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AUTOSCOPE TECHNOLOGIES CORP

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9596
SEC CIK
0000943034
Parsed reports
193

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2019 Filed Dec 17, 2019 15:27 UTC GrantCommon stock 1,422 $4.35 $6,185.70
Disclosure

SEC source: 0000943034-19-000031 · primary_doc.xml · nonDerivative · entry 1

LIDSKY PAUL F · CIK 0001068025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,061

Read SEC document
December 13, 2019 Filed Dec 17, 2019 15:38 UTC GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000032 · primary_doc.xml · nonDerivative · entry 1

Berger Andrew · CIK 0001656039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,918

Read SEC document
December 13, 2019 Filed Dec 17, 2019 15:23 UTC GrantCommon Stock 1,422 $4.35 $6,185.70
Disclosure

SEC source: 0000943034-19-000030 · primary_doc.xml · nonDerivative · entry 1

Daly Joseph Patrick · CIK 0001332596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,014

Read SEC document
December 13, 2019 Filed Dec 17, 2019 13:35 UTC GrantCommon Stock 1,422 $4.35 $6,185.70
Disclosure

SEC source: 0000943034-19-000029 · primary_doc.xml · nonDerivative · entry 1

Davis Geoffrey Clark · CIK 0001689088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,755

Read SEC document
December 13, 2019 Filed Dec 17, 2019 13:32 UTC GrantCommon Stock 1,422 $4.35 $6,185.70
Disclosure

SEC source: 0000943034-19-000028 · primary_doc.xml · nonDerivative · entry 1

BRACKE JAMES W · CIK 0001265843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,382

Read SEC document
September 13, 2019 Filed Sep 17, 2019 10:55 UTC GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000024 · primary_doc.xml · nonDerivative · entry 1

LIDSKY PAUL F · CIK 0001068025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,639

Read SEC document
September 13, 2019 Filed Sep 17, 2019 12:24 UTC GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000027 · primary_doc.xml · nonDerivative · entry 1

Daly Joseph Patrick · CIK 0001332596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,592

Read SEC document
September 13, 2019 Filed Sep 17, 2019 12:16 UTC GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000026 · primary_doc.xml · nonDerivative · entry 1

Davis Geoffrey Clark · CIK 0001689088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,333

Read SEC document
September 13, 2019 Filed Sep 17, 2019 11:02 UTC GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000025 · primary_doc.xml · nonDerivative · entry 1

Berger Andrew · CIK 0001656039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,496

Read SEC document
September 13, 2019 Filed Sep 17, 2019 10:50 UTC GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000023 · primary_doc.xml · nonDerivative · entry 1

BRACKE JAMES W · CIK 0001265843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,960

Read SEC document
June 14, 2019 Filed Jun 18, 2019 17:19 UTC GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000021 · primary_doc.xml · nonDerivative · entry 1

Berger Andrew · CIK 0001656039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,200

Read SEC document
June 14, 2019 Filed Jun 18, 2019 12:01 UTC GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000019 · primary_doc.xml · nonDerivative · entry 1

Daly Joseph Patrick · CIK 0001332596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,296

Read SEC document
June 14, 2019 Filed Jun 18, 2019 17:13 UTC PurchaseCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000020 · primary_doc.xml · nonDerivative · entry 1

LIDSKY PAUL F · CIK 0001068025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,343

Read SEC document
June 14, 2019 Filed Jun 18, 2019 11:56 UTC GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000018 · primary_doc.xml · nonDerivative · entry 1

Davis Geoffrey Clark · CIK 0001689088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,037

Read SEC document
June 14, 2019 Filed Jun 18, 2019 11:51 UTC GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000017 · primary_doc.xml · nonDerivative · entry 1

BRACKE JAMES W · CIK 0001265843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,664

Read SEC document
June 14, 2019 Filed Jun 19, 2019 15:49 UTC Amendment GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000022 · primary_doc.xml · nonDerivative · entry 1

LIDSKY PAUL F · CIK 0001068025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,343

F1 · kind: Amendment is being filed as the original Form 4 was reported as an open market purchase of non-derivative securities, but it should have been reported as an award pursuant to Rule 16b-3(d).

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June 03, 2019 Filed Jun 4, 2019 14:57 UTC PurchaseCommon Stock 565 $5.15 $2,909.75
Disclosure

SEC source: 0000943034-19-000016 · primary_doc.xml · nonDerivative · entry 1

Daly Joseph Patrick · CIK 0001332596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
May 31, 2019 Filed Jun 3, 2019 11:46 UTC PurchaseCommon Stock 15 $5.05 $75.75
Disclosure

SEC source: 0000943034-19-000015 · primary_doc.xml · nonDerivative · entry 1

Daly Joseph Patrick · CIK 0001332596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,435

Read SEC document
May 30, 2019 Filed May 31, 2019 10:24 UTC PurchaseCommon Stock 350 $5.15 $1,802.50
Disclosure

SEC source: 0000943034-19-000013 · primary_doc.xml · nonDerivative · entry 1

Daly Joseph Patrick · CIK 0001332596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,420

Read SEC document
May 23, 2019 Filed May 24, 2019 11:11 UTC PurchaseCommon Stock 4,000 $5.30 $21,200.00
Disclosure

SEC source: 0000943034-19-000012 · primary_doc.xml · nonDerivative · entry 1

Daly Joseph Patrick · CIK 0001332596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,070

Read SEC document
April 29, 2019 Filed May 1, 2019 14:31 UTC GrantCommon Stock 10,516 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000011 · primary_doc.xml · nonDerivative · entry 1

Hallowell Frank Glenn · CIK 0001775366 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,516

Read SEC document
March 25, 2019 Filed Mar 28, 2019 15:55 UTC GrantCommon Stock 12,673 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000009 · primary_doc.xml · nonDerivative · entry 1

Stelzig Chad · CIK 0001678337 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,023

Read SEC document
March 15, 2019 Filed Mar 19, 2019 13:40 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000007 · primary_doc.xml · nonDerivative · entry 1

Berger Andrew · CIK 0001656039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,904

Read SEC document
March 15, 2019 Filed Mar 19, 2019 11:45 UTC GrantCommon Stock 1,070 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000006 · primary_doc.xml · nonDerivative · entry 1

Daly Joseph Patrick · CIK 0001332596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070

Read SEC document
March 15, 2019 Filed Mar 19, 2019 11:42 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000005 · primary_doc.xml · nonDerivative · entry 1

Davis Geoffrey Clark · CIK 0001689088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,741

Read SEC document
March 15, 2019 Filed Mar 19, 2019 11:38 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000004 · primary_doc.xml · nonDerivative · entry 1

LIDSKY PAUL F · CIK 0001068025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,047

Read SEC document
March 15, 2019 Filed Mar 19, 2019 11:32 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0000943034-19-000003 · primary_doc.xml · nonDerivative · entry 1

BRACKE JAMES W · CIK 0001265843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,368

Read SEC document
March 15, 2019 Filed Mar 19, 2019 11:08 UTC Tax withholdingCommon Stock 479 $4.85 $2,323.15
Disclosure

SEC source: 0000943034-19-000002 · primary_doc.xml · nonDerivative · entry 2

Slawson Todd Christoper · CIK 0001735078 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,400

F1 · kind: These shares were used to pay the reporting person's tax obligation, and their disposition in this manner is not subject to the trading prohibitions of the issuer's Procedures and Guidelines Governing Insider Trading and Tipping.

Read SEC document
March 14, 2019 Filed Mar 19, 2019 11:08 UTC Tax withholdingCommon Stock 1,883 $5.00 $9,415.00
Disclosure

SEC source: 0000943034-19-000002 · primary_doc.xml · nonDerivative · entry 1

Slawson Todd Christoper · CIK 0001735078 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,879

F1 · kind: These shares were used to pay the reporting person's tax obligation, and their disposition in this manner is not subject to the trading prohibitions of the issuer's Procedures and Guidelines Governing Insider Trading and Tipping.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 13:44 UTC GrantCommon Stock 1,153 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000020 · primary_doc.xml · nonDerivative · entry 1

LIDSKY PAUL F · CIK 0001068025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,797

Read SEC document
December 14, 2018 Filed Dec 18, 2018 13:26 UTC GrantCommon Stock 1,153 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000018 · primary_doc.xml · nonDerivative · entry 1

Davis Geoffrey Clark · CIK 0001689088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,491

Read SEC document
December 14, 2018 Filed Dec 18, 2018 13:39 UTC GrantCommon Stock 1,153 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000019 · primary_doc.xml · nonDerivative · entry 1

BRACKE JAMES W · CIK 0001265843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,118

Read SEC document
December 14, 2018 Filed Dec 18, 2018 13:19 UTC GrantCommon Stock 1,153 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000017 · primary_doc.xml · nonDerivative · entry 1

Berger Andrew · CIK 0001656039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,654

Read SEC document
December 10, 2018 Filed Dec 11, 2018 16:05 UTC
AB Value Management LLCDirector · 10% owner
PurchaseCommon Stock, $0.1 par value 4,930 $5.39 $26,578.62
Disclosure

SEC source: 0001544509-18-000004 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 888,323

F1 · shares: Represents 2,465 Shares of Common Stock purchased directly by AB Value Partners, LP and 2,465 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F2 · price: The price reported in Column 4 is a weighted average price.

F3 · balance_after: Represents 466,642 Shares of Common Stock owned directly by AB Value Partners, LP, 421,681 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F4 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 12:45 UTC GrantCommon Stock 1,016 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000016 · primary_doc.xml · nonDerivative · entry 1

BRACKE JAMES W · CIK 0001265843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,965

Read SEC document
September 14, 2018 Filed Sep 17, 2018 12:22 UTC GrantCommon Stock 1,016 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000013 · primary_doc.xml · nonDerivative · entry 1

Davis Geoffrey Clark · CIK 0001689088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,338

Read SEC document
September 14, 2018 Filed Sep 17, 2018 12:37 UTC GrantCommon Stock 1,016 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000015 · primary_doc.xml · nonDerivative · entry 1

Berger Andrew · CIK 0001656039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,501

Read SEC document
September 14, 2018 Filed Sep 17, 2018 12:27 UTC GrantCommon Stock 1,016 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000014 · primary_doc.xml · nonDerivative · entry 1

LIDSKY PAUL F · CIK 0001068025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,644

Read SEC document
June 15, 2018 Filed Jun 19, 2018 13:41 UTC GrantCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000012 · primary_doc.xml · nonDerivative · entry 1

LIDSKY PAUL F · CIK 0001068025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,628

Read SEC document
June 15, 2018 Filed Jun 19, 2018 13:31 UTC GrantCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000011 · primary_doc.xml · nonDerivative · entry 1

Berger Andrew · CIK 0001656039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,485

Read SEC document
June 15, 2018 Filed Jun 19, 2018 12:48 UTC GrantCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000009 · primary_doc.xml · nonDerivative · entry 1

Davis Geoffrey Clark · CIK 0001689088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,322

Read SEC document
June 15, 2018 Filed Jun 19, 2018 12:58 UTC GrantCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000010 · primary_doc.xml · nonDerivative · entry 1

BRACKE JAMES W · CIK 0001265843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,949

Read SEC document
June 05, 2018 Filed Jun 7, 2018 17:14 UTC
AB Value Management LLCDirector · 10% owner
PurchaseCommon Stock, $0.1 par value 500 $4.13 $2,065.00
Disclosure

SEC source: 0001544509-18-000003 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 883,393

F1 · shares: Represents 250 Shares of Common Stock purchased directly by AB Value Partners, LP and 250 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F2 · price: The price reported in Column 4 is a weighted average price.

F3 · balance_after: Represents 464,177 Shares of Common Stock owned directly by AB Value Partners, LP, 419,216 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F4 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
May 29, 2018 Filed May 31, 2018 16:23 UTC
AB Value Management LLCDirector · 10% owner
PurchaseCommon Stock, $0.1 par value 300 $3.90 $1,170.00
Disclosure

SEC source: 0001544509-18-000002 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 882,893

F1 · shares: Represents 150 Shares of Common Stock purchased directly by AB Value Partners, LP and 150 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F2 · price: The price reported in Column 4 is a weighted average price.

F3 · balance_after: Represents 463,927 Shares of Common Stock owned directly by AB Value Partners, LP, 418,966 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F4 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
May 21, 2018 Filed May 21, 2018 17:04 UTC
AB Value Management LLCDirector · 10% owner
PurchaseCommon Stock, $0.1 par value 3,200 $3.95 $12,655.04
Disclosure

SEC source: 0001544509-18-000001 · primary_doc.xml · nonDerivative · entry 3

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 882,593

F9 · shares: Represents 1,600 Shares of Common Stock purchased directly by AB Value Partners, LP and 1,600 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F10 · price: The price reported in Column 4 is a weighted average price.

F11 · balance_after: Represents 463,777 Shares of Common Stock owned directly by AB Value Partners, LP, 418,816 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F12 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
May 18, 2018 Filed May 21, 2018 17:04 UTC
AB Value Management LLCDirector · 10% owner
PurchaseCommon Stock, $0.1 par value 9,800 $4.00 $39,200.00
Disclosure

SEC source: 0001544509-18-000001 · primary_doc.xml · nonDerivative · entry 2

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 879,393

F5 · shares: Represents 4,900 Shares of Common Stock purchased directly by AB Value Partners, LP and 4,900 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F6 · price: The price reported in Column 4 is a weighted average price.

F7 · balance_after: Represents 462,177 Shares of Common Stock owned directly by AB Value Partners, LP, 417,216 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F8 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
May 17, 2018 Filed May 18, 2018 10:14 UTC PurchaseCommon Stock 25,000 $3.87 $96,825.00
Disclosure

SEC source: 0000943034-18-000008 · primary_doc.xml · nonDerivative · entry 1

BRACKE JAMES W · CIK 0001265843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,425

Read SEC document
May 17, 2018 Filed May 21, 2018 17:04 UTC
AB Value Management LLCDirector · 10% owner
PurchaseCommon Stock, $0.1 par value 41,200 $3.91 $161,232.08
Disclosure

SEC source: 0001544509-18-000001 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 869,593

F1 · shares: Represents 20,600 Shares of Common Stock purchased directly by AB Value Partners, LP and 20,600 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F2 · price: The price reported in Column 4 is a weighted average price.

F3 · balance_after: Represents 457,277 Shares of Common Stock owned directly by AB Value, LP, 412,316 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F4 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:19 UTC
Stelzig ChadPresident and CEO
Tax withholdingCommon Stock 1,192 $4.40 $5,244.80
Disclosure

SEC source: 0000943034-18-000005 · primary_doc.xml · nonDerivative · entry 2

Stelzig Chad · CIK 0001678337 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,350

F1 · kind: These shares were used to pay the reporting person's tax obligation, and their disposition in this manner is not subject to the trading prohibitions of the issuer's Procedures and Guidelines Governing Insider Trading and Tipping.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:41 UTC GrantCommon Stock 2,049 $0.00 $0.00
Disclosure

SEC source: 0000943034-18-000004 · primary_doc.xml · nonDerivative · entry 1

Davis Geoffrey Clark · CIK 0001689088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,798

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.