ABM

SEC source: 0001140361-18-005344 · doc1.xml · nonDerivative · entry 1

SALMIRS SCOTT B · CIK 0001618972 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,754

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 76,720 RSUs and DERs relating to RSUs, adjusted to reflect the cumulative effect of fractional shares, 14,042 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-005342 · doc1.xml · nonDerivative · entry 1

NEWBORN ANDREA R · CIK 0001711329 · EVP/GEN. COUNSEL/CORP. SECTY.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,460

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 12,460 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-005343 · doc1.xml · nonDerivative · entry 1

PASSERINI FILIPPO · CIK 0001263346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,647

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 5,647 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-005341 · doc1.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,606

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 7,018 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-005340 · doc1.xml · nonDerivative · entry 1

Kesavan Sudhakar · CIK 0001376429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,286

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 10,473 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-005338 · doc1.xml · nonDerivative · entry 1

JACOBSEN RENE · CIK 0001669091 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,121

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 21,872 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,329 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-005337 · doc1.xml · nonDerivative · entry 1

GOODES DAVID R · CIK 0001664434 · Senior Vice President & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 10,202 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-005336 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,674

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 27,988 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,427 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-005334 · doc1.xml · nonDerivative · entry 1

Gartland Thomas M · CIK 0001432800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,606

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 7,018 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-005332 · doc1.xml · nonDerivative · entry 1

GARCIA ART A · CIK 0001183585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,647

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 5,647 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-005331 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,538

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 7,889 unvested RSUs and 31,841 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-005330 · doc1.xml · nonDerivative · entry 1

Ferguson Phil · CIK 0001319713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,870

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 7,889 unvested RSUs and 942 vested RSUs, the receipt of which has been deferred, and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-005329 · doc1.xml · nonDerivative · entry 1

CHIN DEAN A · CIK 0001492719 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,007

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 12,419 RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,473 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015 and DERs related thereto.

SEC source: 0001140361-18-005327 · doc1.xml · nonDerivative · entry 1

CHAVEZ LINDA · CIK 0001198640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,384

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 7,889 unvested RSUs and 6,340 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-002227 · doc1.xml · nonDerivative · entry 1

CHIN DEAN A · CIK 0001492719 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,911

F1 · balance_after: Includes 12,331 RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,466 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015 and DERs related thereto.

SEC source: 0001140361-18-002225 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,434

F1 · balance_after: Includes 27,756 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,419 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-002224 · doc1.xml · nonDerivative · entry 1

JACOBSEN RENE · CIK 0001669091 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,963

F1 · balance_after: Includes 21,721 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,322 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-002223 · doc1.xml · nonDerivative · entry 1

SALMIRS SCOTT B · CIK 0001618972 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,971

F1 · balance_after: Includes 76,006 RSUs and DERs relating to RSUs, adjusted to reflect the cumulative effect of fractional shares, 13,973 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-002222 · doc1.xml · nonDerivative · entry 1

SCAGLIONE DIEGO ANTHONY · CIK 0001539527 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,954

F1 · balance_after: Includes 25,386 unvested RSUs, 2,850 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 5,515 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-001914 · doc1.xml · nonDerivative · entry 4

CHAVEZ LINDA · CIK 0001198640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,314

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.04, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.

F2 · balance_after: Includes 7,850 unvested RSUs and 6,309 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001916 · doc1.xml · nonDerivative · entry 2

Kesavan Sudhakar · CIK 0001376429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,234

F1 · balance_after: Includes 10,421 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001914 · doc1.xml · nonDerivative · entry 3

CHAVEZ LINDA · CIK 0001198640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,573

SEC source: 0001140361-18-001914 · doc1.xml · nonDerivative · entry 2

CHAVEZ LINDA · CIK 0001198640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

SEC source: 0001140361-18-001776 · doc1.xml · nonDerivative · entry 1

SCAGLIONE DIEGO ANTHONY · CIK 0001539527 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,985

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

F2 · balance_after: Includes 25,548 unvested RSUs, 2,850 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,384 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 5,516 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-001777 · doc1.xml · nonDerivative · entry 1

NEWBORN ANDREA R · CIK 0001711329 · EVP/GEN. COUNSEL/CORP. SECTY.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,414

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

F2 · balance_after: Includes 12,414 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001774 · doc1.xml · nonDerivative · entry 1

SALMIRS SCOTT B · CIK 0001618972 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,154

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

F2 · balance_after: Includes 76,465 RSUs and DERs relating to RSUs, adjusted to reflect the cumulative effect of fractional shares,6,307 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 13,973 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-001772 · doc1.xml · nonDerivative · entry 1

GOODES DAVID R · CIK 0001664434 · Senior Vice President & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,256

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

F2 · balance_after: Includes 10,167 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001773 · doc1.xml · nonDerivative · entry 1

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,055

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

F2 · balance_after: Includes 21,779 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,777 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 1,323 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-001771 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,810

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

F2 · balance_after: Includes 27,884 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,787 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 1,420 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-001770 · doc1.xml · nonDerivative · entry 1

CHIN DEAN A · CIK 0001492719 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,662

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

F2 · balance_after: Includes 12,367 RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,421 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 1,466 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, 2,301 performance shares earned but not vested with respect to performance shares granted on 4/10/2015, and DERs related thereto.

SEC source: 0001140361-18-001916 · doc1.xml · nonDerivative · entry 1

Kesavan Sudhakar · CIK 0001376429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,585

SEC source: 0001140361-18-001914 · doc1.xml · nonDerivative · entry 1

CHAVEZ LINDA · CIK 0001198640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,557

SEC source: 0001140361-18-001037 · doc1.xml · nonDerivative · entry 1

Webb Winifred Markus · CIK 0001439919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,869

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 10,182 unvested RSUs and 4,687 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001036 · doc1.xml · nonDerivative · entry 1

PASSERINI FILIPPO · CIK 0001263346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,619

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 5,619 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001035 · doc1.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,571

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 9,322 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001034 · doc1.xml · nonDerivative · entry 1

Kesavan Sudhakar · CIK 0001376429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,820

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 12,760 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001032 · doc1.xml · nonDerivative · entry 1

Gartland Thomas M · CIK 0001432800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,571

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 9,322 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares .

SEC source: 0001140361-18-001029 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,341

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 10,188 unvested RSUs and 31,683 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001030 · doc1.xml · nonDerivative · entry 1

GARCIA ART A · CIK 0001183585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,619

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 5,619 RSUs and DERs related thereto, adjusted to reflect the cumulative effect of fractional shares .

SEC source: 0001140361-18-001026 · doc1.xml · nonDerivative · entry 1

Ferguson Phil · CIK 0001319713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,826

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 10,189 unvested RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-001025 · doc1.xml · nonDerivative · entry 1

CHAVEZ LINDA · CIK 0001198640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,651

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 10,188 unvested RSUs and 6,309 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

SEC source: 0001140361-18-000026 · doc1.xml · nonDerivative · entry 2

SCAGLIONE DIEGO ANTHONY · CIK 0001539527 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,960

F2 · shares: Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2015, based on TSR performance in the 3 year period ending 10/31/2017 as compared to the S&P 600. These awards vest on 9/8/2018.

F3 · balance_after: Includes 16,523 unvested RSUs, 2,850 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,384 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 5,516 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-000026 · doc1.xml · nonDerivative · entry 1

SCAGLIONE DIEGO ANTHONY · CIK 0001539527 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,444

F1 · shares: Represents the number of shares earned in connection with the performance shares previously granted on 1/15/2015, based on achievement of certain targets in the period ending 10/31/2017. These awards vest on 1/15/2018.

SEC source: 0001140361-18-000025 · doc1.xml · nonDerivative · entry 2

SALMIRS SCOTT B · CIK 0001618972 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,626

F2 · shares: Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2015, based on TSR performance in the 3 year period ending 10/31/2017 as compared to the S&P 600. These awards vest on 9/8/2018.

F3 · balance_after: Includes 50,937 RSUs and DERs relating to RSUs, adjusted to reflect the cumulative effect of fractional shares,6,307 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 13,973 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-000025 · doc1.xml · nonDerivative · entry 1

SALMIRS SCOTT B · CIK 0001618972 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,653

F1 · shares: Represents the number of shares earned in connection with the performance shares previously granted on 1/15/2015, based on achievement of certain targets in the period ending 10/31/2017. These awards vest on 1/15/2018.

SEC source: 0001140361-18-000024 · doc1.xml · nonDerivative · entry 2

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,832

F2 · shares: Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2015, based on TSR performance in the 3 year period ending 10/31/2017 as compared to the S&P 600. These awards vest on 9/8/2018.

F3 · balance_after: Includes 18,556 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,777 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 1,323 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-000024 · doc1.xml · nonDerivative · entry 1

JACOBSEN RENE · CIK 0001669091 · Pres - Business & Industry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,509

F1 · shares: Represents the number of shares earned in connection with the performance shares previously granted on 1/15/2015, based on achievement of certain targets in the period ending 10/31/2017. These performance shares vest on 1/15/2018.

SEC source: 0001140361-18-000023 · doc1.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,719

F2 · shares: Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2015, based on TSR performance in the 3 year period ending 10/31/2017 as compared to the S&P 600. These awards vest on 9/8/2018.

F3 · balance_after: Includes 20,793 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,787 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 1,420 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

SEC source: 0001140361-18-000023 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,299

F1 · shares: Represents the number of shares earned in connection with the performance shares previously granted on 1/15/2015, based on achievement of certain targets in the period ending 10/31/2017. These performance shares vest on 1/15/2018.

SEC source: 0001140361-18-000022 · doc1.xml · nonDerivative · entry 3

CHIN DEAN A · CIK 0001492719 · SVP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,660

F3 · shares: Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2015, based on TSR performance in the 3 year period ending 10/31/2017 as compared to the S&P 600. These awards vest on 9/8/2018.

F4 · balance_after: Includes 10,365 RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,421 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 1,466 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, 2,301 performance shares earned but not vested with respect to performance shares granted on 4/10/2015, and DERs related thereto.