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ABG

ASBURY AUTOMOTIVE GROUP INC

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4090
SEC CIK
0001144980
Parsed reports
494

Last 12 months

Inside the activity.

6 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202650
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 11, 2019 22:44 UTC
Milstein JedSVP & CHRO
Exercise / conversionCommon Stock 777 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000037 · wf-form4_154992503508668.xml · nonDerivative · entry 5

Milstein Jed · CIK 0001695355 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of the Issuer's common stock issued upon the vesting of performance share units granted on February 8, 2017. This transaction represents the vesting of one-third of this award.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:44 UTC
Milstein JedSVP & CHRO
Tax withholdingCommon Stock 123 $69.02 $8,489.46
Disclosure

SEC source: 0001144980-19-000037 · wf-form4_154992503508668.xml · nonDerivative · entry 4

Milstein Jed · CIK 0001695355 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,586

F3 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 8, 2017.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:42 UTC
Hult David WDirector · President & CEO
Exercise / conversionPerformance Share Units · Derivative 3,884 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000034 · wf-form4_154992496601781.xml · derivative · entry 6

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,885

Underlying: Common Stock · 3,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 12, 2018. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 8, 2017 vested upon certification of the objectives having been met, which occurred on March 12, 2018, an additional one-third vested on February 8, 2019 and the remaining one-third vests on February 8, 2020.

F6 · derivative.exercise_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 12, 2018. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 8, 2017 vested upon certification of the objectives having been met, which occurred on March 12, 2018, an additional one-third vested on February 8, 2019 and the remaining one-third vests on February 8, 2020.

F6 · derivative.expiration_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 12, 2018. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 8, 2017 vested upon certification of the objectives having been met, which occurred on March 12, 2018, an additional one-third vested on February 8, 2019 and the remaining one-third vests on February 8, 2020.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:42 UTC
Hult David WDirector · President & CEO
Tax withholdingCommon Stock 1,752 $69.02 $120,923.04
Disclosure

SEC source: 0001144980-19-000034 · wf-form4_154992496601781.xml · nonDerivative · entry 5

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,519

F5 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of performance share units, and the conversion of such units into shares of the Issuer's common stock, granted on February 8, 2017.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:42 UTC
Hult David WDirector · President & CEO
Exercise / conversionCommon Stock 3,884 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000034 · wf-form4_154992496601781.xml · nonDerivative · entry 4

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of the Issuer's common stock issued upon the vesting of performance share units granted on February 8, 2017. This transaction represents the vesting of one-third of this award.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:42 UTC
Hult David WDirector · President & CEO
Tax withholdingCommon Stock 916 $69.02 $63,222.32
Disclosure

SEC source: 0001144980-19-000034 · wf-form4_154992496601781.xml · nonDerivative · entry 3

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,387

F3 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 8, 2017.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:39 UTC GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000027 · wf-form4_154992475178198.xml · nonDerivative · entry 1

REDDIN THOMAS · CIK 0001107092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,366

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:38 UTC Tax withholdingCommon Stock 488 $69.18 $33,759.84
Disclosure

SEC source: 0001144980-19-000024 · wf-form4_154992467673969.xml · nonDerivative · entry 2

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,122

F2 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2019.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:38 UTC GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000024 · wf-form4_154992467673969.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,610

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:52 UTC
ALSFINE JOELDirector
Tax withholdingCommon Stock 840 $69.18 $58,111.20
Disclosure

SEC source: 0001123292-19-000235 · edgar.xml · nonDerivative · entry 2

ALSFINE JOEL · CIK 0001630374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,359

F2 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of his pecuniary interest in such securities.

F3 · ownership.direct: The reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that he is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:52 UTC
ALSFINE JOELDirector
GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000235 · edgar.xml · nonDerivative · entry 1

ALSFINE JOEL · CIK 0001630374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,199

F1 · price: On February 7, 2019, the issuer granted to Joel Alsfine, a partner in MSD Capital, L.P. ("MSD Capital"), 1,951 shares of common stock pursuant to the company's director compensation program. The common stock vested immediately upon grant.

F2 · ownership.direct: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of his pecuniary interest in such securities.

F3 · ownership.direct: The reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that he is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:44 UTC
Villasana George ASVP, GC & Secretary
GrantCommon Stock 3,325 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000039 · wf-form4_154992508037125.xml · nonDerivative · entry 2

Villasana George A · CIK 0001422057 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,190

F2 · shares: Represents grant of restricted stock award. Vesting will occur in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:44 UTC
Villasana George ASVP, GC & Secretary
Tax withholdingCommon Stock 308 $69.18 $21,307.44
Disclosure

SEC source: 0001144980-19-000039 · wf-form4_154992508037125.xml · nonDerivative · entry 1

Villasana George A · CIK 0001422057 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,865

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2018.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:44 UTC
Stax William FrederickVP, Controller & CAO
GrantCommon Stock 723 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000038 · wf-form4_154992505651767.xml · nonDerivative · entry 2

Stax William Frederick · CIK 0001646796 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607

F2 · shares: Represents grant of restricted stock award. Vesting will occur in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:44 UTC
Stax William FrederickVP, Controller & CAO
Tax withholdingCommon Stock 71 $69.18 $4,911.78
Disclosure

SEC source: 0001144980-19-000038 · wf-form4_154992505651767.xml · nonDerivative · entry 1

Stax William Frederick · CIK 0001646796 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2018.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:44 UTC
Milstein JedSVP & CHRO
GrantCommon Stock 2,313 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000037 · wf-form4_154992503508668.xml · nonDerivative · entry 3

Milstein Jed · CIK 0001695355 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,709

F2 · shares: Represents grant of restricted stock award. Vesting will occur in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:44 UTC
Milstein JedSVP & CHRO
Tax withholdingCommon Stock 220 $69.18 $15,219.60
Disclosure

SEC source: 0001144980-19-000037 · wf-form4_154992503508668.xml · nonDerivative · entry 2

Milstein Jed · CIK 0001695355 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,396

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2018.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:44 UTC
Milstein JedSVP & CHRO
Tax withholdingCommon Stock 188 $69.18 $13,005.84
Disclosure

SEC source: 0001144980-19-000037 · wf-form4_154992503508668.xml · nonDerivative · entry 1

Milstein Jed · CIK 0001695355 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,616

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2018.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:43 UTC
Hartman John SirelSVP, Operations
GrantCommon Stock 11,564 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000036 · wf-form4_154992501164680.xml · nonDerivative · entry 3

Hartman John Sirel · CIK 0001726688 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,318

F3 · shares: Represents grant of restricted stock award. Vesting will occur in five equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:43 UTC
Hartman John SirelSVP, Operations
GrantCommon Stock 3,180 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000036 · wf-form4_154992501164680.xml · nonDerivative · entry 2

Hartman John Sirel · CIK 0001726688 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,754

F2 · shares: Represents grant of restricted stock award. Vesting will occur in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:43 UTC
Hartman John SirelSVP, Operations
Tax withholdingCommon Stock 205 $69.18 $14,181.90
Disclosure

SEC source: 0001144980-19-000036 · wf-form4_154992501164680.xml · nonDerivative · entry 1

Hartman John Sirel · CIK 0001726688 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,574

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2018.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:43 UTC GrantCommon Stock 11,564 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000035 · wf-form4_154992498854272.xml · nonDerivative · entry 3

Goodman Sean D. · CIK 0001663623 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,799

F3 · shares: Represents grant of restricted stock award. Vesting will occur in five equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:43 UTC GrantCommon Stock 3,470 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000035 · wf-form4_154992498854272.xml · nonDerivative · entry 2

Goodman Sean D. · CIK 0001663623 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,235

F2 · shares: Represents grant of restricted stock award. Vesting will occur in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:43 UTC Tax withholdingCommon Stock 352 $69.18 $24,351.36
Disclosure

SEC source: 0001144980-19-000035 · wf-form4_154992498854272.xml · nonDerivative · entry 1

Goodman Sean D. · CIK 0001663623 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,765

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2018.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:42 UTC
Hult David WDirector · President & CEO
GrantCommon Stock 15,901 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000034 · wf-form4_154992496601781.xml · nonDerivative · entry 2

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,303

F2 · shares: Represents grant of restricted stock award. Vesting will occur in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:42 UTC
Hult David WDirector · President & CEO
Tax withholdingCommon Stock 2,415 $69.18 $167,069.70
Disclosure

SEC source: 0001144980-19-000034 · wf-form4_154992496601781.xml · nonDerivative · entry 1

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,402

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2018.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:38 UTC Tax withholdingCommon Stock 737 $69.18 $50,985.66
Disclosure

SEC source: 0001144980-19-000026 · wf-form4_154992472327173.xml · nonDerivative · entry 2

Morrison Maureen F · CIK 0001720970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214

F2 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2019.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:38 UTC GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000026 · wf-form4_154992472327173.xml · nonDerivative · entry 1

Morrison Maureen F · CIK 0001720970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:38 UTC GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000025 · wf-form4_154992470043517.xml · nonDerivative · entry 1

MARITZ PHILIP F · CIK 0001172458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,362

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:37 UTC GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000023 · wf-form4_154992465407185.xml · nonDerivative · entry 4

JAMES JUANITA T · CIK 0001215320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,300

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:37 UTC GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000022 · wf-form4_154992463181703.xml · nonDerivative · entry 1

DELOACH THOMAS C JR · CIK 0001248315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,703

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:37 UTC GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000021 · wf-form4_154992460942462.xml · nonDerivative · entry 1

Clements DEnnis E · CIK 0001377323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,234

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:36 UTC GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000020 · wf-form4_154992458688103.xml · nonDerivative · entry 1

Berman Bridget Ryan · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,184

F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:52 UTC Tax withholdingCommon Stock 840 $69.18 $58,111.20
Disclosure

SEC source: 0001123292-19-000234 · edgar.xml · nonDerivative · entry 2

MSD CAPITAL L P · CIK 0001105497 · Director

DELL MICHAEL S · CIK 0000908724 · Director

MSD Multi-Strategy, L.P. · CIK 0001217005 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,359

F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

F4 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan, and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. [footnote cont'd]

F5 · ownership.nature: [continuation] Each of Messrs. Dell, Fuhrman, Phelan, and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. Mr. Alsfine, who is a partner in MSD Capital, was appointed to the Issuer's board of directors and each reporting person may be deemed to beneficially own securities owned by Mr. Alsfine.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:52 UTC GrantCommon Stock 1,951 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000234 · edgar.xml · nonDerivative · entry 1

MSD CAPITAL L P · CIK 0001105497 · Director

DELL MICHAEL S · CIK 0000908724 · Director

MSD Multi-Strategy, L.P. · CIK 0001217005 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,199

F1 · price: On February 7, 2019, the issuer granted to Joel Alsfine, a partner in MSD Capital, L.P. ("MSD Capital"), 1,951 shares of common stock pursuant to the company's director compensation program. The common stock vested immediately upon grant.

F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.

F4 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan, and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. [footnote cont'd]

F5 · ownership.nature: [continuation] Each of Messrs. Dell, Fuhrman, Phelan, and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. Mr. Alsfine, who is a partner in MSD Capital, was appointed to the Issuer's board of directors and each reporting person may be deemed to beneficially own securities owned by Mr. Alsfine.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Villasana George ASVP, GC & Secretary
GrantPerformance Share Units · Derivative 1,141 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000011 · wf-form4_154957652556328.xml · derivative · entry 7

Villasana George A · CIK 0001422057 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,287

Underlying: Common Stock · 1,141 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vested on February 5, 2018; 14.8% vested on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021.

F6 · derivative.exercise_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vested on February 5, 2018; 14.8% vested on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021.

F6 · derivative.expiration_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vested on February 5, 2018; 14.8% vested on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021.

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February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Villasana George ASVP, GC & Secretary
GrantPerformance Share Units · Derivative 2,698 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000011 · wf-form4_154957652556328.xml · derivative · entry 6

Villasana George A · CIK 0001422057 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,698 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 6, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2016 vested upon certification of the objectives having been met, which occurred on March 6, 2017, an additional one-third vested on February 5, 2018 and the remaining one-third vested on February 5, 2019.

F5 · derivative.exercise_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 6, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2016 vested upon certification of the objectives having been met, which occurred on March 6, 2017, an additional one-third vested on February 5, 2018 and the remaining one-third vested on February 5, 2019.

F5 · derivative.expiration_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 6, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2016 vested upon certification of the objectives having been met, which occurred on March 6, 2017, an additional one-third vested on February 5, 2018 and the remaining one-third vested on February 5, 2019.

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February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Villasana George ASVP, GC & Secretary
Tax withholdingCommon Stock 688 $72.46 $49,852.48
Disclosure

SEC source: 0001144980-19-000011 · wf-form4_154957652556328.xml · nonDerivative · entry 5

Villasana George A · CIK 0001422057 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,173

F4 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 5, 2016.

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February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Villasana George ASVP, GC & Secretary
Tax withholdingCommon Stock 344 $72.46 $24,926.24
Disclosure

SEC source: 0001144980-19-000011 · wf-form4_154957652556328.xml · nonDerivative · entry 4

Villasana George A · CIK 0001422057 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,861

F3 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of performance share units, and the conversion of such units into shares of the Issuer's common stock, granted on February 5, 2016.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Villasana George ASVP, GC & Secretary
Tax withholdingCommon Stock 813 $72.46 $58,909.98
Disclosure

SEC source: 0001144980-19-000011 · wf-form4_154957652556328.xml · nonDerivative · entry 3

Villasana George A · CIK 0001422057 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

F3 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of performance share units, and the conversion of such units into shares of the Issuer's common stock, granted on February 5, 2016.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Villasana George ASVP, GC & Secretary
Exercise / conversionCommon Stock 1,141 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000011 · wf-form4_154957652556328.xml · nonDerivative · entry 2

Villasana George A · CIK 0001422057 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of the Issuer's common stock issued upon the vesting of performance share units granted on February 5, 2016. This transaction represents the vesting of 14.8% of this award.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Villasana George ASVP, GC & Secretary
Exercise / conversionCommon Stock 2,698 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000011 · wf-form4_154957652556328.xml · nonDerivative · entry 1

Villasana George A · CIK 0001422057 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of the Issuer's common stock issued upon the vesting of performance share units granted on February 5, 2016. This transaction represents the vesting of one-third of this award.

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February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Stax William FrederickVP, Controller & CAO
Exercise / conversionPerformance Share Units · Derivative 499 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000010 · wf-form4_154957648867860.xml · derivative · entry 4

Stax William Frederick · CIK 0001646796 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 6, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2016 vested upon certification of the objectives having been met, which occurred on March 6, 2017, an additional one-third vested on February 5, 2018 and the remaining one-third vested on February 5, 2019.

F4 · derivative.exercise_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 6, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2016 vested upon certification of the objectives having been met, which occurred on March 6, 2017, an additional one-third vested on February 5, 2018 and the remaining one-third vested on February 5, 2019.

F4 · derivative.expiration_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 6, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2016 vested upon certification of the objectives having been met, which occurred on March 6, 2017, an additional one-third vested on February 5, 2018 and the remaining one-third vested on February 5, 2019.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Stax William FrederickVP, Controller & CAO
Exercise / conversionCommon Stock 499 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000010 · wf-form4_154957648867860.xml · nonDerivative · entry 3

Stax William Frederick · CIK 0001646796 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of the Issuer's common stock issued upon the vesting of performance share units granted on February 5, 2016. This transaction represents the vesting of one-third of this award.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Stax William FrederickVP, Controller & CAO
Tax withholdingCommon Stock 155 $72.46 $11,231.30
Disclosure

SEC source: 0001144980-19-000010 · wf-form4_154957648867860.xml · nonDerivative · entry 2

Stax William Frederick · CIK 0001646796 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,456

F2 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of performance share units, and the conversion of such units into shares of the Issuer's common stock, granted on February 5, 2016.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:55 UTC
Stax William FrederickVP, Controller & CAO
Tax withholdingCommon Stock 127 $72.46 $9,202.42
Disclosure

SEC source: 0001144980-19-000010 · wf-form4_154957648867860.xml · nonDerivative · entry 1

Stax William Frederick · CIK 0001646796 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,611

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 5, 2016.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:54 UTC
Hult David WDirector · President & CEO
Exercise / conversionPerformance Share Units · Derivative 4,563 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000009 · wf-form4_154957645267910.xml · derivative · entry 7

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,145

Underlying: Common Stock · 4,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vested on February 5, 2018; 14.8% vested on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021.

F6 · derivative.exercise_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vested on February 5, 2018; 14.8% vested on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021.

F6 · derivative.expiration_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vested on February 5, 2018; 14.8% vested on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:54 UTC
Hult David WDirector · President & CEO
Exercise / conversionPerformance Share Units · Derivative 5,996 $0.00 $0.00
Disclosure

SEC source: 0001144980-19-000009 · wf-form4_154957645267910.xml · derivative · entry 6

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 6, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2016 vested upon certification of the objectives having been met, which occurred on March 6, 2017, an additional one-third vested on February 5, 2018 and the remaining one-third vested on February 5, 2019.

F5 · derivative.exercise_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 6, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2016 vested upon certification of the objectives having been met, which occurred on March 6, 2017, an additional one-third vested on February 5, 2018 and the remaining one-third vested on February 5, 2019.

F5 · derivative.expiration_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 6, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2016 vested upon certification of the objectives having been met, which occurred on March 6, 2017, an additional one-third vested on February 5, 2018 and the remaining one-third vested on February 5, 2019.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:54 UTC
Hult David WDirector · President & CEO
Tax withholdingCommon Stock 3,091 $72.46 $223,973.86
Disclosure

SEC source: 0001144980-19-000009 · wf-form4_154957645267910.xml · nonDerivative · entry 5

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,817

F4 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 5, 2016.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:54 UTC
Hult David WDirector · President & CEO
Tax withholdingCommon Stock 2,705 $72.46 $196,004.30
Disclosure

SEC source: 0001144980-19-000009 · wf-form4_154957645267910.xml · nonDerivative · entry 4

Hult David W · CIK 0001524707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,908

F3 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of performance share units, and the conversion of such units into shares of the Issuer's common stock, granted on February 5, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.