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ABCL

AbCellera Biologics Inc.

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4118
SEC CIK
0001703057
Parsed reports
142

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202640
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 14, 2024 Filed Jan 16, 2024 23:18 UTC
Booth AndrewChief Financial Officer
GrantShare option (right to buy) · Derivative 770,416 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001703057-24-000004 · wk-form4_1705447127.xml · derivative · entry 1

Booth Andrew · CIK 0001834411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,590,897

Underlying: Common Shares · 770,416 shares

Expires 2034-01-14

F1 · derivative.exercise_date: The shares subject to such option vest and become exercisable monthly in substantially equal installments over a four-year period, with the first tranche vested on January 14, 2025, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
January 14, 2024 Filed Jan 16, 2024 23:14 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
GrantShare option (right to buy) · Derivative 2,095,532 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001703057-24-000002 · wk-form4_1705446854.xml · derivative · entry 1

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,484,723

Underlying: Common Shares · 2,095,532 shares

Expires 2034-01-14

F1 · derivative.exercise_date: The shares subject to such option vest and become exercisable monthly in substantially equal installments over a four-year period, with the first tranche vested on January 14, 2025, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 23:08 UTC GiftCommon Shares 210,000 $0.00 $0.00
Disclosure

SEC source: 0001703057-23-000049 · wk-form4_1703027269.xml · nonDerivative · entry 1

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,802,493

F1 · price: This transaction represents a charitable donation of 210,000 common shares the reporting person donated on December 19, 2023.

Read SEC document
November 23, 2023 Filed Nov 27, 2023 21:45 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionShare option (right to buy) · Derivative 56,125 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001703057-23-000044 · wk-form4_1701121501.xml · derivative · entry 3

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,389,191

Underlying: Common Shares · 56,125 shares

Expires 2030-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on November 18, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
November 23, 2023 Filed Nov 27, 2023 21:45 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionCommon Shares 56,125 $2.70 $151,537.50
Disclosure

SEC source: 0001703057-23-000044 · wk-form4_1701121501.xml · nonDerivative · entry 1

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2023 Filed Nov 8, 2023 20:29 UTC PurchaseCommon Shares 10,000 $4.46 $44,600.00
Disclosure

SEC source: 0001703057-23-000042 · wk-form4_1699475382.xml · nonDerivative · entry 2

Montalbano John S. · CIK 0001834423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,000

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $4.45 to $4.46. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 20:29 UTC PurchaseCommon Shares 20,000 $4.64 $92,800.00
Disclosure

SEC source: 0001703057-23-000042 · wk-form4_1699475382.xml · nonDerivative · entry 1

Montalbano John S. · CIK 0001834423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,000

Read SEC document
September 22, 2023 Filed Sep 26, 2023 16:26 UTC PurchaseCommon Shares 20,000 $4.91 $98,200.00
Disclosure

SEC source: 0001703057-23-000032 · wk-form4_1695745559.xml · nonDerivative · entry 1

Hayden Michael R · CIK 0001352908 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,323,397

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $4.89 to $4.93. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

F2 · ownership.direct: These shares are held by Genworks 2 Consulting, Inc. ("Genworks 2"). The Reporting Person's spouse has sole voting and investment power with respect to the shares held by Genworks 2. The reporting person disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest, if any, therein.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:38 UTC
Lecault VeroniqueDirector · Chief Operating Officer
PurchaseCommon Shares 20,000 $5.19 $103,800.00
Disclosure

SEC source: 0001703057-23-000030 · wk-form4_1694723915.xml · nonDerivative · entry 1

Lecault Veronique · CIK 0001834418 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,040,122

Read SEC document
August 24, 2023 Filed Aug 25, 2023 17:57 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionShare option (right to buy) · Derivative 56,125 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001703057-23-000027 · wk-form4_1692986225.xml · derivative · entry 3

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,445,316

Underlying: Common Shares · 56,125 shares

Expires 2030-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on November 18, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 17:57 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionCommon Shares 56,125 $2.70 $151,537.50
Disclosure

SEC source: 0001703057-23-000027 · wk-form4_1692986225.xml · nonDerivative · entry 1

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 16:22 UTC PurchaseCommon Shares 30,000 $5.90 $177,000.00
Disclosure

SEC source: 0001703057-23-000024 · wk-form4_1691598110.xml · nonDerivative · entry 1

Hayden Michael R · CIK 0001352908 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,303,397

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $5.89 to $5.91. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

F2 · ownership.direct: These shares are held by Genworks 2 Consulting, Inc. ("Genworks 2"). The Reporting Person's spouse has sole voting and investment power with respect to the shares held by Genworks 2. The reporting person disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest, if any, therein.

Read SEC document
May 26, 2023 Filed May 26, 2023 18:53 UTC
Booth AndrewChief Financial Officer
PurchaseCommon Shares 14,500 $6.85 $99,325.00
Disclosure

SEC source: 0001209191-23-032484 · doc4.xml · nonDerivative · entry 1

Booth Andrew · CIK 0001834411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,000

Read SEC document
May 26, 2023 Filed May 26, 2023 18:50 UTC PurchaseCommon Shares 153,000 $6.52 $997,728.30
Disclosure

SEC source: 0001209191-23-032481 · doc4.xml · nonDerivative · entry 1

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,012,493

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $6.39 to $6.90. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
May 26, 2023 Filed May 30, 2023 17:14 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionShare option (right to buy) · Derivative 56,125 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-23-032793 · doc4.xml · derivative · entry 3

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,501,441

Underlying: Common Shares · 56,125 shares

Expires 2030-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on November 18, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
May 26, 2023 Filed May 30, 2023 17:14 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionCommon Shares 56,125 $2.70 $151,537.50
Disclosure

SEC source: 0001209191-23-032793 · doc4.xml · nonDerivative · entry 1

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2023 Filed May 9, 2023 19:02 UTC
Lecault VeroniqueDirector · Chief Operating Officer
Exercise / conversionShare option (right to buy) · Derivative 250,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001209191-23-028214 · doc4.xml · derivative · entry 5

Lecault Veronique · CIK 0001834418 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,142,689

Underlying: Common Shares · 250,000 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to such option vest and become exercisable annually in substantially equal installments over a six-year period, with the first tranche vested on November 8, 2017, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
May 05, 2023 Filed May 9, 2023 19:02 UTC
Lecault VeroniqueDirector · Chief Operating Officer
Exercise / conversionCommon Shares 250,000 $0.19 $47,500.00
Disclosure

SEC source: 0001209191-23-028214 · doc4.xml · nonDerivative · entry 1

Lecault Veronique · CIK 0001834418 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,020,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:33 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionShare option (right to buy) · Derivative 56,125 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-23-012199 · doc4.xml · derivative · entry 3

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,557,566

Underlying: Common Shares · 56,125 shares

Expires 2030-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on November 18, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:33 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionCommon Shares 56,125 $2.70 $151,537.50
Disclosure

SEC source: 0001209191-23-012199 · doc4.xml · nonDerivative · entry 1

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 19:31 UTC
Booth AndrewChief Financial Officer
Exercise / conversionShare option (right to buy) · Derivative 50,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001209191-22-062412 · doc4.xml · derivative · entry 4

Booth Andrew · CIK 0001834411 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,820,481

Underlying: Common shares · 50,000 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to such option vest and become exercisable annually in substantially equal installments over a six-year period, with the first tranche vested on June 15, 2017, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 19:31 UTC
Booth AndrewChief Financial Officer
GiftCommon shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062412 · doc4.xml · nonDerivative · entry 2

Booth Andrew · CIK 0001834411 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,500

F1 · shares: This transaction represents a charitable donation of 50,000 common shares the reporting person donated on December 20, 2022.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 19:31 UTC
Booth AndrewChief Financial Officer
Exercise / conversionCommon Shares 50,000 $0.19 $9,500.00
Disclosure

SEC source: 0001209191-22-062412 · doc4.xml · nonDerivative · entry 1

Booth Andrew · CIK 0001834411 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 15:18 UTC PurchaseCommon Shares 85,102 $10.10 $859,249.36
Disclosure

SEC source: 0001209191-22-062090 · doc4.xml · nonDerivative · entry 1

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,859,493

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $10.04 to $10.15. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:33 UTC GrantShare Option (right to buy) · Derivative 47,231 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001209191-22-059579 · doc4.xml · derivative · entry 1

Hayden Michael R · CIK 0001352908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,045

Underlying: Common Shares · 47,231 shares

Expires 2032-12-01

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:34 UTC
Lo AndrewDirector
GrantShare Option (right to buy) · Derivative 47,231 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001209191-22-059580 · doc4.xml · derivative · entry 1

Lo Andrew · CIK 0001679076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,556

Underlying: Common Shares · 47,231 shares

Expires 2032-12-01

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:30 UTC GrantShare option (right to buy) · Derivative 47,231 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001209191-22-059578 · doc4.xml · derivative · entry 1

Montalbano John S. · CIK 0001834423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,045

Underlying: Common Shares · 47,231 shares

Expires 2032-12-01

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:28 UTC
Lecault VeroniqueDirector · Chief Operating Officer
GrantShare Options (right to buy) · Derivative 462,535 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001209191-22-059573 · doc4.xml · derivative · entry 1

Lecault Veronique · CIK 0001834418 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392,689

Underlying: Common Shares · 462,535 shares

Expires 2032-12-01

F1 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on December 1, 2023, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:22 UTC
Stimart TrynChief Legal Officer
GrantShare Options (right to buy) · Derivative 346,901 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001209191-22-059570 · doc4.xml · derivative · entry 1

Stimart Tryn · CIK 0001834424 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,658,381

Underlying: Common Shares · 346,901 shares

Expires 2032-12-01

F1 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on December 1, 2023, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:19 UTC
Booth AndrewChief Financial Officer
GrantShare Options (right to buy) · Derivative 485,661 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001209191-22-059568 · doc4.xml · derivative · entry 1

Booth Andrew · CIK 0001834411 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,870,481

Underlying: Common Shares · 485,661 shares

Expires 2032-12-01

F1 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on December 1, 2023, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:13 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
GrantShare Options (right to buy) · Derivative 925,069 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001209191-22-059566 · doc4.xml · derivative · entry 1

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,613,691

Underlying: Common Shares · 925,069 shares

Expires 2032-12-01

F1 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on December 1, 2023, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:36 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionShare option (right to buy) · Derivative 56,125 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-22-058300 · doc4.xml · derivative · entry 3

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,688,622

Underlying: Common Shares · 56,125 shares

Expires 2030-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on November 18, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:36 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionCommon Shares 56,125 $2.70 $151,537.50
Disclosure

SEC source: 0001209191-22-058300 · doc4.xml · nonDerivative · entry 1

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Nov 10, 2022 00:31 UTC GiftCommon Shares 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056271 · doc4.xml · nonDerivative · entry 1

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,774,391

F1 · shares: This transaction represents a chartiable donation of 70,000 common shares the reporting person donated on October 31, 2022.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 19:27 UTC PurchaseCommon Shares 200,000 $11.46 $2,292,460.00
Disclosure

SEC source: 0001209191-22-046998 · doc4.xml · nonDerivative · entry 1

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,844,391

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $11.20 to $11.59. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:09 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionShare option (right to buy) · Derivative 56,125 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-22-046995 · doc4.xml · derivative · entry 3

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,744,747

Underlying: Common Shares · 56,125 shares

Expires 2030-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on November 18, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:09 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionCommon Shares 56,125 $2.70 $151,537.50
Disclosure

SEC source: 0001209191-22-046995 · doc4.xml · nonDerivative · entry 1

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 14, 2022 Filed Jun 15, 2022 17:14 UTC PurchaseCommon Shares 9,173 $8.05 $73,841.73
Disclosure

SEC source: 0001209191-22-036884 · doc4.xml · nonDerivative · entry 2

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,644,391

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $8.045 to $8.05. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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June 13, 2022 Filed Jun 15, 2022 17:14 UTC PurchaseCommon Shares 54,915 $8.03 $441,066.30
Disclosure

SEC source: 0001209191-22-036884 · doc4.xml · nonDerivative · entry 1

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,635,218

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $7.99 to $8.05. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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June 06, 2022 Filed Jun 8, 2022 19:32 UTC PurchaseCommon Shares 64,545 $7.50 $483,964.86
Disclosure

SEC source: 0001209191-22-034983 · doc4.xml · nonDerivative · entry 1

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,580,303

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $7.44 to $7.55. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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May 18, 2022 Filed May 19, 2022 17:17 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionShare option (right to buy) · Derivative 56,125 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-22-030394 · doc4.xml · derivative · entry 3

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800,872

Underlying: Common Shares · 56,125 shares

Expires 2030-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on November 18, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date.

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May 18, 2022 Filed May 19, 2022 17:17 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionCommon Shares 56,125 $2.70 $151,537.50
Disclosure

SEC source: 0001209191-22-030394 · doc4.xml · nonDerivative · entry 1

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 16, 2022 Filed May 17, 2022 19:07 UTC
Lecault VeroniqueDirector · Chief Operating Officer
PurchaseCommon Shares 200,000 $6.34 $1,267,780.00
Disclosure

SEC source: 0001209191-22-029542 · doc4.xml · nonDerivative · entry 1

Lecault Veronique · CIK 0001834418 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770,122

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $6.22 to $6.50. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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May 13, 2022 Filed May 17, 2022 19:04 UTC PurchaseCommon Shares 300,000 $7.26 $2,176,530.00
Disclosure

SEC source: 0001209191-22-029541 · doc4.xml · nonDerivative · entry 1

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,515,758

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $6.88 to $7.38. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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May 12, 2022 Filed May 16, 2022 18:14 UTC PurchaseCommon Shares 1,408,468 $6.41 $9,021,800.93
Disclosure

SEC source: 0001209191-22-029092 · doc4.xml · nonDerivative · entry 1

Thermopylae Holdings Ltd. · CIK 0001834449 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,215,758

F1 · shares: The price reported in Column 4 is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $5.44 to $6.78. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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May 12, 2022 Filed May 16, 2022 18:13 UTC
Booth AndrewChief Financial Officer
PurchaseCommon Shares 85,000 $5.79 $492,150.00
Disclosure

SEC source: 0001209191-22-029091 · doc4.xml · nonDerivative · entry 1

Booth Andrew · CIK 0001834411 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,500

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March 04, 2022 Filed Mar 4, 2022 21:51 UTC PurchaseCommon Shares 10,000 $8.54 $85,400.00
Disclosure

SEC source: 0001209191-22-016327 · doc4.xml · nonDerivative · entry 1

Montalbano John S. · CIK 0001834423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

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March 01, 2022 Filed Mar 3, 2022 17:06 UTC PurchaseCommon Shares 20,000 $9.05 $181,000.00
Disclosure

SEC source: 0001209191-22-015227 · doc4.xml · nonDerivative · entry 1

Montalbano John S. · CIK 0001834423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

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February 28, 2022 Filed Mar 2, 2022 00:49 UTC
Lecault VeroniqueDirector · Chief Operating Officer
PurchaseCommon Shares 230,789 $8.66 $1,998,632.74
Disclosure

SEC source: 0001209191-22-014395 · doc4.xml · nonDerivative · entry 1

Lecault Veronique · CIK 0001834418 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570,122

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased at prices ranging from $8.48 to $8.80. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 22, 2022 Filed Feb 25, 2022 18:50 UTC
Hansen Carl L. G.Director · Chief Executive Officer · 10% owner
Exercise / conversionShare option (right to buy) · Derivative 56,125 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001209191-22-013012 · doc4.xml · derivative · entry 3

Hansen Carl L. G. · CIK 0001834412 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856,997

Underlying: Common Shares · 56,125 shares

Expires 2030-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to such option vest and become exercisable quarterly in substantially equal installments over a four-year period, with the first tranche vested on November 18, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.