Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2023 Filed Jun 16, 2023 20:05 UTC |
Alland LeilaDirector
|
GrantCommon Stock | 58,689 | $4.62 | $271,143.18 |
DisclosureSEC source: 0001493152-23-021651 · ownership.xml · nonDerivative · entry 1 Alland Leila · CIK 0001825216 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,103 F1 · shares: All of the restricted stock will vest on June 14, 2024. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:15 UTC |
Seshadri VishwasDirector · Chief Executive Officer
|
GrantCommon Stock | 336,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-020417 · ownership.xml · nonDerivative · entry 1 Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,731 F1 · shares: The restricted stock will vest one-third on each of June 5, 2024, June 5, 2025 and June 5, 2026. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:15 UTC |
Vazzano Joseph WalterChief Financial Officer
|
GrantCommon stock | 141,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-020416 · ownership.xml · nonDerivative · entry 1 Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,366 F1 · shares: The restricted stock will vest one-third on each of June 5, 2024, June 5, 2025 and June 5, 2026. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:15 UTC |
O'Malley Brendan M.SVP, General Counsel
|
GrantCommon stock | 90,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-020415 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,421 F1 · shares: The restricted stock will vest one-third on each of June 5, 2024, June 5, 2025 and June 5, 2026. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 20:15 UTC |
Seshadri VishwasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 827 | $3.06 | $2,530.62 |
DisclosureSEC source: 0001493152-23-020291 · ownership.xml · nonDerivative · entry 1 Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,905 F1 · shares: Represents the number of shares that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock and does not represent a sale. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e). Read SEC document |
| April 25, 2023 Filed May 5, 2023 20:05 UTC |
Alvino MarkDirector
|
SaleCommon Stock | 887 | $3.25 | $2,882.75 |
DisclosureSEC source: 0001493152-23-015587 · ownership.xml · nonDerivative · entry 1 Alvino Mark · CIK 0001356828 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,527 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:23 UTC |
O'Malley Brendan M.SVP, General Counsel
|
Tax withholdingCommon stock | 104 | $2.82 | $293.28 |
DisclosureSEC source: 0001493152-23-011036 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,519 F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e). Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 21:13 UTC |
Amoroso MichaelDirector
|
SaleCommon Stock | 268 | $2.33 | $624.44 |
DisclosureSEC source: 0001493152-23-008429 · ownership.xml · nonDerivative · entry 1 Amoroso Michael · CIK 0001830874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,441 F1 · acquired: The sale reported in this Form 4 was to cover tax obligations associated with vesting of restricted stock awards. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:05 UTC |
Vazzano Joseph WalterChief Financial Officer
|
Tax withholdingCommon stock | 792 | $2.60 | $2,059.20 |
DisclosureSEC source: 0001493152-23-008076 · ownership.xml · nonDerivative · entry 1 Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,458 F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e). Read SEC document |
| March 03, 2023 Filed Mar 4, 2023 00:06 UTC |
Amoroso MichaelDirector
|
SaleCommon Stock | 1,002 | $2.38 | $2,384.76 |
DisclosureSEC source: 0001493152-23-006716 · ownership.xml · nonDerivative · entry 1 Amoroso Michael · CIK 0001830874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,709 F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with vesting of restricted stock awards. Read SEC document |
| March 03, 2023 Filed Mar 4, 2023 00:00 UTC |
O'Malley Brendan M.SVP, General Counsel
|
Tax withholdingCommon stock | 207 | $2.28 | $471.96 |
DisclosureSEC source: 0001493152-23-006714 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,623 F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e). Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 21:10 UTC |
O'Malley Brendan M.SVP, General Counsel
|
PurchaseCommon stock | 5,869 | $3.13 | $18,369.97 |
DisclosureSEC source: 0001493152-22-035169 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,830 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 14:00 UTC |
Vazzano Joseph WalterChief Financial Officer
|
PurchaseCommon stock | 2,500 | $4.00 | $10,000.00 |
DisclosureSEC source: 0001493152-22-033018 · ownership.xml · nonDerivative · entry 1 Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,250 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 14:00 UTC |
O'Malley Brendan M.SVP, General Counsel
|
PurchaseCommon stock | 7,500 | $3.99 | $29,925.00 |
DisclosureSEC source: 0001493152-22-033016 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,961 Read SEC document |
| October 17, 2022 Filed Oct 18, 2022 20:05 UTC |
Seshadri VishwasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 207 | $4.30 | $890.10 |
DisclosureSEC source: 0001493152-22-028650 · ownership.xml · nonDerivative · entry 1 Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,732 F1 · shares: Represents the number of shares that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock and does not represent a sale. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 20:05 UTC |
Seshadri VishwasDirector · Chief Executive Officer
|
GrantCommon Stock | 155,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027279 · ownership.xml · nonDerivative · entry 1 Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,939 F1 · shares: The restricted stock will vest 25% on each of September 28, 2023, September 28, 2024, September 28, 2025 and September 28, 2026. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 20:05 UTC |
O'Malley Brendan M.SVP, General Counsel
|
GrantCommon stock | 72,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027280 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,461 F1 · shares: The restricted stock will vest 25% on each of September 28, 2023, September 28, 2024, September 28, 2025 and September 28, 2026. F2 · balance_after: On September 22, 2022, the reporting person filed a Form 4 that inadvertently reported an additional 1,360 shares of common stock as beneficially owned in Column 5. The amount disclosed in Column 5 above rectifies that error. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 20:05 UTC |
Vazzano Joseph WalterChief Financial Officer
|
GrantCommon stock | 72,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027277 · ownership.xml · nonDerivative · entry 1 Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,750 F1 · shares: The restricted stock will vest 25% on each of September 28, 2023, September 28, 2024, September 28, 2025 and September 28, 2026. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:39 UTC |
Alland LeilaDirector
|
GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027052 · ownership.xml · nonDerivative · entry 1 Alland Leila · CIK 0001825216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,414 F1 · shares: All of the restricted stock will vest on September 26, 2023. F2 · balance_after: On July 1, 2022, the issuer effectuated a 1-for-25 reverse stock split. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:41 UTC |
Charles Faith L.Director
|
GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027054 · ownership.xml · nonDerivative · entry 1 Charles Faith L. · CIK 0001853985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,414 F1 · shares: All of the restricted stock will vest on September 26, 2023. F2 · balance_after: On July 1, 2022, the issuer effectuated a 1-for-25 reverse stock split. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:38 UTC |
Silverstein Christine BerniDirector
|
GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027051 · ownership.xml · nonDerivative · entry 1 Silverstein Christine Berni · CIK 0001772546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,525 F1 · shares: All of the restricted stock will vest on September 26, 2023. F2 · balance_after: On July 1, 2022, the issuer effectuated a 1-for-25 reverse stock split. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:36 UTC |
Amoroso MichaelDirector
|
GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027048 · ownership.xml · nonDerivative · entry 1 Amoroso Michael · CIK 0001830874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,711 F1 · shares: All of the restricted stock will vest on September 26, 2023. F2 · balance_after: On July 1, 2022, the issuer effectuated a 1-for-25 reverse stock split. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:36 UTC |
Wider ToddDirector
|
GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027047 · ownership.xml · nonDerivative · entry 1 Wider Todd · CIK 0001642715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,907 F1 · shares: All of the restricted stock will vest on September 26, 2023. F2 · balance_after: On July 1, 2022, the issuer effectuated a 1-for-25 reverse stock split. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:34 UTC |
Mann Paul ElliotDirector
|
GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027045 · ownership.xml · nonDerivative · entry 1 Mann Paul Elliot · CIK 0001744816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,907 F1 · shares: All of the restricted stock will vest on September 26, 2023. F2 · balance_after: On July 1, 2022, the issuer effectuated a 1-for-25 reverse stock split. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:33 UTC |
Alvino MarkDirector
|
GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027042 · ownership.xml · nonDerivative · entry 1 Alvino Mark · CIK 0001356828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,414 F1 · shares: All of the restricted stock will vest on September 26, 2023. F2 · balance_after: On July 1, 2022, the issuer effectuated a 1-for-25 reverse stock split. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:32 UTC |
Wuchterl Donald A.Director
|
GrantCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-027041 · ownership.xml · nonDerivative · entry 1 Wuchterl Donald A. · CIK 0001857854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,414 F1 · shares: All of the restricted stock will vest on September 26, 2023. F2 · balance_after: On July 1, 2022, the issuer effectuated a 1-for-25 reverse stock split. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 20:36 UTC |
O'Malley Brendan M.SVP, General Counsel
|
Tax withholdingCommon stock | 479 | $3.72 | $1,781.88 |
DisclosureSEC source: 0001493152-22-026569 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,071 F1 · kind: Represents the number of shares that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock and does not represent a sale. Read SEC document |
| July 21, 2022 Filed Jul 25, 2022 22:17 UTC |
Vazzano Joseph WalterChief Financial Officer
|
GrantCommon stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-020281 · ownership.xml · nonDerivative · entry 1 Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: The restricted stock will vest 25% on each of July 21, 2023, July 21, 2024, July 21, 2025 and July 21, 2026. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:17 UTC |
Alvino MarkDirector
|
SaleCommon Stock | 20,000 | $0.15 | $3,098.00 |
DisclosureSEC source: 0001493152-22-017168 · ownership.xml · nonDerivative · entry 1 Alvino Mark · CIK 0001356828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,181 F1 · price: Reflects the average weighted price of sales on June 15, 2022. The shares were sold in multiple transactions at prices ranging from $0.152 to $0.157, inclusive. The reporting person undertakes to provide Abeona Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 06, 2022 Filed Jun 7, 2022 20:05 UTC |
Alvino MarkDirector
|
SaleCommon Stock | 35,000 | $0.16 | $5,463.50 |
DisclosureSEC source: 0001493152-22-016079 · ownership.xml · nonDerivative · entry 1 Alvino Mark · CIK 0001356828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,181 F1 · price: Reflects the average weighted price of sales on June 6, 2022. The shares were sold in multiple transactions at prices ranging from $0.155 to $0.1617, inclusive. The reporting person undertakes to provide Abeona Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 01, 2022 Filed Jun 17, 2022 20:13 UTC |
Seshadri VishwasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 81,525 | $0.16 | $13,044.00 |
DisclosureSEC source: 0001493152-22-017159 · ownership.xml · nonDerivative · entry 1 Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,475 F1 · kind: Represents the number of shares of that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock and does not represent a sale. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:08 UTC |
Vazzano Joseph WalterChief Financial Officer
|
GrantCommon stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-006976 · ownership.xml · nonDerivative · entry 1 Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · shares: The restricted stock will vest 25% on each of March 14, 2023, March 14, 2024, March 14, 2025 and March 14, 2026. Read SEC document |
| December 06, 2021 Filed Dec 9, 2021 00:05 UTC |
O'Malley Brendan M.SVP, General Counsel
|
SaleCommon stock | 8,880 | $0.57 | $5,034.96 |
DisclosureSEC source: 0001493152-21-030876 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,750 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Brendan O'Malley on February 24, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.56 to $0.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 05, 2021 Filed Nov 5, 2021 23:00 UTC |
O'Malley Brendan M.SVP, General Counsel
|
SaleCommon stock | 8,880 | $0.89 | $7,894.32 |
DisclosureSEC source: 0001493152-21-027433 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,630 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Brendan O'Malley on February 24, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.8801 to $0.9038, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:05 UTC |
Seshadri VishwasDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.91 | $0.00 |
DisclosureSEC source: 0001493152-21-025690 · ownership.xml · derivative · entry 2 Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-10-15 F2 · derivative.exercise_date: The options will vest 25% on October 15, 2022, and in 36 equal monthly installments thereafter. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:05 UTC |
Seshadri VishwasDirector · Chief Executive Officer
|
GrantCommon stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-025690 · ownership.xml · nonDerivative · entry 1 Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 F1 · shares: The restricted stock will vest 25% on each of October 15, 2022, October 15, 2023, October 15, 2024 and October 15, 2025. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 23:08 UTC |
O'Malley Brendan M.SVP, General Counsel
|
SaleCommon stock | 25,734 | $0.90 | $23,271.26 |
DisclosureSEC source: 0001493152-21-025348 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,510 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Brendan O'Malley on February 24, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.89 to $0.9625, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 08, 2021 Filed Oct 9, 2021 00:31 UTC |
O'Malley Brendan M.SVP, General Counsel
|
SaleCommon stock | 22,763 | $1.05 | $23,914.81 |
DisclosureSEC source: 0001493152-21-025084 · ownership.xml · nonDerivative · entry 2 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,244 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Brendan O'Malley on February 24, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.84 to $1.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 08, 2021 Filed Oct 9, 2021 00:29 UTC |
CARR EDWARDChief Financial Officer
|
SaleCommon stock | 29,122 | $1.05 | $30,595.57 |
DisclosureSEC source: 0001493152-21-025082 · ownership.xml · nonDerivative · entry 1 CARR EDWARD · CIK 0001273351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,169 F1 · kind: The sales reported in this Form 4 were used solely to cover tax obligations associated with vested restricted stock awards and were effected pursuant to a Rule 10b5-1 trading plan adopted by Edward Carr on February 23, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.84 to $1.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 07, 2021 Filed Oct 9, 2021 00:33 UTC |
Wider ToddDirector
|
SaleCommon Stock | 25,000 | $0.97 | $24,150.00 |
DisclosureSEC source: 0001493152-21-025086 · ownership.xml · nonDerivative · entry 1 Wider Todd · CIK 0001642715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.9624 to $0.9661, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 05, 2021 Filed Oct 9, 2021 00:31 UTC |
O'Malley Brendan M.SVP, General Counsel
|
SaleCommon stock | 2,447 | $1.05 | $2,569.35 |
DisclosureSEC source: 0001493152-21-025084 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,007 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Brendan O'Malley on February 24, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:06 UTC |
Amoroso MichaelDirector · Chief Executive Officer
|
SaleCommon stock | 45,409 | $1.09 | $49,382.29 |
DisclosureSEC source: 0001493152-21-024499 · ownership.xml · nonDerivative · entry 1 Amoroso Michael · CIK 0001830874 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,637 F1 · kind: The sales reported in this Form 4 were to cover tax obligations associated with vested restricted stock awards and were effected pursuant to a Rule 10b5-1 trading plan adopted by Michael Amoroso on February 24, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.08 to $1.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 21:37 UTC |
O'Malley Brendan M.SVP, General Counsel
|
GrantStock Option (right to buy) · Derivative | 272,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001493152-21-023408 · ownership.xml · derivative · entry 2 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,000 Underlying: Common Stock · 272,000 shares Expires 2031-09-20 F2 · derivative.exercise_date: The options will vest 25% on September 20, 2022, and in 36 equal monthly installments thereafter. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 21:37 UTC |
O'Malley Brendan M.SVP, General Counsel
|
GrantCommon stock | 136,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-023408 · ownership.xml · nonDerivative · entry 1 O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,454 F1 · shares: The restricted stock will vest 25% on each of September 20, 2022, September 20, 2023, September 20, 2024 and September 20, 2025. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:05 UTC |
CARR EDWARDChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 476,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001493152-21-019498 · ownership.xml · derivative · entry 2 CARR EDWARD · CIK 0001273351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,000 Underlying: Common Stock · 476,000 shares Expires 2031-08-10 F2 · derivative.exercise_date: The options will vest 25% on August 10, 2022, and in 36 equal monthly installments thereafter. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:05 UTC |
CARR EDWARDChief Financial Officer
|
GrantCommon stock | 238,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-019498 · ownership.xml · nonDerivative · entry 1 CARR EDWARD · CIK 0001273351 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,291 F1 · shares: The restricted stock will vest 25% on each of August 10, 2022, August 10, 2023, August 10, 2024 and August 10, 2025. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 01:06 UTC |
Seshadri VishwasSVP, Head of Res./Clin. Dev.
|
GrantStock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001567619-21-011667 · doc1.xml · derivative · entry 3 Seshadri Vishwas · CIK 0001865131 · SVP, Head of Res./Clin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2031-06-01 F3 · derivative.exercise_date: The options will vest 25% on June 1, 2022, and in 36 equal monthly installments thereafter. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 01:06 UTC |
Seshadri VishwasSVP, Head of Res./Clin. Dev.
|
GrantCommon stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011667 · doc1.xml · nonDerivative · entry 2 Seshadri Vishwas · CIK 0001865131 · SVP, Head of Res./Clin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F2 · shares: The restricted stock will vest 100% on each of June 1, 2022. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 01:06 UTC |
Seshadri VishwasSVP, Head of Res./Clin. Dev.
|
GrantCommon stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011667 · doc1.xml · nonDerivative · entry 1 Seshadri Vishwas · CIK 0001865131 · SVP, Head of Res./Clin. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · shares: The restricted stock will vest 25% on each of June 1, 2022, June 1, 2023, June 1, 2024 and June 1, 2025. Read SEC document |
| May 25, 2021 Filed May 28, 2021 01:52 UTC |
Wuchterl Donald A.Director
|
GrantStock Option (right to buy) · Derivative | 98,168 | $0.00 Strike: $1.49 | $0.00 |
DisclosureSEC source: 0001493152-21-013130 · ownership.xml · derivative · entry 2 Wuchterl Donald A. · CIK 0001857854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,168 Underlying: Common Stock · 98,168 shares Expires 2031-05-25 F2 · derivative.exercise_date: All of the stock options will vest on November 25, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.