Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2024 Filed May 1, 2024 23:51 UTC |
Barc Investments LLC10% owner
|
PurchaseCommon Stock, par value $0.01 | 909,691 | $0.21 | $191,035.11 |
DisclosureSEC source: 0001140361-24-023797 · form4.xml · nonDerivative · entry 1 Barc Investments LLC · CIK 0001458954 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,860,151 F1 · kind: On April 30, 2024, the reporting person completed the purchase of 909,691 shares of common stock from a single institutional investor in an unsolicited private transaction. Read SEC document |
| February 28, 2024 Filed Mar 7, 2024 21:03 UTC |
Barc Investments LLC10% owner
|
PurchaseCommon Stock, par value $0.01 | 44,200,460 | $0.20 | $8,840,092.00 |
DisclosureSEC source: 0001140361-24-011943 · form4.xml · nonDerivative · entry 1 Barc Investments LLC · CIK 0001458954 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,200,460 F1 · date: On February 28, 2024, the reporting person entered into a Standby Purchase Agreement with AmBase Corporation (the "Company"), pursuant to which the reporting agreement irrevocably committed to purchase up to 44,200,460 shares of the Company's common stock in a private placement (the "Offering"), subject to reduction based upon the exercise of purchase rights by other stockholders of the Company in the Offering. The Offering is expected to close on or about April 7, 2024, at which time the exact number of shares to be purchased by the reporting person will be determined. F1 · kind: On February 28, 2024, the reporting person entered into a Standby Purchase Agreement with AmBase Corporation (the "Company"), pursuant to which the reporting agreement irrevocably committed to purchase up to 44,200,460 shares of the Company's common stock in a private placement (the "Offering"), subject to reduction based upon the exercise of purchase rights by other stockholders of the Company in the Offering. The Offering is expected to close on or about April 7, 2024, at which time the exact number of shares to be purchased by the reporting person will be determined. F1 · shares: On February 28, 2024, the reporting person entered into a Standby Purchase Agreement with AmBase Corporation (the "Company"), pursuant to which the reporting agreement irrevocably committed to purchase up to 44,200,460 shares of the Company's common stock in a private placement (the "Offering"), subject to reduction based upon the exercise of purchase rights by other stockholders of the Company in the Offering. The Offering is expected to close on or about April 7, 2024, at which time the exact number of shares to be purchased by the reporting person will be determined. Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 00:36 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 1,102,170 | $0.22 | $243,579.57 |
DisclosureSEC source: 0001493152-24-007270 · ownership.xml · nonDerivative · entry 3 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,227,465 Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 00:36 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 1,693,021 | $0.25 | $416,483.17 |
DisclosureSEC source: 0001493152-24-007270 · ownership.xml · nonDerivative · entry 2 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,329,635 Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 00:36 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 383,116 | $0.25 | $94,476.41 |
DisclosureSEC source: 0001493152-24-007270 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,022,656 Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 22:49 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 50,000 | $0.15 | $7,500.00 |
DisclosureSEC source: 0001493152-23-036954 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,405,772 Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 21:50 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 70,000 | $0.16 | $10,871.00 |
DisclosureSEC source: 0001493152-23-033794 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,455,772 Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 22:10 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 50,000 | $0.15 | $7,500.00 |
DisclosureSEC source: 0001493152-23-032390 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,525,772 Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 19:14 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 100,000 | $0.15 | $15,000.00 |
DisclosureSEC source: 0001493152-23-030523 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,575,772 Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:38 UTC |
BIANCO RICHARD ADirector · CEO
|
GiftCommon stock | 700,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000020639-23-000007 · primary_doc.xml · nonDerivative · entry 2 BIANCO RICHARD A · CIK 0000904660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · BY UGMA Disclosed balance after: 1,420,000 F1 · kind: On August 1, 2023, the reporting person gifted 700,000 shares to a Uniform Gift to Minors Act Account for the benefit of his grandchildren. The reporting person retains voting control of the shares. Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of the transferred shares to the extent he does not have a pecuniary interest in such shares. F2 · balance_after: Includes 1,420,000 shares held in a Uniform Gift to Minors Act Account for the benefit of the reporting person grandchildren. The reporting person retains voting control of the shares, but pursuant to Rule 13d-4, he disclaims beneficial ownership of the shares to the extent he does not have a pecuniary interest in such shares. F1 · ownership.direct: On August 1, 2023, the reporting person gifted 700,000 shares to a Uniform Gift to Minors Act Account for the benefit of his grandchildren. The reporting person retains voting control of the shares. Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of the transferred shares to the extent he does not have a pecuniary interest in such shares. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:38 UTC |
BIANCO RICHARD ADirector · CEO
|
GiftCommon stock | 700,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000020639-23-000007 · primary_doc.xml · nonDerivative · entry 1 BIANCO RICHARD A · CIK 0000904660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,547 F1 · kind: On August 1, 2023, the reporting person gifted 700,000 shares to a Uniform Gift to Minors Act Account for the benefit of his grandchildren. The reporting person retains voting control of the shares. Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of the transferred shares to the extent he does not have a pecuniary interest in such shares. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 22:48 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 202,500 | $0.15 | $30,375.00 |
DisclosureSEC source: 0001493152-23-022978 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,675,772 Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 21:47 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 12,000 | $0.15 | $1,800.00 |
DisclosureSEC source: 0001493152-23-021303 · ownership.xml · nonDerivative · entry 2 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,878,272 Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:47 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 100,000 | $0.15 | $15,000.00 |
DisclosureSEC source: 0001493152-23-021303 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,890.272 Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:08 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 15,000 | $0.15 | $2,250.00 |
DisclosureSEC source: 0001493152-23-020724 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,990.272 Read SEC document |
| May 26, 2023 Filed May 26, 2023 23:29 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 1,000,000 | $0.10 | $100,000.00 |
DisclosureSEC source: 0001493152-23-019379 · ownership.xml · nonDerivative · entry 2 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,005,272 Read SEC document |
| May 26, 2023 Filed May 30, 2023 17:35 UTC |
BIANCO RICHARD ADirector · CEO
|
PurchaseCommon stock | 745,000 | $74,500.00 | $55,502,500,000.00 |
DisclosureSEC source: 0000020639-23-000005 · primary_doc.xml · nonDerivative · entry 1 BIANCO RICHARD A · CIK 0000904660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,622,547 F1 · balance_after: Includes 720,000 shares held in an Uniform Gifts to Minors Act account for the benefit of his grandchildren. Mr. R.A. Bianco retains voting control of the shares, but pursuant to Rule 13d-4, he disclaims beneficial ownership of the shares to the extent he does not have a pecuniary interest in such shares. Read SEC document |
| May 24, 2023 Filed May 26, 2023 23:29 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 12,000 | $0.10 | $1,200.00 |
DisclosureSEC source: 0001493152-23-019379 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,005,272 Read SEC document |
| May 09, 2023 Filed May 10, 2023 17:33 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 20,000 | $0.10 | $1,900.00 |
DisclosureSEC source: 0001493152-23-016131 · ownership.xml · nonDerivative · entry 2 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,017,272 Read SEC document |
| May 08, 2023 Filed May 10, 2023 17:33 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 10,000 | $0.11 | $1,100.00 |
DisclosureSEC source: 0001493152-23-016131 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,037,272 Read SEC document |
| January 27, 2023 Filed Jan 30, 2023 19:45 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 50,000 | $0.10 | $5,000.00 |
DisclosureSEC source: 0001493152-23-002892 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,055,909 Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 14:33 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 5,000 | $0.10 | $500.00 |
DisclosureSEC source: 0001493152-22-036755 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,105,909 Read SEC document |
| December 23, 2022 Filed Dec 27, 2022 14:57 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 80,000 | $0.11 | $8,800.00 |
DisclosureSEC source: 0001493152-22-036545 · ownership.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,110,909 Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 15:19 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 100,000 | $0.36 | $36,000.00 |
DisclosureSEC source: 0001248915-22-000079 · primary_doc.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,190,909 Read SEC document |
| June 17, 2021 Filed Feb 9, 2022 19:42 UTC |
BIANCO RICHARD ADirector · CEO
|
GiftCommon Stock | 720,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000020639-22-000002 · primary_doc.xml · nonDerivative · entry 2 BIANCO RICHARD A · CIK 0000904660 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · BY UGMA Disclosed balance after: 157,547 F1 · kind: On June 17, 2021, the reporting person gifted 720,000 shares to a Uniform Gifts to Minors Act Account for the benefit of his grandchildren. The reporting person retains voting control of the transferred shares. Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of the transferred shares to the extent he does not have a pecuniary interest in such shares. F1 · ownership.direct: On June 17, 2021, the reporting person gifted 720,000 shares to a Uniform Gifts to Minors Act Account for the benefit of his grandchildren. The reporting person retains voting control of the transferred shares. Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of the transferred shares to the extent he does not have a pecuniary interest in such shares. F1 · ownership.nature: On June 17, 2021, the reporting person gifted 720,000 shares to a Uniform Gifts to Minors Act Account for the benefit of his grandchildren. The reporting person retains voting control of the transferred shares. Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of the transferred shares to the extent he does not have a pecuniary interest in such shares. Read SEC document |
| June 17, 2021 Filed Feb 9, 2022 19:42 UTC |
BIANCO RICHARD ADirector · CEO
|
GiftCommon Stock | 720,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000020639-22-000002 · primary_doc.xml · nonDerivative · entry 1 BIANCO RICHARD A · CIK 0000904660 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,547 F1 · kind: On June 17, 2021, the reporting person gifted 720,000 shares to a Uniform Gifts to Minors Act Account for the benefit of his grandchildren. The reporting person retains voting control of the transferred shares. Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of the transferred shares to the extent he does not have a pecuniary interest in such shares. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 23:47 UTC |
Camac Fund, LP10% owner
|
SaleCommon Stock | 606,060 | $0.33 | $199,999.80 |
DisclosureSEC source: 0001453622-21-000001 · primary_doc.xml · nonDerivative · entry 1 Camac Fund, LP · CIK 0001516478 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,290,909 Read SEC document |
| May 20, 2020 Filed May 22, 2020 15:15 UTC |
BIANCO RICHARD ADirector · President & CEO
|
PurchaseCommon Stock | 100,000 | $0.18 | $18,000.00 |
DisclosureSEC source: 0000020639-20-000014 · primary_doc.xml · nonDerivative · entry 1 BIANCO RICHARD A · CIK 0000904660 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,547 Read SEC document |
| May 20, 2020 Filed May 22, 2020 14:51 UTC |
Carnegie Jerry YDirector
|
PurchaseCommon Stock | 71,898 | $0.18 | $12,941.64 |
DisclosureSEC source: 0000020639-20-000013 · primary_doc.xml · nonDerivative · entry 1 Carnegie Jerry Y · CIK 0001454690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,898 Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 18:26 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
SHEEHY BRIAN L.10% owner
|
SaleCommon Stock, $0.01 par value | 9,896,969 | $0.16 | $1,583,515.04 |
DisclosureSEC source: 0001013594-20-000002 · form4.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| June 05, 2019 Filed Jun 5, 2019 23:07 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
ISZO CAPITAL GP LLC10% owner
ISZO CAPITAL LP10% owner
SHEEHY BRIAN L.10% owner
|
SaleCommon Stock, $0.01 par value | 12,000 | $0.40 | $4,800.00 |
DisclosureSEC source: 0001567619-19-012851 · doc1.xml · nonDerivative · entry 3 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,896,969 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 23:07 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
ISZO CAPITAL GP LLC10% owner
ISZO CAPITAL LP10% owner
SHEEHY BRIAN L.10% owner
|
SaleCommon Stock, $0.01 par value | 5,100 | $0.40 | $2,040.00 |
DisclosureSEC source: 0001567619-19-012851 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,908,969 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 23:07 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
ISZO CAPITAL GP LLC10% owner
ISZO CAPITAL LP10% owner
SHEEHY BRIAN L.10% owner
|
SaleCommon Stock, $0.01 par value | 250,000 | $0.37 | $92,500.00 |
DisclosureSEC source: 0001567619-19-012851 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,914,069 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 21:14 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
SHEEHY BRIAN L.10% owner
|
SaleCommon Stock, $0.01 par value | 158,416 | $0.54 | $84,752.56 |
DisclosureSEC source: 0001567619-18-002967 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,164,069 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 21:59 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 219,534 | $0.52 | $114,355.26 |
DisclosureSEC source: 0001567619-18-002419 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,312,485 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| September 07, 2018 Filed Sep 20, 2018 20:28 UTC Amendment |
ISZO CAPITAL MANAGEMENT LP10% owner
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
SHEEHY BRIAN L.10% owner
|
PurchaseCommon Stock, $0.01 par value | 219,534 | $0.52 | $114,355.26 |
DisclosureSEC source: 0001567619-18-002943 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,322,485 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 02, 2018 Filed May 2, 2018 22:13 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 121,500 | $0.52 | $63,180.00 |
DisclosureSEC source: 0001140361-18-021334 · doc1.xml · nonDerivative · entry 3 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,817,451 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 02, 2018 Filed May 3, 2018 18:33 UTC Amendment |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 121,500 | $0.52 | $63,180.00 |
DisclosureSEC source: 0001140361-18-021486 · doc1.xml · nonDerivative · entry 3 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,092,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 02, 2018 Filed Sep 20, 2018 20:28 UTC Amendment |
ISZO CAPITAL MANAGEMENT LP10% owner
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
SHEEHY BRIAN L.10% owner
|
PurchaseCommon Stock, $0.01 par value | 131,500 | $0.52 | $68,380.00 |
DisclosureSEC source: 0001567619-18-002942 · doc1.xml · nonDerivative · entry 3 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,102,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:13 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 500,000 | $0.50 | $250,000.00 |
DisclosureSEC source: 0001140361-18-021334 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,695,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 01, 2018 Filed May 3, 2018 18:33 UTC Amendment |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 75,000 | $0.50 | $37,500.00 |
DisclosureSEC source: 0001140361-18-021486 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,971,451 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 01, 2018 Filed Sep 20, 2018 20:28 UTC Amendment |
ISZO CAPITAL MANAGEMENT LP10% owner
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
SHEEHY BRIAN L.10% owner
|
PurchaseCommon Stock, $0.01 par value | 75,000 | $0.50 | $37,500.00 |
DisclosureSEC source: 0001567619-18-002942 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,971,451 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| April 30, 2018 Filed May 2, 2018 22:13 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 500,000 | $0.45 | $225,000.00 |
DisclosureSEC source: 0001140361-18-021334 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,195,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| April 30, 2018 Filed May 3, 2018 18:33 UTC Amendment |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 200,500 | $0.45 | $90,225.00 |
DisclosureSEC source: 0001140361-18-021486 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,896,451 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| April 30, 2018 Filed Sep 20, 2018 20:28 UTC Amendment |
ISZO CAPITAL MANAGEMENT LP10% owner
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
SHEEHY BRIAN L.10% owner
|
PurchaseCommon Stock, $0.01 par value | 200,500 | $0.45 | $90,225.00 |
DisclosureSEC source: 0001567619-18-002942 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,896,451 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:23 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 450,000 | $0.28 | $126,000.00 |
DisclosureSEC source: 0001140361-17-047384 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,695,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 15:10 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 145,000 | $0.27 | $38,425.00 |
DisclosureSEC source: 0001140361-17-045141 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,245,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:20 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 425,000 | $0.25 | $106,250.00 |
DisclosureSEC source: 0001140361-17-044243 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,100,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| November 01, 2017 Filed Nov 14, 2017 21:41 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 335,000 | $0.28 | $93,800.00 |
DisclosureSEC source: 0001140361-17-042834 · doc1.xml · nonDerivative · entry 5 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 8,675,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| October 23, 2017 Filed Nov 14, 2017 21:41 UTC |
ISZO CAPITAL MANAGEMENT LP10% owner
|
PurchaseCommon Stock, $0.01 par value | 268,000 | $0.28 | $75,040.00 |
DisclosureSEC source: 0001140361-17-042834 · doc1.xml · nonDerivative · entry 4 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 8,340,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.