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Nasdaq · USD

ABEO

ABEONA THERAPEUTICS INC.

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5808
SEC CIK
0000318306
Parsed reports
305

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202605
Feb 202605
Mar 202602
Apr 202600
May 202603
Jun 2026011
Jul 202605
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2021 Filed Feb 11, 2021 00:42 UTC
SCO CAPITAL PARTNERS LLCDirector · 10% owner
Rouhandeh Steven HDirector · 10% owner
SaleCommon Stock 240,000 $3.01 $722,832.00
Disclosure

SEC source: 0001493152-21-003285 · ownership.xml · nonDerivative · entry 1

SCO CAPITAL PARTNERS LLC · CIK 0001225978 · Director · 10% owner

Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCO Capital Partners LLC

Disclosed balance after: 11,359,292

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by SCO Capital Partners LLC on July 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.00 to $3.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

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January 19, 2021 Filed Jan 19, 2021 23:48 UTC
SCO CAPITAL PARTNERS LLCDirector · 10% owner
Rouhandeh Steven HDirector · 10% owner
SaleCommon Stock 207,117 $2.08 $431,217.59
Disclosure

SEC source: 0001493152-21-001363 · ownership.xml · nonDerivative · entry 3

SCO CAPITAL PARTNERS LLC · CIK 0001225978 · Director · 10% owner

Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCO Capital Partners LLC

Disclosed balance after: 11,599,292

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by SCO Capital Partners LLC on July 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

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January 15, 2021 Filed Jan 19, 2021 23:48 UTC
SCO CAPITAL PARTNERS LLCDirector · 10% owner
Rouhandeh Steven HDirector · 10% owner
SaleCommon Stock 81,283 $2.02 $164,085.99
Disclosure

SEC source: 0001493152-21-001363 · ownership.xml · nonDerivative · entry 2

SCO CAPITAL PARTNERS LLC · CIK 0001225978 · Director · 10% owner

Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCO Capital Partners LLC

Disclosed balance after: 11,806,409

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by SCO Capital Partners LLC on July 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

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January 14, 2021 Filed Jan 19, 2021 23:48 UTC
SCO CAPITAL PARTNERS LLCDirector · 10% owner
Rouhandeh Steven HDirector · 10% owner
SaleCommon Stock 31,600 $2.00 $63,212.64
Disclosure

SEC source: 0001493152-21-001363 · ownership.xml · nonDerivative · entry 1

SCO CAPITAL PARTNERS LLC · CIK 0001225978 · Director · 10% owner

Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SCO Capital Partners LLC

Disclosed balance after: 11,887,692

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by SCO Capital Partners LLC on July 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 00:09 UTC
Wider ToddDirector
SaleCommon Stock 33,876 $1.54 $52,064.02
Disclosure

SEC source: 0001493152-21-000249 · ownership.xml · nonDerivative · entry 2

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,625

F2 · kind: The sales reported in this Form 4 were to cover tax obligations associated with vested restricted stock awards and were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 19, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.575, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 00:07 UTC SaleCommon Stock 30,488 $1.54 $46,890.54
Disclosure

SEC source: 0001493152-21-000247 · ownership.xml · nonDerivative · entry 2

Mann Paul Elliot · CIK 0001744816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,664

F2 · kind: The sales reported in this Form 4 were to cover tax obligations associated with vested restricted stock awards and were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 19, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

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December 31, 2020 Filed Jan 6, 2021 00:09 UTC
Wider ToddDirector
Disposition to issuerCommon Stock 609,755 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000249 · ownership.xml · nonDerivative · entry 1

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,501

F1 · kind: Represents unvested shares of restricted common stock granted to the reporting person on October 8, 2020 in connection with the formation of a special committee of the Issuer's board of directors as reported on Form 8-K on October 6, 2020. These shares were scheduled to vest in monthly installments only while the special committee was operational and the reporting person was providing service to the special committee; the special committee was dissolved on December 31, 2020. The reporting person continues to serve on the Issuer's board of directors.

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December 31, 2020 Filed Jan 6, 2021 00:07 UTC Disposition to issuerCommon Stock 609,755 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000247 · ownership.xml · nonDerivative · entry 1

Mann Paul Elliot · CIK 0001744816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,152

F1 · kind: Represents unvested shares of restricted common stock granted to the reporting person on October 8, 2020 in connection with the formation of a special committee of the Issuer's board of directors as reported on Form 8-K on October 6, 2020. These shares were scheduled to vest in monthly installments only while the special committee was operational and the reporting person was providing service to the special committee; the special committee was dissolved on December 31, 2020. The reporting person continues to serve on the Issuer's board of directors.

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December 18, 2020 Filed Dec 21, 2020 23:16 UTC SaleCommon Stock 17,079 $1.59 $27,099.25
Disclosure

SEC source: 0001493152-20-024068 · ownership.xml · nonDerivative · entry 1

Mann Paul Elliot · CIK 0001744816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,907

F1 · kind: The sales reported in this Form 4 were to cover tax obligations associated with vested restricted stock awards and were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.575 to $1.595, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

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December 02, 2020 Filed Dec 2, 2020 21:26 UTC
Wider ToddDirector
SaleCommon Stock 33,876 $1.49 $50,546.38
Disclosure

SEC source: 0001493152-20-022828 · ownership.xml · nonDerivative · entry 1

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,256

F1 · kind: The sales reported in this Form 4 were to cover tax obligations associated with vested restricted stock awards and were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.46 to $1.565, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

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December 02, 2020 Filed Dec 2, 2020 21:25 UTC SaleCommon Stock 30,488 $1.49 $45,369.19
Disclosure

SEC source: 0001493152-20-022826 · ownership.xml · nonDerivative · entry 1

Mann Paul Elliot · CIK 0001744816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,986

F1 · kind: The sales reported in this Form 4 were to cover tax obligations associated with vested restricted stock awards and were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.46 to $1.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 23:46 UTC
Wider ToddDirector
SaleCommon Stock 17,969 $1.33 $23,981.43
Disclosure

SEC source: 0001493152-20-022466 · ownership.xml · nonDerivative · entry 1

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,132

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.32 to $1.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote.

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November 20, 2020 Filed Nov 20, 2020 23:00 UTC Disposition to issuerStock Option (right to buy) · Derivative 93,750 Not disclosed Strike: $2.69 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 14

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,750 shares

Expires 2026-05-02

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F7 · derivative.exercise_date: The options vest 25% on May 2, 2017, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC GrantStock Option (right to buy) · Derivative 93,750 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 13

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 93,750 shares

Expires 2026-05-02

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F7 · derivative.exercise_date: The options vest 25% on May 2, 2017, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC Disposition to issuerStock Option (right to buy) · Derivative 75,000 Not disclosed Strike: $4.45 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 12

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2026-12-13

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F6 · derivative.exercise_date: The options vest 25% on December 13, 2017, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC GrantStock Option (right to buy) · Derivative 75,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 11

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2026-12-13

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F6 · derivative.exercise_date: The options vest 25% on December 13, 2017, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC Disposition to issuerStock Option (right to buy) · Derivative 35,000 Not disclosed Strike: $16.00 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 10

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2027-12-14

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F5 · derivative.exercise_date: The options vest 25% on December 14, 2018, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC GrantStock Option (right to buy) · Derivative 35,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 9

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2027-12-14

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F5 · derivative.exercise_date: The options vest 25% on December 14, 2018, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC Disposition to issuerStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $7.02 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 8

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2029-01-07

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F4 · derivative.exercise_date: The options vest 25% on January 7, 2020, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC GrantStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 7

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-01-07

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F4 · derivative.exercise_date: The options vest 25% on January 7, 2020, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC Disposition to issuerStock Option (right to buy) · Derivative 80,000 Not disclosed Strike: $7.24 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 6

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2029-04-09

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F3 · derivative.exercise_date: The options vest 25% on April 9, 2020, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC GrantStock Option (right to buy) · Derivative 80,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 5

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2029-04-09

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F3 · derivative.exercise_date: The options vest 25% on April 9, 2020, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC Disposition to issuerStock Option (right to buy) · Derivative 102,163 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 4

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,163 shares

Expires 2030-03-16

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC GrantStock Option (right to buy) · Derivative 102,163 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 3

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,163

Underlying: Common Stock · 102,163 shares

Expires 2030-03-16

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC Disposition to issuerStock Option (right to buy) · Derivative 57,837 Not disclosed Strike: $3.20 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 2

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,837 shares

Expires 2030-03-16

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC GrantStock Option (right to buy) · Derivative 57,837 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022149 · ownership.xml · derivative · entry 1

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,837

Underlying: Common Stock · 57,837 shares

Expires 2030-03-16

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, January 7, 2019, December 14, 2017, December 13, 2016 and May 2, 2016 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
Disposition to issuerStock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $7.34 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 14

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-05-11

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F8 · derivative.exercise_date: The options vested 100% on November 11, 2015.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
GrantStock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 13

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2025-05-11

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F8 · derivative.exercise_date: The options vested 100% on November 11, 2015.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
Disposition to issuerStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $2.31 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 12

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-02-11

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F7 · derivative.exercise_date: The options vested 100% on August 11, 2016.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
GrantStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 11

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-02-11

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F7 · derivative.exercise_date: The options vested 100% on August 11, 2016.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
Disposition to issuerStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $4.45 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 10

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-12-13

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F6 · derivative.exercise_date: The options vested 100% on June 13, 2017.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
GrantStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 9

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-13

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F6 · derivative.exercise_date: The options vested 100% on June 13, 2017.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
Disposition to issuerStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $16.00 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 8

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2027-12-14

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F5 · derivative.exercise_date: The options vested 100% on June 14, 2018.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 7

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-12-14

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F5 · derivative.exercise_date: The options vested 100% on June 14, 2018.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
Disposition to issuerStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $13.65 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 6

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2028-03-29

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F4 · derivative.exercise_date: The options vested 100% on September 29, 2018.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
GrantStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 5

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-03-29

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F4 · derivative.exercise_date: The options vested 100% on September 29, 2018.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
Disposition to issuerStock Option (right to buy) · Derivative 19,827 Not disclosed Strike: $7.42 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 4

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,827 shares

Expires 2029-05-21

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F3 · derivative.exercise_date: The options vested 100% on November 21, 2019.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
GrantStock Option (right to buy) · Derivative 19,827 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 3

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,827

Underlying: Common Stock · 19,827 shares

Expires 2029-05-21

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F3 · derivative.exercise_date: The options vested 100% on November 21, 2019.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
Disposition to issuerStock Option (right to buy) · Derivative 21,518 Not disclosed Strike: $3.20 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 2

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,518 shares

Expires 2030-05-20

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 100% on November 20, 2020.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Wider ToddDirector
GrantStock Option (right to buy) · Derivative 21,518 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022153 · ownership.xml · derivative · entry 1

Wider Todd · CIK 0001642715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,518

Underlying: Common Stock · 21,518 shares

Expires 2030-05-20

F2 · price: The options granted on May 20, 2020, May 21, 2019, March 29, 2018, December 14, 2017, December 13, 2016, February 11, 2016 and May 11, 2015 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 100% on November 20, 2020.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
CARR EDWARDChief Accounting Officer
Disposition to issuerStock Option (right to buy) · Derivative 35,000 Not disclosed Strike: $8.54 Not disclosed
Disclosure

SEC source: 0001493152-20-022148 · ownership.xml · derivative · entry 8

CARR EDWARD · CIK 0001273351 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2028-11-19

F2 · price: The options granted on March 16, 2020, May 20, 2020, April 9, 2019, and November 19, 2018 have each been modified to reflect a lower exercise price.

F4 · derivative.exercise_date: The options vest 25% on November 19, 2019, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
CARR EDWARDChief Accounting Officer
GrantStock Option (right to buy) · Derivative 35,000 Not disclosed Strike: $1.15 Not disclosed
Disclosure

SEC source: 0001493152-20-022148 · ownership.xml · derivative · entry 7

CARR EDWARD · CIK 0001273351 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2028-11-19

F2 · price: The options granted on March 16, 2020, May 20, 2020, April 9, 2019, and November 19, 2018 have each been modified to reflect a lower exercise price.

F4 · derivative.exercise_date: The options vest 25% on November 19, 2019, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
CARR EDWARDChief Accounting Officer
Disposition to issuerStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $7.24 Not disclosed
Disclosure

SEC source: 0001493152-20-022148 · ownership.xml · derivative · entry 6

CARR EDWARD · CIK 0001273351 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2029-04-09

F2 · price: The options granted on March 16, 2020, May 20, 2020, April 9, 2019, and November 19, 2018 have each been modified to reflect a lower exercise price.

F3 · derivative.exercise_date: The options vest 25% on April 9, 2020, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
CARR EDWARDChief Accounting Officer
GrantStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.15 Not disclosed
Disclosure

SEC source: 0001493152-20-022148 · ownership.xml · derivative · entry 5

CARR EDWARD · CIK 0001273351 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-04-09

F2 · price: The options granted on March 16, 2020, May 20, 2020, April 9, 2019, and November 19, 2018 have each been modified to reflect a lower exercise price.

F3 · derivative.exercise_date: The options vest 25% on April 9, 2020, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
CARR EDWARDChief Accounting Officer
Disposition to issuerStock Option (right to buy) · Derivative 51,081 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001493152-20-022148 · ownership.xml · derivative · entry 4

CARR EDWARD · CIK 0001273351 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,081 shares

Expires 2030-03-16

F2 · price: The options granted on March 16, 2020, May 20, 2020, April 9, 2019, and November 19, 2018 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
CARR EDWARDChief Accounting Officer
GrantStock Option (right to buy) · Derivative 51,081 Not disclosed Strike: $1.15 Not disclosed
Disclosure

SEC source: 0001493152-20-022148 · ownership.xml · derivative · entry 3

CARR EDWARD · CIK 0001273351 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,081

Underlying: Common Stock · 51,081 shares

Expires 2030-03-16

F2 · price: The options granted on March 16, 2020, May 20, 2020, April 9, 2019, and November 19, 2018 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
CARR EDWARDChief Accounting Officer
Disposition to issuerStock Option (right to buy) · Derivative 28,919 Not disclosed Strike: $3.20 Not disclosed
Disclosure

SEC source: 0001493152-20-022148 · ownership.xml · derivative · entry 2

CARR EDWARD · CIK 0001273351 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,919 shares

Expires 2030-03-16

F2 · price: The options granted on March 16, 2020, May 20, 2020, April 9, 2019, and November 19, 2018 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
CARR EDWARDChief Accounting Officer
GrantStock Option (right to buy) · Derivative 28,919 Not disclosed Strike: $1.15 Not disclosed
Disclosure

SEC source: 0001493152-20-022148 · ownership.xml · derivative · entry 1

CARR EDWARD · CIK 0001273351 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,919

Underlying: Common Stock · 28,919 shares

Expires 2030-03-16

F2 · price: The options granted on March 16, 2020, May 20, 2020, April 9, 2019, and November 19, 2018 have each been modified to reflect a lower exercise price.

F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Rouhandeh Steven HDirector · 10% owner
Disposition to issuerStock Option (right to buy) · Derivative 80,000 Not disclosed Strike: $18.50 Not disclosed
Disclosure

SEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 16

Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2024-03-07

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price.

F8 · derivative.exercise_date: The options vest 25% on March 17, 2015, and in 36 equal monthly installments thereafter.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:00 UTC
Rouhandeh Steven HDirector · 10% owner
GrantStock Option (right to buy) · Derivative 80,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 15

Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2024-03-07

F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price.

F8 · derivative.exercise_date: The options vest 25% on March 17, 2015, and in 36 equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.