organization · Reporting owner

ELLIOTT ASSOCIATES, L.P.

Disclosed activity across 6 companies

Tapewire entity: 97689
SEC CIK: 0000904495

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PEABODY ENERGY CORPBTU · Entity 4124	10% owner	August 14, 2018	August 16, 2018
Roadrunner Transportation Systems, Inc.RRTS · Entity 148812	10% owner	February 26, 2019	February 28, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEABODY ENERGY CORP

Report date August 14, 2018 · Filed August 16, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par value per share (the "Common Stock")SEC Table I · non-derivative	Direct	10,818,761	Reported balance After 2018-08-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2018-08-14 · Sale · Disposed 489,926 · Balance 10,818,761 F1: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	9,013,135	Reported balance After 2018-08-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-08-14 · Sale · Disposed 1,805,626 · Balance 9,013,135 F1: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Roadrunner Transportation Systems, Inc.

Report date February 26, 2019 · Filed February 28, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative	Direct	40,496,601	Reported balance After 2019-02-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2019-02-26 · Other · Acquired 38,818,886 · Balance 40,496,601 F2: Represents the exercise of subscription rights in the Issuer's rights offering, as described in the Issuer's Prospectus dated February 1, 2019 (the "Rights Offering") by the Reporting Person, with each right entitling the Reporting Person to purchase 23.1379497159 shares of Common Stock. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	271,640,210	Reported balance After 2019-02-26 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2019-02-26 · Purchase · Acquired 231,143,609 · Balance 271,640,210 F3: Represents shares of Common Stock acquired by the Reporting Person pursuant to its backstop commitment in accordance with the Standby Purchase Agreement, dated as of November 8, 2018 (the "Standby Purchase Agreement"), filed as Exhibit 10.48 to the Issuer's Current Report on Form 8-K filed with the Securities and exchange Commission on November 9, 2018. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Series B Cumulative Redeemable Preferred StockSEC Table I · non-derivative	Direct	0	Reported balance After 2019-02-26 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2019-02-26 · Other · Disposed 49,600 · Balance 0 F4: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Series C Cumulative Redeemable Preferred StockSEC Table I · non-derivative	Direct	0	Reported balance After 2019-02-26 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2019-02-26 · Other · Disposed 17,600 · Balance 0 F4: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Series D Cumulative Redeemable Preferred StockSEC Table I · non-derivative	Direct	0	Reported balance After 2019-02-26 transaction · row 5 Account or security details depend on footnotes; rows are not merged. 1 source row Row 5 · 2019-02-26 · Other · Disposed 32 · Balance 0 F4: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Series E Cumulative Redeemable Preferred StockSEC Table I · non-derivative	Direct	0	Reported balance After 2019-02-26 transaction · row 6 Account or security details depend on footnotes; rows are not merged. 1 source row Row 6 · 2019-02-26 · Other · Disposed 12,000 · Balance 0 F4: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Series E-1 Cumulative Redeemable Preferred StockSEC Table I · non-derivative	Direct	0	Reported balance After 2019-02-26 transaction · row 7 Account or security details depend on footnotes; rows are not merged. 1 source row Row 7 · 2019-02-26 · Other · Disposed 11,433 · Balance 0 F4: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2019-02-19	Direct	0	Reported balance After 2019-02-26 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-02-26 · Other · Disposed 1,677,715 · Balance 0 F5: Represents subscription rights acquired by the Reporting Person in connection with the Rights Offering. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2: Represents the exercise of subscription rights in the Issuer's rights offering, as described in the Issuer's Prospectus dated February 1, 2019 (the "Rights Offering") by the Reporting Person, with each right entitling the Reporting Person to purchase 23.1379497159 shares of Common Stock.

F3: Represents shares of Common Stock acquired by the Reporting Person pursuant to its backstop commitment in accordance with the Standby Purchase Agreement, dated as of November 8, 2018 (the "Standby Purchase Agreement"), filed as Exhibit 10.48 to the Issuer's Current Report on Form 8-K filed with the Securities and exchange Commission on November 9, 2018.

F4: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement.

F5: Represents subscription rights acquired by the Reporting Person in connection with the Rights Offering.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Affinion Group Holdings, Inc.

Report date April 10, 2019 · Filed April 12, 2019

Section 16 reporting ended · disclosed 2019-04-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative	Direct	0	Reported balance After 2019-04-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2019-04-10 · Other · Disposed 795,965 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 46,702 shares of New Common Stock, 2,104,973 New Penny Warrants and 73,440 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2022-11-10	Direct	0	Reported balance After 2019-04-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-04-10 · Other · Disposed 22,222 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 46,702 shares of New Common Stock, 2,104,973 New Penny Warrants and 73,440 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger.

F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 46,702 shares of New Common Stock, 2,104,973 New Penny Warrants and 73,440 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4.

Howmet Aerospace Inc.

Report date August 26, 2019 · Filed August 28, 2019

Section 16 reporting ended · disclosed 2019-08-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $1.00 par valueSEC Table I · non-derivative	IndirectSee Footnote	14,514,475	Reported balance After 2019-08-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-08-26 · Sale · Disposed 811,348 · Balance 14,514,475 F1: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.
Common Stock, $1.00 par valueSEC Table I · non-derivative	Direct	13,435,039	Last balance in matching sequence After 2019-08-28 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2019-08-27 · Sale · Disposed 851,021 · Balance 13,663,454 F1: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Row 3 · 2019-08-28 · Sale · Disposed 228,415 · Balance 13,435,039 F1: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security	Direct	1	Reported balance After 2019-08-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-08-26 · Other · Acquired 1 · Balance 1 F5: The Reporting Person, directly and through The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person ("Liverpool"), increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Person with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Person disclaims beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security	Direct	1	Reported balance After 2019-08-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-08-27 · Other · Acquired 1 · Balance 1 F6: The Reporting Person, directly and through Liverpool, increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Person with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Person disclaims beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security	Direct	1	Reported balance After 2019-08-28 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-08-28 · Other · Acquired 1 · Balance 1 F7: The Reporting Person, directly and through Liverpool, increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Person with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Person disclaims beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security	IndirectSee Footnote	1	Reported balance After 2019-08-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-08-26 · Other · Acquired 1 · Balance 1 F5: The Reporting Person, directly and through The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person ("Liverpool"), increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Person with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Person disclaims beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F2: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.
Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security	IndirectSee Footnote	1	Reported balance After 2019-08-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-08-27 · Other · Acquired 1 · Balance 1 F6: The Reporting Person, directly and through Liverpool, increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Person with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Person disclaims beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F2: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Filing footnotes · ownership attribution and instrument terms

F2: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F5: The Reporting Person, directly and through The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person ("Liverpool"), increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Person with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Person disclaims beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.

F6: The Reporting Person, directly and through Liverpool, increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Person with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Person disclaims beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.

F7: The Reporting Person, directly and through Liverpool, increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Person with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Person disclaims beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.

MITEL NETWORKS CORP

Report date September 26, 2017 · Filed September 28, 2017

Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common shares, no par valueSEC Table I · non-derivative	IndirectSee footnotes	3,999,057	Reported balance After 2017-09-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-09-26 · Sale · Disposed 88,617 · Balance 3,999,057 F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Includes Common Stock received in a distribution exempt under Rule 16a-9. F3: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person ("Liverpool").
Common shares, no par valueSEC Table I · non-derivative	Direct	3,737,199	Last balance in matching sequence After 2017-09-27 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2017-09-27 · Sale · Disposed 198,504 · Balance 3,800,553 F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Includes Common Stock received in a distribution exempt under Rule 16a-9. Row 3 · 2017-09-27 · Sale · Disposed 63,354 · Balance 3,737,199 F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Includes Common Stock received in a distribution exempt under Rule 16a-9.
Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security	IndirectSee footnotes	1,254,712	Reported balance Holding disclosure · report date 2017-09-26 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 1,254,712 F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F4: Notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps expiring January 2, 2018, entered into by the Reporting Person through Liverpool, at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Liverpool with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Person disclaims beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions. F3: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person ("Liverpool").

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2: Includes Common Stock received in a distribution exempt under Rule 16a-9.

F3: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person ("Liverpool").

F4: Notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps expiring January 2, 2018, entered into by the Reporting Person through Liverpool, at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Liverpool with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Person disclaims beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions.

Pressburg, LLC

Report date December 06, 2019 · Filed December 13, 2019

Section 16 reporting ended · disclosed 2019-12-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2019-12-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-12-06 · Disposition to issuer · Disposed 5,225,017 · Balance 0 F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash. F2: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: Securities were owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash.

F2: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3: Securities were owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Transaction history

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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 31, 2017 Filed Jun 2, 2017 21:51 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	4,045	$24.00	$97,077.98	Disclosure SEC source: 0001140361-17-023648 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,652,292 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 25, 2017 Filed May 25, 2017 21:54 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	992	$23.87	$23,675.57	Disclosure SEC source: 0001140361-17-022395 · doc1.xml · nonDerivative · entry 2 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,648,247 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 23, 2017 Filed May 25, 2017 21:54 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	8,436	$23.35	$196,973.85	Disclosure SEC source: 0001140361-17-022395 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,647,255 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 16, 2017 Filed May 22, 2017 22:58 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	83,405	$24.25	$2,022,412.78	Disclosure SEC source: 0001140361-17-021800 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,638,819 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 15, 2017 Filed May 15, 2017 22:06 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	64,000	$25.01	$1,600,569.60	Disclosure SEC source: 0001140361-17-020823 · doc1.xml · nonDerivative · entry 3 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,555,414 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 12, 2017 Filed May 15, 2017 22:06 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	29,017	$24.70	$716,592.23	Disclosure SEC source: 0001140361-17-020823 · doc1.xml · nonDerivative · entry 2 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,491,414 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 11, 2017 Filed May 15, 2017 22:06 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	56,000	$25.00	$1,399,938.40	Disclosure SEC source: 0001140361-17-020823 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,462,397 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 10, 2017 Filed May 10, 2017 21:48 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	13,280	$24.97	$331,560.43	Disclosure SEC source: 0001140361-17-019438 · doc1.xml · nonDerivative · entry 4 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,406,397 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 09, 2017 Filed May 10, 2017 21:48 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	32,000	$24.58	$786,521.60	Disclosure SEC source: 0001140361-17-019438 · doc1.xml · nonDerivative · entry 3 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,393,117 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 08, 2017 Filed May 10, 2017 21:48 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	15,649	$24.14	$377,826.33	Disclosure SEC source: 0001140361-17-019438 · doc1.xml · nonDerivative · entry 2 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,361,117 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 08, 2017 Filed May 10, 2017 21:48 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	80,000	$24.17	$1,933,432.00	Disclosure SEC source: 0001140361-17-019438 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,345,468 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 05, 2017 Filed May 5, 2017 21:45 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	16,000	$23.77	$380,320.00	Disclosure SEC source: 0001140361-17-018652 · doc1.xml · nonDerivative · entry 7 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,265,468 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 05, 2017 Filed May 5, 2017 21:45 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	85,883	$23.90	$2,052,337.46	Disclosure SEC source: 0001140361-17-018652 · doc1.xml · nonDerivative · entry 6 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,249,468 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 04, 2017 Filed May 5, 2017 21:45 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	443,968	$24.01	$10,661,225.57	Disclosure SEC source: 0001140361-17-018652 · doc1.xml · nonDerivative · entry 5 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,163,585 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 04, 2017 Filed May 5, 2017 21:45 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	525,513	$23.50	$12,349,555.50	Disclosure SEC source: 0001140361-17-018652 · doc1.xml · nonDerivative · entry 4 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,719,617 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 04, 2017 Filed May 5, 2017 21:45 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	24,000	$24.70	$592,800.00	Disclosure SEC source: 0001140361-17-018652 · doc1.xml · nonDerivative · entry 3 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,194,104 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 04, 2017 Filed May 5, 2017 21:45 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	4,512	$24.29	$109,601.44	Disclosure SEC source: 0001140361-17-018652 · doc1.xml · nonDerivative · entry 2 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,170,104 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 03, 2017 Filed May 5, 2017 21:45 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	236,329	$25.31	$5,980,376.24	Disclosure SEC source: 0001140361-17-018652 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,165,592 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 02, 2017 Filed May 2, 2017 23:06 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	60,999	$26.10	$1,591,884.80	Disclosure SEC source: 0001140361-17-017971 · doc1.xml · nonDerivative · entry 3 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,929,263 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
May 01, 2017 Filed May 2, 2017 23:06 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	25,335	$25.78	$653,065.36	Disclosure SEC source: 0001140361-17-017971 · doc1.xml · nonDerivative · entry 2 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,868,264 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
April 28, 2017 Filed May 2, 2017 23:06 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	53,571	$25.74	$1,379,019.32	Disclosure SEC source: 0001140361-17-017971 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,842,929 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 27, 2017 Filed Apr 27, 2017 21:33 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	61,368	$26.28	$1,612,744.90	Disclosure SEC source: 0001140361-17-017166 · doc1.xml · nonDerivative · entry 6 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,789,358 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 27, 2017 Filed Apr 27, 2017 21:33 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	16,000	$26.45	$423,136.00	Disclosure SEC source: 0001140361-17-017166 · doc1.xml · nonDerivative · entry 5 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,727,990 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 26, 2017 Filed Apr 27, 2017 21:33 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	39,423	$26.48	$1,043,826.42	Disclosure SEC source: 0001140361-17-017166 · doc1.xml · nonDerivative · entry 4 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711,990 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 26, 2017 Filed Apr 27, 2017 21:33 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	1,920	$26.50	$50,880.00	Disclosure SEC source: 0001140361-17-017166 · doc1.xml · nonDerivative · entry 3 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672,567 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 25, 2017 Filed Apr 27, 2017 21:33 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	32,490	$26.27	$853,362.85	Disclosure SEC source: 0001140361-17-017166 · doc1.xml · nonDerivative · entry 2 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,647 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 25, 2017 Filed Apr 27, 2017 21:33 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	2,708	$26.07	$70,604.06	Disclosure SEC source: 0001140361-17-017166 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,638,157 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:54 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	11,680	$26.26	$306,735.49	Disclosure SEC source: 0001140361-17-016593 · doc1.xml · nonDerivative · entry 3 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,635,449 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 21, 2017 Filed Apr 24, 2017 21:54 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	48,000	$25.33	$1,215,662.40	Disclosure SEC source: 0001140361-17-016593 · doc1.xml · nonDerivative · entry 2 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623,769 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 20, 2017 Filed Apr 24, 2017 21:54 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	8,000	$25.11	$200,901.60	Disclosure SEC source: 0001140361-17-016593 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575,769 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 19, 2017 Filed Apr 20, 2017 21:20 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	74,016	$24.92	$1,844,634.15	Disclosure SEC source: 0001140361-17-016309 · doc1.xml · nonDerivative · entry 4 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,567,769 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 18, 2017 Filed Apr 20, 2017 21:20 UTC	PEABODY ENERGY CORP BTU · Entity 4124	OtherCommon Stock Warrant (Right to Buy) · Derivative	94	$0.00 Strike: $0.01	$0.00	Disclosure SEC source: 0001140361-17-016309 · doc1.xml · derivative · entry 5 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94 shares Expires 2017-07-03 Read SEC document
April 18, 2017 Filed Apr 20, 2017 21:20 UTC	PEABODY ENERGY CORP BTU · Entity 4124	OtherCommon Stock, par value $0.01 per Share	94	$0.01	$0.94	Disclosure SEC source: 0001140361-17-016309 · doc1.xml · nonDerivative · entry 3 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493,753 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 18, 2017 Filed Apr 20, 2017 21:20 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	16,000	$23.86	$381,758.40	Disclosure SEC source: 0001140361-17-016309 · doc1.xml · nonDerivative · entry 2 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493,659 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 18, 2017 Filed Apr 20, 2017 21:20 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	172,055	$24.07	$4,142,000.45	Disclosure SEC source: 0001140361-17-016309 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,659 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	OtherCommon Stock Warrant (Right to Buy) · Derivative	94	$0.00 Strike: $0.01	$0.00	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 13 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94 Underlying: Common Stock · 94 shares Expires 2017-07-03 F4 · security: The warrants are currently exercisable. F3 · kind: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy. Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	OtherCommon Stock Warrant (Right to Buy) · Derivative	908	$0.00 Strike: $0.01	$0.00	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 12 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 908 shares Expires 2017-07-03 F4 · security: The warrants are currently exercisable. F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	OtherCommon Stock, par value $0.01 per Share	4,287	$0.00	$0.00	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 8 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305,604 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3 · kind: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy. F3 · price: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy. Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	Exercise / conversionCommon Stock, par value $0.01 per Share	908	$0.01	$9.08	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 7 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,112,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	Tax withholdingCommon Stock, par value $0.01 per Share	18	$0.01	$0.18	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 6 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,317 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	Exercise / conversionCommon Stock, par value $0.01 per Share	52,721	$0.01	$527.21	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 5 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	OtherCommon Stock Warrant (Right to Buy) · Derivative	52,721	$0.00 Strike: $0.01	$0.00	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 11 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,721 shares Expires 2017-07-03 F4 · security: The warrants are currently exercisable. Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	OtherCommon Stock Warrant (Right to Buy) · Derivative	282,344	$0.00 Strike: $0.01	$0.00	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 10 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 908 Underlying: Common Stock · 282,344 shares Expires 2017-07-03 F4 · security: The warrants are currently exercisable. F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	OtherCommon Stock Warrant (Right to Buy) · Derivative	51,446	$0.00 Strike: $0.01	$0.00	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 9 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,721 Underlying: Common Stock · 51,446 shares Expires 2017-07-03 F4 · security: The warrants are currently exercisable. Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	Tax withholdingCommon Stock, par value $0.01 per Share	93	$0.01	$0.93	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 4 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,111,174 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	Exercise / conversionCommon Stock, par value $0.01 per Share	282,344	$0.01	$2,823.44	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 3 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,111,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	Tax withholdingCommon Stock, par value $0.01 per Share	19	$0.01	$0.19	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 2 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,614 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC	PEABODY ENERGY CORP BTU · Entity 4124	Exercise / conversionCommon Stock, par value $0.01 per Share	51,446	$0.01	$514.46	Disclosure SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 1 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 06, 2017 Filed Apr 7, 2017 21:07 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	58,560	$27.50	$1,610,481.98	Disclosure SEC source: 0001140361-17-015242 · doc1.xml · nonDerivative · entry 4 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197,187 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 05, 2017 Filed Apr 7, 2017 21:07 UTC	PEABODY ENERGY CORP BTU · Entity 4124	PurchaseCommon Stock, par value $0.01 per Share	32,000	$28.00	$895,856.00	Disclosure SEC source: 0001140361-17-015242 · doc1.xml · nonDerivative · entry 3 ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,627 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.