Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2022 Filed Apr 8, 2022 15:21 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Tax withholdingCommon Shares | 4,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-008294 · doc1.xml · nonDerivative · entry 3 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,589 F2 · kind: Represents shares withheld for tax purposes on settlement of RSUs. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Apr 8, 2022 15:21 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Exercise / conversionCommon Shares | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-008294 · doc1.xml · nonDerivative · entry 2 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Apr 8, 2022 15:21 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Exercise / conversionCommon Shares | 6,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-008294 · doc1.xml · nonDerivative · entry 1 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 25, 2022 Filed Jan 31, 2022 21:15 UTC |
Rehmatullah TahiraDirector
|
GrantRestricted Stock Units · Derivative | 13,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-002106 · doc1.xml · derivative · entry 1 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,944 Underlying: Common Shares · 13,944 shares Expires 2022-12-31 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| January 25, 2022 Filed Feb 1, 2022 02:03 UTC |
Kane Matthew RyanDirector
|
GrantRestricted Stock Units · Derivative | 13,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-002096 · doc1.xml · derivative · entry 1 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,944 Underlying: Common Shares · 13,944 shares Expires 2022-12-31 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Read SEC document |
| January 25, 2022 Filed Feb 1, 2022 02:00 UTC |
FISHMAN BARRYDirector
|
GrantRestricted Stock Units · Derivative | 13,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-002092 · doc1.xml · derivative · entry 1 FISHMAN BARRY · CIK 0001889532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,944 Underlying: Common Shares · 13,944 shares Expires 2022-12-31 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest as follows: 3,486 on March 31, 2022; 3,486 on June 30, 2022; 3,486 on September 30, 2022; and 3,486 on December 31, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Apr 5, 2022 15:27 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
OtherCommon Shares | 12,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-008053 · doc1.xml · nonDerivative · entry 8 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Jessica Billingsley Living Trust Disclosed balance after: 1,078,290 F6 · kind: Represents exempt transfer of shares from the reporting person to the Jessica Billingsley Living Trust. F7 · ownership.nature: The reporting person is the trustee of the Jessica Billingsley Living Trust (the "Trust") and has voting and investment discretion with respect to the shares of common stock held of record by the Trust. The reporting person may have or share beneficial ownership of such shares. Read SEC document |
| January 04, 2022 Filed Apr 5, 2022 15:27 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
OtherCommon Shares | 12,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-008053 · doc1.xml · nonDerivative · entry 7 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,809 F6 · kind: Represents exempt transfer of shares from the reporting person to the Jessica Billingsley Living Trust. Read SEC document |
| December 21, 2021 Filed Jan 11, 2022 11:38 UTC | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000989 · doc1.xml · derivative · entry 5 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
|
| December 21, 2021 Filed Jan 11, 2022 11:38 UTC | Exercise / conversionRestricted Stock Units · Derivative | 18,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000989 · doc1.xml · derivative · entry 4 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,363 Underlying: Common Shares · 18,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: The restricted stock units were granted on December 17, 2019, and vest as follows: 18,182 on December 17, 2020; 18,182 on December 17, 2021; 18,182 on December 17, 2022; and 18,181 on December 17, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F1 · derivative.expiration_date: The restricted stock units were granted on December 17, 2019, and vest as follows: 18,182 on December 17, 2020; 18,182 on December 17, 2021; 18,182 on December 17, 2022; and 18,181 on December 17, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
|
| December 21, 2021 Filed Jan 11, 2022 11:38 UTC | Tax withholdingCommon Shares | 9,637 | $2.00 | $19,274.00 |
DisclosureSEC source: 0001567619-22-000989 · doc1.xml · nonDerivative · entry 3 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,205 Read SEC document |
|
| December 21, 2021 Filed Jan 11, 2022 11:38 UTC | Exercise / conversionCommon Shares | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-000989 · doc1.xml · nonDerivative · entry 2 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
|
| December 21, 2021 Filed Jan 11, 2022 11:38 UTC | Exercise / conversionCommon Shares | 18,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-000989 · doc1.xml · nonDerivative · entry 1 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units were granted on December 17, 2019, and vest as follows: 18,182 on December 17, 2020; 18,182 on December 17, 2021; 18,182 on December 17, 2022; and 18,181 on December 17, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
|
| December 21, 2021 Filed Jan 11, 2022 11:22 UTC |
Rehmatullah TahiraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000983 · doc1.xml · derivative · entry 2 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs were granted on April 26, 2021, and vest as follows: 1,314 on April 26, 2021; 1,314 on June 30, 2021; 1,313 on September 30, 2021; and 1,313 on December 31, 2021. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting date. F2 · derivative.expiration_date: The RSUs were granted on April 26, 2021, and vest as follows: 1,314 on April 26, 2021; 1,314 on June 30, 2021; 1,313 on September 30, 2021; and 1,313 on December 31, 2021. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Jan 11, 2022 11:22 UTC |
Rehmatullah TahiraDirector
|
Exercise / conversionCommon Shares | 2,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-000983 · doc1.xml · nonDerivative · entry 1 Rehmatullah Tahira · CIK 0001728551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 21, 2021 Filed Jan 11, 2022 15:59 UTC |
FISHMAN BARRYDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000979 · doc1.xml · derivative · entry 5 FISHMAN BARRY · CIK 0001889532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Jan 11, 2022 15:59 UTC |
FISHMAN BARRYDirector
|
Exercise / conversionCommon Shares | 2,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-000979 · doc1.xml · nonDerivative · entry 2 FISHMAN BARRY · CIK 0001889532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("RSU"). The RSUs shall vest as follows: 308 on 6/30/2021; 1,169 on September 30, 2021; and 1,169 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Jan 13, 2022 20:11 UTC |
Simosko NinaChief Revenue Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001155 · doc1.xml · derivative · entry 5 Simosko Nina · CIK 0001788581 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Jan 13, 2022 20:11 UTC |
Simosko NinaChief Revenue Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 31,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001155 · doc1.xml · derivative · entry 4 Simosko Nina · CIK 0001788581 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,578 Underlying: Common Shares · 31,289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F2 · derivative.exercise_date: The restricted stock units were granted on October 7, 2019, and vest as follows: 1/4 on October 7, 2020; 1/4 on October 7, 2021; 1/4 on October 7, 2022; and 1/4 on October 7, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units were granted on October 7, 2019, and vest as follows: 1/4 on October 7, 2020; 1/4 on October 7, 2021; 1/4 on October 7, 2022; and 1/4 on October 7, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Jan 13, 2022 20:11 UTC |
Simosko NinaChief Revenue Officer
|
Tax withholdingCommon Shares | 15,115 | $2.00 | $30,230.00 |
DisclosureSEC source: 0001567619-22-001155 · doc1.xml · nonDerivative · entry 3 Simosko Nina · CIK 0001788581 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,206 Read SEC document |
| December 21, 2021 Filed Jan 13, 2022 20:11 UTC |
Simosko NinaChief Revenue Officer
|
Exercise / conversionCommon Shares | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001155 · doc1.xml · nonDerivative · entry 2 Simosko Nina · CIK 0001788581 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| December 21, 2021 Filed Jan 13, 2022 20:11 UTC |
Simosko NinaChief Revenue Officer
|
Exercise / conversionCommon Shares | 31,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001155 · doc1.xml · nonDerivative · entry 1 Simosko Nina · CIK 0001788581 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. Read SEC document |
| December 21, 2021 Filed Jan 14, 2022 15:22 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001194 · doc1.xml · derivative · entry 5 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Jan 14, 2022 15:22 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Tax withholdingCommon Shares | 1,230 | $2.00 | $2,460.00 |
DisclosureSEC source: 0001567619-22-001194 · doc1.xml · nonDerivative · entry 4 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,081 Read SEC document |
| December 21, 2021 Filed Jan 14, 2022 15:22 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
Exercise / conversionCommon Shares | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001194 · doc1.xml · nonDerivative · entry 3 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC |
Sozio ScottDirector · Head of CD
|
Exercise / conversionRestricted Stock Uniyts · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 13 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Shares · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC |
Sozio ScottDirector · Head of CD
|
Exercise / conversionRestricted Stock Units · Derivative | 29,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 12 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 29,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: Represents restricted stock unit grant with immediate vesting. F5 · derivative.expiration_date: Represents restricted stock unit grant with immediate vesting. Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC |
Sozio ScottDirector · Head of CD
|
Tax withholdingCommon Shares | 12,434 | $2.00 | $24,868.00 |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 7 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,112 Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC |
Sozio ScottDirector · Head of CD
|
Exercise / conversionCommon Shares | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 6 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 21:01 UTC |
Sozio ScottDirector · Head of CD
|
Exercise / conversionCommon Shares | 29,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · nonDerivative · entry 5 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 21, 2021 Filed Apr 5, 2022 16:01 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-008061 · doc1.xml · derivative · entry 3 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs were granted on April 26, 2021, and vested as follows: 1/4 on April 26, 2021; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F3 · derivative.expiration_date: The RSUs were granted on April 26, 2021, and vested as follows: 1/4 on April 26, 2021; 1/4 on June 30, 2021; 1/4 on September 30, 2021; and 1/4 on December 31, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
| December 21, 2021 Filed Apr 5, 2022 16:01 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionCommon Shares | 2,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-008061 · doc1.xml · nonDerivative · entry 1 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2021 Filed Apr 5, 2022 15:27 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-008053 · doc1.xml · derivative · entry 12 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Shares · 5,000 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs were granted on April 26, 2021, and vest as follows: 5,000 on December 1, 2021; 5,000 on December 1, 2022; 5,000 on December 1, 2023; and 5,000 on December 1, 2024. Read SEC document |
| December 21, 2021 Filed Apr 5, 2022 15:27 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
Tax withholdingCommon Shares | 1,531 | $2.00 | $3,062.00 |
DisclosureSEC source: 0001567619-22-008053 · doc1.xml · nonDerivative · entry 6 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,297 Read SEC document |
| December 21, 2021 Filed Apr 5, 2022 15:27 UTC |
Billingsley JessicaDirector · Chairman and CEO · 10% owner
|
Exercise / conversionCommon Shares | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-008053 · doc1.xml · nonDerivative · entry 5 Billingsley Jessica · CIK 0001780003 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 21, 2021 Filed Apr 8, 2022 15:04 UTC |
McCullough David RChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-008287 · doc1.xml · derivative · entry 3 McCullough David R · CIK 0001818464 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Shares acquired from 4/26/21 grant that vested 5,000 shares 12/1/2021. F3 · derivative.expiration_date: Shares acquired from 4/26/21 grant that vested 5,000 shares 12/1/2021. Read SEC document |
| December 21, 2021 Filed Apr 8, 2022 15:04 UTC |
McCullough David RChief Technology Officer
|
Tax withholdingCommon Shares | 1,531 | $2.00 | $3,062.00 |
DisclosureSEC source: 0001567619-22-008287 · doc1.xml · nonDerivative · entry 2 McCullough David R · CIK 0001818464 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,306 F2 · kind: Represents shares withheld for tax purposes on settlement of RSUs. Read SEC document |
| December 21, 2021 Filed Apr 8, 2022 15:04 UTC |
McCullough David RChief Technology Officer
|
Exercise / conversionCommon Shares | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-008287 · doc1.xml · nonDerivative · entry 1 McCullough David R · CIK 0001818464 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 23:35 UTC |
Kane Matthew RyanDirector
|
PurchaseCommon Shares | 99,600 | $2.00 | $198,901.20 |
DisclosureSEC source: 0001567619-21-022295 · doc1.xml · nonDerivative · entry 2 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,227 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at price ranging from $1.97 to $1.99, inclusive. The reporting person undertakes to provide to Akerna Corp., any security holder of Akerna Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 23:35 UTC |
Kane Matthew RyanDirector
|
PurchaseCommon Shares | 100,400 | $2.00 | $200,298.00 |
DisclosureSEC source: 0001567619-21-022295 · doc1.xml · nonDerivative · entry 1 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,627 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at price ranging from $1.945 to $2.00, inclusive. The reporting person undertakes to provide to Akerna Corp., any security holder of Akerna Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. Read SEC document |
| December 04, 2021 Filed Jan 14, 2022 15:22 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
PurchaseCommon Shares | 655 | $2.29 | $1,499.95 |
DisclosureSEC source: 0001567619-22-001194 · doc1.xml · nonDerivative · entry 2 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,311 Read SEC document |
| December 04, 2021 Filed Jan 14, 2022 15:22 UTC |
Thompson Cecil Ray JRChief Operating Officer · 10% owner
|
PurchaseCommon Shares | 465 | $2.15 | $999.75 |
DisclosureSEC source: 0001567619-22-001194 · doc1.xml · nonDerivative · entry 1 Thompson Cecil Ray JR · CIK 0001805209 · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,656 Read SEC document |
| October 26, 2021 Filed Feb 14, 2022 21:01 UTC |
Sozio ScottDirector · Head of CD
|
GrantRestricted Stock Units · Derivative | 29,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-004554 · doc1.xml · derivative · entry 11 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,210 Underlying: Common Shares · 29,210 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: Represents restricted stock unit grant with immediate vesting. F5 · derivative.expiration_date: Represents restricted stock unit grant with immediate vesting. Read SEC document |
| October 21, 2021 Filed Dec 2, 2022 12:14 UTC |
Sozio ScottDirector · Head of CD
|
Exercise / conversionCommon Shares | 1,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-021158 · doc1.xml · nonDerivative · entry 2 Sozio Scott · CIK 0001403062 · Director · Head of CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · balance_after: The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:44 UTC |
Kane Matthew RyanDirector
|
PurchaseCommon Shares | 11,299 | $2.70 | $30,507.30 |
DisclosureSEC source: 0001567619-21-018273 · doc1.xml · nonDerivative · entry 2 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,081 Read SEC document |
| October 08, 2021 Filed Apr 5, 2022 15:58 UTC Amendment |
Kane Matthew RyanDirector
|
PurchaseCommon Shares | 11,299 | $2.70 | $30,507.30 |
DisclosureSEC source: 0001567619-22-008059 · doc1.xml · nonDerivative · entry 2 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,855 F1 · ownership.direct: Includes 128,160 common shares purchased by the reporting person on October 6, 2021, as reported on Form 4 filed with the Securities and Exchange Commission on October 8, 2021. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 20:09 UTC |
Kane Matthew RyanDirector
|
PurchaseCommon Shares | 128,160 | $2.70 | $346,032.00 |
DisclosureSEC source: 0001567619-21-018157 · doc1.xml · nonDerivative · entry 1 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,928 F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions ranging from $2.69 to $2.70, inclusive. The reporting person undertakes to provide to Akerna Corp., any security holder of Akerna Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 04, 2021 Filed Oct 13, 2021 21:44 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-018273 · doc1.xml · derivative · entry 4 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F4 · derivative.exercise_date: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of the vested RSUs occurred on August 4, 2021. F4 · derivative.expiration_date: The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of the vested RSUs occurred on August 4, 2021. Read SEC document |
| August 04, 2021 Filed Oct 13, 2021 21:44 UTC |
Kane Matthew RyanDirector
|
Exercise / conversionCommon Shares | 1,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-018273 · doc1.xml · nonDerivative · entry 1 Kane Matthew Ryan · CIK 0001780327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock. F1 · balance_after: Includes 128,160 common shares purchased by the reporting person on October 6, 2021, as reported on Form 4 filed with the Securities and Exchange Commission on October 8, 2021. Read SEC document |
| August 04, 2021 Filed Jan 11, 2022 11:34 UTC | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000986 · doc1.xml · derivative · entry 4 Fowle John Michael JR · CIK 0001796829 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units were granted on September 4, 2020, and vest as follows: 5,000 on July 1, 2021; 5,000 on July 1, 2022; 5,000 on July 1, 2023; and 5,000 on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units were granted on September 4, 2020, and vest as follows: 5,000 on July 1, 2021; 5,000 on July 1, 2022; 5,000 on July 1, 2023; and 5,000 on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.