski Mark · CIK 0001780018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992 Underlying: Common Shares · 1,992 shares Expires 2021-07-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). The RSUs shall vest on 12/31/2020. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). The RSUs shall vest on 12/31/2020. Read SEC document |
| September 04, 2020 Filed Sep 22, 2020 20:10 UTC | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017018 · doc1.xml · derivative · entry 1 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Shares · 20,000 shares Expires 2024-07-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
|
| September 04, 2020 Filed Sep 22, 2020 21:35 UTC |
Sozio ScottDirector · Head of CD
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017024 · doc1.xml · derivative · entry 2 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 10,000 shares Expires 2024-07-02 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| September 04, 2020 Filed Sep 22, 2020 21:35 UTC |
Sozio ScottDirector · Head of CD
|
GrantCommon Shares | 38,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017024 · doc1.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,362 F1 · shares: Represents 38,527 shares of common stock issuable upon settlement of 38,527 restricted stock units ("RSUs") of Akerna Corp. (the "Company"). The RSUs were granted on August 6, 2020, vested immediately, and may be settled solely in shares of common stock, par value $0.0001 of the Company. The RSUs were granted under the Akerna Corp. 2019 Long Term Incentive Plan. Read SEC document |
| September 04, 2020 Filed Sep 23, 2020 00:22 UTC |
Simosko NinaChief Revenue Officer
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017022 · doc1.xml · derivative · entry 1 Simosko Nina · CIK 0001788581 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Shares · 20,000 shares Expires 2024-07-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| September 04, 2020 Filed Sep 23, 2020 00:19 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017020 · doc1.xml · derivative · entry 3 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Shares · 20,000 shares Expires 2024-07-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| September 04, 2020 Filed Sep 23, 2020 17:35 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017057 · doc1.xml · derivative · entry 1 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Shares · 20,000 shares Expires 2024-07-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| September 04, 2020 Filed Sep 25, 2020 10:57 UTC |
McCullough David RChief Technology Officer
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017086 · doc1.xml · derivative · entry 1 McCullough David R · CIK 0001818464 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Shares · 20,000 shares Expires 2024-07-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| September 04, 2020 Filed Mar 4, 2021 21:12 UTC |
McCullough David RChief Technology Officer
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005678 · doc1.xml · derivative · entry 3 McCullough David R · CIK 0001818464 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Shares · 2,000 shares Expires 2023-07-01 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F3 · derivative.exercise_date: The RSUs were granted on July 1, 2020 and vest as follows: 2,000 on July 1, 2020; 2,000 on July 1, 2021; 2,000 on July 1, 2022; and 2,000 on July 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021. Read SEC document |
| September 04, 2020 Filed Mar 4, 2021 21:06 UTC Amendment |
Sozio ScottDirector · Head of CD
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005675 · doc1.xml · derivative · entry 2 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 10,000 shares Expires 2024-07-02 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of KERN common stock ("RSU"). One-quarter of the RSUs shall vest annually on July 1, beginning on July 1, 2021. Read SEC document |
| September 04, 2020 Filed Mar 4, 2021 21:06 UTC Amendment |
Sozio ScottDirector · Head of CD
|
GrantCommon Shares | 38,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005675 · doc1.xml · nonDerivative · entry 1 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,362 F1 · shares: Represents 38,527 shares of common stock issuable upon settlement of 38,527 restricted stock units ("RSUs") of Akerna Corp. (the "Company"). The RSUs were granted on September 4, 2020, vested immediately, and may be settled solely in shares of common stock, par value $0.0001 of the Company. The RSUs were granted under the Akerna Corp. 2019 Long Term Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.