Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarGurus, Inc.CARG · Entity 4203 | Director | June 11, 2021 | June 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarGurus, Inc.
Report date June 11, 2021 · Filed June 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,167,801 |
Reported balance
After 2021-06-11 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-06-11 · Sale · Disposed 10,000 · Balance 3,167,801 F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Argonaut 22 LLC. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.74 to $25.29 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. F3: The shares are owned directly by Argonaut 22 LLC. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and the Reporting Person, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. The Reporting Person is an indirect beneficial owner of the reported securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,157,801 |
Reported balance
After 2021-06-14 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2021-06-14 · Sale · Disposed 10,000 · Balance 3,157,801 F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Argonaut 22 LLC. F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.66 to $25.14 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. F3: The shares are owned directly by Argonaut 22 LLC. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and the Reporting Person, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. The Reporting Person is an indirect beneficial owner of the reported securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,147,801 |
Reported balance
After 2021-06-15 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2021-06-15 · Sale · Disposed 10,000 · Balance 3,147,801 F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Argonaut 22 LLC. F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.10 to $24.92 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. F3: The shares are owned directly by Argonaut 22 LLC. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and the Reporting Person, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. The Reporting Person is an indirect beneficial owner of the reported securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 795,589 |
Reported balance
Holding disclosure · report date 2021-06-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 795,589 F6: The shares are owned directly by The RWS 2006 Family Trust. The Reporting Person, a director of the Issuer, is a co-trustee of The RWS 2006 Family Trust and may be deemed to be an indirect beneficial owner of the shares held by The RWS 2006 Family Trust. The Reporting Person expressly disclaims beneficial ownership of the shares held by The RWS 2006 Family Trust and this report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 24,809 |
Reported balance
Holding disclosure · report date 2021-06-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 24,809 F7: The shares are owned directly by The NP 2003 Family Trust. The Reporting Person, a director of the Issuer, is a co-trustee of The NP 2003 Family Trust and may be deemed to be an indirect beneficial owner of the shares held by The NP 2003 Family Trust. The Reporting Person expressly disclaims beneficial ownership of the shares held by The NP 2003 Family Trust and this report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 300,000 |
Reported balance
Holding disclosure · report date 2021-06-11 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 300,000 F8: The shares are owned directly by The Profesta Foundation, a family foundation, over which the Reporting Person, a director of the Issuer, is the Sole Trustee. The Reporting Person is an indirect beneficial owner of the reported securities. |
| Class A Common StockSEC Table I · non-derivative | Direct | 10,978 |
Reported balance
Holding disclosure · report date 2021-06-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,978 |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Argonaut 22 LLC.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.74 to $25.29 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.
F3: The shares are owned directly by Argonaut 22 LLC. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and the Reporting Person, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. The Reporting Person is an indirect beneficial owner of the reported securities.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.66 to $25.14 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.10 to $24.92 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.
F6: The shares are owned directly by The RWS 2006 Family Trust. The Reporting Person, a director of the Issuer, is a co-trustee of The RWS 2006 Family Trust and may be deemed to be an indirect beneficial owner of the shares held by The RWS 2006 Family Trust. The Reporting Person expressly disclaims beneficial ownership of the shares held by The RWS 2006 Family Trust and this report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F7: The shares are owned directly by The NP 2003 Family Trust. The Reporting Person, a director of the Issuer, is a co-trustee of The NP 2003 Family Trust and may be deemed to be an indirect beneficial owner of the shares held by The NP 2003 Family Trust. The Reporting Person expressly disclaims beneficial ownership of the shares held by The NP 2003 Family Trust and this report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F8: The shares are owned directly by The Profesta Foundation, a family foundation, over which the Reporting Person, a director of the Issuer, is the Sole Trustee. The Reporting Person is an indirect beneficial owner of the reported securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 16, 2017 Filed Oct 18, 2017 20:47 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 1,523,000 | $14.88 | $22,662,240.00 |
DisclosureSEC source: 0001104659-17-062773 · a4.xml · nonDerivative · entry 3 Parafestas Anastasios · CIK 0001556198 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,708,219 F2 · ownership.nature: The shares are owned directly by Argonaut 22 LLC. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and Anastasios Parafestas, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. Anastasios Parafestas and Spinnaker Capital are indirect beneficial owners of the reported securities. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:47 UTC | CarGurus, Inc. CARG · Entity 4203 | ConversionClass A Common Stock | 15,231,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-062773 · a4.xml · nonDerivative · entry 2 Parafestas Anastasios · CIK 0001556198 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,231,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. F2 · ownership.nature: The shares are owned directly by Argonaut 22 LLC. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and Anastasios Parafestas, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. Anastasios Parafestas and Spinnaker Capital are indirect beneficial owners of the reported securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.