Tapewire

Nasdaq · USD

AAON

AAON, INC.

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Tapewire entity
130
SEC CIK
0000824142
Parsed reports
635

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202530
Jan 202600
Feb 202600
Mar 202603
Apr 202607
May 2026010
Jun 202601
Jul 202600
Aug 202610
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2021 Filed Nov 5, 2021 21:07 UTC
Ware BruceDirector
GrantCommon Stock, par value $.004 830 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000138 · wf-form4_163614645712755.xml · nonDerivative · entry 1

Ware Bruce · CIK 0001886650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830

F1 · shares: Restricted Stock Grant, vesting on an annual basis over a one-year period commencing on the grant date (11/03/2021).

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:58 UTC GrantCommon Stock, par value $.004 830 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000136 · wf-form4_163614587384753.xml · nonDerivative · entry 1

Stewart David Raymond · CIK 0001887897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830

F1 · shares: Restricted Stock Grant, vesting ratably on an annual basis over a two-year period commencing on the grant date (11/03/2021).

Read SEC document
September 13, 2021 Filed Sep 14, 2021 21:32 UTC SaleCommon Stock, par value $.004 688 $65.39 $44,988.32
Disclosure

SEC source: 0000824142-21-000122 · wf-form4_163165509885735.xml · nonDerivative · entry 1

Lackey Paul K Jr · CIK 0001408648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,339

Read SEC document
August 23, 2021 Filed Aug 24, 2021 18:38 UTC
Fields Gary DDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,810 $69.55 Strike: $36.95 $195,435.50
Disclosure

SEC source: 0000824142-21-000120 · wf-form4_162983029008991.xml · derivative · entry 10

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,652

Underlying: Common Stock · 2,810 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.50 to $69.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 18:38 UTC
Fields Gary DDirector · President and CEO
SaleCommon Stock, par value $.004 2,810 $69.55 $195,435.50
Disclosure

SEC source: 0000824142-21-000120 · wf-form4_162983029008991.xml · nonDerivative · entry 4

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,021

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.50 to $69.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 18:38 UTC
Fields Gary DDirector · President and CEO
Exercise / conversionCommon Stock, par value $.004 2,810 $36.95 $103,829.50
Disclosure

SEC source: 0000824142-21-000120 · wf-form4_162983029008991.xml · nonDerivative · entry 3

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 18:38 UTC
Fields Gary DDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 501 $69.54 Strike: $36.95 $34,839.54
Disclosure

SEC source: 0000824142-21-000120 · wf-form4_162983029008991.xml · derivative · entry 9

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,462

Underlying: Common Stock · 501 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction was executed in multiple trades at prices ranging from $69.51 to $69.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 18:38 UTC
Fields Gary DDirector · President and CEO
SaleCommon Stock, par value $.004 501 $69.54 $34,839.54
Disclosure

SEC source: 0000824142-21-000120 · wf-form4_162983029008991.xml · nonDerivative · entry 2

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,021

F1 · price: This transaction was executed in multiple trades at prices ranging from $69.51 to $69.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 18:38 UTC
Fields Gary DDirector · President and CEO
Exercise / conversionCommon Stock, par value $.004 501 $36.95 $18,511.95
Disclosure

SEC source: 0000824142-21-000120 · wf-form4_162983029008991.xml · nonDerivative · entry 1

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:28 UTC
Fields Gary DDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,430 $70.09 Strike: $36.95 $240,408.70
Disclosure

SEC source: 0000824142-21-000118 · wf-form4_162888650635080.xml · derivative · entry 7

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,963

Underlying: Common Stock · 3,430 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:28 UTC
Fields Gary DDirector · President and CEO
SaleCommon Stock, par value $.004 3,430 $70.09 $240,408.70
Disclosure

SEC source: 0000824142-21-000118 · wf-form4_162888650635080.xml · nonDerivative · entry 2

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,021

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:28 UTC
Fields Gary DDirector · President and CEO
Exercise / conversionCommon Stock, par value $.004 3,430 $36.95 $126,738.50
Disclosure

SEC source: 0000824142-21-000118 · wf-form4_162888650635080.xml · nonDerivative · entry 1

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2021 Filed May 18, 2021 22:40 UTC
Asbjornson Scott MVice President, Finance & CFO
Disposition to issuerStock Option (Right to Buy) · Derivative 11,349 $74.36 Strike: $73.36 $843,911.64
Disclosure

SEC source: 0000824142-21-000100 · wf-form4_162137750978071.xml · derivative · entry 9

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,349 shares

Expires 2031-03-11

F6 · shares: Forfeiture of Stock Option Award (granted 3/11/2021) due to retirement, effective May 16, 2021.

Read SEC document
May 16, 2021 Filed May 18, 2021 22:40 UTC
Asbjornson Scott MVice President, Finance & CFO
Disposition to issuerCommon Stock, par value $.004 1,632 $68.64 $112,020.48
Disclosure

SEC source: 0000824142-21-000100 · wf-form4_162137750978071.xml · nonDerivative · entry 2

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,094

F2 · shares: Forfeiture of Restricted Stock Award (granted 3/11/2021) due to retirement, effective May 16, 2021.

Read SEC document
May 16, 2021 Filed May 18, 2021 22:40 UTC
Asbjornson Scott MVice President, Finance & CFO
Tax withholdingCommon Stock, par value $.004 1,112 $68.64 $76,327.68
Disclosure

SEC source: 0000824142-21-000100 · wf-form4_162137750978071.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,726

F1 · shares: Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 16, 2021.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:44 UTC GrantCommon Stock, par value $.004 1,408 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000095 · wf-form4_162092422818745.xml · nonDerivative · entry 1

McElroy A H II · CIK 0001408104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,151

F1 · shares: Restricted Stock Grant, vesting ratably on an annual basis over one year (the duration of the director's remaining term).

Read SEC document
May 11, 2021 Filed May 13, 2021 16:34 UTC GrantCommon Stock, par value $.004 1,408 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000093 · wf-form4_162092365139090.xml · nonDerivative · entry 1

LeClair Stephen · CIK 0001707220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,290

F1 · shares: Restricted Stock Grant, vesting ratably on an annual basis over two years (the duration of the director's remaining term).

Read SEC document
May 11, 2021 Filed May 13, 2021 16:32 UTC GrantCommon Stock 1,408 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000091 · wf-form4_162092351318238.xml · nonDerivative · entry 1

Lawhorn Caron A · CIK 0001302089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,696

F1 · shares: Restricted Stock Grant, vesting ratably on an annual basis over two years (the duration of the director's remaining term).

Read SEC document
May 11, 2021 Filed May 13, 2021 16:29 UTC GrantCommon Stock, par value $.004 1,408 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000089 · wf-form4_162092334745521.xml · nonDerivative · entry 1

Lackey Paul K Jr · CIK 0001408648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,027

F1 · shares: Restricted Stock Grant, vesting ratably on an annual basis over one year (the duration of the director's remaining term).

Read SEC document
May 11, 2021 Filed May 13, 2021 16:26 UTC GrantCommon Stock, par value $.004 1,408 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000087 · wf-form4_162092317174812.xml · nonDerivative · entry 1

Kouplen Angela · CIK 0001675087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,352

F1 · shares: Restricted Stock Grant, vesting ratably on an annual basis over three years (the duration of the director's remaining term).

Read SEC document
May 11, 2021 Filed May 13, 2021 16:24 UTC
Fields Gary DDirector · President and CEO
GrantCommon Stock, par value $.004 1,408 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000085 · wf-form4_162092304518598.xml · nonDerivative · entry 2

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,021

F1 · shares: Restricted Stock Grant, vesting ratably on an annual basis over three years (the duration of the director's remaining term).

Read SEC document
May 11, 2021 Filed May 13, 2021 16:24 UTC
Fields Gary DDirector · President and CEO
Tax withholdingCommon Stock, par value $.004 1,365 $65.24 $89,052.60
Disclosure

SEC source: 0000824142-21-000085 · wf-form4_162092304518598.xml · nonDerivative · entry 1

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,613

Read SEC document
May 11, 2021 Filed May 13, 2021 16:19 UTC
ASBJORNSON NORMAN HDirector · Executive Chairman · 10% owner
GrantCommon Stock, par value $.004 1,408 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000083 · wf-form4_162092277758294.xml · nonDerivative · entry 2

ASBJORNSON NORMAN H · CIK 0000903063 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539,708

F1 · shares: Restricted Stock Grant, vesting ratably on an annual basis over three years (the duration of the director's remaining term).

Read SEC document
May 11, 2021 Filed May 13, 2021 16:19 UTC
ASBJORNSON NORMAN HDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock, par value $.004 1,292 $65.24 $84,290.08
Disclosure

SEC source: 0000824142-21-000083 · wf-form4_162092277758294.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538,300

Read SEC document
April 07, 2021 Filed Apr 8, 2021 22:56 UTC
ASBJORNSON NORMAN HDirector · Executive Chairman · 10% owner
GiftCommon Stock, par value $.004 4,000 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000070 · wf-form4_161792257878279.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539,592

Read SEC document
March 16, 2021 Filed Mar 16, 2021 22:28 UTC Amendment
Fields Gary DDirector · President and CEO
Tax withholdingCommon Stock, par value $.004 32 $64.24 $2,055.68
Disclosure

SEC source: 0000824142-21-000058 · wf-form4a_161593370532475.xml · nonDerivative · entry 3

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,978

F2 · shares: The original Form 4, filed on March 15, 2021, is being amended by this Form 4 amendment, solely to disclose an administrative error, which did not report a sale that occurred on December 1, 2020 for a total of 32 shares (at $64.24 per share). The number of shares presented above represents the current shares beneficially owned by the reporting person.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:12 UTC
Wakefield Stephen EChief Operating Officer
SaleCommon Stock, par value $.004 986 $74.18 $73,141.48
Disclosure

SEC source: 0000824142-21-000063 · wf-form4_161601914670606.xml · nonDerivative · entry 1

Wakefield Stephen E · CIK 0001757894 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,818

F1 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 23:13 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 5,828 $74.73 Strike: $44.22 $435,526.44
Disclosure

SEC source: 0000824142-21-000048 · wf-form4_161584996739457.xml · derivative · entry 11

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,968

Underlying: Common Stock · 5,828 shares

Expires 2030-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 23:13 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 13,800 $74.73 Strike: $41.37 $1,031,274.00
Disclosure

SEC source: 0000824142-21-000048 · wf-form4_161584996739457.xml · derivative · entry 10

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 13,800 shares

Expires 2029-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 23:13 UTC
Asbjornson Scott MVice President, Finance & CFO
SaleCommon Stock, par value $.004 19,628 $74.73 $1,466,800.44
Disclosure

SEC source: 0000824142-21-000048 · wf-form4_161584996739457.xml · nonDerivative · entry 5

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,838

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 23:13 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionCommon Stock, par value $.004 5,828 $44.22 $257,714.16
Disclosure

SEC source: 0000824142-21-000048 · wf-form4_161584996739457.xml · nonDerivative · entry 4

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 23:13 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionCommon Stock, par value $.004 13,800 $41.37 $570,906.00
Disclosure

SEC source: 0000824142-21-000048 · wf-form4_161584996739457.xml · nonDerivative · entry 3

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:21 UTC
Stewart Larry GeneVice President
GrantCommon Stock, par value $.004 1,065 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000056 · wf-form4_161585048815572.xml · nonDerivative · entry 1

Stewart Larry Gene · CIK 0001809015 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

F1 · shares: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:17 UTC
Gadiwalla Rony DVP, Information Technology
GrantCommon Stock, par value $.004 969 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000052 · wf-form4_161585025137328.xml · nonDerivative · entry 2

Gadiwalla Rony D · CIK 0001757883 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,304

F1 · shares: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:17 UTC
Gadiwalla Rony DVP, Information Technology
Tax withholdingCommon Stock, par value $.004 399 $73.36 $29,270.64
Disclosure

SEC source: 0000824142-21-000052 · wf-form4_161585025137328.xml · nonDerivative · entry 1

Gadiwalla Rony D · CIK 0001757883 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,335

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:19 UTC
Wakefield Stephen EChief Operating Officer
GrantCommon Stock, par value $.004 1,938 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000054 · wf-form4_161585036441024.xml · nonDerivative · entry 2

Wakefield Stephen E · CIK 0001757894 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,804

F1 · shares: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:19 UTC
Wakefield Stephen EChief Operating Officer
Tax withholdingCommon Stock, par value $.004 384 $73.36 $28,170.24
Disclosure

SEC source: 0000824142-21-000054 · wf-form4_161585036441024.xml · nonDerivative · entry 1

Wakefield Stephen E · CIK 0001757894 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,866

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:15 UTC
Thompson RebeccaChief Accounting Officer
GrantCommon Stock, par value $.004 1,293 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000050 · wf-form4_161585011972587.xml · nonDerivative · entry 2

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,610

F1 · shares: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:15 UTC
Thompson RebeccaChief Accounting Officer
Tax withholdingCommon Stock, par value $.004 160 $73.36 $11,737.60
Disclosure

SEC source: 0000824142-21-000050 · wf-form4_161585011972587.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:13 UTC
Asbjornson Scott MVice President, Finance & CFO
GrantCommon Stock, par value $.004 1,632 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000048 · wf-form4_161584996739457.xml · nonDerivative · entry 2

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,838

F1 · shares: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 23:13 UTC
Asbjornson Scott MVice President, Finance & CFO
Tax withholdingCommon Stock, par value $.004 286 $73.36 $20,980.96
Disclosure

SEC source: 0000824142-21-000048 · wf-form4_161584996739457.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,206

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March 11, 2021 Filed Mar 15, 2021 23:09 UTC
ASBJORNSON NORMAN HDirector · Executive Chairman · 10% owner
GrantCommon Stock, par value $.004 1,575 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000046 · wf-form4_161584976456170.xml · nonDerivative · entry 2

ASBJORNSON NORMAN H · CIK 0000903063 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,543,592

F1 · shares: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.

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March 11, 2021 Filed Mar 15, 2021 23:09 UTC
ASBJORNSON NORMAN HDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock, par value $.004 480 $73.36 $35,212.80
Disclosure

SEC source: 0000824142-21-000046 · wf-form4_161584976456170.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,542,017

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March 11, 2021 Filed Mar 15, 2021 23:05 UTC
Fields Gary DDirector · President and CEO
GrantCommon Stock, par value $.004 4,524 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000044 · wf-form4_161584948577678.xml · nonDerivative · entry 2

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,978

F1 · shares: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.

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March 11, 2021 Filed Mar 15, 2021 23:05 UTC
Fields Gary DDirector · President and CEO
Tax withholdingCommon Stock, par value $.004 454 $73.36 $33,305.44
Disclosure

SEC source: 0000824142-21-000044 · wf-form4_161584948577678.xml · nonDerivative · entry 1

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,454

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March 11, 2021 Filed Mar 16, 2021 22:28 UTC Amendment
Fields Gary DDirector · President and CEO
GrantCommon Stock, par value $.004 4,524 $0.00 $0.00
Disclosure

SEC source: 0000824142-21-000058 · wf-form4a_161593370532475.xml · nonDerivative · entry 2

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,010

F1 · shares: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.

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March 11, 2021 Filed Mar 16, 2021 22:28 UTC Amendment
Fields Gary DDirector · President and CEO
Tax withholdingCommon Stock, par value $.004 454 $73.36 $33,305.44
Disclosure

SEC source: 0000824142-21-000058 · wf-form4a_161593370532475.xml · nonDerivative · entry 1

Fields Gary D · CIK 0001642826 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,486

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March 10, 2021 Filed Mar 12, 2021 00:37 UTC SaleCommon Stock, par value $.004 2,000 $75.00 $150,000.00
Disclosure

SEC source: 0000824142-21-000042 · wf-form4_161550943509657.xml · nonDerivative · entry 1

Lackey Paul K Jr · CIK 0001408648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,619

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March 08, 2021 Filed Mar 9, 2021 21:39 UTC
Wakefield Stephen EChief Operating Officer
SaleCommon Stock, par value $.004 175 $73.63 $12,885.25
Disclosure

SEC source: 0000824142-21-000040 · wf-form4_161532596888808.xml · nonDerivative · entry 1

Wakefield Stephen E · CIK 0001757894 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,251

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March 08, 2021 Filed Mar 9, 2021 21:36 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 7,980 $73.84 Strike: $36.95 $589,243.20
Disclosure

SEC source: 0000824142-21-000038 · wf-form4_161532578199778.xml · derivative · entry 11

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,960

Underlying: Common Stock · 7,980 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.50 to $74.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.