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5010
SEC CIK
0001755953
Parsed reports
167

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202620
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2021 Filed Jan 11, 2022 11:34 UTC Tax withholdingCommon Shares 1,304 $3.30 $4,303.20
Disclosure

SEC source: 0001567619-22-000986 · doc1.xml · nonDerivative · entry 2

Fowle John Michael JR · CIK 0001796829 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,660

Read SEC document
August 04, 2021 Filed Jan 11, 2022 11:34 UTC Exercise / conversionCommon Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-000986 · doc1.xml · nonDerivative · entry 1

Fowle John Michael JR · CIK 0001796829 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The restricted stock units were granted on September 4, 2020, and vest as follows: 5,000 on July 1, 2021; 5,000 on July 1, 2022; 5,000 on July 1, 2023; and 5,000 on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Jan 11, 2022 11:11 UTC Exercise / conversionRestricted Stock Units · Derivative 2,628 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000981 · doc1.xml · derivative · entry 3

Rehmatullah Tahira · CIK 0001728551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626

Underlying: Common Shares · 2,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs were granted on April 26, 2021, and vest as follows: 1,314 on April 26, 2021; 1,314 on June 30, 2021; 1,313 on September 30, 2021; and 1,313 on December 31, 2021. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting date.

F2 · derivative.expiration_date: The RSUs were granted on April 26, 2021, and vest as follows: 1,314 on April 26, 2021; 1,314 on June 30, 2021; 1,313 on September 30, 2021; and 1,313 on December 31, 2021. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
August 04, 2021 Filed Jan 11, 2022 11:11 UTC Exercise / conversionCommon Shares 2,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-000981 · doc1.xml · nonDerivative · entry 1

Rehmatullah Tahira · CIK 0001728551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Jan 11, 2022 15:59 UTC Exercise / conversionRestricted Stock Units · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000979 · doc1.xml · derivative · entry 4

FISHMAN BARRY · CIK 0001889532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,338

Underlying: Common Shares · 308 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
August 04, 2021 Filed Jan 11, 2022 15:59 UTC Exercise / conversionCommon Shares 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-000979 · doc1.xml · nonDerivative · entry 1

FISHMAN BARRY · CIK 0001889532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
August 04, 2021 Filed Jan 13, 2022 20:09 UTC
Simosko NinaChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001154 · doc1.xml · derivative · entry 4

Simosko Nina · CIK 0001788581 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on September 4, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units were granted on September 4, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
August 04, 2021 Filed Jan 13, 2022 20:09 UTC
Simosko NinaChief Revenue Officer
Tax withholdingCommon Shares 1,734 $3.30 $5,722.20
Disclosure

SEC source: 0001567619-22-001154 · doc1.xml · nonDerivative · entry 2

Simosko Nina · CIK 0001788581 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,032

Read SEC document
August 04, 2021 Filed Jan 13, 2022 20:09 UTC
Simosko NinaChief Revenue Officer
Exercise / conversionCommon Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-001154 · doc1.xml · nonDerivative · entry 1

Simosko Nina · CIK 0001788581 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · derivative · entry 10

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units were granted on September 4, 2020 and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F6 · derivative.expiration_date: The restricted stock units were granted on September 4, 2020 and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
August 04, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · derivative · entry 9

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Shares · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units were granted on January 28, 2020, and vest as follows: 1/4 on January 1 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units were granted on January 28, 2020, and vest as follows: 1/4 on January 1 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
August 04, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 6,679 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · derivative · entry 8

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,358

Underlying: Common Shares · 6,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on October 24, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/2 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units were granted on October 24, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/2 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
August 04, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · derivative · entry 7

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on October 17, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units were granted on October 17, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
August 04, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Tax withholdingCommon Shares 8,107 $3.30 $26,753.10
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · nonDerivative · entry 5

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,191

Read SEC document
August 04, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Exercise / conversionCommon Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · nonDerivative · entry 4

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Exercise / conversionCommon Shares 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · nonDerivative · entry 3

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Exercise / conversionCommon Shares 6,679 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · nonDerivative · entry 2

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Exercise / conversionCommon Shares 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · nonDerivative · entry 1

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Feb 14, 2022 21:01 UTC
Sozio ScottDirector · Head of CD
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 10

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.

Read SEC document
August 04, 2021 Filed Feb 14, 2022 21:01 UTC
Sozio ScottDirector · Head of CD
Exercise / conversionRestricted Stock Units · Derivative 23,042 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 9

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,124

Underlying: Common Shares · 23,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.

Read SEC document
August 04, 2021 Filed Feb 14, 2022 21:01 UTC
Sozio ScottDirector · Head of CD
Tax withholdingCommon Shares 11,618 $3.30 $38,339.40
Disclosure

SEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 4

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,836

Read SEC document
August 04, 2021 Filed Feb 14, 2022 21:01 UTC
Sozio ScottDirector · Head of CD
Exercise / conversionCommon Shares 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 3

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Feb 14, 2022 21:01 UTC
Sozio ScottDirector · Head of CD
Exercise / conversionCommon Shares 23,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 2

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Apr 5, 2022 15:58 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 2,628 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008059 · doc1.xml · derivative · entry 4

Kane Matthew Ryan · CIK 0001780327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626

Underlying: Common Shares · 2,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs were granted on April 26, 2021 and vest as follows: 1/4 on date of grant; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicate vesting date..

F4 · derivative.expiration_date: The RSUs were granted on April 26, 2021 and vest as follows: 1/4 on date of grant; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicate vesting date..

Read SEC document
August 04, 2021 Filed Apr 5, 2022 15:58 UTC Amendment Exercise / conversionCommon Shares 2,628 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008059 · doc1.xml · nonDerivative · entry 1

Kane Matthew Ryan · CIK 0001780327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2021 Filed Apr 5, 2022 15:27 UTC
Billingsley JessicaDirector · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008053 · doc1.xml · derivative · entry 11

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 5,000 shares

Expires 2024-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs were granted on September 4, 2020, and vest as follows: 5,000 on July 1, 2021; 5,000 on July 1, 2022; 5,000 on July 1, 2023; and 5,000 on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
August 04, 2021 Filed Apr 5, 2022 15:27 UTC
Billingsley JessicaDirector · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008053 · doc1.xml · derivative · entry 10

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Shares · 2,500 shares

Expires 2024-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs were granted on October 19, 2019, and vest as follows: 2,500 on July 1, 2020; 2,500 on July 1, 2021; 2,500 on July 1, 2022; and 2,500 on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. (Note: These RSUs were previously reported in Table II with a grant date of February 20, 2020.)

Read SEC document
August 04, 2021 Filed Apr 5, 2022 15:27 UTC
Billingsley JessicaDirector · Chairman and CEO · 10% owner
Tax withholdingCommon Shares 6,091 $3.30 $20,100.30
Disclosure

SEC source: 0001567619-22-008053 · doc1.xml · nonDerivative · entry 4

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,828

Read SEC document
August 04, 2021 Filed Apr 5, 2022 15:27 UTC
Billingsley JessicaDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-008053 · doc1.xml · nonDerivative · entry 3

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Apr 5, 2022 15:27 UTC
Billingsley JessicaDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-008053 · doc1.xml · nonDerivative · entry 2

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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August 04, 2021 Filed Apr 8, 2022 15:01 UTC
McCullough David RChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008285 · doc1.xml · derivative · entry 5

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Shares · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Shares acquired from 10/17/19 grant that vested 2,000 shares 7/1/2021.

F4 · derivative.expiration_date: Shares acquired from 10/17/19 grant that vested 2,000 shares 7/1/2021.

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August 04, 2021 Filed Apr 8, 2022 15:01 UTC
McCullough David RChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008285 · doc1.xml · derivative · entry 4

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Shares acquired from 9/4/2020 grant that vested 5,000 shares 7/1/2021.

F3 · derivative.expiration_date: Shares acquired from 9/4/2020 grant that vested 5,000 shares 7/1/2021.

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August 04, 2021 Filed Apr 8, 2022 15:01 UTC
McCullough David RChief Technology Officer
Tax withholdingCommon Shares 2,568 $3.30 $8,474.40
Disclosure

SEC source: 0001567619-22-008285 · doc1.xml · nonDerivative · entry 3

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,158

F2 · kind: Represents shares withheld for tax purposes on settlement of RSUs.

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August 04, 2021 Filed Apr 8, 2022 15:01 UTC
McCullough David RChief Technology Officer
Exercise / conversionCommon Shares 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-008285 · doc1.xml · nonDerivative · entry 2

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2021 Filed Apr 8, 2022 15:01 UTC
McCullough David RChief Technology Officer
Exercise / conversionCommon Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-008285 · doc1.xml · nonDerivative · entry 1

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 10, 2021 Filed Jan 11, 2022 15:59 UTC GrantRestricted Stock Units · Derivative 2,646 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000979 · doc1.xml · derivative · entry 3

FISHMAN BARRY · CIK 0001889532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646

Underlying: Common Shares · 2,646 shares

Expires 2022-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

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April 26, 2021 Filed Oct 13, 2021 21:34 UTC GrantRestricted Stock Units · Derivative 5,254 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018271 · doc1.xml · derivative · entry 1

Kane Matthew Ryan · CIK 0001780327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,254

Underlying: Common Shares · 5,254 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 immediately on date of grant, April 26, 2021; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 immediately on date of grant, April 26, 2021; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 immediately on date of grant, April 26, 2021; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

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April 26, 2021 Filed Oct 19, 2021 11:30 UTC GrantRestricted Stock Units · Derivative 5,254 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018430 · doc1.xml · derivative · entry 1

Iwanowski Mark · CIK 0001780018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,254

Underlying: Common Shares · 5,254 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 immediately on date of grant, April 26, 2021; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 immediately on date of grant, April 26, 2021; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 immediately on date of grant, April 26, 2021; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
April 26, 2021 Filed Jan 11, 2022 11:34 UTC GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000986 · doc1.xml · derivative · entry 3

Fowle John Michael JR · CIK 0001796829 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
April 26, 2021 Filed Jan 11, 2022 11:11 UTC GrantRestricted Stock Units · Derivative 5,254 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000981 · doc1.xml · derivative · entry 2

Rehmatullah Tahira · CIK 0001728551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,254

Underlying: Common Shares · 5,254 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs were granted on April 26, 2021, and vest as follows: 1,314 on April 26, 2021; 1,314 on June 30, 2021; 1,313 on September 30, 2021; and 1,313 on December 31, 2021. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting date.

F2 · derivative.expiration_date: The RSUs were granted on April 26, 2021, and vest as follows: 1,314 on April 26, 2021; 1,314 on June 30, 2021; 1,313 on September 30, 2021; and 1,313 on December 31, 2021. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
April 26, 2021 Filed Jan 13, 2022 20:09 UTC
Simosko NinaChief Revenue Officer
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001154 · doc1.xml · derivative · entry 3

Simosko Nina · CIK 0001788581 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

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April 26, 2021 Filed Jan 14, 2022 15:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001193 · doc1.xml · derivative · entry 6

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

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April 26, 2021 Filed Feb 14, 2022 21:01 UTC
Sozio ScottDirector · Head of CD
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 8

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

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April 26, 2021 Filed Feb 14, 2022 21:01 UTC
Sozio ScottDirector · Head of CD
GrantCommon Shares 2,976 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 1

Sozio Scott · CIK 0001403062 · Director · Head of CD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,912

F1 · shares: Represents grant of restricted stock units on April 26, 2021, with immediate vesting.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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April 26, 2021 Filed Apr 5, 2022 15:27 UTC
Billingsley JessicaDirector · Chairman and CEO · 10% owner
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008053 · doc1.xml · derivative · entry 9

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires 2024-12-02

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs were granted on April 26, 2021, and vest as follows: 5,000 on December 1, 2021; 5,000 on December 1, 2022; 5,000 on December 1, 2023; and 5,000 on December 1, 2024.

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April 26, 2021 Filed Apr 5, 2022 15:27 UTC
Billingsley JessicaDirector · Chairman and CEO · 10% owner
GrantCommon Shares 7,548 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-008053 · doc1.xml · nonDerivative · entry 1

Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,419

F1 · shares: Represents restricted stock unit ("RSU") grant on April 26, 2021, with immediate vesting.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 26, 2021 Filed Apr 8, 2022 14:59 UTC
McCullough David RChief Technology Officer
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008283 · doc1.xml · derivative · entry 2

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Read SEC document
February 09, 2021 Filed Mar 4, 2021 21:12 UTC
McCullough David RChief Technology Officer
Tax withholdingCommon Shares 684 $6.82 $4,664.88
Disclosure

SEC source: 0001567619-21-005678 · doc1.xml · nonDerivative · entry 2

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,376

F2 · kind: Represents shares withheld for tax purposes on settlement of RSUs.

Read SEC document
February 09, 2021 Filed Mar 4, 2021 21:12 UTC
McCullough David RChief Technology Officer
Exercise / conversionCommon Shares 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-005678 · doc1.xml · nonDerivative · entry 1

McCullough David R · CIK 0001818464 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.

Read SEC document
February 09, 2021 Filed Mar 4, 2021 21:21 UTC
Thompson Cecil Ray JRChief Operating Officer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005682 · doc1.xml · derivative · entry 7

Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.

F5 · derivative.exercise_date: The RSUs were granted on February 20, 2020, and vest as follows: 2,500 on July 1, 2020; 2,500 on July 1, 2021; 2,500 on July 1, 2022; and 2,500 on July 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021.

F5 · derivative.expiration_date: The RSUs were granted on February 20, 2020, and vest as follows: 2,500 on July 1, 2020; 2,500 on July 1, 2021; 2,500 on July 1, 2022; and 2,500 on July 1, 2023. Settlement of all vested RSUs occurred on February 9, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.