Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2017 Filed Aug 4, 2017 21:15 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.85 | $86,975.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 8,499 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,784 Underlying: AB Holding Units · 8,499 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 8,499 | $24.90 | $211,599.60 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. F4 · price: Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 4,999 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 8,499 | $17.05 | $144,907.95 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 4,922 | $24.82 | $122,174.87 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 1,422 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.25 | $84,875.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.25 | $84,875.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.15 | $84,525.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:02 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.15 | $84,525.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,283 Underlying: AB Holding Units · 10,000 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 10,000 | $17.05 | $170,500.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,283 Underlying: AB Holding Units · 10,000 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 10,000 | $17.05 | $170,500.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,283 Underlying: AB Holding Units · 10,000 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $24.91 | $249,125.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 6,500 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 10,000 | $17.05 | $170,500.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:15 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $24.91 | $249,125.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 6,500 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $25.65 | $89,775.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.65 | $86,275.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.60 | $86,100.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.60 | $86,100.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.50 | $85,750.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.50 | $85,750.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.65 | $86,275.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.65 | $86,275.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.50 | $85,750.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.50 | $85,750.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.30 | $85,050.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 21:43 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.30 | $85,050.00 |
DisclosureSEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 14, 2017 Filed Jul 14, 2017 20:03 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.