ABM

SEC source: 0001140361-17-011786 · doc1.xml · derivative · entry 4

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Underlying: Common Stock · 694 shares

Expires 2020-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted under the 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.

SEC source: 0001140361-17-011786 · doc1.xml · nonDerivative · entry 3

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2 · balance_after: Includes 11,664 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,635 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 460 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-011786 · doc1.xml · nonDerivative · entry 2

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,847

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

SEC source: 0001140361-17-011786 · doc1.xml · nonDerivative · entry 1

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-011784 · doc1.xml · nonDerivative · entry 1

GARCIA ART A · CIK 0001183585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

F1 · shares: Grant of restricted stock units (RSUs) to non-employee directors under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. RSUs vest one-third on the first anniversary of the grant date, and one-third on January 10, 2019 and one-third on January 10, 2020. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 2,331 RSUs.

SEC source: 0001140361-17-011783 · doc1.xml · nonDerivative · entry 1

CHIN DEAN A · CIK 0001492719 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,274

F1 · balance_after: Includes 11,204 RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,569 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 400 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 380 performance shares earned but not vested with respect to performance shares granted on 4/10/2015, and DERs related thereto.

SEC source: 0001140361-17-011782 · doc1.xml · nonDerivative · entry 1

CHAVEZ LINDA · CIK 0001198640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,234

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.92 to $43.35, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.

F2 · balance_after: Includes 6,846 unvested RSUs and 6,234 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-011184 · doc1.xml · nonDerivative · entry 1

Kesavan Sudhakar · CIK 0001376429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,906

F1 · balance_after: Includes 6,846 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-008047 · doc1.xml · derivative · entry 3

MCCLURE JAMES P · CIK 0001198682 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,447 shares

Expires 2019-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Stock options granted under the 2006 Equity Incentive Plan.

F5 · derivative.exercise_date: 25% exercisable on 10/11/2013 and 25% on the anniversary date of the following three years.

SEC source: 0001140361-17-008047 · doc1.xml · nonDerivative · entry 2

MCCLURE JAMES P · CIK 0001198682 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,703

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.21 to $40.47, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.

F3 · balance_after: Includes 21,240 unvested RSUs, 82,825 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 10,165 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,553 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-008047 · doc1.xml · nonDerivative · entry 1

MCCLURE JAMES P · CIK 0001198682 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-006049 · doc1.xml · nonDerivative · entry 1

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,847

F1 · kind: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2 · balance_after: Includes 11,664 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,635 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 460 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-004882 · doc1.xml · nonDerivative · entry 2

SCAGLIONE DIEGO ANTHONY · CIK 0001539527 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,866

F2 · balance_after: Includes 12,460 unvested RSUs, 1,408 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,546 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 394 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.

SEC source: 0001140361-17-004882 · doc1.xml · nonDerivative · entry 1

SCAGLIONE DIEGO ANTHONY · CIK 0001539527 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,871

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

SEC source: 0001140361-17-004881 · doc1.xml · nonDerivative · entry 2

SALMIRS SCOTT B · CIK 0001618972 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,079

F2 · balance_after: Includes 35,218 RSUs and DERs relating to RSUs, adjusted to reflect the cumulative effect of fractional shares, 4,089 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,042 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.

SEC source: 0001140361-17-004881 · doc1.xml · nonDerivative · entry 1

SALMIRS SCOTT B · CIK 0001618972 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,091

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

SEC source: 0001140361-17-004878 · doc1.xml · nonDerivative · entry 2

MCCLURE JAMES P · CIK 0001198682 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,707

SEC source: 0001140361-17-004878 · doc1.xml · nonDerivative · entry 1

MCCLURE JAMES P · CIK 0001198682 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,189

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 21,240 unvested RSUs, 82,825 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 10,165 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,553 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.

SEC source: 0001140361-17-004877 · doc1.xml · nonDerivative · entry 2

Marano Thomas J · CIK 0001342639 · Pres - Air Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,838

SEC source: 0001140361-17-004877 · doc1.xml · nonDerivative · entry 1

Marano Thomas J · CIK 0001342639 · Pres - Air Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,842

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 13,123 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,154 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 551 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-004876 · doc1.xml · nonDerivative · entry 2

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,747

F2 · balance_after: Includes 11,664 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,635 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 460 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-004876 · doc1.xml · nonDerivative · entry 1

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,751

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

SEC source: 0001140361-17-004874 · doc1.xml · nonDerivative · entry 1

GOODES DAVID R · CIK 0001664434 · Senior Vice President & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,730

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 3,641 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-004873 · doc1.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · Pres - Building & Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,822

F2 · balance_after: Includes 13,215 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,453 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 628 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-004873 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · Pres - Building & Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,828

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

SEC source: 0001140361-17-004855 · doc1.xml · nonDerivative · entry 1

Webb Winifred Markus · CIK 0001439919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,471

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 8,355 unvested RSUs and 3,116 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-004872 · doc1.xml · nonDerivative · entry 2

CHIN DEAN A · CIK 0001492719 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,274

F2 · balance_after: Includes 11,204 RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,569 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 400 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 380 performance shares earned but not vested with respect to performance shares granted on 4/10/2015, and DERs related thereto.

SEC source: 0001140361-17-004872 · doc1.xml · nonDerivative · entry 1

CHIN DEAN A · CIK 0001492719 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,280

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

SEC source: 0001140361-17-004850 · doc1.xml · nonDerivative · entry 1

Kesavan Sudhakar · CIK 0001376429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,536

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 9,357 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-004852 · doc1.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,239

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 6,431 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-004847 · doc1.xml · nonDerivative · entry 1

HERRINGER MARYELLEN C · CIK 0001078102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,291

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 9,747 unvested RSUs and 16,875 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-004843 · doc1.xml · nonDerivative · entry 1

Gartland Thomas M · CIK 0001432800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,239

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 6,431 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares .

SEC source: 0001140361-17-004845 · doc1.xml · nonDerivative · entry 1

HELMS LUKE S · CIK 0001198641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,338

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 6,578 unvested RSUs and 5,806 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-004841 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,624

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 9,356 unvested RSUs and 29,932 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-004839 · doc1.xml · nonDerivative · entry 1

Ferguson Phil · CIK 0001319713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,484

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 9,357 unvested RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-004837 · doc1.xml · nonDerivative · entry 1

CHAVEZ LINDA · CIK 0001198640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,234

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 9,356 unvested RSUs and 3,724 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-002402 · doc1.xml · derivative · entry 3

MCCLURE JAMES P · CIK 0001198682 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,649

Underlying: Common Stock · 6,649 shares

Expires 2020-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted under the 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.

SEC source: 0001140361-17-002402 · doc1.xml · nonDerivative · entry 2

MCCLURE JAMES P · CIK 0001198682 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,189

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.325 to $39.81, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.

F2 · balance_after: Includes 21,151 unvested RSUs, 82,478 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 10,123 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,547 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-002402 · doc1.xml · nonDerivative · entry 1

MCCLURE JAMES P · CIK 0001198682 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-002143 · doc1.xml · nonDerivative · entry 1

SCAGLIONE DIEGO ANTHONY · CIK 0001539527 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,793

F1 · balance_after: Includes 12,408 unvested RSUs, 1,402 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,540 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 392 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.

SEC source: 0001140361-17-002140 · doc1.xml · nonDerivative · entry 1

SALMIRS SCOTT B · CIK 0001618972 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,902

F1 · balance_after: Includes 35,071 RSUs and DERs relating to RSUs, adjusted to reflect the cumulative effect of fractional shares, 4,072 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,037 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-002138 · doc1.xml · nonDerivative · entry 1

McConnell Sarah H · CIK 0001433554 · EVP/GEN. COUNSEL/CORP. SECTY.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,630

F1 · balance_after: Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 3,852 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 981 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-002135 · doc1.xml · nonDerivative · entry 1

MCCLURE JAMES P · CIK 0001198682 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,189

F1 · balance_after: Includes 21,151 unvested RSUs, 82,478 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 10,123 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,547 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-002133 · doc1.xml · nonDerivative · entry 1

Marano Thomas J · CIK 0001342639 · Pres - Air Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,759

F1 · balance_after: Includes 13,068 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,145 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 549 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-002129 · doc1.xml · nonDerivative · entry 1

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,692

F1 · balance_after: Includes 11,625 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,629 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 458 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-002126 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · Pres - Building & Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,750

F1 · balance_after: Includes 13,170 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,443 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 625 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

SEC source: 0001140361-17-002124 · doc1.xml · nonDerivative · entry 1

CHIN DEAN A · CIK 0001492719 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,221

F1 · balance_after: Includes 11,168 RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,563 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 398 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 378 performance shares earned but not vested with respect to performance shares granted on 4/10/2015, and DERs related thereto.

SEC source: 0001140361-17-001625 · doc1.xml · nonDerivative · entry 1

Webb Winifred Markus · CIK 0001439919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,434

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. RSUs vest ratably over three years on each of the first, second and third anniversaries of the grant date. Dividend equivalent rights will accrue

F2 · balance_after: Includes 8,331 unvested RSUs and 3,103 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-17-001642 · doc1.xml · nonDerivative · entry 2

SCAGLIONE DIEGO ANTHONY · CIK 0001539527 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,899

F2 · shares: Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2014, based on TSR performance in the 3 year period ending 10/31/2016 as compared to the S&P 600. These awards vest on 9/8/2017.

F3 · balance_after: Includes 12,408 unvested RSUs, 1,402 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,979 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 1,540 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 394 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.

SEC source: 0001140361-17-001642 · doc1.xml · nonDerivative · entry 1

SCAGLIONE DIEGO ANTHONY · CIK 0001539527 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,359

F1 · shares: Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2016. These performance shares vest on 1/14/2017.