REGENTS OF THE UNIVERSITY OF CALIFORNIA

SEC source: 0001140361-20-013006 · form4.xml · nonDerivative · entry 2

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,047,303

F2 · price: The price is a weighted average of the multiple trades that took place on 6/3/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.96.

SEC source: 0001140361-20-013006 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,086,553

F1 · price: The price is a weighted average of the multiple trades that took place on 6/2/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.77.

SEC source: 0001140361-20-012640 · form4.xml · nonDerivative · entry 2

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,093,753

F2 · price: The price is a weighted average of the multiple trades that took place on 5/28/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.99.

SEC source: 0001140361-20-012640 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,214,325

F1 · price: The price is a weighted average of the multiple trades that took place on 5/27/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.73.

SEC source: 0001140361-20-012222 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250,222

F1 · price: The price is a weighted average of the multiple trades that took place on 5/21/2020. The lowest price at which the shares were sold was $12.57 and the highest price was $12.71.

SEC source: 0001140361-20-012092 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,302,964

F1 · price: The price is a weighted average of the multiple trades that took place on 5/20/2020. The lowest price at which the shares were sold was $12.62 and the highest price was $12.83.

SEC source: 0001140361-20-011982 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,346,113

F1 · price: The price is a weighted average of the multiple trades that took place on 5/19/2020. The lowest price at which the shares were sold was $12.54 and the highest price was $12.75.

SEC source: 0001140361-20-011342 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,395,483

F1 · price: The price is a weighted average of the multiple trades that took place on 5/11/2020. The lowest price at which the shares were sold was $12.50 and the highest price was $12.685.

SEC source: 0001140361-20-011168 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,540,483

F1 · price: The price is a weighted average of the multiple trades that took place on 5/8/2020. The lowest price at which the shares were sold was $12.61 and the highest price was $13.38.

SEC source: 0001140361-20-011069 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,685,483

F1 · price: The price is a weighted average of the multiple trades that took place on 5/7/2020. The lowest price at which the shares were sold was $13.00 and the highest price was $13.36.

SEC source: 0001140361-20-010882 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,828,483

F1 · price: The price is a weighted average of the multiple trades that took place on 5/5/2020. The lowest price at which the shares were sold was $12.50 and the highest price was $12.77.

SEC source: 0001140361-19-020387 · form4.xml · nonDerivative · entry 3

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111,290

SEC source: 0001140361-19-020486 · form4.xml · nonDerivative · entry 3

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,110,290

F3 · acquired: Securities Acquired (A) amended to Securities Disposed of (D), and Amount of Securities Beneficially Owned Following Reported Transaction(s) amended from 2,111,290 to 2,110,290.

F3 · balance_after: Securities Acquired (A) amended to Securities Disposed of (D), and Amount of Securities Beneficially Owned Following Reported Transaction(s) amended from 2,111,290 to 2,110,290.

SEC source: 0001140361-19-020387 · form4.xml · nonDerivative · entry 2

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127,090

SEC source: 0001140361-19-020387 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197,406

SEC source: 0001140361-19-020486 · form4.xml · nonDerivative · entry 2

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123,090

F2 · acquired: Securities Acquired (A) amended to Securities Disposed of (D), and Amount of Securities Beneficially Owned Following Reported Transaction(s) amended from 2,127,090 to 2,123,090.

F2 · balance_after: Securities Acquired (A) amended to Securities Disposed of (D), and Amount of Securities Beneficially Owned Following Reported Transaction(s) amended from 2,127,090 to 2,123,090.

SEC source: 0001140361-19-020486 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197,406

F1 · shares: Share amount amended from 100,0000 to 100,000, and Securities Acquired (A) amended to Securities Disposed of (D).

F1 · acquired: Share amount amended from 100,0000 to 100,000, and Securities Acquired (A) amended to Securities Disposed of (D).

SEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 6

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,960,361

F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call.

F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program.

SEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 5

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,082,153.509

F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call.

F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program.

SEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 4

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,321,050.758

F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call.

F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program.

SEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 3

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,025,638.193

F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call.

F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program.

SEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 2

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,399,193.256

F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call.

F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program.

SEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,503,246.558

F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call.

F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program.

SEC source: 0001567619-18-000171 · doc1.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,271,511.912

SEC source: 0000899243-18-020458 · doc4.xml · derivative · entry 5

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 794,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

F1 · derivative.exercise_date: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

F1 · derivative.expiration_date: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

SEC source: 0000899243-18-020458 · doc4.xml · derivative · entry 4

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 590,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

F1 · derivative.exercise_date: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

F1 · derivative.expiration_date: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

SEC source: 0000899243-18-020458 · doc4.xml · derivative · entry 3

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 778,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

F1 · derivative.exercise_date: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

F1 · derivative.expiration_date: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

SEC source: 0000899243-18-020458 · doc4.xml · nonDerivative · entry 2

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297,406

SEC source: 0000899243-18-020458 · doc4.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,164,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.

SEC source: 0001140361-18-030928 · doc1.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,738,468.685

SEC source: 0001140361-17-024717 · doc1.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,856,318.805

SEC source: 0001140361-17-022815 · doc1.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,252,780.346

SEC source: 0001140361-17-016153 · doc1.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,620,015

SEC source: 0001140361-16-091167 · doc1.xml · nonDerivative · entry 1

REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,120,015