Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 14, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.45 | $85,575.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 14, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 14, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.45 | $85,575.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.25 | $84,875.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.25 | $84,875.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.05 | $84,175.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.05 | $84,175.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 11, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 11, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.05 | $84,175.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 11, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 11, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.05 | $84,175.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.90 | $83,650.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.90 | $83,650.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.55 | $82,425.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 20:29 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.55 | $82,425.00 |
DisclosureSEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 06, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 06, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.50 | $82,250.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 06, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 06, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.50 | $82,250.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.75 | $83,125.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.75 | $83,125.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.60 | $82,600.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.60 | $82,600.00 |
DisclosureSEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.25 | $81,375.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.25 | $81,375.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.35 | $81,725.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.35 | $81,725.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.25 | $81,375.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 20:01 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.25 | $81,375.00 |
DisclosureSEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 27, 2017 Filed Jun 27, 2017 20:37 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000019 · wf-form4_149859585315604.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2017 Filed Jun 27, 2017 20:37 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.55 | $82,425.00 |
DisclosureSEC source: 0001389463-17-000019 · wf-form4_149859585315604.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. Read SEC document |
| June 27, 2017 Filed Jun 27, 2017 20:37 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000019 · wf-form4_149859585315604.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.